2025-09-05 |
13D/A
|
|
|
|
1,805,207 |
|
|
|
2025-08-15 |
13D/A
|
|
|
|
1,905,838 |
|
|
|
2025-08-12 |
13G/A
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
363,367 |
376,306 |
|
|
|
2025-08-12 |
13G/A
|
|
|
|
408,921 |
|
|
|
2025-07-22 |
13G
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
422,634 |
401,043 |
|
|
|
2025-07-08 |
13D
|
|
|
|
10,010,000 |
|
|
|
2025-07-02 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
446,538 |
422,634 |
|
|
|
2025-06-02 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
483,602 |
446,538 |
|
|
|
2025-05-22 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
530,155 |
483,602 |
|
|
|
2025-05-16 |
13D/A
|
|
|
|
1,997,624 |
|
|
|
2025-05-16 |
13G/A
|
ACR / ACRES Commercial Realty Corp.
|
|
1,191,307 |
1,177,060 |
|
|
|
2025-05-16 |
13G/A
|
|
|
|
402,417 |
|
|
|
2025-05-16 |
13G/A
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
348,118 |
363,367 |
|
|
|
2025-05-12 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
569,095 |
530,155 |
|
|
|
2025-03-18 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
584,778 |
569,095 |
|
|
|
2025-02-27 |
13G/A
|
TRIN / Trinity Capital Inc.
|
|
3,336,668 |
360,475 |
|
|
|
2025-02-24 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
|
584,778 |
|
|
|
2025-02-14 |
13G/A
|
|
|
343,375 |
388,486 |
|
|
|
2025-02-07 |
13G
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
|
348,118 |
|
|
|
2025-01-08 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
668,069 |
610,582 |
|
|
|
2024-11-14 |
13D
|
OXLCP / Oxford Lane Capital Corp. - Preferred Stock
|
|
|
2,093,189 |
|
|
|
2024-11-14 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
320,786 |
343,375 |
|
|
|
2024-11-14 |
13G/A
|
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
|
|
3,546,854 |
765,361 |
|
|
|
2024-11-14 |
13G/A
|
CCIF / Carlyle Credit Income Fund
|
|
1,202,280 |
636,490 |
|
|
|
2024-09-03 |
13G
|
CCIF / Carlyle Credit Income Fund
|
|
|
1,202,280 |
|
|
|
2024-05-21 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
485,460 |
320,786 |
|
|
|
2024-02-23 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
688,761 |
668,069 |
|
|
|
2024-02-13 |
13G/A
|
ACR / ACRES Commercial Realty Corp.
|
|
1,190,098 |
1,191,307 |
|
|
|
2024-02-08 |
13G
|
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
|
|
|
3,546,854 |
|
|
|
2024-01-29 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
716,017 |
688,761 |
|
|
|
2024-01-25 |
13G
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
603,345 |
485,460 |
|
|
|
2024-01-09 |
13G/A
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
2,135,553 |
2,129,254 |
|
|
|
2024-01-03 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
743,193 |
716,017 |
|
|
|
2023-12-22 |
13D
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
2,332,403 |
2,135,553 |
|
|
|
2023-12-19 |
13D/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
781,335 |
743,193 |
|
|
|
2023-12-01 |
13D
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
|
781,335 |
|
|
|
2023-05-26 |
13D
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
2,282,398 |
2,332,403 |
|
|
|
2023-02-13 |
13G/A
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
476,057 |
0 |
|
|
|
2023-02-13 |
13G/A
|
ACR / ACRES Commercial Realty Corp.
|
|
939,282 |
1,190,098 |
|
|
|
2023-02-13 |
13G/A
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
1,654,198 |
2,282,398 |
|
|
|
2022-03-21 |
13G/A
|
ACR / ACRES Commercial Realty Corp.
|
|
925,647 |
939,282 |
|
|
|
2022-02-14 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
1,684,861 |
1,654,198 |
|
|
|
2022-02-14 |
13G/A
|
KREF.PRA / KKR Real Estate Finance Trust Inc. - Preferred Stock
|
|
576,625 |
147,025 |
|
|
|
2022-02-14 |
13G/A
|
XOMA / XOMA Royalty Corporation
|
|
149,248 |
0 |
|
|
|
2022-02-14 |
13G/A
|
ACR / ACRES Commercial Realty Corp.
|
|
586,268 |
925,647 |
|
|
|
2021-12-17 |
13D
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
|
603,345 |
|
|
|
2021-09-20 |
13D
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
100,695 |
476,057 |
|
|
|
2021-08-19 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
|
1,684,861 |
|
|
|
2021-08-12 |
13G
|
ACR / ACRES Commercial Realty Corp.
|
|
|
586,268 |
|
|
|
2021-04-26 |
13G
|
KREF.PRA / KKR Real Estate Finance Trust Inc. - Preferred Stock
|
|
|
576,625 |
|
|
|
2021-04-22 |
13G
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
|
100,695 |
|
|
|
2021-04-19 |
13G
|
XOMA / XOMA Royalty Corporation
|
|
|
149,248 |
|
|
|
2021-02-03 |
13G
|
US67111Q2066 / OCCI 6 7/8
|
|
|
56,867 |
|
|
|
2021-01-11 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
|
|
|
|
|
2020-12-21 |
13G
|
TRIN / Trinity Capital Inc.
|
|
|
3,336,668 |
|
|
|
2020-05-22 |
13G
|
OXLC / Oxford Lane Capital Corp.
|
|
|
422,883 |
|
|
|
2018-05-18 |
13D
|
ECC / Eagle Point Credit Company Inc.
|
|
|
1,457,589 |
|
|
|