Investor Herzfeld Thomas J
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Herzfeld Thomas J . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-05-13 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 7,299,199 7,482,783
2025-04-09 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 7,138,611 7,299,199
2025-03-27 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,870,148 7,138,611
2025-03-18 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,712,831 6,870,148
2025-03-14 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,271,581 6,712,831
2025-03-13 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 6,097,551 6,271,581
2025-03-11 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 5,635,795 6,097,551
2025-03-10 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 5,364,041 5,635,795
2025-03-06 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 3,909,101 5,364,041
2024-11-25 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 3,938,680 3,909,101
2024-03-27 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 4,374,304 3,938,680
2023-12-29 13D/A HERZ / Herzfeld Credit Income Fund, Inc. 1,021,526 4,374,304
2023-01-31 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 1,053,213 1,021,526
2022-11-22 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 1,258,159 1,053,213
2022-10-07 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 984,120 1,258,159
2021-11-30 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 1,052,635 984,120
2021-07-12 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 932,306 1,052,635
2021-03-19 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 1,001,180 932,306
2019-01-07 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 1,052,779 1,001,180
2018-02-13 13G/A / Oxford Lane Capital Corp. 331,117
2017-12-08 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 992,189 1,052,779
2017-11-13 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 917,966 992,189
2017-07-07 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 825,061 917,966
2017-04-13 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 763,194 825,061
2017-03-20 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 620,505 763,194
2017-03-10 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 550,637 620,505
2016-12-23 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 550,637
2014-12-29 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 309,514
2014-12-19 13D/A CUBA / The Herzfeld Caribbean Basin Fund Inc. 629,577