Investor Tannenbaum Leonard M
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Tannenbaum Leonard M . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-08-29 13D/A AFCG / Advanced Flower Capital Inc. 6,241,981 4,989,949
2025-08-26 13D/A AFCG / Advanced Flower Capital Inc. 5,689,248 6,241,981
2025-08-19 13D/A SUNS / Sunrise Realty Trust, Inc. 3,255,355 3,391,254
2025-05-02 13D/A SUNS / Sunrise Realty Trust, Inc. 3,103,942 3,255,355
2025-03-20 13D/A SUNS / Sunrise Realty Trust, Inc. 2,914,352 3,103,942
2025-01-30 13D/A SUNS / Sunrise Realty Trust, Inc. 2,914,352
2024-12-26 13D SUNS / Sunrise Realty Trust, Inc. 1,914,352
2024-07-02 13D/A AFCG / Advanced Flower Capital Inc. 4,749,458 5,689,248
2023-01-26 13D/A OCSL / Oaktree Specialty Lending Corporation 11,210,533 3,598,715
2023-01-05 13D/A OCSL / Oaktree Specialty Lending Corporation 13,535,003 11,210,533
2022-08-12 13D/A OCSL / Oaktree Specialty Lending Corporation 15,617,331 13,535,003
2022-03-28 13D/A OCSL / Oaktree Specialty Lending Corporation 17,519,392 15,617,331
2022-01-11 13D/A OCSL / Oaktree Specialty Lending Corporation 19,493,560 17,519,392
2021-09-23 13D/A OCSL / Oaktree Specialty Lending Corporation 23,907,928 19,493,560
2021-05-28 13D/A OCSL / Oaktree Specialty Lending Corporation 25,835,076 23,907,928
2021-04-02 13D AFCG / Advanced Flower Capital Inc. 4,749,458
2021-03-26 13D/A OCSL / Oaktree Specialty Lending Corporation 18,519,174 25,835,076
2021-03-19 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 8,011,303 0
2020-12-15 13D/A OCSL / Oaktree Specialty Lending Corporation 19,930,860 18,519,174
2020-12-03 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 6,779,623 6,357,839
2020-01-30 13D/A OCSL / Oaktree Specialty Lending Corporation 21,325,038 19,930,860
2019-12-20 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,349,441 6,779,623
2019-12-20 13D/A OCSL / Oaktree Specialty Lending Corporation 22,767,175 21,325,038
2019-07-09 13D/A OCSL / Oaktree Specialty Lending Corporation 24,203,623 22,767,175
2019-05-29 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,349,441 7,349,441
2019-05-28 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,716,159 7,349,441
2019-04-12 13D/A OCSL / Oaktree Specialty Lending Corporation 25,634,813 24,203,623
2018-09-26 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,716,159
2017-10-25 13D/A OCSL / Oaktree Specialty Lending Corporation 25,634,813
2017-10-23 13D/A US31679P1093 / Fifth Street Asset Management Inc. 10,404,147 10,404,147
2017-10-20 13D/A US31679P1093 / Fifth Street Asset Management Inc. 10,123,047 10,404,147
2017-10-04 13D/A FSFR / Fifth Street Senior Floating Rate Corp.
2017-10-04 13D/A OCSL / Oaktree Specialty Lending Corporation
2017-10-03 13D/A OCSL / Oaktree Specialty Lending Corporation 27,044,419
2017-10-03 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 8,011,303
2017-09-28 13D US31679P1093 / Fifth Street Asset Management Inc. 10,123,047 10,123,047
2017-09-27 13D US31679P1093 / Fifth Street Asset Management Inc. 10,123,047
2017-07-17 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,882,811 8,011,303
2017-07-17 13D/A OCSL / Oaktree Specialty Lending Corporation 26,231,546 27,044,419
2017-03-27 13D/A OCSL / Oaktree Specialty Lending Corporation 23,053,523 26,231,546
2017-03-10 13D/A OCSL / Oaktree Specialty Lending Corporation 22,538,354 23,053,523
2017-03-07 13D/A OCSL / Oaktree Specialty Lending Corporation 21,687,907 22,538,354
2016-12-21 13D/A OCSL / Oaktree Specialty Lending Corporation 21,868,691 21,687,907
2016-12-21 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 21,868,691 21,687,907
2016-12-08 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 7,882,822 7,882,811
2016-10-05 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 5,940,181 7,882,822
2016-09-14 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 5,074,312 5,940,181
2016-09-12 13D/A OCSL / Oaktree Specialty Lending Corporation 22,004,174 21,868,691
2016-09-12 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 22,004,174 21,868,691
2016-09-08 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 4,713,156 5,074,312
2016-08-26 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 4,229,701 4,713,156
2016-08-16 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 3,229,695 4,229,701
2016-03-29 13D/A OCSL / Oaktree Specialty Lending Corporation 22,004,174 22,004,174
2016-03-29 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 22,004,174 22,004,174
2016-02-24 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 3,099,436 3,229,695
2016-02-24 13D/A OCSL / Oaktree Specialty Lending Corporation 12,084,193 22,004,174
2016-02-24 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 12,084,193 22,004,174
2016-02-03 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 2,753,657 3,099,436
2016-01-29 13D/A OCSL / Oaktree Specialty Lending Corporation 9,847,895 12,084,193
2016-01-29 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 3,364,218 12,084,193
2015-12-31 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 2,351,505 2,753,657
2015-12-31 13D OCSL / Oaktree Specialty Lending Corporation 3,364,218 9,847,895
2015-12-02 13D/A OCSL / Oaktree Specialty Lending Corporation 3,364,218
2015-12-02 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 2,007,718 2,351,505
2015-12-02 13D/A 31679B209 / Fifth Street Finance Corp. 5.875% Senior Bonds due 2024-10-30 3,364,218
2015-05-26 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 2,007,718
2014-12-22 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 1,699,986
2014-08-26 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 651,760
2014-03-24 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 426,323
2014-03-21 13D FSFR / Fifth Street Senior Floating Rate Corp. 340,453