Market Value365,027,000
Total Holdings63
File Date2013-11-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FAX / Abrdn Asia-Pacific Income Fund Inc
AGU / Agrium Inc.
AIG / American International Group, Inc.
US0325111070 / Anadarko Petroleum Corp.
ACP / Abrdn Income Credit Strategies Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BLC / Belo Corp
BA / The Boeing Company
CVS / CVS Health Corporation
CPB / The Campbell's Company
GTU / Central Gold Trust
IBM / International Business Machines Corporation
ACWI / iShares Trust - iShares MSCI ACWI ETF
LNG / Cheniere Energy, Inc.
GLD / SPDR Gold Trust
CCO / Clear Channel Outdoor Holdings, Inc.
MSFT / Microsoft Corporation
HSY / The Hershey Company
DAL / Delta Air Lines, Inc.
DOW / Dow Inc.
US2782651036 / Eaton Vance Corp.
XETWX / Eaton Vance Tax-Managed Global
GIS / General Mills, Inc.
GLAD / Gladstone Capital Corporation
HRZN / Horizon Technology Finance Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
KEX / Kirby Corporation
LAMR / Lamar Advertising Company
MCGC / Mcg Capital Corp
TAP / Molson Coors Beverage Company
NG / NovaGold Resources Inc.
NUAN / Nuance Communications Inc
ONXX / Onyx Pharmaceuticals Inc
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
TIPZ / PIMCO ETF Trust - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PIMCO ETF TR / GB ADV INF BD (72201R791)
PSEC / Prospect Capital Corporation
UONE / Urban One, Inc.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SUNS / Sunrise Realty Trust, Inc.
OXSQ / Oxford Square Capital Corp.
TJX / The TJX Companies, Inc.
TIBX / Tibco Software
UPS / United Parcel Service, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VODPF / Vodafone Group Public Limited Company
WAG /
WBMD / WebMD Health Corp.
COV /
MNKKQ / Mallinckrodt Plc
JCI / Johnson Controls International plc
FLEX / Flex Ltd.
EMR / Emerson Electric Co.
COF / Capital One Financial Corporation
DHR / Danaher Corporation
GD / General Dynamics Corporation
JNJ / Johnson & Johnson
TMO / Thermo Fisher Scientific Inc.
WMT / Walmart Inc.
SCHW / The Charles Schwab Corporation
SPGI / S&P Global Inc.