Market Value582,660,000
Total Holdings406
File Date2013-10-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KMI / Kinder Morgan, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
ADT / ADT Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
SPE / Special Opportunities Fund, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AMCX / AMC Networks Inc.
VVI / Pursuit Attractions and Hospitality, Inc.
LHX / L3Harris Technologies, Inc.
AXTI / AXT, Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ACCELRYS INC COM / (00430U103)
ACMP /
PIOE / P10 Holdings Inc - New
ACTV / Two Roads Shared Trust - LeaderShares Activist Leaders ETF
AIRT / Air T, Inc.
US01167P1012 / Alaska Communications Systems Group Inc
AMRI / Albany Molecular Research, Inc.
ARNC / Arconic Corporation
ALEX / Alexander & Baldwin, Inc.
VER / VEREIT Inc
ASRV / AmeriServ Financial, Inc.
AMP / Ameriprise Financial, Inc.
US0325111070 / Anadarko Petroleum Corp.
ANLY / Analysts International Corp
LAWS / Lawson Products, Inc.
APA / APA Corporation
ADM / Archer-Daniels-Midland Company
ASCMB / Ascent Capital Group, Inc.
XAPBX / Asia Pacific Fund, Inc.
ASIA / Matthews International Funds - Matthews Pacific Tiger Active ETF
ADP / Automatic Data Processing, Inc.
ACLS / Axcelis Technologies, Inc.
US0549371070 / BB&T Corp.
BTUI / Btu International Inc
XOM / Exxon Mobil Corporation
ABB / ABB Ltd. - ADR
BAC / Bank of America Corporation
CL / Colgate-Palmolive Company
IBM / International Business Machines Corporation
BK / The Bank of New York Mellon Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
BCLYF / Barclays PLC
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BRK.B / Berkshire Hathaway Inc.
TMO / Thermo Fisher Scientific Inc.
HAWK / Blackhawk Network Holdings, Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
US1011191053 / Boston Private Financial Hldg Inc
BOULDER TOTAL RETURN FD INC CO / CLSD FD (101541100)
CSX / CSX Corporation
AMAT / Applied Materials, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PFE / Pfizer Inc.
CST / CST Brands, Inc.
CLMS / Calamos Asset Management, Inc.
ELY / Topgolf Callaway Brands Corp
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
CIS / Camelot Information Systems Inc.
CAPITOL ACQUISITION CORP / (14056V204)
CGRN / Capstone Green Energy Corp.
CSL / Carlisle Companies Incorporated
T / AT&T Inc.
153501101 / Central Fund of Canada Ltd.
NVS / Novartis AG - Depositary Receipt (Common Stock)
HTHT / H World Group Limited - Depositary Receipt (Common Stock)
LUB / Luby`s, Inc.
CBB / Cincinnati Bell, Inc.
CLAYMORE EXCHANGE TRD FD TR GU / INDX FD (18383M506)
GLO / Clough Global Opportunities Fund
COBR / Cobra Electronics Corp
KO / The Coca-Cola Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
US19421R2004 / Collectors Universe, Inc.
BMY / Bristol-Myers Squibb Company
CPWR / Ocean Thermal Energy Corporation
CAG / Conagra Brands, Inc.
CUO / Continental Materials Corp.
US2168311072 / Cooper Tire & Rubber Co
21924P103 / Chiesi USA Inc
GLW / Corning Incorporated
CRVL / CorVel Corporation
COST / Costco Wholesale Corporation
CRRC / Courier Corp
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
CCRN / Cross Country Healthcare, Inc.
CRY / Artivion Inc
INSI / Insight Select Income Fund
DAKT / Daktronics, Inc.
DRI / Darden Restaurants, Inc.
024237020 / Dean Foods Co
DELL / Dell Technologies Inc.
DEMAND MEDIA INC COM / (24802N109)
DSWL / Deswell Industries, Inc.
SPY / SPDR S&P 500 ETF
/ Diamond Offshore Drilling Inc
CINF / Cincinnati Financial Corporation
US2538277037 / Digirad Corp.
DGLY / Digital Ally, Inc.
SWZ / Total Return Securities, Inc.
DGIT / Digital Generation, Inc.
DGICA / Donegal Group Inc.
DOW / Dow Inc.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EPB /
ESIO / Electro Scientific Industries, Inc.
MSN / Emerson Radio Corp.
EMMS / Emmis Corporation
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
MMM / 3M Company
ENZ / Enzo Biochem, Inc.
30064K105 / Exacttarget, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
FDML / Federal-Mogul Holdings Corp
FEN / First Trust Energy Income and Growth Fund
SVVC / Firsthand Technology Value Fund, Inc.
FMER / FirstMerit Corp.
ED / Consolidated Edison, Inc.
ES / Eversource Energy
FCFS / FirstCash Holdings, Inc.
FEIM / Frequency Electronics, Inc.
GARDNER DENVER INC COM / (365558105)
AMGN / Amgen Inc.
GCOM / Globecomm Systems Inc
GDP / Goodrich Petroleum Corp.
GRVY / Gravity Co., Ltd. - Depositary Receipt (Common Stock)
GWAY / Greenway Medical Technologies Inc
PDT / John Hancock Premium Dividend Fund
TURN / 180 Degree Capital Corp.
HRTH / Harte-Hanks, Inc.
HA / Hawaiian Holdings, Inc.
HSII / Heidrick & Struggles International, Inc.
HP / Helmerich & Payne, Inc.
HSKA / Heska Corp. (Restricted Voting)
HSH /
GLAE / GlassBridge Enterprises, Inc.
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
INTC / Intel Corporation
INTERNET PATENTS CORP COM / (46063G101)
IVC / Invacare Corp.
IAU / iShares Gold Trust
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
DVY / iShares Trust - iShares Select Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SLV / iShares Silver Trust
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ITI / Iteris, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JAKK / JAKKS Pacific, Inc.
JBT / JBT Marel Corporation
KDN / Kaydon Corp
KEY / KeyCorp
KIDBQ / Kid Brands, Inc.
KBAL / Kimball International, Inc. - Class B
KMP /
KOPN / Kopin Corporation
KRFT /
KKD / Krispy Kreme Doughnuts, Inc.
LNBB / Lnb Bancorp Inc
LNDC / Landec Corp.
LCI / Lannett Co., Inc.
LEE / Lee Enterprises, Incorporated
US5249011058 / Legg Mason, Inc.
LEN.B / Lennar Corporation
QRTEA / Qurate Retail Inc - Series A
QRTEA / Qurate Retail Inc - Series A
LCUT / Lifetime Brands, Inc.
LINC / Lincoln Educational Services Corporation
COP / ConocoPhillips
TIP / iShares Trust - iShares TIPS Bond ETF
LDL / Lydall, Inc.
MIN / MFS Intermediate Income Trust
US5538291023 / MVC Capital, Inc.
MCN / XAI Madison Equity Premium Income Fund
MMP / Magellan Midstream Partners L.P.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
MNTX / Manitex International, Inc.
MARKET VECTORS ETF TR MKTVEC M / INDX FD (57060U134)
MARKET VECTORS ETF TR AGRIBUS / INDX FD (57060U605)
MARKET VECTORS ETF TR RVE HARD / INDX FD (57060U795)
MARKET VECTORS ETF TR MKTVEC S / INDX FD (57060U803)
SVRA / Savara Inc.
MATX / Matson, Inc.
MLP / Maui Land & Pineapple Company, Inc.
MXWL / Maxwell Technologies, Inc.
MAXY / Maxygen Inc
MDCI / Medical Action Industries Inc
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EMR / Emerson Electric Co.
MSPD / Mindspeed Technologies, Inc
MINE / Minerco, Inc.
FWONA / Formula One Group
MOLX / Molex Inc
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
LLY / Eli Lilly and Company
DIS / The Walt Disney Company
MDLZ / Mondelez International, Inc.
ASYS / Amtech Systems, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
NC / NACCO Industries, Inc.
NAFC / Nash Finch Co
NTZ / Natuzzi S.p.A. - Depositary Receipt (Common Stock)
NLS / Nautilus Inc
NTSP / Netspend Holdings, Inc.
AXP / American Express Company
GOOGL / Alphabet Inc.
NVE / Nv Energy, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
NUO / Nuveen Ohio Quality Municipal Income Fund
OKS / ONEOK Partners, L.P.
ONXX / Onyx Pharmaceuticals Inc
ORBT / Orbit International Corp.
VWTR / Vidler Water Resources Inc
JNJ / Johnson & Johnson
HY / Hyster-Yale, Inc.
PPL / PPL Corporation
PVF CAPITAL CORP COM / (693654105)
CSCO / Cisco Systems, Inc.
PENX / Penford Corp
PEP / PepsiCo, Inc.
US71361F1003 / Perceptron, Inc.
PESI / Perma-Fix Environmental Services, Inc.
JEF / Jefferies Financial Group Inc.
PM / Philip Morris International Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PLNR / Planar Systems, Inc.
PLCM / Polycom, Inc.
POST / Post Holdings, Inc.
POWERSHARES ETF TRUST DYNAMIC / INDX FD (73935X104)
POWERSHARES ETF TRUST HI YLD E / INDX FD (73935X302)
POWERSHARES ETF TRUST FTSE RAF / INDX FD (73935X583)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II INTL / INDX FD (73936Q835)
POWERSHARES ETF TR II S&P500 L / INDX FD (73937B779)
NKY /
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
PAA / Plains All American Pipeline, L.P. - Limited Partnership
AOD / Abrdn Total Dynamic Dividend Fund
ASH / Ashland Inc.
US74733V1008 / QEP Resources, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
QCOM / QUALCOMM Incorporated
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VOYA / Voya Financial, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GE / General Electric Company
MDT / Medtronic plc
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
HON / Honeywell International Inc.
QUMU / Qumu Corp
RCMT / RCM Technologies, Inc.
US74975N1054 / RTI Surgical, Inc.
RTN / Raytheon Co.
RNWK / Realnetworks, Inc.
SALE / RetailMeNot, Inc.
RRMS / Rose Rock Midstream, L.P.
RSE / Rouse Properties, Inc.
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RT / Ruby Tuesday, Inc.
RUE / Rue21, Inc.
RUSHB / Rush Enterprises, Inc.
GLD / SPDR Gold Trust
SFE / Safeguard Scientifics, Inc.
SALM / Salem Media Group, Inc.
JBSS / John B. Sanfilippo & Son, Inc.
SLB / Schlumberger Limited
SMG / The Scotts Miracle-Gro Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SIMG /
SILICON GRAPHICS INTL CORP COM / (82706L108)
SCMF / Southern Community Financial Corp
SPTN / SpartanNash Company
847560109 / Spectra Energy Corp.
SEP / Spectra Energy Partners LP
PHYS / Sprott Physical Gold Trust
STANDARD PARKING CORP COM / (853790103)
STLY / HG Holdings, Inc.
STFC / State Auto Financial Corp.
LGF.A / Lions Gate Entertainment Corp.
STERLING MNG CO COM / (859410102)
SGL / Strategic Global Income Fund, Inc.
SYK / Stryker Corporation
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
NLOK / NortonLifeLock Inc
SYMMETRICOM INC COM / (871543104)
SYY / Sysco Corporation
TRGT / Targacept
NEM / Newmont Corporation
ANDX / Tesoro Logistics LP
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TGX / Theragenics Corp
TWX / Warner Media LLC
TKR / The Timken Company
TOWR / Tower International, Inc.
TRT / Trio-Tech International
TRIP / Tripadvisor, Inc.
TRST / TrustCo Bank Corp NY
TUEM / Tuesday Morning Corp. - New
FOX / Fox Corporation
ULSGF / UBS AG
UIHC / American Coastal Insurance Corp
UNTD / United Online, Inc.
EGY / VAALCO Energy, Inc.
JPM / JPMorgan Chase & Co.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VANGUARD INDEX FDS S&P 500 ETF / INDX FD (922908413)
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
VII / 7GC & Co Holdings Inc - Class A
VODPF / Vodafone Group Public Limited Company
AYRO / StableX Technologies, Inc.
WX / Wuxi Pharmatech (Cayman) Inc.
WSHLY / WSP Holdings Ltd.
WAG /
WRES / Warren Resources, Inc.
WFC / Wells Fargo & Company
HUBB / Hubbell Incorporated
WIA / Western Asset Inflation-Linked Income Fund
WIA / Western Asset Inflation-Linked Income Fund
WES / Western Midstream Partners, LP - Limited Partnership
WU / The Western Union Company
WTSLQ / Wet Seal, Inc. (THE)
WWAV / The WhiteWave Foods Co.
JW.A / John Wiley & Sons Inc. - Class A
Y / Alleghany Corp.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
XRX / Xerox Holdings Corporation
US98884U1088 / ZAGG Inc
ZEP / Zep Inc.
ZOLT / Zoltek Companies Inc
XZTRX / Zweig Total Return Fund Inc.
ETN / Eaton Corporation plc
MNKKQ / Mallinckrodt Plc
csus406364406 / (GLOBECOMM)
WFT / Weatherford International plc
ESEA / Euroseas Ltd.
GASS / StealthGas Inc.
GDL / The GDL Fund
JOF / Japan Smaller Capitalization Fund, Inc.
IGT / International Game Technology PLC
TY / Tri-Continental Corporation
CELG / Celgene Corp.
FEI / First Trust MLP and Energy Income Fund
EBMT / Eagle Bancorp Montana, Inc.
XUSAX / Liberty All Star Equity Fund
HOFT / Hooker Furnishings Corporation
BIF / Boulder Growth & Income Fund Inc
TFSL / TFS Financial Corporation
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
LAKE / Lakeland Industries, Inc.
PH / Parker-Hannifin Corporation
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
C / Citigroup Inc.
SJM / The J. M. Smucker Company
ADX / Adams Diversified Equity Fund, Inc.
SIRI / Sirius XM Holdings Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
DE / Deere & Company
UTMD / Utah Medical Products, Inc.
AVNW / Aviat Networks, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CVX / Chevron Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GIS / General Mills, Inc.
FE / FirstEnergy Corp.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GRF / Eagle Capital Growth Fund, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
RAIL / FreightCar America, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
MCD / McDonald's Corporation
GDV / The Gabelli Dividend & Income Trust
EBAY / eBay Inc.
MGF / MFS Government Markets Income Trust
HDV / iShares Trust - iShares Core High Dividend ETF
FCX / Freeport-McMoRan Inc.
USB / U.S. Bancorp
AAPL / Apple Inc.