Market Value379,542,000
Total Holdings241
File Date2013-10-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GAS / AGL Resources Inc.
AKS / AK Steel Holding Corp.
AXAS / Abraxas Petroleum Corp.
AET / Aetna, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
018490100 / Allergan plc
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
MO / Altria Group, Inc.
C / Citigroup Inc.
NLY / Annaly Capital Management, Inc.
035710AB8 / Annaly Capital Management, Inc. 5% Bond due 2015-05-15
AVNR / Avanir Pharmaceuticals Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BMS / Bemis Co., Inc.
19041P105 / CBS Corp.
GLW / Corning Incorporated
LMT / Lockheed Martin Corporation
CSL / Carlisle Companies Incorporated
CYS / CYS Investments, Inc.
CAH / Cardinal Health, Inc.
COP / ConocoPhillips
CVX / Chevron Corporation
153501101 / Central Fund of Canada Ltd.
CLF / Cleveland-Cliffs Inc.
MAS / Masco Corporation
F / Ford Motor Company
SO / The Southern Company
CAG / Conagra Brands, Inc.
DE / Deere & Company
PM / Philip Morris International Inc.
CY / Cypress Semiconductor Corp.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FNFG / First Niagara Financial Group, Inc.
FE / FirstEnergy Corp.
FCX / Freeport-McMoRan Inc.
SLS / SELLAS Life Sciences Group, Inc.
GPC / Genuine Parts Company
38144L852 / GS Connect S&P GSCI Enhanced Community TR Strategy Index ETN due 5/8/2037
GT / The Goodyear Tire & Rubber Company
GWW / W.W. Grainger, Inc.
HAL / Halliburton Company
LHX / L3Harris Technologies, Inc.
HPQ / HP Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IP / International Paper Company
VVR / Invesco Senior Income Trust
VGM / Invesco Trust for Investment Grade Municipals
VBF / Invesco Bond Fund
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TIP / iShares Trust - iShares TIPS Bond ETF
QCOM / QUALCOMM Incorporated
DUK / Duke Energy Corporation
CI / The Cigna Group
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CMS / CMS Energy Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
ZBH / Zimmer Biomet Holdings, Inc.
IONS / Ionis Pharmaceuticals, Inc.
LLY / Eli Lilly and Company
RTX / RTX Corporation
SHW / The Sherwin-Williams Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
IBM / International Business Machines Corporation
D / Dominion Energy, Inc.
HON / Honeywell International Inc.
HD / The Home Depot, Inc.
JPM / JPMorgan Chase & Co.
MDY / SPDR S&P MidCap 400 ETF Trust
ORCL / Oracle Corporation
PFE / Pfizer Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VPV / Invesco Pennsylvania Value Municipal Income Trust
BA / The Boeing Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ADP / Automatic Data Processing, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CMCSA / Comcast Corporation
WDC / Western Digital Corporation
CSCO / Cisco Systems, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
TRV / The Travelers Companies, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
MRK / Merck & Co., Inc.
TGT / Target Corporation
EXC / Exelon Corporation
BAC / Bank of America Corporation
DHR / Danaher Corporation
ALL / The Allstate Corporation
T / AT&T Inc.
PAYX / Paychex, Inc.
CSX / CSX Corporation
PPL / PPL Corporation
TXT / Textron Inc.
DIS / The Walt Disney Company
BK / The Bank of New York Mellon Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
APD / Air Products and Chemicals, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
V / Visa Inc.
SLB / Schlumberger Limited
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CAT / Caterpillar Inc.
VZ / Verizon Communications Inc.
BMY / Bristol-Myers Squibb Company
WY / Weyerhaeuser Company
BDX / Becton, Dickinson and Company
COST / Costco Wholesale Corporation
ABT / Abbott Laboratories
WMT / Walmart Inc.
META / Meta Platforms, Inc.
WTRG / Essential Utilities, Inc.
JCI / Johnson Controls International plc
WMB / The Williams Companies, Inc.
CMI / Cummins Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PNC / The PNC Financial Services Group, Inc.
MSFT / Microsoft Corporation
KMB / Kimberly-Clark Corporation
EMN / Eastman Chemical Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PG / The Procter & Gamble Company
WFC / Wells Fargo & Company
IYW / iShares Trust - iShares U.S. Technology ETF
MCD / McDonald's Corporation
AMGN / Amgen Inc.
NEE / NextEra Energy, Inc.
MMM / 3M Company
KO / The Coca-Cola Company
AMP / Ameriprise Financial, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
HSY / The Hershey Company
FSS / Federal Signal Corporation
CL / Colgate-Palmolive Company
MS / Morgan Stanley
EMR / Emerson Electric Co.
MWA / Mueller Water Products, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ABBV / AbbVie Inc.
XOM / Exxon Mobil Corporation
JNJ / Johnson & Johnson
IDV / iShares Trust - iShares International Select Dividend ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
J / Jacobs Solutions Inc.
KAI / Kadant Inc.
KSU / Kansas City Southern
K / Kellanova
KMP /
KRFT /
LXRX / Lexicon Pharmaceuticals, Inc.
MFA / MFA Financial, Inc.
MMT / MFS Multimarket Income Trust
MDT / Medtronic plc
MTOR / Meritor Inc
61166W101 / Monsanto Co.
MSI / Motorola Solutions, Inc.
NYCB / Flagstar Financial, Inc.
NWL / Newell Brands Inc.
CPB / The Campbell's Company
PSX / Phillips 66
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
PEP / PepsiCo, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
AGNC / AGNC Investment Corp.
NUV / Nuveen Municipal Value Fund, Inc.
OXY / Occidental Petroleum Corporation
ACHV / Achieve Life Sciences, Inc.
AXP / American Express Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
POM / PEPCO Holdings, Inc.
PESI / Perma-Fix Environmental Services, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
XPFLX / PIMCO Income Strategy Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
CVS / CVS Health Corporation
PPG / PPG Industries, Inc.
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
74005P104 / Praxair, Inc.
RPXC / RPX Corporation
RLD / RealD Inc
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
SALE / RetailMeNot, Inc.
RYDAF / Shell plc
RYDEX ETF TRUST / GUG S&P500 PU GR (78355W403)
SWYDF / Stornoway Diamond Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
SRE / Sempra
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
SUSQ / Susquehanna Bancshares Inc
SNV / Synovus Financial Corp.
SYY / Sysco Corporation
TSI / TCW Strategic Income Fund, Inc.
TE / T1 Energy Inc.
MDLZ / Mondelez International, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ETN / Eaton Corporation plc
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SWK / Stanley Black & Decker, Inc.
TWO / Two Harbors Investment Corp.
UGI / UGI Corporation
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VODPF / Vodafone Group Public Limited Company
WAG /
WPRT / Westport Fuel Systems Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
US98212B1035 / WPX Energy, Inc.
XRX / Xerox Holdings Corporation
YUM / Yum! Brands, Inc.
IR / Ingersoll Rand Inc.
FWLT / Foster Wheeler Ag
DD / DuPont de Nemours, Inc.
AEP / American Electric Power Company, Inc.
ZTS / Zoetis Inc.
INTC / Intel Corporation
CB / Chubb Limited
BAX / Baxter International Inc.
TXN / Texas Instruments Incorporated
UPS / United Parcel Service, Inc.
AAPL / Apple Inc.
CNP / CenterPoint Energy, Inc.