Market Value127,385,000
Total Holdings215
File Date2014-07-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AOL /
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LEN / Lennar Corporation
AFFX / Affymetrix, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AWF / AllianceBernstein Global High Income Fund
IBM / International Business Machines Corporation
AGNC / AGNC Investment Corp.
APU / AmeriGas Partners, L.P.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
SEEL / Seelos Therapeutics, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
UPS / United Parcel Service, Inc.
BFZ / BlackRock California Municipal Income Trust
BKCC / BlackRock Capital Investment Corporation
ORCL / Oracle Corporation
CSQ / Calamos Strategic Total Return Fund
WDAY / Workday, Inc.
XOM / Exxon Mobil Corporation
CELG / Celgene Corp.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CNP / CenterPoint Energy, Inc.
CPHD / Cepheid
CYN / Cyngn Inc.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
TAO / Invesco China Real Estate ETF
TGT / Target Corporation
CORT / Corcept Therapeutics Incorporated
GLW / Corning Incorporated
232820100 / Cytec Industries Inc.
SITE / SiteOne Landscape Supply, Inc.
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
BDD / DB Base Metals Double Long ETN due 6/1/2038
RWT / Redwood Trust, Inc.
DBL / DoubleLine Opportunistic Credit Fund
DOW / Dow Inc.
DRRX / DURECT Corporation
DVAX / Dynavax Technologies Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EVV / Eaton Vance Limited Duration Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EW / Edwards Lifesciences Corporation
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
FEYE / FireEye Inc
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
AXP / American Express Company
GE / General Electric Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GG / Goldcorp, Inc.
CLX / The Clorox Company
HQH / Abrdn Healthcare Investors
CMCSA / Comcast Corporation
TURN / 180 Degree Capital Corp.
HPQ / HP Inc.
HIW / Highwoods Properties, Inc.
HFC / HollyFrontier Corp
HUN / Huntsman Corporation
LUMN / Lumen Technologies, Inc.
OXY / Occidental Petroleum Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
IVR / Invesco Mortgage Capital Inc.
EWP / iShares, Inc. - iShares MSCI Spain ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IXC / iShares Trust - iShares Global Energy ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
WFC / Wells Fargo & Company
IEV / iShares Trust - iShares Europe ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
HDV / iShares Trust - iShares Core High Dividend ETF
AMAT / Applied Materials, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
RIT / LMP Real Estate Income Fund, Inc.
LNKD / LinkedIn Corp.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GOOG / Alphabet Inc.
DE / Deere & Company
META / Meta Platforms, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
GILD / Gilead Sciences, Inc.
CSCO / Cisco Systems, Inc.
COST / Costco Wholesale Corporation
COP / ConocoPhillips
HAL / Halliburton Company
PG / The Procter & Gamble Company
MAC / The Macerich Company
M / Macy's, Inc.
MADISON STRTG SECTOR PREM FD / (558268108)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MET / MetLife, Inc.
MXE / Mexico Equity & Income Fund Inc.
MCP /
MSF / Morgan Stanley Emerging Markets Fund, Inc.
NG / NovaGold Resources Inc.
JPS / Nuveen Preferred & Income Securities Fund
OMC / Omnicom Group Inc.
P / Pandora Media, Inc.
PSX / Phillips 66
PCN / PIMCO Corporate & Income Strategy Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PBI / Pitney Bowes Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
0PP / Portola Pharmaceuticals Inc
QQQ / Invesco QQQ Trust, Series 1
DBC / Invesco DB Commodity Index Tracking Fund
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
RF / Regions Financial Corporation
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SIRI / Sirius XM Holdings Inc.
83416T100 / SolarCity Corp
STT / State Street Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
TWC / Spectrum Management Holding Company LLC
FOX / Fox Corporation
TWTR / Twitter Inc
UTEK / Ultratech, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GIS / General Mills, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VMW / Vmware Inc. - Class A
/ Voya Prime Rate Trust
WAG /
VZ / Verizon Communications Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
AABA / Altaba Inc
COV /
QGEN / Qiagen N.V.
IAU / iShares Gold Trust
EBAY / eBay Inc.
F_KZ / Ford Motor Company
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
PFE / Pfizer Inc.
HD / The Home Depot, Inc.
INTC / Intel Corporation
GLD / SPDR Gold Trust
JPM / JPMorgan Chase & Co.
BRK.B / Berkshire Hathaway Inc.
SLB / Schlumberger Limited
JNJ / Johnson & Johnson
HRL / Hormel Foods Corporation
FBIN / Fortune Brands Innovations, Inc.
BLK / BlackRock, Inc.
MMM / 3M Company
KIM / Kimco Realty Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
WTRG / Essential Utilities, Inc.
ISRG / Intuitive Surgical, Inc.
FDX / FedEx Corporation
SBUX / Starbucks Corporation
TRV / The Travelers Companies, Inc.
UNP / Union Pacific Corporation
GOOGL / Alphabet Inc.
T / AT&T Inc.
AMGN / Amgen Inc.
DVN / Devon Energy Corporation
DIS / The Walt Disney Company
PEP / PepsiCo, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
V / Visa Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
NYT / The New York Times Company
MDT / Medtronic plc
NFG / National Fuel Gas Company
AVB / AvalonBay Communities, Inc.
AFL / Aflac Incorporated
ITW / Illinois Tool Works Inc.
WMT / Walmart Inc.
COF / Capital One Financial Corporation
IBB / iShares Trust - iShares Biotechnology ETF
AMZN / Amazon.com, Inc.
BAX / Baxter International Inc.
CMCSA / Comcast Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
BDX / Becton, Dickinson and Company
HON / Honeywell International Inc.
MCD / McDonald's Corporation
IGR / CBRE Global Real Estate Income Fund
GM / General Motors Company
AAPL / Apple Inc.
CL / Colgate-Palmolive Company
KO / The Coca-Cola Company
IONS / Ionis Pharmaceuticals, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
MSFT / Microsoft Corporation
CVX / Chevron Corporation
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
WY / Weyerhaeuser Company
FCX / Freeport-McMoRan Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
ARCC / Ares Capital Corporation
USB / U.S. Bancorp
EMR / Emerson Electric Co.