Market Value285,988,000
Total Holdings139
File Date2016-11-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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Current Value
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FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
XOM / Exxon Mobil Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IYF / iShares Trust - iShares U.S. Financials ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
BAC / Bank of America Corporation
WBA / Walgreens Boots Alliance, Inc.
SRCL / Stericycle, Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
DBEZ / DBX ETF Trust - Xtrackers MSCI Eurozone Hedged Equity ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SMB / VanEck ETF Trust - VanEck Short Muni ETF
QQQ / Invesco QQQ Trust, Series 1
IYR / iShares Trust - iShares U.S. Real Estate ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
PXSG / PowerShares Fundamental Pure Small Growth Portfolio
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
DXJR / WisdomTree Japan Hedged Real Estate Fund
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PXLG / PowerShares Fundamental Pure Large Growth Portfolio
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EUSC / WisdomTree Trust - WisdomTree European Opportunities Fund
DXGE / WisdomTree Trust - WisdomTree Germany Hedged Equity Fund
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
33737M508 / First Trust Mega Cap AlphaDEX Fund
PXSV / PowerShares Fundamental Pure Small Value Portfolio
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
JHDG / WisdomTree Japan Hedged Quality Dividend Growth Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
DGRE / WisdomTree Trust - WisdomTree Emerging Markets Quality Dividend Growth Fund
EXT / WisdomTree U.S. Total Market Fund
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
US40416M1053 / Hd Supply Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
DGRS / WisdomTree Trust - WisdomTree U.S. SmallCap Quality Dividend Growth Fund
IYW / iShares Trust - iShares U.S. Technology ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
IBB / iShares Trust - iShares Biotechnology ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
T / AT&T Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VZ / Verizon Communications Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
DIS / The Walt Disney Company
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
IXN / iShares Trust - iShares Global Tech ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HD / The Home Depot, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MCD / McDonald's Corporation
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
SPY / SPDR S&P 500 ETF
JPM / JPMorgan Chase & Co.
IVV / iShares Trust - iShares Core S&P 500 ETF
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
JNJ / Johnson & Johnson
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
MUB / iShares Trust - iShares National Muni Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
META / Meta Platforms, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
AAPL / Apple Inc.