Market Value497,697,000
Total Holdings357
File Date2020-02-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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OKE / ONEOK, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PHK / PIMCO High Income Fund
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
MDCO / Medicines Company
ILCG / iShares Trust - iShares Morningstar Growth ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DBC / Invesco DB Commodity Index Tracking Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
VNDA / Vanda Pharmaceuticals Inc.
AXSM / Axsome Therapeutics, Inc.
ROKU / Roku, Inc.
ED / Consolidated Edison, Inc.
QGRO / American Century ETF Trust - American Century U.S. Quality Growth ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
CMS / CMS Energy Corporation
GIM / Templeton Global Income Fund
MCI / Barings Corporate Investors
CHDN / Churchill Downs Incorporated
RTN / Raytheon Co.
/ Voya Prime Rate Trust
HTGC / Hercules Capital, Inc.
ILMN / Illumina, Inc.
TMO / Thermo Fisher Scientific Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
MDY / SPDR S&P MidCap 400 ETF Trust
GIS / General Mills, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HPE / Hewlett Packard Enterprise Company
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
PLW / Invesco Capital Management LLC - Invesco 1-30 Laddered Treasury ETF
MRCC / Monroe Capital Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
AAPL / Apple Inc.
NEE / NextEra Energy, Inc.
CAT / Caterpillar Inc.
IBM / International Business Machines Corporation
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
UNP / Union Pacific Corporation
ORCL / Oracle Corporation
RTX / RTX Corporation
XOM / Exxon Mobil Corporation
LMT / Lockheed Martin Corporation
TSLA / Tesla, Inc.
MMM / 3M Company
QINT / American Century ETF Trust - American Century Quality Diversified International ETF
PM / Philip Morris International Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CERN / Cerner Corp.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
ADM / Archer-Daniels-Midland Company
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
TGT / Target Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
CMI / Cummins Inc.
D / Dominion Energy, Inc.
LUV / Southwest Airlines Co.
WEC / WEC Energy Group, Inc.
OMER / Omeros Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BDX / Becton, Dickinson and Company
HIE / Miller/Howard High Income Equity Fund
NSC / Norfolk Southern Corporation
CTSH / Cognizant Technology Solutions Corporation
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
ATRS / Antares Pharma Inc
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
FCBC / First Community Bankshares, Inc.
MAR / Marriott International, Inc.
018490100 / Allergan plc
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
TEI / Templeton Emerging Markets Income Fund
SBAC / SBA Communications Corporation
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
GLPG / Galapagos NV - Depositary Receipt (Common Stock)
/ Vanguard Russell 1000 Value
VHC / VirnetX Holding Corporation
VLO / Valero Energy Corporation
ENIA / Enel Americas SA - ADR
FDUS / Fidus Investment Corporation
HYGV / FlexShares Trust - FlexShares High Yield Value-Scored Bond Index Fund
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PXQ / Invesco Capital Management LLC - Invesco Dynamic Networking ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
IWV / iShares Trust - iShares Russell 3000 ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
NAD / Nuveen Quality Municipal Income Fund
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
BURL / Burlington Stores, Inc.
XGUTX / Gabelli Utility Trust (The)
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
NVDA / NVIDIA Corporation
ICVT / iShares Trust - iShares Convertible Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
NUE / Nucor Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
ETR / Entergy Corporation
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
DUK / Duke Energy Corporation
INTC / Intel Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
FXI / iShares Trust - iShares China Large-Cap ETF
DD / DuPont de Nemours, Inc.
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
ARCC / Ares Capital Corporation
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SPY / SPDR S&P 500 ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
GILD / Gilead Sciences, Inc.
VZ / Verizon Communications Inc.
BA / The Boeing Company
SHOP / Shopify Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
PFE / Pfizer Inc.
HON / Honeywell International Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GS / The Goldman Sachs Group, Inc.
WM / Waste Management, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GLW / Corning Incorporated
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
AMZN / Amazon.com, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MKC / McCormick & Company, Incorporated
MAIN / Main Street Capital Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
CLDR / Cloudera Inc
ACN / Accenture plc
YUM / Yum! Brands, Inc.
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
BMY / Bristol-Myers Squibb Company
SIRI / Sirius XM Holdings Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BZUN / Baozun Inc. - Depositary Receipt (Common Stock)
AMLP / ALPS ETF Trust - Alerian MLP ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
PMM / Putnam Managed Municipal Income Trust
GLD / SPDR Gold Trust
AXP / American Express Company
PRU / Prudential Financial, Inc.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
/ Immunomedics, Inc.
APD / Air Products and Chemicals, Inc.
SQ / Block, Inc.
NKE / NIKE, Inc.
MDLZ / Mondelez International, Inc.
VRSN / VeriSign, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
AEP / American Electric Power Company, Inc.
EVRG / Evergy, Inc.
DAL / Delta Air Lines, Inc.
AMT / American Tower Corporation
MSI / Motorola Solutions, Inc.
LOW / Lowe's Companies, Inc.
BRSP / BrightSpire Capital, Inc.
APDN / Applied DNA Sciences, Inc.
CSX / CSX Corporation
C.WSA / Citigroup, Inc.
CPRT / Copart, Inc.
TJX / The TJX Companies, Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
PSX / Phillips 66
PPL / PPL Corporation
DLTR / Dollar Tree, Inc.
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
BLL / Ball Corp.
LHX / L3Harris Technologies, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
TXN / Texas Instruments Incorporated
KORP / American Century ETF Trust - American Century Diversified Corporate Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
DG / Dollar General Corporation
ETN / Eaton Corporation plc
PAYX / Paychex, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
NYMT / New York Mortgage Trust, Inc.
TRV / The Travelers Companies, Inc.
PFLT / PennantPark Floating Rate Capital Ltd.
COP / ConocoPhillips
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
XEL / Xcel Energy Inc.
WFC / Wells Fargo & Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SBUX / Starbucks Corporation
WMT / Walmart Inc.
MET / MetLife, Inc.
PTN / Palatin Technologies, Inc.
SWKS / Skyworks Solutions, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
RMD / ResMed Inc.
DHR / Danaher Corporation
ACB / Aurora Cannabis Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CMCSA / Comcast Corporation
ES / Eversource Energy
FSK / FS KKR Capital Corp.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BX / Blackstone Inc.
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
EXAS / Exact Sciences Corporation
T / AT&T Inc.
INSM / Insmed Incorporated
TCPC / BlackRock TCP Capital Corp.
NHC / National HealthCare Corporation
COF / Capital One Financial Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
GE / General Electric Company
SYK / Stryker Corporation
RGEN / Repligen Corporation
NBIX / Neurocrine Biosciences, Inc.
INTU / Intuit Inc.
SRPT / Sarepta Therapeutics, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
HZNP / Horizon Therapeutics Plc
NOC / Northrop Grumman Corporation
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
FOLD / Amicus Therapeutics, Inc.
CVS / CVS Health Corporation
PEP / PepsiCo, Inc.
GBT / Global Blood Therapeutics Inc.
MU / Micron Technology, Inc.
CELG / Celgene Corp.
SRE / Sempra
QCOM / QUALCOMM Incorporated
IBB / iShares Trust - iShares Biotechnology ETF
JPM / JPMorgan Chase & Co.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
AMAT / Applied Materials, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SO / The Southern Company
F / Ford Motor Company
C / Citigroup Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
AVGO / Broadcom Inc.
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
AMGN / Amgen Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
MDT / Medtronic plc
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
STZ / Constellation Brands, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
FULT / Fulton Financial Corporation
ATVI / Activision Blizzard Inc
AWK / American Water Works Company, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
KHC / The Kraft Heinz Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
GOOGL / Alphabet Inc.
ADBE / Adobe Inc.
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
IWM / iShares Trust - iShares Russell 2000 ETF
META / Meta Platforms, Inc.
CVM / CEL-SCI Corporation
GWW / W.W. Grainger, Inc.
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HD / The Home Depot, Inc.
COST / Costco Wholesale Corporation
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
DIS / The Walt Disney Company
UNH / UnitedHealth Group Incorporated
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PNC / The PNC Financial Services Group, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
DE / Deere & Company
MA / Mastercard Incorporated
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
ALL / The Allstate Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
BRK.B / Berkshire Hathaway Inc.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
CVX / Chevron Corporation
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
QQQ / Invesco QQQ Trust, Series 1
BAC / Bank of America Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
CMF / iShares Trust - iShares California Muni Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NFLX / Netflix, Inc.
PYPL / PayPal Holdings, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
A / Agilent Technologies, Inc.
UPS / United Parcel Service, Inc.
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
EXC / Exelon Corporation
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CRM / Salesforce, Inc.
LLY / Eli Lilly and Company
CTBI / Community Trust Bancorp, Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
EDOG / ALPS ETF Trust - ALPS Emerging Sector Dividend Dogs ETF
OEF / iShares Trust - iShares S&P 100 ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
GOOG / Alphabet Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
MS / Morgan Stanley
V / Visa Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PEG / Public Service Enterprise Group Incorporated
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
KO / The Coca-Cola Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ABT / Abbott Laboratories
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
INDA / iShares Trust - iShares MSCI India ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
MUB / iShares Trust - iShares National Muni Bond ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PG / The Procter & Gamble Company
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
OLED / Universal Display Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ABBV / AbbVie Inc.
JNJ / Johnson & Johnson
VHT / Vanguard World Fund - Vanguard Health Care ETF
CSCO / Cisco Systems, Inc.
MO / Altria Group, Inc.
TD / The Toronto-Dominion Bank
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
MRK / Merck & Co., Inc.