Market Value210,354,000
Total Holdings151
File Date2013-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
LLL / JX Luxventure Limited
Access Worldwide Communication / (004319109)
US3159108360 / Fidelity New Markets Income Fund
AXP / American Express Company
APDNW / Applied DNA Sciences, Inc., Warrants
Aspire International Inc / (04537N103)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MCI / Barings Corporate Investors
BKU / BankUnited, Inc.
BBBY / Bed Bath & Beyond, Inc.
Brigus Gold Corp / (109490102)
LHX / L3Harris Technologies, Inc.
SLS / SELLAS Life Sciences Group, Inc.
CAKE / The Cheesecake Factory Incorporated
CHS / Chico's FAS, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
OXY / Occidental Petroleum Corporation
CVS / CVS Health Corporation
VGZ / Vista Gold Corp.
DCTH / Delcath Systems, Inc.
PFE / Pfizer Inc.
COF / Capital One Financial Corporation
PEP / PepsiCo, Inc.
RTX / RTX Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
MET / MetLife, Inc.
MDT / Medtronic plc
IBM / International Business Machines Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
BK / The Bank of New York Mellon Corporation
SYK / Stryker Corporation
JPM / JPMorgan Chase & Co.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BAC / Bank of America Corporation
CSCO / Cisco Systems, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
WMT / Walmart Inc.
CHY / Calamos Convertible and High Income Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BA / The Boeing Company
APD / Air Products and Chemicals, Inc.
CVX / Chevron Corporation
GLW / Corning Incorporated
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
MSFT / Microsoft Corporation
IWC / iShares Trust - iShares Micro-Cap ETF
MMM / 3M Company
ITW / Illinois Tool Works Inc.
ABT / Abbott Laboratories
AAPL / Apple Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
DG / Dollar General Corporation
ABBV / AbbVie Inc.
TPR / Tapestry, Inc.
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
UPS / United Parcel Service, Inc.
KDP / Keurig Dr Pepper Inc.
DOW / Dow Inc.
XRA / Exeter Resource Corp.
ESRX / Express Scripts Holding Co.
FIS / Fidelity National Information Services, Inc.
FMY / First Trust Mortgage Income Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
F / Ford Motor Company
GE / General Electric Company
Geopharma Inc / (37250A106)
GSS / Golden Star Resources Ltd.
HAR / Harman International Industries, Inc.
LOW / Lowe's Companies, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
CMCSA / Comcast Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ED / Consolidated Edison, Inc.
GIS / General Mills, Inc.
AMGN / Amgen Inc.
MCD / McDonald's Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HPNN / Hop-On Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SWK / Stanley Black & Decker, Inc.
Information Systems Associates / (45676R108)
iShares MSCI Malaysia Index / ETF (464286830)
ILF / iShares Trust - iShares Latin America 40 ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
JAG / Jagged Peak Energy Inc.
KSS / Kohl's Corporation
LLY / Eli Lilly and Company
Market Vectors Oil Service ETF / (57060U191)
NCR / NCR Corp.
NYCB / Flagstar Financial, Inc.
Dreyfus Midcap Index Fund / IND (712223106)
GOOGL / Alphabet Inc.
XOM / Exxon Mobil Corporation
SPY / SPDR S&P 500 ETF
PM / Philip Morris International Inc.
PRAA / PRA Group, Inc.
Powershares QQQ Trust Series 1 / IND (73935A104)
PowerShares CEF Income Composi / CEF (73936Q843)
RTN / Raytheon Co.
RGRX / RegeneRx Biopharmaceuticals, Inc.
RVBD /
RMS / Rydex ETF Trust
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SGEN / Seagen Inc
SPLS / Staples, Inc.
TJX / The TJX Companies, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DDD / 3D Systems Corporation
US8865471085 / Tiffany & Co.
TKR / The Timken Company
USB / U.S. Bancorp
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
VLCSX / Vanguard Large-Cap Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VOYT / Voyant International Corp.
WAG /
Watair Inc / (941087108)
GSAC / GelStat Corp.
ADP / Automatic Data Processing, Inc.
PG / The Procter & Gamble Company
JNJ / Johnson & Johnson
NLY / Annaly Capital Management, Inc.
SLB / Schlumberger Limited
VZ / Verizon Communications Inc.
QCOM / QUALCOMM Incorporated
HUN / Huntsman Corporation
SWPPX / Schwab Capital Trust - Schwab S&P 500 Index Fund
STX / Seagate Technology Holdings plc
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
C.WSA / Citigroup, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMN / AMN Healthcare Services, Inc.
BMY / Bristol-Myers Squibb Company
ORCL / Oracle Corporation
SYY / Sysco Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
SWSSX / Schwab Capital Trust - Schwab Small-Cap Index Fund
T / AT&T Inc.
PSX / Phillips 66
DVY / iShares Trust - iShares Select Dividend ETF
WFC / Wells Fargo & Company
TMO / Thermo Fisher Scientific Inc.
INTC / Intel Corporation
CAT / Caterpillar Inc.