Market Value907,835,000
Total Holdings876
File Date2014-02-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DVN / Devon Energy Corporation
MCA / BlackRock MuniYield California Quality Fund Inc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CCI / Crown Castle Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
IRT / Independence Realty Trust, Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
FIO / Franklin Income Opportunities Fund
AJG / Arthur J. Gallagher & Co.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
STX / Seagate Technology Holdings plc
HLF / Herbalife Ltd.
VTA / Invesco Dynamic Credit Opportunities Fund
GT / The Goodyear Tire & Rubber Company
ESLT / Elbit Systems Ltd.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DML / Denison Mines Corp.
OPK / OPKO Health, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
OCR /
MMP / Magellan Midstream Partners L.P.
CB / Chubb Limited
GRX / The Gabelli Healthcare & Wellness Trust
BAC / Bank of America Corporation
ENB / Enbridge Inc.
DIS / The Walt Disney Company
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
BK / The Bank of New York Mellon Corporation
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
RMT / Royce Micro-Cap Trust, Inc.
UNP / Union Pacific Corporation
LVS / Las Vegas Sands Corp.
IBM / International Business Machines Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
AWF / AllianceBernstein Global High Income Fund
904784709 / Unilever N.V.
CBI / Chicago Bridge & Iron Co., N.V.
SUNE / SUNation Energy Inc.
LLTC / Linear Technology Corp.
MVF / BlackRock MuniVest Fund, Inc.
WPC / W. P. Carey Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
HAL / Halliburton Company
IYT / iShares Trust - iShares U.S. Transportation ETF
DNDN /
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
HP / Helmerich & Payne, Inc.
PPT / Putnam Premier Income Trust
SVVC / Firsthand Technology Value Fund, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
TRST / TrustCo Bank Corp NY
IYH / iShares Trust - iShares U.S. Healthcare ETF
NSC / Norfolk Southern Corporation
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF
IYF / iShares Trust - iShares U.S. Financials ETF
C.WSA / Citigroup, Inc.
USB / U.S. Bancorp
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
UNH / UnitedHealth Group Incorporated
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
COV /
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
ABB / ABB Ltd. - ADR
CSCO / Cisco Systems, Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TAC / TransAlta Corporation
SPNV / Supernova Partners Acquisition Company Inc - Class A
YMLP / Yorkville High Income MLP ETF
GL / Globe Life Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
/ Vanguard Russell 1000 Value
PIOE / P10 Holdings Inc - New
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
AGO / Assured Guaranty Ltd.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VLCSX / Vanguard Large-Cap Index Fund
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
RTX / RTX Corporation
DGP / DB Gold Double Long ETN
EEA / The European Equity Fund, Inc.
ABT / Abbott Laboratories
ALPS ETF TR / VELOSH VOLA HDGD (00162Q791)
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
BGS / B&G Foods, Inc.
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
CAG / Conagra Brands, Inc.
CREE / Cree, Inc.
DIREXION SHS ETF TR / LATN AM BULL3X (25459Y652)
DWS HIGH INCOME OPPORT FD IN / (23339M204)
DWS MUN INCOME TR / (23338M106)
FE / FirstEnergy Corp.
HELIOS ADVANTAGE INCOME FD I / (42327W206)
HELIOS MULTI SEC HI INC FD I / (42327Y202)
HTGC / Hercules Capital, Inc.
HTA / Healthcare Realty Trust Inc - Class A
INTC / Intel Corporation
VKI / Invesco Advantage Municipal Income Trust II
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
ISHARES / MSCI UK ETF (464286699)
GLJ / iShares Trust
MBB / iShares Trust - iShares MBS ETF
IAU / iShares Gold Trust
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
LPHIQ / Life Partners Holdings, Inc.
MRO / Marathon Oil Corporation
MGF / MFS Government Markets Income Trust
CIF / MFS Intermediate High Income Fund
MMT / MFS Multimarket Income Trust
NCT.PRD / Newcastle Investment Corp.
NRF / NorthStar Realty Finance Corp.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUVEEN CA SELECT QUALITY MUN / (670975101)
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
XJLAX / Nuveen Equity Premium Advantage
NIM / Nuveen Select Maturities Municipal Fund
XNPMX / Nuveen Premium Income Municipal
NXQ / Nuveen Select Tax-Free Income Portfolio 2
NPI / Nuveen Premium Income Municipal Fund, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
OUTR / Outerwall Inc.
PSX / Phillips 66
PORTUGAL TELECOM SGPS S A / SPONSORED ADR (737273102)
PLBC / Plumas Bancorp
POWERSHARES ETF TRUST / WNDRHLL CLN EN (73935X500)
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PPG / PPG Industries, Inc.
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
US30068N1054 / Exantas Capital Corp.
ROYCE FOCUS TR / (78080N108)
RPAI / Retail Properties of America Inc - Class A
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
TDC / Teradata Corporation
US8865471085 / Tiffany & Co.
USEG / U.S. Energy Corp.
TRV / The Travelers Companies, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VELTF / Velti Plc.
IDV / iShares Trust - iShares International Select Dividend ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
/ Total S.A.
FSD / First Trust High Income Long/Short Fund
TAL / TAL Education Group - Depositary Receipt (Common Stock)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
KMB / Kimberly-Clark Corporation
CCI / Crown Castle Inc.
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
IP / International Paper Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
IPE / SPDR Barclays TIPS ETF
EEB / Invesco BRIC ETF
MIN / MFS Intermediate Income Trust
CARB / Carbonite, Inc.
/ FERRELLGAS PARTNERS LP Unit
ARR / ARMOUR Residential REIT, Inc.
IR / Ingersoll Rand Inc.
/ McDermott International, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
ADP / Automatic Data Processing, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
HGI / Guggenheim International Multi-Asset Income ETF
DHR / Danaher Corporation
LLY / Eli Lilly and Company
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
TGT / Target Corporation
AVT / Avnet, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
SIAL / Sigma-Aldrich Corporation
V / Visa Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMRS / Amyris Inc
HYT / BlackRock Corporate High Yield Fund, Inc.
ABBV / AbbVie Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
WY / Weyerhaeuser Company
TQNT /
DFS / Discover Financial Services
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JPM / JPMorgan Chase & Co.
DLTR / Dollar Tree, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BYM / BlackRock Municipal Income Quality Trust
SBUX / Starbucks Corporation
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
XIAFX / Aberdeen Australia Equity Fund,
NSL / Nuveen Senior Income Fund
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
PMO / Putnam Municipal Opportunities Trust
FSM / Fortuna Mining Corp.
BPT / BP Prudhoe Bay Royalty Trust
TYG / Tortoise Energy Infrastructure Corporation
FT / Franklin Universal Trust
AABA / Altaba Inc
AMBKP / American Capital Trust I - Preferred Security
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
NOV / NOV Inc.
CL / Colgate-Palmolive Company
GGN / GAMCO Global Gold, Natural Resources & Income Trust
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
SU / Suncor Energy Inc.
AMAT / Applied Materials, Inc.
BA / The Boeing Company
PQ / Petroquest Energy, Inc.
WMB / The Williams Companies, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
Y / Alleghany Corp.
ARCC / Ares Capital Corporation
AOD / Abrdn Total Dynamic Dividend Fund
XRAY / DENTSPLY SIRONA Inc.
BRK.B / Berkshire Hathaway Inc.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
RFMD /
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
SDRL / Seadrill Limited
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
DLR / Digital Realty Trust, Inc.
ROST / Ross Stores, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
US92220P1057 / Varian Medical Systems, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
IGR / CBRE Global Real Estate Income Fund
DTV / DTE Energy Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
COST / Costco Wholesale Corporation
US6709831050 / Nuveen Texas Quality Municipal Income Fund
ETN / Eaton Corporation plc
SSYS / Stratasys Ltd.
NKE / NIKE, Inc.
GOLD / Barrick Mining Corporation
DTE / DTE Energy Company
PDM / Piedmont Realty Trust, Inc.
STWD / Starwood Property Trust, Inc.
MDLZ / Mondelez International, Inc.
IRS / IRSA Inversiones y Representaciones Sociedad Anónima - Depositary Receipt (Common Stock)
IXC / iShares Trust - iShares Global Energy ETF
ARNC / Arconic Corporation
XLNX / Xilinx, Inc.
C / Citigroup Inc.
VIAV / Viavi Solutions Inc.
PNQI / Invesco Exchange-Traded Fund Trust - Invesco NASDAQ Internet ETF
VVC / Vectren Corp.
WTRG / Essential Utilities, Inc.
ATAX / America First Multifamily Investors LP - Unit
MDY / SPDR S&P MidCap 400 ETF Trust
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MMM / 3M Company
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
UMPQ / Umpqua Holdings Corp
EMR / Emerson Electric Co.
ED / Consolidated Edison, Inc.
EZCH / EZchip Semiconductor Limited
PEGA / Pegasystems Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
/ Windstream Holdings, Inc
SYY / Sysco Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
JPC / Nuveen Preferred & Income Opportunities Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
BXMX / Nuveen S&P 500 Buy-Write Income Fund
AAP / Advance Auto Parts, Inc.
KMI / Kinder Morgan, Inc.
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
ACP / Abrdn Income Credit Strategies Fund
US0549371070 / BB&T Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
AET / Aetna, Inc.
LXP / LXP Industrial Trust
AMT / American Tower Corporation
JCI / Johnson Controls International plc
JCI / Johnson Controls International plc
XETWX / Eaton Vance Tax-Managed Global
EWY / iShares, Inc. - iShares MSCI South Korea ETF
BAX / Baxter International Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
ADM / Archer-Daniels-Midland Company
FMC / FMC Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
RTX / RTX Corporation
OIA / Invesco Municipal Income Opportunities Trust
BTU / Peabody Energy Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ISRG / Intuitive Surgical, Inc.
EIX / Edison International
MWW / Monster Worldwide, Inc.
LSI / Life Storage Inc - Registered Shares
LSI / Life Storage Inc - Registered Shares
CLM / Cornerstone Strategic Investment Fund, Inc.
PPL / Pembina Pipeline Corporation
KRFT /
VZ / Verizon Communications Inc.
APL.PRE / Atlas Pipeline Partners L.P.
F / Ford Motor Company
NEE / NextEra Energy, Inc.
777779307 / Rosetta Resources, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
FTR / Frontier Communications Corp.
CELG / Celgene Corp.
IXP / iShares Trust - iShares Global Comm Services ETF
MTB / M&T Bank Corporation
YUM / Yum! Brands, Inc.
VER / VEREIT Inc
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
IGE / iShares Trust - iShares North American Natural Resources ETF
BRK.A / Berkshire Hathaway Inc.
WFM / Whole Foods Market, Inc.
PMM / Putnam Managed Municipal Income Trust
PNC / The PNC Financial Services Group, Inc.
/ Gulfport Energy Corp.
ADS / Bread Financial Holdings Inc
KEY / KeyCorp
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
ZNGA / Zynga Inc - Class A
CMI / Cummins Inc.
XMUSX / BlackRock MuniHoldings Quality
CVX / Chevron Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IWV / iShares Trust - iShares Russell 3000 ETF
TPR / Tapestry, Inc.
PHK / PIMCO High Income Fund
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
WWAV / The WhiteWave Foods Co.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
TAP / Molson Coors Beverage Company
CMCSA / Comcast Corporation
XPPRX / Voya Prime Rate Trust
QCOM / QUALCOMM Incorporated
GPC / Genuine Parts Company
CRM / Salesforce, Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
PG / The Procter & Gamble Company
CNS / Cohen & Steers, Inc.
SNI / Scripps Networks Interactive, Inc.
CLX / The Clorox Company
INFY / Infosys Limited - Depositary Receipt (Common Stock)
TWO / Two Harbors Investment Corp.
MSFT / Microsoft Corporation
EXC / Exelon Corporation
MAT / Mattel, Inc.
CHY / Calamos Convertible and High Income Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HME / Home Properties, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
MFA / MFA Financial, Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
LO /
WU / The Western Union Company
DX / Dynex Capital, Inc.
ARII / American Railcar Industries, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
META / Meta Platforms, Inc.
SXL / Sunoco Logistics Partners L.P.
KMP /
NIE / Virtus Equity & Convertible Income Fund
XPHTX / Pioneer High Income Trust
X / United States Steel Corporation
VAW / Vanguard World Fund - Vanguard Materials ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SCU / Sculptor Capital Management Inc - Class A
30064K105 / Exacttarget, Inc.
TSLA / Tesla, Inc.
VODPF / Vodafone Group Public Limited Company
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
KYE / Kayne Anderson Energy Total Return Fund, Inc.
DUK / Duke Energy Corporation
NFX / Newfield Exploration Company
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NLY / Annaly Capital Management, Inc.
PYN / PIMCO New York Municipal Income Fund III
VDE / Vanguard World Fund - Vanguard Energy ETF
SRE / Sempra
AB / AllianceBernstein Holding L.P. - Limited Partnership
STO / Statoil ASA
SRC / Spirit Realty Capital, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
EOG / EOG Resources, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FCEL / FuelCell Energy, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
REGN / Regeneron Pharmaceuticals, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
CRIS / Curis, Inc.
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
IAK / iShares Trust - iShares U.S. Insurance ETF
MCD / McDonald's Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
MTW / The Manitowoc Company, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
MO / Altria Group, Inc.
NTLS / NTELOS Holdings Corp.
WWW / Wolverine World Wide, Inc.
NLSN / Nielsen Holdings plc
TPC / Tutor Perini Corporation
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
YRI / Yamana Gold Inc
DDD / 3D Systems Corporation
RWT / Redwood Trust, Inc.
CIM / Chimera Investment Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
AXON / Axon Enterprise, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
EBAY / eBay Inc.
MCP /
CNP / CenterPoint Energy, Inc.
HFC / HollyFrontier Corp
MRK / Merck & Co., Inc.
WINT / Windtree Therapeutics, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
AES / The AES Corporation
ACN / Accenture plc
HPT / Hospitality Properties Trust
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
RAS / RAIT Financial Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GOOGL / Alphabet Inc.
FISV / Fiserv, Inc.
AKS / AK Steel Holding Corp.
BMY / Bristol-Myers Squibb Company
PEP / PepsiCo, Inc.
PSEC / Prospect Capital Corporation
MFIN / Medallion Financial Corp.
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
KORS / Michael Kors Holdings Ltd.
VTR / Ventas, Inc.
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
ZF / Zweig Fund, Inc.
HON / Honeywell International Inc.
NAC / Nuveen California Quality Municipal Income Fund
DCUA / Dominion Resources, 6.125% 2013 Series A Equity Units
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
GOOD / Gladstone Commercial Corporation
MWE / MarkWest Energy Partners, LP
AAL / American Airlines Group Inc.
XPDIX / PIMCO Dynamic Income Fund
D / Dominion Energy, Inc.
HES / Hess Corporation
ERS / Empire Resources, Inc.
JQC / Nuveen Credit Strategies Income Fund
OEF / iShares Trust - iShares S&P 100 ETF
BX / Blackstone Inc.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
MGM / MGM Resorts International
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
SWKS / Skyworks Solutions, Inc.
DE / Deere & Company
LLL / JX Luxventure Limited
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
PML / PIMCO Municipal Income Fund II
KKR / KKR & Co. Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
NFLX / Netflix, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
BB / BlackBerry Limited
OIS / Oil States International, Inc.
KR / The Kroger Co.
PEG / Public Service Enterprise Group Incorporated
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
847560109 / Spectra Energy Corp.
BLL / Ball Corp.
NYCB / Flagstar Financial, Inc.
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
WETF / Wisdomtree Investments Inc
IVV / iShares Trust - iShares Core S&P 500 ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
CMO / Capstead Mortgage Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MNR / Mach Natural Resources LP
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GLW / Corning Incorporated
IWD / iShares Trust - iShares Russell 1000 Value ETF
XUTGX / Reaves Utility Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PCN / PIMCO Corporate & Income Strategy Fund
ESRX / Express Scripts Holding Co.
IDU / iShares Trust - iShares U.S. Utilities ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NAVB / Navidea Biopharmaceuticals, Inc.
CACI / CACI International Inc
OCSL / Oaktree Specialty Lending Corporation
MCR / MFS Charter Income Trust
EW / Edwards Lifesciences Corporation
SYK / Stryker Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
AHT / Ashford Hospitality Trust, Inc.
PNW / Pinnacle West Capital Corporation
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
FDX / FedEx Corporation
MHY / Western Asset Managed High Income Fund.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
CSQ / Calamos Strategic Total Return Fund
IYJ / iShares Trust - iShares U.S. Industrials ETF
DBC / Invesco DB Commodity Index Tracking Fund
CHRW / C.H. Robinson Worldwide, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CHK / Chesapeake Energy Corporation
67071S101 / Nuveen Quality Preferred Income Fund
IYE / iShares Trust - iShares U.S. Energy ETF
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
COP / ConocoPhillips
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
RVBD /
TWX / Warner Media LLC
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
WYNN / Wynn Resorts, Limited
EIG / Employers Holdings, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
MDT / Medtronic plc
758766109 / Regal Entertainment Group
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CXP / Columbia Property Trust Inc
XCEMX / Clearbridge Energy MLP Fund Inc
GLD / SPDR Gold Trust
KFH / KKR Financial Holdings LLC
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
HDV / iShares Trust - iShares Core High Dividend ETF
SPLS / Staples, Inc.
GLO / Clough Global Opportunities Fund
CASC / Cascadian Therapeutics, Inc.
MVV / ProShares Trust - ProShares Ultra MidCap400
GS / The Goldman Sachs Group, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
VRSK / Verisk Analytics, Inc.
SNH / Senior Housing Properties Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
XMUHX / BlackRock MuniHoldings Fund II,
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
GDV / The Gabelli Dividend & Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
BBEP / Breitburn Energy Partners LP
MNKD / MannKind Corporation
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
MXI / iShares Trust - iShares Global Materials ETF
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
ECL / Ecolab Inc.
SWC / Stillwater Mining Company
NEM / Newmont Corporation
IGT / International Game Technology PLC
SO / The Southern Company
WLTGQ / Walter Energy, Inc.
AMGN / Amgen Inc.
HBI / Hanesbrands Inc.
PKO / Pimco Income Opportunity Fund
MA / Mastercard Incorporated
XOM / Exxon Mobil Corporation
KO / The Coca-Cola Company
BBBY / Bed Bath & Beyond, Inc.
PPL / PPL Corporation
SCHW / The Charles Schwab Corporation
DRYS / DryShips, Inc.
FNFG / First Niagara Financial Group, Inc.
AXP / American Express Company
GOGO / Gogo Inc.
PCAR / PACCAR Inc
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
GOF / Guggenheim Strategic Opportunities Fund
FAV / First Trust Dividend and Income Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
DNP / DNP Select Income Fund Inc.
PSMI / Peregrine Semiconductor Corp
CHW / Calamos Global Dynamic Income Fund
ETR / Entergy Corporation
ALBO / Albireo Pharma Inc
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
IYM / iShares Trust - iShares U.S. Basic Materials ETF
UAN / CVR Partners, LP - Limited Partnership
DOV / Dover Corporation
VFL / abrdn National Municipal Income Fund
LOW / Lowe's Companies, Inc.
ESV / Ensco plc
PHYS / Sprott Physical Gold Trust
SLV / iShares Silver Trust
REEMF / Rare Element Resources Ltd.
IRC / Inland Real Estate Corporation
HRL / Hormel Foods Corporation
TGP / Teekay LNG Partners LP - Unit
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
TEX / Terex Corporation
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
CVS / CVS Health Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SPLK / Splunk Inc.
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
RAI / Reynolds American, Inc.
FDO /
JPS / Nuveen Preferred & Income Securities Fund
AGD / Abrdn Global Dynamic Dividend Fund
TNH / Terra Nitrogen Co., L.P.
NCZ / Virtus Convertible & Income Fund II
PBI / Pitney Bowes Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ZBH / Zimmer Biomet Holdings, Inc.
ADBE / Adobe Inc.
AGNC / AGNC Investment Corp.
018490100 / Allergan plc
OWE / Obsidian Energy Ltd.
VNR / Vanguard Natural Resources, LLC
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
FTF / Franklin Limited Duration Income Trust
US1182301010 / Buckeye Partners, L.P.
O / Realty Income Corporation
JMF / Nuveen Energy MLP Total Return Fund
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
GIM / Templeton Global Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DVA / DaVita Inc.
SRPT / Sarepta Therapeutics, Inc.
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
ERF / Enerplus Corporation
NCR / NCR Corp.
PRU / Prudential Financial, Inc.
PIM / Putnam Master Intermediate Income Trust
BWP / Boardwalk Pipeline Partners L.P
JCP / J.C. Penney Co., Inc.
PMF / PIMCO Municipal Income Fund
ZIPR / Ziprealty Inc
AINV / Apollo Investment Corporation
TJX / The TJX Companies, Inc.
UPLMQ / Ultra Petroleum Corp.
STT / State Street Corporation
RVT / Royce Small-Cap Trust, Inc.
INFN / Infinera Corporation
FCO / abrdn Global Income Fund, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
POM / PEPCO Holdings, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
IEP / Icahn Enterprises L.P.
HCN / Welltower Inc.
SQNM / Sequenom, Inc.
HL / Hecla Mining Company
XZTRX / Zweig Total Return Fund Inc.
MPC / Marathon Petroleum Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
MPW / Medical Properties Trust, Inc.
SPY / SPDR S&P 500 ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
US87233Q1085 / TC Pipelines, LP
IMUC / EOM Pharmaceuticals Holdings, Inc.
TEI / Templeton Emerging Markets Income Fund
CAT / Caterpillar Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
YCS / ProShares Trust II - ProShares UltraShort Yen
EVV / Eaton Vance Limited Duration Income Fund
CCEP / Coca-Cola Europacific Partners PLC
PFE / Pfizer Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
WY / Weyerhaeuser Company
BDX / Becton, Dickinson and Company
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
JWN / Nordstrom, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
GE / General Electric Company
IPI / Intrepid Potash, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
CTSH / Cognizant Technology Solutions Corporation
AEP / American Electric Power Company, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
AAPL / Apple Inc.
HPQ / HP Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
US16941M1099 / China Mobile Ltd.
XJTPX / Nuveen Quality Preferred Income
US0373471012 / Anworth Mortgage Asset Corp.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
61166W101 / Monsanto Co.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
AFL / Aflac Incorporated
DCP / DCP Midstream LP - Unit
WTSLQ / Wet Seal, Inc. (THE)
WMT / Walmart Inc.
SLB / Schlumberger Limited
XRX / Xerox Holdings Corporation
AEF / abrdn Emerging Markets ex-China Fund, Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PMX / PIMCO Municipal Income Fund III
XEC / Cimarex Energy Co.
DIA / SPDR Dow Jones Industrial Average ETF Trust
PM / Philip Morris International Inc.
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
SHW / The Sherwin-Williams Company
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
IXN / iShares Trust - iShares Global Tech ETF
US0325111070 / Anadarko Petroleum Corp.
STON / StoneMor Inc
BTA / BlackRock Long-Term Municipal Advantage Trust
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
NOC / Northrop Grumman Corporation
MDXG / MiMedx Group, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
NPP / Nuveen Performance Plus Municipal Fund, Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ORCL / Oracle Corporation
TWTR / Twitter Inc
WSR / Whitestone REIT
INN / Summit Hotel Properties, Inc.
CAH / Cardinal Health, Inc.
UPS / United Parcel Service, Inc.
APA / APA Corporation
SOHO / Sotherly Hotels Inc.
TD / The Toronto-Dominion Bank
VLO / Valero Energy Corporation
GILD / Gilead Sciences, Inc.
AVA / Avista Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
SIRI / Sirius XM Holdings Inc.
CHI / Calamos Convertible Opportunities and Income Fund
WRES / Warren Resources, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AMZN / Amazon.com, Inc.
AEE / Ameren Corporation
US5249011058 / Legg Mason, Inc.
NMI / Nuveen Municipal Income Fund, Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
WFC / Wells Fargo & Company
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
KMT / Kennametal Inc.
PAYX / Paychex, Inc.
SCCO / Southern Copper Corporation
CCG / Cheche Group Inc.
GWW / W.W. Grainger, Inc.
RIG / Transocean Ltd.
RTN / Raytheon Co.
EFA / iShares Trust - iShares MSCI EAFE ETF
WAG /
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
CSX / CSX Corporation
BGR / BlackRock Energy and Resources Trust
SRV / NXG Cushing Midstream Energy Fund
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
DVY / iShares Trust - iShares Select Dividend ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GM / General Motors Company
XPFNX / PIMCO Income Strategy Fund II
OLN / Olin Corporation
EMN / Eastman Chemical Company
IWN / iShares Trust - iShares Russell 2000 Value ETF
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
EWG / iShares, Inc. - iShares MSCI Germany ETF
NRZ / New Residential Investment Corp
EWC / iShares, Inc. - iShares MSCI Canada ETF
GROW / U.S. Global Investors, Inc.
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
LMT / Lockheed Martin Corporation
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
INB / Cohen & Steers Global Income Builder, Inc.
OXY / Occidental Petroleum Corporation
OHI / Omega Healthcare Investors, Inc.
TROW / T. Rowe Price Group, Inc.
TXN / Texas Instruments Incorporated
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CGO / Calamos Global Total Return Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
MS / Morgan Stanley
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PH / Parker-Hannifin Corporation
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
HCA / HCA Healthcare, Inc.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
T / AT&T Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
REFR / Research Frontiers Incorporated
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
LNG / Cheniere Energy, Inc.
GIS / General Mills, Inc.
385002100 / Gramercy Property Trust Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
IAT / iShares Trust - iShares U.S. Regional Banks ETF
RJF / Raymond James Financial, Inc.
BFZ / BlackRock California Municipal Income Trust
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
MET / MetLife, Inc.
DOW / Dow Inc.
HIG / The Hartford Insurance Group, Inc.
PTY / Partway Group Plc
FLEX / Flex Ltd.
BTZ / BlackRock Credit Allocation Income Trust
LUMN / Lumen Technologies, Inc.
CDMO / Avid Bioservices, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
WM / Waste Management, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
CLB / Core Laboratories Inc.
DOW / Dow Inc.
DOW / Dow Inc.
DOW / Dow Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
RGT / Royce Global Trust, Inc.
BTGOF / BT Group plc
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
SNXZF / Sandstorm Gold Ltd.
EVG / Eaton Vance Short Duration Diversified Income Fund