Market Value119,489,000
Total Holdings671
File Date2014-02-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RPM / RPM International Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BK / The Bank of New York Mellon Corporation
IBM / International Business Machines Corporation
ED / Consolidated Edison, Inc.
AEP / American Electric Power Company, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DIS / The Walt Disney Company
TRV / The Travelers Companies, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
USB / U.S. Bancorp
MCD / McDonald's Corporation
BAC / Bank of America Corporation
DHR / Danaher Corporation
HYB / The New America High Income Fund Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
AMZN / Amazon.com, Inc.
CVX / Chevron Corporation
INTC / Intel Corporation
PEP / PepsiCo, Inc.
WFC / Wells Fargo & Company
MAIN / Main Street Capital Corporation
OCLR / Oclaro, Inc
MMM / 3M Company
19041P105 / CBS Corp.
HBAN / Huntington Bancshares Incorporated
META / Meta Platforms, Inc.
ADM / Archer-Daniels-Midland Company
IVV / iShares Trust - iShares Core S&P 500 ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
CL / Colgate-Palmolive Company
PG / The Procter & Gamble Company
ABBV / AbbVie Inc.
INAP / Internap Corporation
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
MNKKQ / Mallinckrodt Plc
SCCO / Southern Copper Corporation
FTNT / Fortinet, Inc. Call
AEE / Ameren Corporation
T / AT&T Inc.
JPXUZ / JPMorgan Chase & Co.
TVIA / TerraVia Holdings, Inc.
TDC / Teradata Corporation
EEP / Enbridge Energy Partners, L.P.
AWP / abrdn Global Premier Properties Fund
LINE / Lineage, Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
RDNT / RadNet, Inc.
EGL / Engility Holdings, Inc.
LSI / Life Storage Inc - Registered Shares
GXP / Great Plains Energy, Inc.
KRFT /
TRW / TRW Automotive Holdings
AOL /
IGE / iShares Trust - iShares North American Natural Resources ETF
WFM / Whole Foods Market, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
CSOD / Cornerstone OnDemand Inc
SNDK / Sandisk Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
370023103 / GGP, Inc.
LOCK / LifeLock, Inc.
ONFC / Oneida Financial Corp.
CHY / Calamos Convertible and High Income Fund
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
TWC / Spectrum Management Holding Company LLC
WAVX / Wave Systems Corp.
SXL / Sunoco Logistics Partners L.P.
KMP /
POWR / PowerSecure International, Inc
GES / Guess?, Inc.
FTI / TechnipFMC plc
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
SCI / Service Corporation International
INVN / The Alger ETF Trust - Alger Russell Innovation ETF Call
SOCL / Global X Funds - Global X Social Media ETF
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
PMCS / PMC - Sierra, Inc.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
VODPF / Vodafone Group Public Limited Company
ANRZQ / Alpha Natural Resources, Inc.
XBHKX / BlackRock Core Bond Trust
NYNY / Empire Resorts, Inc.
AKS / AK Steel Holding Corp.
BEAM / Beam Therapeutics Inc.
ZF / Zweig Fund, Inc.
VSCI /
ARR / ARMOUR Residential REIT, Inc.
VTR / Ventas, Inc.
BBI / Brickell Biotech Inc
EXI / iShares Trust - iShares Global Industrials ETF
BRCD / Brocade Communications Systems, Inc.
HLIT / Harmonic Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
847560109 / Spectra Energy Corp.
JNP / Juniper Pharmaceuticals, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IWD / iShares Trust - iShares Russell 1000 Value ETF
GUR / SPDR(R) S&P(R) EMERGING EUROPE ETF
EFT / Eaton Vance Floating-Rate Income Trust
JRO / Nuveen Floating Rate Income Opportunity Fund
FUL / H.B. Fuller Company
BLKB / Blackbaud, Inc.
CHK / Chesapeake Energy Corporation
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
BNS / The Bank of Nova Scotia
HTWR / Heartware International Inc.
KFH / KKR Financial Holdings LLC
SPLS / Staples, Inc.
GBF / iShares Trust - iShares Government/Credit Bond ETF
ACOR / Acorda Therapeutics, Inc.
ATMI / Atmi Inc
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
WR / Westar Energy, Inc.
MNKD / MannKind Corporation
QLGC / QLogic Corp.
FNFG / First Niagara Financial Group, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
RMBS / Rambus Inc.
TGP / Teekay LNG Partners LP - Unit
FDO /
PBI / Pitney Bowes Inc.
VNR / Vanguard Natural Resources, LLC
ALV / Autoliv, Inc.
US1182301010 / Buckeye Partners, L.P.
JMF / Nuveen Energy MLP Total Return Fund
LGND / Ligand Pharmaceuticals Incorporated
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
CST / CST Brands, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
AAV / Advantage Energy Ltd.
US09249H1041 / BlackRock Municipal Bond Investment Trust
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
IXJ / iShares Trust - iShares Global Healthcare ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
RTK / Rentech, Inc.
HCN / Welltower Inc.
HTS / Hatteras Financial Corp.
US87233Q1085 / TC Pipelines, LP
GLAE / GlassBridge Enterprises, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
SVNTQ / Savient Pharmaceuticals Inc
PUK / Prudential plc - Depositary Receipt (Common Stock)
097698104 / Teledyne Bolt Inc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
KBH / KB Home
B / Barrick Mining Corporation
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
XLS / Exelis
GG / Goldcorp, Inc.
/ China Unicom (Hong Kong) Ltd.
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
STON / StoneMor Inc
UNG / United States Natural Gas Fund, LP - Limited Partnership
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
DNDN /
00B65Z9D7 / Noble Corporation plc
DIOD / Diodes Incorporated
NKA / Niska Gas Storage Partners LLC
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CHI / Calamos Convertible Opportunities and Income Fund
LAZ / Lazard, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
US21871D1037 / Corelogic Inc
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
ORI / Old Republic International Corporation
WLL / Whiting Petroleum Corp (New)
WAG /
ENOC / EnerNOC, Inc.
SYNM / Syntroleum Corp
LNKD / LinkedIn Corp.
ALU / Alcatel Lucent
EWC / iShares, Inc. - iShares MSCI Canada ETF
NP / Neenah Inc
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
XRA / Exeter Resource Corp.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
ITT / ITT Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
IGR / CBRE Global Real Estate Income Fund
AHL / Aspen Insurance Holdings Limited
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
WBMD / WebMD Health Corp.
COV /
SEAC / SeaChange International, Inc.
ABB / ABB Ltd. - ADR
APD / Air Products and Chemicals, Inc.
ZALICUS INC / (98887C105)
TWX / Warner Media LLC
SESA GOA LTD / SPONSORED ADR (78413F103)
DCTH / Delcath Systems, Inc.
TSRX / Trius Therapeutics Inc
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
STO / Statoil ASA
MSPD / Mindspeed Technologies, Inc
HSC / Enviri Corp
FSYS / Fuel Systems Solutions, Inc.
XGUTX / Gabelli Utility Trust (The)
DISCK / Warner Bros.Discovery Inc - Series C
CVA / Covanta Holding Corporation
GLJ / iShares Trust
E / Eni S.p.A. - Depositary Receipt (Common Stock)
PIPR / Piper Sandler Companies
/ Windstream Holdings, Inc
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
NEE / NextEra Energy, Inc.
F / Ford Motor Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AWK / American Water Works Company, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
VZ / Verizon Communications Inc.
FCX / Freeport-McMoRan Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
XOM / Exxon Mobil Corporation
ATK /
/ VIVUS, Inc.
YUM / Yum! Brands, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
DELL / Dell Technologies Inc.
SIRI / Sirius XM Holdings Inc.
COP / ConocoPhillips
TRIP / Tripadvisor, Inc.
TYL / Tyler Technologies, Inc.
CSIQ / Canadian Solar Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
TROV / TrovaGene, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
EWY / iShares, Inc. - iShares MSCI South Korea ETF
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
NS / NuStar Energy L.P. - Limited Partnership
/ Windstream Holdings, Inc
SDRL / Seadrill Limited
PCYC / Pharmacyclics
PFF / iShares Trust - iShares Preferred and Income Securities ETF
US2655041000 / Dunkin' Brands Group, Inc.
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
OXY / Occidental Petroleum Corporation
SCU / Sculptor Capital Management Inc - Class A
61166W101 / Monsanto Co.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
RY / Royal Bank of Canada
FBHS / Fortune Brands Home & Security Inc
GLD / SPDR Gold Trust
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
SHLD / Global X Funds - Global X Defense Tech ETF
SWKS / Skyworks Solutions, Inc.
INVN / The Alger ETF Trust - Alger Russell Innovation ETF Put
APL.PRE / Atlas Pipeline Partners L.P.
RIG / Transocean Ltd.
0PP / Portola Pharmaceuticals Inc
05541TAD3 / BGC Partners, Inc. Bond
JCI / Johnson Controls International plc
CBA / ClearBridge American Energy MLP Fund Inc.
CMLP / Crestwood Midstream Partners Lp
US2655041000 / Dunkin' Brands Group, Inc. Put
DHF / BNY Mellon High Yield Strategies Fund
ELX / Emulex Corp
AXP / American Express Company
FST / FAST Acquisition Corp - Class A
HSKA / Heska Corp. (Restricted Voting)
US0268741560 / American International Group, Inc. Warrants
CELL THERAPEUTICS INC / COM NPV NEW 2012 (150934883)
COLDWATER CREEK INC / (193068202)
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
HCBK / Hudson City Bancorp, Inc.
ISHARES / MSCI MALAYSI ETF (464286830)
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
NRF / NorthStar Realty Finance Corp.
PIMCO ETF TR / BLD AMER BD FD (72201R825)
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / WNDRHLL CLN EN (73935X500)
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
UXJ / ProShares Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
76155G107 / Revolution Lighting Technologies, Inc.
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
/ XL Group Ltd.
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
CURRENCYSHS JAPANESE YEN TR / PUT Put (23130A952)
BGC / BGC Group, Inc.
BGCA / BGC Partners, 8.125% Senior Bonds due 6/15/2042
MARKET VECTORS ETF TR / UNCVTL OIL GAS (57060U159)
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
ACAD / ACADIA Pharmaceuticals Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
AXTI / AXT, Inc.
CRDS / Crossroads Systems, Inc.
ENTREMED INC / (29382F202)
FNSR / Finisar Corporation
GKNT / Geeknet, Inc
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
SFE / Safeguard Scientifics, Inc.
OTEX / Open Text Corporation
SCON / Superconductor Technologies Inc.
TXCCQ / Transwitch Corp.
PTNR / Partner Communications Co. - ADR
CRUS / Cirrus Logic, Inc.
GNVC / GenVec, Inc.
NAVB / Navidea Biopharmaceuticals, Inc.
AMRI / Albany Molecular Research, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
JPSSZ / JPMorgan Chase & Co. Put
KERX / Keryx Biopharmaceuticals, Inc.
LONE / Lonestar Resources US Inc
MWE / MarkWest Energy Partners, LP
XTAIX / Transamerica Income Shares, Inc
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
Y / Alleghany Corp.
RPAI / Retail Properties of America Inc - Class A
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IP / International Paper Company
KSU / Kansas City Southern
TRP / TC Energy Corporation
XCO / EXCO Resources, Inc.
RVTY / Revvity, Inc.
TXN / Texas Instruments Incorporated
UNH / UnitedHealth Group Incorporated
PLUG / Plug Power Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
VRTX / Vertex Pharmaceuticals Incorporated
BA / The Boeing Company
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AMLP / ALPS ETF Trust - Alerian MLP ETF
SLB / Schlumberger Limited
STCN / Steel Connect, Inc.
SLB / Schlumberger Limited Call
JBT / JBT Marel Corporation
MTB / M&T Bank Corporation
MPW / Medical Properties Trust, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
FTR / Frontier Communications Corp.
SRC / Spirit Realty Capital, Inc.
US0325111070 / Anadarko Petroleum Corp.
EAF / GrafTech International Ltd.
AET / Aetna, Inc.
HD / The Home Depot, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
JWN / Nordstrom, Inc.
SD / SandRidge Energy, Inc.
EMN / Eastman Chemical Company
ARCC / Ares Capital Corporation
GOGO / Gogo Inc.
ORCL / Oracle Corporation
WMT / Walmart Inc.
PHH / Park Ha Biological Technology Co., Ltd.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
RTN / Raytheon Co.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
LKQ / LKQ Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
MFA / MFA Financial, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
PD / PagerDuty, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
AUY / Yamana Gold Inc.
RDS.B / Shell Plc - ADR
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
DVN / Devon Energy Corporation
EMR / Emerson Electric Co.
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
GEOS / Geospace Technologies Corporation
CFX / Colfax Corp
RAD / Rite Aid Corp.
TIP / iShares Trust - iShares TIPS Bond ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
MANU / Manchester United plc
IDV / iShares Trust - iShares International Select Dividend ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
BB / BlackBerry Limited
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
TXT / Textron Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
VIS / Vanguard World Fund - Vanguard Industrials ETF
FUN / Six Flags Entertainment Corporation
BBDC / Barings BDC, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NOV / NOV Inc.
UTG / Reaves Utility Income Fund
MCHP / Microchip Technology Incorporated
MYN / BlackRock MuniYield New York Quality Fund, Inc.
DOV / Dover Corporation
TSI / TCW Strategic Income Fund, Inc.
WM / Waste Management, Inc.
PSHG / Performance Shipping Inc.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DBC / Invesco DB Commodity Index Tracking Fund
MLU / Manulife Financial Corporation
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
VIAV / Viavi Solutions Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
ACN / Accenture plc
EFA / iShares Trust - iShares MSCI EAFE ETF
PNF / PIMCO New York Municipal Income Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
GGG / Graco Inc.
PTY / Partway Group Plc
RHP / Ryman Hospitality Properties, Inc.
RDUS / Radius Recycling, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AINV / Apollo Investment Corporation
ORLY / O'Reilly Automotive, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
KBE / SPDR Series Trust - SPDR S&P Bank ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
OXSQ / Oxford Square Capital Corp.
RTX / RTX Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
GOLD / Barrick Mining Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
SON / Sonoco Products Company
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
KCG / KCG Holdings, Inc.
CCEP / Coca-Cola Europacific Partners PLC
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
MRO / Marathon Oil Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SBAC / SBA Communications Corporation
IDU / iShares Trust - iShares U.S. Utilities ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NCZ / Virtus Convertible & Income Fund II
IAU / iShares Gold Trust
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
NWSA / News Corporation
BX / Blackstone Inc.
CVE / Cenovus Energy Inc.
HTA / Healthcare Realty Trust Inc - Class A
CMO / Capstead Mortgage Corp.
NI / NiSource Inc.
US2692464017 / E*TRADE Financial, Inc.
US09249P1066 / BlackRock New York Municipal B
018490100 / Allergan plc
57772K101 / Maxim Integrated Products Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
ARNC / Arconic Corporation
SPWR / Complete Solaria, Inc.
LLL / JX Luxventure Limited
EMAN / EMagin Corp
TARO / Taro Pharmaceutical Industries Ltd.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
DISCA / Discovery Inc - Class A
VDE / Vanguard World Fund - Vanguard Energy ETF
JLS / Nuveen Mortgage and Income Fund
EVV / Eaton Vance Limited Duration Income Fund
JFR / Nuveen Floating Rate Income Fund
DVY / iShares Trust - iShares Select Dividend ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund Call
FTNT / Fortinet, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
XYL / Xylem Inc.
RELX / RELX PLC - Depositary Receipt (Common Stock)
/ Wyndham Destinations, Inc.
ECA / EnCana Corp.
PH / Parker-Hannifin Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BDX / Becton, Dickinson and Company
WCG / Wellcare Health Plans, Inc.
NRG / NRG Energy, Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
EXC / Exelon Corporation
TROW / T. Rowe Price Group, Inc.
MSCI / MSCI Inc.
NCR / NCR Corp.
POT / Potash Corp. of Saskatchewan, Inc.
TPR / Tapestry, Inc.
DOW / Dow Inc.
ILMN / Illumina, Inc.
MDT / Medtronic plc
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CSX / CSX Corporation
SMCI / Super Micro Computer, Inc.
MS / Morgan Stanley
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
MDLZ / Mondelez International, Inc.
MCK / McKesson Corporation
PSX / Phillips 66
651824104 / Newport Corporation
FOX / Fox Corporation
VER / VEREIT Inc
PFG / Principal Financial Group, Inc.
AABA / Altaba Inc
IR / Ingersoll Rand Inc.
BR / Broadridge Financial Solutions, Inc.
L / Loews Corporation
SJM / The J. M. Smucker Company
CAR / Avis Budget Group, Inc.
MSI / Motorola Solutions, Inc.
AFL / Aflac Incorporated
ES / Eversource Energy
USNA / USANA Health Sciences, Inc.
NYCB / Flagstar Financial, Inc.
PHMD / PhotoMedex, Inc.
DOW / Dow Inc.
MAT / Mattel, Inc.
LMT / Lockheed Martin Corporation
AAPL / Apple Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TSLA / Tesla, Inc.
ABIO / ARCA biopharma, Inc.
BSX / Boston Scientific Corporation
HPQ / HP Inc.
DAL / Delta Air Lines, Inc.
GE / General Electric Company
VALE / Vale S.A. - Depositary Receipt (Common Stock)
CLSN / Imunon Inc
GOOGL / Alphabet Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
PFE / Pfizer Inc.
INTU / Intuit Inc.
PFE / Pfizer Inc. Put
MSFT / Microsoft Corporation
DUK / Duke Energy Corporation
CLF / Cleveland-Cliffs Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
LOW / Lowe's Companies, Inc.
ETN / Eaton Corporation plc
VTV / Vanguard Index Funds - Vanguard Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
WEN / The Wendy's Company
VFH / Vanguard World Fund - Vanguard Financials ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
NUAN / Nuance Communications Inc
AMKR / Amkor Technology, Inc.
CEQP / Crestwood Equity Partners LP - Unit
MRK / Merck & Co., Inc.
MLI / Mueller Industries, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CSCO / Cisco Systems, Inc.
AJG / Arthur J. Gallagher & Co.
BMY / Bristol-Myers Squibb Company
JPM / JPMorgan Chase & Co.
TU / TELUS Corporation
MMP / Magellan Midstream Partners L.P.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CLNE / Clean Energy Fuels Corp.
GPS / The Gap, Inc.
NLY / Annaly Capital Management, Inc.
VLO / Valero Energy Corporation
NSC / Norfolk Southern Corporation
GS / The Goldman Sachs Group, Inc.
MOS / The Mosaic Company
PM / Philip Morris International Inc.
AMP / Ameriprise Financial, Inc.
O / Realty Income Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
KMB / Kimberly-Clark Corporation
AMBKP / American Capital Trust I - Preferred Security
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PLD / Prologis, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
EXAS / Exact Sciences Corporation
NVDA / NVIDIA Corporation
AIG / American International Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
PNW / Pinnacle West Capital Corporation
EBAY / eBay Inc.
PEG / Public Service Enterprise Group Incorporated
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
MTG / MGIC Investment Corporation
SU / Suncor Energy Inc.
MO / Altria Group, Inc.
IMAX / IMAX Corporation
PNC / The PNC Financial Services Group, Inc.
SLV / iShares Silver Trust
GIS / General Mills, Inc.
VMW / Vmware Inc. - Class A
ADP / Automatic Data Processing, Inc.
DBL / DoubleLine Opportunistic Credit Fund
NYF / iShares Trust - iShares New York Muni Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
OEF / iShares Trust - iShares S&P 100 ETF
GDV / The Gabelli Dividend & Income Trust
PDT / John Hancock Premium Dividend Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IMGN / ImmunoGen, Inc.
IPI / Intrepid Potash, Inc.
MPC / Marathon Petroleum Corporation
ABT / Abbott Laboratories
SYK / Stryker Corporation
XEL / Xcel Energy Inc.
DHI / D.R. Horton, Inc.
MBOT / Microbot Medical Inc.
GM / General Motors Company
SO / The Southern Company
KO / The Coca-Cola Company
CIEN / Ciena Corporation
MKC / McCormick & Company, Incorporated
ZBH / Zimmer Biomet Holdings, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PPG / PPG Industries, Inc.
DRI / Darden Restaurants, Inc.
AGNC / AGNC Investment Corp.
POWL / Powell Industries, Inc.
DE / Deere & Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BNY / BlackRock New York Municipal Income Trust
FLEX / Flex Ltd.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
CMI / Cummins Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SPG / Simon Property Group, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SCHW / The Charles Schwab Corporation
FMC / FMC Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
SYNA / Synaptics Incorporated
UNM / Unum Group
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GLW / Corning Incorporated
CRIS / Curis, Inc.
LUMN / Lumen Technologies, Inc.
SYY / Sysco Corporation
HAL / Halliburton Company
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
HOG / Harley-Davidson, Inc.
C / Citigroup Inc.
BIIB / Biogen Inc.
LLY / Eli Lilly and Company
DDD / 3D Systems Corporation
OKE / ONEOK, Inc.
OMC / Omnicom Group Inc.
AMAT / Applied Materials, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
CME / CME Group Inc.
CMCSA / Comcast Corporation
FE / FirstEnergy Corp.
PRU / Prudential Financial, Inc.
AMT / American Tower Corporation
QCOM / QUALCOMM Incorporated
UNP / Union Pacific Corporation
PXD / Pioneer Natural Resources Company
SNY / Sanofi - Depositary Receipt (Common Stock)
GBDC / Golub Capital BDC, Inc.
EQR / Equity Residential
ACM / AECOM
XRX / Xerox Holdings Corporation
AMGN / Amgen Inc.
DSX / Diana Shipping Inc.
PPL / PPL Corporation
BAX / Baxter International Inc.
HON / Honeywell International Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
NFLX / Netflix, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
CAT / Caterpillar Inc.
SPY / SPDR S&P 500 ETF
MU / Micron Technology, Inc.