Market Value141,240,000
Total Holdings718
File Date2015-02-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VLO / Valero Energy Corporation
HOG / Harley-Davidson, Inc.
AEP / American Electric Power Company, Inc.
DBD / Diebold Nixdorf, Incorporated
NXPI / NXP Semiconductors N.V.
CFX / Colfax Corp
KO / The Coca-Cola Company
ILMN / Illumina, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
HAL / Halliburton Company
SCU / Sculptor Capital Management Inc - Class A
PDT / John Hancock Premium Dividend Fund
MET / MetLife, Inc.
APAGF / Apco Oil & Gas International Inc
MCD / McDonald's Corporation Call
DFT / Dupont Fabros Technology, Inc. Put
NUV / Nuveen Municipal Value Fund, Inc.
LOCK / LifeLock, Inc. Call
AMBKP / American Capital Trust I - Preferred Security
ORI / Old Republic International Corporation
NP / Neenah Inc
KERX / Keryx Biopharmaceuticals, Inc.
AAV / Advantage Energy Ltd.
JDD / Nuveen Diversified Dividend and Income Fund
NS / NuStar Energy L.P. - Limited Partnership
BHI / Baker Hughes Inc.
JWN / Nordstrom, Inc.
TU / TELUS Corporation
ACI09N1H7 / Fiat Chrysler Automobiles N.V
VTR / Ventas, Inc.
MBLY / Mobileye Global Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
INAP / Internap Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IGI / Western Asset Investment Grade Opportunity Trust Inc.
RDS.B / Shell Plc - ADR
CAG / Conagra Brands, Inc.
KCG / KCG Holdings, Inc.
NWSA / News Corporation
XLNX / Xilinx, Inc.
TARO / Taro Pharmaceutical Industries Ltd.
PH / Parker-Hannifin Corporation
MLI / Mueller Industries, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MCK / McKesson Corporation
AFL / Aflac Incorporated
STL / Sterling Bancorp.
SJM / The J. M. Smucker Company
NKA / Niska Gas Storage Partners LLC
CHI / Calamos Convertible Opportunities and Income Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
TVIA / TerraVia Holdings, Inc.
LNKD / LinkedIn Corp.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IGR / CBRE Global Real Estate Income Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
COV /
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
CYBR / CyberArk Software Ltd.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
LAZ / Lazard, Inc.
OTEX / Open Text Corporation
NYMT / New York Mortgage Trust, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
0PP / Portola Pharmaceuticals Inc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FONR / FONAR Corporation
AKS / AK Steel Holding Corp.
QQQ / Invesco QQQ Trust, Series 1
NSAM / NorthStar Asset Management Group, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
76155G107 / Revolution Lighting Technologies, Inc.
WLL / Whiting Petroleum Corp (New)
CHY / Calamos Convertible and High Income Fund
TDC / Teradata Corporation
NRF / NorthStar Realty Finance Corp.
DHF / BNY Mellon High Yield Strategies Fund
GXP / Great Plains Energy, Inc.
APL.PRE / Atlas Pipeline Partners L.P.
IGE / iShares Trust - iShares North American Natural Resources ETF
CSOD / Cornerstone OnDemand Inc
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
370023103 / GGP, Inc.
XTAIX / Transamerica Income Shares, Inc
SRC / Spirit Realty Capital, Inc.
POWR / PowerSecure International, Inc
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
ANRZQ / Alpha Natural Resources, Inc.
ZF / Zweig Fund, Inc.
EXI / iShares Trust - iShares Global Industrials ETF
BRCD / Brocade Communications Systems, Inc.
KN / Knowles Corporation
EFT / Eaton Vance Floating-Rate Income Trust
HTWR / Heartware International Inc.
SPLS / Staples, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
FNFG / First Niagara Financial Group, Inc.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
SD / SandRidge Energy, Inc.
RMBS / Rambus Inc.
VNR / Vanguard Natural Resources, LLC
HSKA / Heska Corp. (Restricted Voting)
PBI / Pitney Bowes Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
AXTI / AXT, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
IYW / iShares Trust - iShares U.S. Technology ETF
AMRI / Albany Molecular Research, Inc.
KBH / KB Home
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
STON / StoneMor Inc
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
US1182301010 / Buckeye Partners, L.P.
IYT / iShares Trust - iShares U.S. Transportation ETF
LOCK / LifeLock, Inc.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
TGP / Teekay LNG Partners LP - Unit
US16941M1099 / China Mobile Ltd.
ELX / Emulex Corp
POWERSHARES QQQ TRUST / PUT Put (73935A954)
WAG /
MBLY / Mobileye Global Inc. Call
FSK / FS KKR Capital Corp.
00B65Z9D7 / Noble Corporation plc
KSU / Kansas City Southern Call
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
IMDZ / Immune Design Corp.
AEPI / AEP Industries, Inc.
60979P105 / Monogram Residential Trust, Inc.
NYNY / Empire Resorts, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
JPSSZ / JPMorgan Chase & Co. Put
GAS / AGL Resources Inc.
LINE / Lineage, Inc. Put
SCON / Superconductor Technologies Inc.
RDNT / RadNet, Inc.
XYL / Xylem Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
WFM / Whole Foods Market, Inc.
SNDK / Sandisk Corporation
887228104 / Time Inc.
CTIC / CTI BioPharma Corp
ONFC / Oneida Financial Corp.
WAVX / Wave Systems Corp.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
SCI / Service Corporation International
POWERSHARES QQQ TRUST / CALL Call (73935A904)
CBA / ClearBridge American Energy MLP Fund Inc.
/ VIVUS, Inc.
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
CRDS / Crossroads Systems, Inc.
WR / Westar Energy, Inc.
QLGC / QLogic Corp.
LGCY / Legacy Education Inc.
CST / CST Brands, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
GLAE / GlassBridge Enterprises, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
KOG /
/ Hi-Crush Inc.
MOS / The Mosaic Company
ARROWHEAD RESH CORP / CALL Call (042797909)
PTEN / Patterson-UTI Energy, Inc.
PGNPQ / Paragon Offshore plc
SEAC / SeaChange International, Inc.
097698104 / Teledyne Bolt Inc
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
PTNR / Partner Communications Co. - ADR
GEOS / Geospace Technologies Corporation
KMP /
GUR / SPDR(R) S&P(R) EMERGING EUROPE ETF
ALV / Autoliv, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
LNCO / Linn Co, LLC
DFT / Dupont Fabros Technology, Inc. Call
US09249H1041 / BlackRock Municipal Bond Investment Trust
STCN / Steel Connect, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
DAL / Delta Air Lines, Inc.
CDK / CDK Global Inc
AEE / Ameren Corporation
WBMD / WebMD Health Corp.
AMZN / Amazon.com, Inc. Put
SPY / SPDR S&P 500 ETF Put
APD / Air Products and Chemicals, Inc.
MARKET VECTORS ETF TR / UNCVTL OIL GAS (57060U159)
GKNT / Geeknet, Inc
US55315D1054 / MMA Capital Holdings Inc
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
CRC / California Resources Corporation
US6550441058 / Noble Energy, Inc.
BWP / Boardwalk Pipeline Partners L.P
TRNS / Transcat, Inc.
83416T100 / SolarCity Corp Call
ARR / ARMOUR Residential REIT, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
ARROWHEAD RESH CORP / PUT Put (042797959)
LMP CORPORATE LN FD INC / (50208B100)
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
HCMC / Healthier Choices Management Corp.
NCV / Virtus Convertible & Income Fund
IGOV / iShares Trust - iShares International Treasury Bond ETF
PIPR / Piper Sandler Companies
TRST / TrustCo Bank Corp NY
AES.PRC / AES Trust III
USLM / United States Lime & Minerals, Inc.
TOO / Teekay Offshore Partners L.P.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
APU / AmeriGas Partners, L.P.
RBSPF / NatWest Group plc
PGP / PIMCO Global StocksPLUS & Income Fund
PIMCO ETF TR / BLD AMER BD FD (72201R825)
PVCT / Provectus Biopharmaceuticals, Inc.
BOULDER TOTAL RETURN FD INC / (101541100)
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
HME / Home Properties, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
WWE / World Wrestling Entertainment, Inc. - Class A
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
ICF / iShares Trust - iShares Select U.S. REIT ETF
/ Windstream Holdings, Inc
ATK /
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
DNDN /
FTR / Frontier Communications Corp.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
FUL / H.B. Fuller Company
EMAN / EMagin Corp
VDE / Vanguard World Fund - Vanguard Energy ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ARNC / Arconic Corporation
BBI / Brickell Biotech Inc
US0153511094 / Alexion Pharmaceuticals, Inc.
JLS / Nuveen Mortgage and Income Fund
EVV / Eaton Vance Limited Duration Income Fund
JFR / Nuveen Floating Rate Income Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
LINE / Lineage, Inc.
BBEP / Breitburn Energy Partners LP
LO /
PL.PRE / Protective Life Corp.
CURRENCYSHARES EURO TR / PUT Put (23130C958)
DOW / Dow Inc.
SCD / LMP Capital and Income Fund Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
ONLN / ProShares Trust - ProShares Online Retail ETF Call
19041P105 / CBS Corp.
HCN / Welltower Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
ARDM / Aradigm Corp.
PUK / Prudential plc - Depositary Receipt (Common Stock)
FNSR / Finisar Corporation
CL / Colgate-Palmolive Company Call
TRIP / Tripadvisor, Inc.
OXY / Occidental Petroleum Corporation Call
IBM / International Business Machines Corporation
MRK / Merck & Co., Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
BAC / Bank of America Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
LLY / Eli Lilly and Company
TYL / Tyler Technologies, Inc.
CI / The Cigna Group
DUK / Duke Energy Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
ED / Consolidated Edison, Inc.
ADM / Archer-Daniels-Midland Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MO / Altria Group, Inc.
PM / Philip Morris International Inc.
CSCO / Cisco Systems, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
BRK.B / Berkshire Hathaway Inc.
OEF / iShares Trust - iShares S&P 100 ETF
HD / The Home Depot, Inc.
AMAT / Applied Materials, Inc.
UNP / Union Pacific Corporation
BAC / Bank of America Corporation Call
CVX / Chevron Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
INTC / Intel Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DIS / The Walt Disney Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
LOW / Lowe's Companies, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
USB / U.S. Bancorp
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
ETN / Eaton Corporation plc
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
V / Visa Inc. Call
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
IVV / iShares Trust - iShares Core S&P 500 ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PEP / PepsiCo, Inc.
CL / Colgate-Palmolive Company
F / Ford Motor Company
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
GS / The Goldman Sachs Group, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
DE / Deere & Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
AWK / American Water Works Company, Inc.
MAIN / Main Street Capital Corporation
MMM / 3M Company
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
META / Meta Platforms, Inc.
FCX / Freeport-McMoRan Inc.
BNY / BlackRock New York Municipal Income Trust
XOM / Exxon Mobil Corporation
C / Citigroup Inc.
NEE / NextEra Energy, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
SYK / Stryker Corporation
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
WCG / Wellcare Health Plans, Inc.
US0268741560 / American International Group, Inc. Warrants
XCO / EXCO Resources, Inc.
EEP / Enbridge Energy Partners, L.P.
AWP / abrdn Global Premier Properties Fund
/ XL Group Ltd.
EGL / Engility Holdings, Inc.
RPAI / Retail Properties of America Inc - Class A
KRFT /
TRW / TRW Automotive Holdings
AOL /
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SFE / Safeguard Scientifics, Inc.
TWC / Spectrum Management Holding Company LLC
SXL / Sunoco Logistics Partners L.P.
PHMD / PhotoMedex, Inc.
INVN / The Alger ETF Trust - Alger Russell Innovation ETF Call
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
FST / FAST Acquisition Corp - Class A
SOCL / Global X Funds - Global X Social Media ETF
PMCS / PMC - Sierra, Inc.
EAF / GrafTech International Ltd.
VSCI /
MWE / MarkWest Energy Partners, LP
HLIT / Harmonic Inc.
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
847560109 / Spectra Energy Corp.
JNP / Juniper Pharmaceuticals, Inc.
PRAN / Prana Biotechnology Ltd.
BLKB / Blackbaud, Inc.
BNS / The Bank of Nova Scotia
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
TE / T1 Energy Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
JMF / Nuveen Energy MLP Total Return Fund
HTS / Hatteras Financial Corp.
GG / Goldcorp, Inc.
CMLP / Crestwood Midstream Partners Lp
ICPT / Intercept Pharmaceuticals Inc
XRA / Exeter Resource Corp.
Y / Alleghany Corp.
G0083B108 / Actavis
ITT / ITT Inc.
HCBK / Hudson City Bancorp, Inc.
ABBV / AbbVie Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
CG / The Carlyle Group Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
LBRDK / Liberty Broadband Corporation
EWY / iShares, Inc. - iShares MSCI South Korea ETF
BBDC / Barings BDC, Inc.
PCAR / PACCAR Inc
SCCO / Southern Copper Corporation
TXT / Textron Inc.
LXP / LXP Industrial Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MNKKQ / Mallinckrodt Plc
BR / Broadridge Financial Solutions, Inc.
BK / The Bank of New York Mellon Corporation
JPXUZ / JPMorgan Chase & Co. Call
ALU / Alcatel Lucent
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
DVN / Devon Energy Corporation
61166W101 / Monsanto Co. Call
VRTV / Veritiv Corp
MU / Micron Technology, Inc.
61166W101 / Monsanto Co.
FBHS / Fortune Brands Home & Security Inc
GWP / GW Pharmaceuticals plc
CSIQ / Canadian Solar Inc.
SLB / Schlumberger Limited
SHLD / Global X Funds - Global X Defense Tech ETF
MTB / M&T Bank Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
JCI / Johnson Controls International plc
KSU / Kansas City Southern
WPG / Washington Prime Group Inc
T / AT&T Inc.
NVDA / NVIDIA Corporation
SAL / Salisbury Bancorp, Inc.
GLD / SPDR Gold Trust
BMY / Bristol-Myers Squibb Company
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CNQ / Canadian Natural Resources Limited
MPW / Medical Properties Trust, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMLP / ALPS ETF Trust - Alerian MLP ETF
CBI / Chicago Bridge & Iron Co., N.V.
ERF / Enerplus Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
US21871D1037 / Corelogic Inc
US0325111070 / Anadarko Petroleum Corp.
PPL / PPL Corporation
SDRL / Seadrill Limited
WLMS / Williams Industrial Services Group Inc
AJG / Arthur J. Gallagher & Co.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
/ FERRELLGAS PARTNERS LP Unit
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
NYCB / Flagstar Financial, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
RTN / Raytheon Co.
INTU / Intuit Inc.
NI / NiSource Inc.
PXD / Pioneer Natural Resources Company
SSO / ProShares Trust - ProShares Ultra S&P500
NCR / NCR Corp.
FE / FirstEnergy Corp.
US2655041000 / Dunkin' Brands Group, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
HQL / Abrdn Life Sciences Investors
AUY / Yamana Gold Inc.
AVNS / Avanos Medical, Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
PMFG / Pmfg, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ACOR / Acorda Therapeutics, Inc.
DOW / Dow Inc.
BX / Blackstone Inc.
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
UNH / UnitedHealth Group Incorporated
MS / Morgan Stanley
FLR / Fluor Corporation
HYB / The New America High Income Fund Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
RPM / RPM International Inc.
DVY / iShares Trust - iShares Select Dividend ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
MANU / Manchester United plc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GM / General Motors Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GGZ / The Gabelli Global Small and Mid Cap Value Trust
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
VIS / Vanguard World Fund - Vanguard Industrials ETF
GE / General Electric Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
D / Dominion Energy, Inc.
DSX / Diana Shipping Inc.
FLEX / Flex Ltd.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NOV / NOV Inc.
UTG / Reaves Utility Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
RY / Royal Bank of Canada
MYN / BlackRock MuniYield New York Quality Fund, Inc.
IMAX / IMAX Corporation
PEG / Public Service Enterprise Group Incorporated
BDJ / BlackRock Enhanced Equity Dividend Trust
DOV / Dover Corporation
ACM / AECOM
TSI / TCW Strategic Income Fund, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
WM / Waste Management, Inc.
EMN / Eastman Chemical Company
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DBL / DoubleLine Opportunistic Credit Fund
MLU / Manulife Financial Corporation
TRP / TC Energy Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
GDV / The Gabelli Dividend & Income Trust
DBC / Invesco DB Commodity Index Tracking Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
CVS / CVS Health Corporation
KKR / KKR & Co. Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SCHW / The Charles Schwab Corporation
ACN / Accenture plc
EFA / iShares Trust - iShares MSCI EAFE ETF
AET / Aetna, Inc.
PNF / PIMCO New York Municipal Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
PTY / Partway Group Plc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PPG / PPG Industries, Inc.
AINV / Apollo Investment Corporation
ORLY / O'Reilly Automotive, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
FMC / FMC Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
RTX / RTX Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
GOLD / Barrick Mining Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
SON / Sonoco Products Company
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
CCEP / Coca-Cola Europacific Partners PLC
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SIRI / Sirius XM Holdings Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
AIG / American International Group, Inc.
DRI / Darden Restaurants, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
DSL / DoubleLine Income Solutions Fund
HPQ / HP Inc.
NCZ / Virtus Convertible & Income Fund II
IAU / iShares Gold Trust
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TWX / Warner Media LLC
HTA / Healthcare Realty Trust Inc - Class A
HAL / Halliburton Company Call
EMR / Emerson Electric Co.
CMO / Capstead Mortgage Corp.
ABT / Abbott Laboratories
EWC / iShares, Inc. - iShares MSCI Canada ETF
US2692464017 / E*TRADE Financial, Inc.
US09249P1066 / BlackRock New York Municipal B
ABIO / ARCA biopharma, Inc.
MAT / Mattel, Inc.
MSFT / Microsoft Corporation
57772K101 / Maxim Integrated Products Inc.
HBAN / Huntington Bancshares Incorporated
US87233Q1085 / TC Pipelines, LP
OEF / iShares Trust - iShares S&P 100 ETF Put
ENOC / EnerNOC, Inc.
K / Kellanova
LKQ / LKQ Corporation
ORCL / Oracle Corporation
WMT / Walmart Inc.
LLL / JX Luxventure Limited
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KGC / Kinross Gold Corporation
/ Wyndham Destinations, Inc.
NRG / NRG Energy, Inc.
PFE / Pfizer Inc. Call
PSX / Phillips 66
TROW / T. Rowe Price Group, Inc.
MSCI / MSCI Inc.
ESRX / Express Scripts Holding Co.
CEQP / Crestwood Equity Partners LP - Unit
JPS / Nuveen Preferred & Income Securities Fund
651824104 / Newport Corporation
FTI / TechnipFMC plc
CHK / Chesapeake Energy Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
FOX / Fox Corporation
VER / VEREIT Inc
CNP / CenterPoint Energy, Inc.
PFG / Principal Financial Group, Inc.
AABA / Altaba Inc
BALL / Ball Corporation
IR / Ingersoll Rand Inc.
CELG / Celgene Corp.
CAR / Avis Budget Group, Inc.
ALLE / Allegion plc
MRO / Marathon Oil Corporation
CYTR / LadRx Corp
MKC / McCormick & Company, Incorporated
MSI / Motorola Solutions, Inc.
COP / ConocoPhillips
ERC / Allspring Multi-Sector Income Fund
WEN / The Wendy's Company
IP / International Paper Company
CLX / The Clorox Company
FTNT / Fortinet, Inc. Put
WBA / Walgreens Boots Alliance, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
AMKR / Amkor Technology, Inc.
DNOW / DNOW Inc.
NUAN / Nuance Communications Inc
USNA / USANA Health Sciences, Inc.
MDLZ / Mondelez International, Inc.
TWTR / Twitter Inc
XRX / Xerox Holdings Corporation
SPWR / Complete Solaria, Inc.
FUN / Six Flags Entertainment Corporation
CLNE / Clean Energy Fuels Corp.
GPS / The Gap, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CL / Colgate-Palmolive Company Put
AMP / Ameriprise Financial, Inc.
FWONA / Formula One Group
SU / Suncor Energy Inc.
JNJ / Johnson & Johnson
PCYC / Pharmacyclics
EXAS / Exact Sciences Corporation
OCLR / Oclaro, Inc
MFA / MFA Financial, Inc.
BSX / Boston Scientific Corporation
TRV / The Travelers Companies, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
POWL / Powell Industries, Inc.
GOGO / Gogo Inc.
KMB / Kimberly-Clark Corporation
DHI / D.R. Horton, Inc.
BA / The Boeing Company
UAA / Under Armour, Inc.
CLSN / Imunon Inc
NSC / Norfolk Southern Corporation
PLUG / Plug Power Inc.
TSLA / Tesla, Inc. Call
REGI / Renewable Energy Group Inc
SMCI / Super Micro Computer, Inc.
SWIR / Sierra Wireless Inc
TSLA / Tesla, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
ABB / ABB Ltd. - ADR
CASI / CASI Pharmaceuticals, Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
CDE / Coeur Mining, Inc.
SPG / Simon Property Group, Inc.
MTG / MGIC Investment Corporation
LBRDA / Liberty Broadband Corporation
MCHP / Microchip Technology Incorporated
LXRX / Lexicon Pharmaceuticals, Inc.
PDI / PIMCO Dynamic Income Fund
SLB / Schlumberger Limited Call
PFE / Pfizer Inc.
GIS / General Mills, Inc.
LBRDA / Liberty Broadband Corporation
RVTY / Revvity, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
NLY / Annaly Capital Management, Inc.
CCJ / Cameco Corporation
LULU / lululemon athletica inc.
IDV / iShares Trust - iShares International Select Dividend ETF
PSHG / Performance Shipping Inc.
ENZ / Enzo Biochem, Inc.
OXY / Occidental Petroleum Corporation
IPI / Intrepid Potash, Inc.
OGS / ONE Gas, Inc.
FCEL / FuelCell Energy, Inc.
FWONK / Formula One Group
XEL / Xcel Energy Inc.
DHR / Danaher Corporation
YUM / Yum! Brands, Inc.
GOOG / Alphabet Inc. Call
RHP / Ryman Hospitality Properties, Inc.
RAD / Rite Aid Corp.
MBOT / Microbot Medical Inc.
PNW / Pinnacle West Capital Corporation
CSX / CSX Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
CLF / Cleveland-Cliffs Inc.
LNT / Alliant Energy Corporation
CIEN / Ciena Corporation
MMP / Magellan Midstream Partners L.P.
PFLT / PennantPark Floating Rate Capital Ltd.
VMW / Vmware Inc. - Class A
GILD / Gilead Sciences, Inc.
KMI / Kinder Morgan, Inc.
FTNT / Fortinet, Inc.
OXSQ / Oxford Square Capital Corp.
BA / The Boeing Company Call
DEO / Diageo plc - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
RDUS / Radius Recycling, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MDT / Medtronic plc
SYNA / Synaptics Incorporated
MCD / McDonald's Corporation
ADP / Automatic Data Processing, Inc.
PLD / Prologis, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
GILD / Gilead Sciences, Inc. Put
IMGN / ImmunoGen, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
ES / Eversource Energy
BB / BlackBerry Limited
BIIB / Biogen Inc.
GGG / Graco Inc.
DDD / 3D Systems Corporation
QCOM / QUALCOMM Incorporated
LUMN / Lumen Technologies, Inc.
VIAV / Viavi Solutions Inc.
O / Realty Income Corporation
TEUM / Pareteum Corp
JBT / JBT Marel Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
GLW / Corning Incorporated
AMGN / Amgen Inc.
UNM / Unum Group
AXP / American Express Company
BDX / Becton, Dickinson and Company
EQR / Equity Residential
SO / The Southern Company
CMCSA / Comcast Corporation
L / Loews Corporation
TXN / Texas Instruments Incorporated
GSK / GSK plc - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
OMC / Omnicom Group Inc.
OHI / Omega Healthcare Investors, Inc.
ARCC / Ares Capital Corporation
EXC / Exelon Corporation
PRU / Prudential Financial, Inc.
RIG / Transocean Ltd.
RIG / Transocean Ltd. Call
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
GOOGL / Alphabet Inc.
PNC / The PNC Financial Services Group, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SWKS / Skyworks Solutions, Inc.
CRIS / Curis, Inc.
AMT / American Tower Corporation
LMT / Lockheed Martin Corporation
UPS / United Parcel Service, Inc.
HON / Honeywell International Inc.
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF
NFLX / Netflix, Inc.
OKE / ONEOK, Inc.
JPM / JPMorgan Chase & Co.
CAT / Caterpillar Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
WFC / Wells Fargo & Company