All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| TUEM / Tuesday Morning Corp. - New
|
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| SNOAW / Sonoma Pharmaceuticals, Inc. Warrants
|
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| SEEL / Seelos Therapeutics, Inc.
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| UUUU.WS / Energy Fuels Inc.
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| RFIL / RF Industries, Ltd.
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| ANCB / Anchor Bancorp
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| IZEA / IZEA Worldwide, Inc.
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| PSDV / pSivida Corp.
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| BXE / Bellatrix Exploration Ltd
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| DRNA / Dicerna Pharmaceuticals Inc
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| EYES / Vivani Medical Inc
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| REFR / Research Frontiers Incorporated
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| SLNO / Soleno Therapeutics, Inc.
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| ARCT / Arcturus Therapeutics Holdings Inc.
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| PERY / Ellis Perry International, Inc.
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| 153501101 / Central Fund of Canada Ltd.
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| LOV / Spark Networks SE - ADR
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| TPST / Tempest Therapeutics, Inc.
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| UQM / UQM Technologies, Inc.
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| EGT / Entertainment Gaming Asia Incorporated
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| M / Macy's, Inc.
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| CAT / Caterpillar Inc.
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| CPSH / CPS Technologies Corporation
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| SWKS / Skyworks Solutions, Inc. Put
|
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| CRUS / Cirrus Logic, Inc. Put
|
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| NVTR / Nuvectra Corporation
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| DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
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| CLSN / Imunon Inc
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| ABUS / Arbutus Biopharma Corporation
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| APDN / Applied DNA Sciences, Inc.
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| CVRR / CVR Refining LP
|
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| CTHR / Charles & Colvard, Ltd.
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| INVT / Inventergy Global Inc
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| SAVA / Cassava Sciences, Inc.
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| ALDW / Alon USA Partners, LP
|
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| US16706W1027 / Chiasma Inc
|
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| ECYT / Endocyte, Inc.
|
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| PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
|
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| AEZS / COSCIENS Biopharma Inc.
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| SGMO / Sangamo Therapeutics, Inc.
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| NSPR / InspireMD, Inc.
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| CSX / CSX Corporation
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| MBT / Mobile Telesystems PJSC - ADR
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| ENLV / Enlivex Therapeutics Ltd.
|
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| HIHO / Highway Holdings Limited
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| VISL / Vislink Technologies, Inc.
|
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| SNY / Sanofi - Depositary Receipt (Common Stock)
|
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| IMUC.WS / ImmunoCellular Therapeutics, Ltd., Warrants
|
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| CASC / Cascadian Therapeutics, Inc.
|
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| EVC / Entravision Communications Corporation
|
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| IBM / International Business Machines Corporation Put
|
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| MSI / Motorola Solutions, Inc. Put
|
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| ARWR / Arrowhead Pharmaceuticals, Inc.
|
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| NBRV / Nabriva Therapeutics Plc
|
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| 68232V116 / Onconova Therapeutics, Inc. Warrants
|
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| ONCS / OncoSec Medical Inc
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| VSTM / Verastem, Inc.
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| TSLA / Tesla, Inc. Put
|
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| VMC / Vulcan Materials Company
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| SHIP / Seanergy Maritime Holdings Corp.
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| NXTDW / NXT-ID Inc. Warrants exp. 2019-02-09
|
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| ADVM / Adverum Biotechnologies, Inc.
|
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| ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
|
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| CMG / Chipotle Mexican Grill, Inc.
|
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| AIM / AIM ImmunoTech Inc.
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| TK / Teekay Corporation Ltd.
|
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| SBBP / Strongbridge Biopharma plc
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| AFMD / Affimed N.V.
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| ALPN / Alpine Immune Sciences, Inc.
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| POT / Potash Corp. of Saskatchewan, Inc.
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| STKS / The ONE Group Hospitality, Inc.
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| CBMX / CombiMatrix Corp.
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| ISR / Perspective Therapeutics Inc
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| DOW / Dow Inc.
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| ANY / Sphere 3D Corp.
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| MSFT / Microsoft Corporation
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| MPVD / Mountain Province Diamonds Inc.
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| AUPH / Aurinia Pharmaceuticals Inc.
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| JPM / JPMorgan Chase & Co.
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| TMX / Terminix Global Holdings Inc
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| RGORF / Randgold Resources Ltd.
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| EDSA / Edesa Biotech, Inc.
|
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| IMUX / Immunic, Inc.
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| FTEK / Fuel Tech, Inc.
|
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| INTC / Intel Corporation Put
|
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| / 26 Capital Acquisition Corp.
|
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| STLY / HG Holdings, Inc.
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| QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock)
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| QRVO / Qorvo, Inc. Put
|
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| MEIP / MEI Pharma, Inc.
|
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| AVGO / Broadcom Inc. Put
|
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| OCUP / Opus Genetics, Inc.
|
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| BIOC / Biocept Inc
|
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| JAGX / Jaguar Health, Inc.
|
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| CVM / CEL-SCI Corporation
|
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| NOVN / Novan Inc
|
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| XXII / 22nd Century Group, Inc.
|
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| GNUS / Genius Brands International Inc
|
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| RY / Royal Bank of Canada Put
|
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| AMZN / Amazon.com, Inc. Put
|
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| BAC / Bank of America Corporation
|
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| HBM / Hudbay Minerals Inc.
|
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| SPY / SPDR S&P 500 ETF
|
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