Market Value393,175,000
Total Holdings282
File Date2019-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AB / AllianceBernstein Holding L.P. - Limited Partnership
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
DISH / DISH Network Corporation
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
HUBS / HubSpot, Inc.
IYG / iShares Trust - iShares U.S. Financial Services ETF
IGN / iShares Trust - iShares North American Tech-Multimedia Networking ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
BMY / Bristol-Myers Squibb Company
MPW / Medical Properties Trust, Inc.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
HMOP / Hartford Funds Exchange-Traded Trust - Hartford Municipal Opportunities ETF
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
C.WSA / Citigroup, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
PPT / Putnam Premier Income Trust
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
LVS / Las Vegas Sands Corp.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SMB / VanEck ETF Trust - VanEck Short Muni ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
OPK / OPKO Health, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PHK / PIMCO High Income Fund
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
GGG / Graco Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GM / General Motors Company
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
JMBS / Janus Detroit Street Trust - Janus Henderson Mortgage-Backed Securities ETF
FDRR / Fidelity Covington Trust - Fidelity Dividend ETF for Rising Rates
TTD / The Trade Desk, Inc.
PSX / Phillips 66
CELG / Celgene Corp.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NVNO / enVVeno Medical Corporation
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
018490100 / Allergan plc
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
V / Visa Inc.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
TIP / iShares Trust - iShares TIPS Bond ETF
QCOM / QUALCOMM Incorporated
GOOGL / Alphabet Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
CVX / Chevron Corporation
GILD / Gilead Sciences, Inc.
MO / Altria Group, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
LHX / L3Harris Technologies, Inc.
DIS / The Walt Disney Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BX / Blackstone Inc.
FMHI / First Trust Exchange-Traded Fund III - First Trust Municipal High Income ETF
GLD / SPDR Gold Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ACN / Accenture plc
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
WELL / Welltower Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
MCD / McDonald's Corporation
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ORCL / Oracle Corporation
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PEG / Public Service Enterprise Group Incorporated
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
KO / The Coca-Cola Company
TWLO / Twilio Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
XOM / Exxon Mobil Corporation
SOXX / iShares Trust - iShares Semiconductor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
US80007A1025 / SandRidge Permian Trust
MTNB / Matinas BioPharma Holdings, Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
DOG / ProShares Trust - ProShares Short Dow30
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
IBML / iShares Trust - iShares iBonds Dec 2023 Term Muni Bond ETF
MTCH / Match Group, Inc.
ADES / Advanced Emissions Solutions, Inc.
RDS.B / Shell Plc - ADR
SDS / ProShares Trust - ProShares UltraShort S&P500
NCV / Virtus Convertible & Income Fund
RWM / ProShares Trust - ProShares Short Russell2000
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
UCON / First Trust Exchange-Traded Fund VIII - First Trust TCW Unconstrained Plus Bond ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
BKCC / BlackRock Capital Investment Corporation
ACB / Aurora Cannabis Inc.
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
BGIO / BlackRock 2022 Global Income Opportunity Trust
IHIT / Invesco High Income 2023 Target Term Fund
MUN / VanEck Muni ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
ABMD / Abiomed Inc.
TEL / TE Connectivity plc
SPLK / Splunk Inc.
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
MMM / 3M Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MDT / Medtronic plc
STZ / Constellation Brands, Inc.
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VVR / Invesco Senior Income Trust
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ILMN / Illumina, Inc.
XLNX / Xilinx, Inc.
EA / Electronic Arts Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
QUIK / QuickLogic Corporation
ADBE / Adobe Inc.
ABT / Abbott Laboratories
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
WMT / Walmart Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
LLY / Eli Lilly and Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IBM / International Business Machines Corporation
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
ADSK / Autodesk, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
ABBV / AbbVie Inc.
CB / Chubb Limited
NSC / Norfolk Southern Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
T / AT&T Inc.
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
INTC / Intel Corporation
KMI / Kinder Morgan, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SHOP / Shopify Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
FDVV / Fidelity Covington Trust - Fidelity High Dividend ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
PM / Philip Morris International Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CMCSA / Comcast Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
COP / ConocoPhillips
IBB / iShares Trust - iShares Biotechnology ETF
HON / Honeywell International Inc.
BAC / Bank of America Corporation
HSY / The Hershey Company
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
JSMD / Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
VZ / Verizon Communications Inc.
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
VUG / Vanguard Index Funds - Vanguard Growth ETF
MRK / Merck & Co., Inc.
PPL / PPL Corporation
XT / iShares Trust - iShares Exponential Technologies ETF
UNH / UnitedHealth Group Incorporated
GOOG / Alphabet Inc.
SBUX / Starbucks Corporation
LMT / Lockheed Martin Corporation
PYPL / PayPal Holdings, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ARKK / ARK ETF Trust - ARK Innovation ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
AVGO / Broadcom Inc.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
LOW / Lowe's Companies, Inc.
UPS / United Parcel Service, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MBB / iShares Trust - iShares MBS ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
MDLZ / Mondelez International, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
MA / Mastercard Incorporated
BA / The Boeing Company
PFE / Pfizer Inc.
NFLX / Netflix, Inc.
COF / Capital One Financial Corporation
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BRK.B / Berkshire Hathaway Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
AXP / American Express Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
NVDA / NVIDIA Corporation
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
PG / The Procter & Gamble Company
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
QQQ / Invesco QQQ Trust, Series 1
IYW / iShares Trust - iShares U.S. Technology ETF
CCL / Carnival Corporation & plc
CRM / Salesforce, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
AMZN / Amazon.com, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
CL / Colgate-Palmolive Company
AAPL / Apple Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
HD / The Home Depot, Inc.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TGT / Target Corporation
JPM / JPMorgan Chase & Co.
NEE / NextEra Energy, Inc.
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SPY / SPDR S&P 500 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
NOC / Northrop Grumman Corporation
TXN / Texas Instruments Incorporated