Market Value418,655,000
Total Holdings269
File Date2020-11-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Current Value
(USD x1000)
Change
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ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CDNA / CareDx, Inc
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
BRPM / B. Riley Principal 150 Merger Corp - Class A
ANY / Sphere 3D Corp.
SNY / Sanofi - Depositary Receipt (Common Stock)
BEEM / Beam Global
KYG372881188 / Fintech Acquisition Corp. III
WDAY / Workday, Inc.
BKCC / BlackRock Capital Investment Corporation
BGIO / BlackRock 2022 Global Income Opportunity Trust
US4900731039 / Kensington Capital Acquisition Corp.
MRK / Merck & Co., Inc.
JMBS / Janus Detroit Street Trust - Janus Henderson Mortgage-Backed Securities ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FDX / FedEx Corporation
BA / The Boeing Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
UBER / Uber Technologies, Inc.
XT / iShares Trust - iShares Exponential Technologies ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
IBB / iShares Trust - iShares Biotechnology ETF
FDVV / Fidelity Covington Trust - Fidelity High Dividend ETF
NFLX / Netflix, Inc.
DIS / The Walt Disney Company
VTV / Vanguard Index Funds - Vanguard Value ETF
BMY / Bristol-Myers Squibb Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
INO / Inovio Pharmaceuticals, Inc.
TGT / Target Corporation
VZ / Verizon Communications Inc.
QCOM / QUALCOMM Incorporated
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
ONVO / Organovo Holdings, Inc.
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
WEED / Canopy Growth Corporation
CRON / Cronos Group Inc.
IOVA / Iovance Biotherapeutics, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
LPTX / Leap Therapeutics, Inc.
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
SSSS / SuRo Capital Corp.
VIVO / Meridian Bioscience Inc.
NDRA / ENDRA Life Sciences Inc.
GLD / SPDR Gold Trust
CL / Colgate-Palmolive Company
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
KNDI / Kandi Technologies Group, Inc.
ILCG / iShares Trust - iShares Morningstar Growth ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
34985B103 / Forum Merger Corporation
US83088V1026 / Slack Technologies Inc
SRNE / Sorrento Therapeutics, Inc.
CTAS / Cintas Corporation
CELU / Celularity Inc.
BST / BlackRock Science and Technology Trust
COP / ConocoPhillips
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
GE / General Electric Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GS / The Goldman Sachs Group, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
ATVI / Activision Blizzard Inc
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PYPL / PayPal Holdings, Inc.
ALGN / Align Technology, Inc.
AXON / Axon Enterprise, Inc.
SPMB / SPDR Series Trust - SPDR Portfolio Mortgage Backed Bond ETF
STAA / STAAR Surgical Company
DOW / Dow Inc.
DOW / Dow Inc.
GRIL / Muscle Maker Inc
DXCM / DexCom, Inc.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
/ Trine Acquisition Corp.
EA / Electronic Arts Inc.
SWKS / Skyworks Solutions, Inc.
IDXX / IDEXX Laboratories, Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
UNH / UnitedHealth Group Incorporated
OPK / OPKO Health, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CMCSA / Comcast Corporation
TRIL / Trillium Therapeutics Inc
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CDNS / Cadence Design Systems, Inc.
SNAP / Snap Inc.
DOCU / DocuSign, Inc.
DHR / Danaher Corporation
REGN / Regeneron Pharmaceuticals, Inc.
QUIK / QuickLogic Corporation
NET / Cloudflare, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
ACN / Accenture plc
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
TTD / The Trade Desk, Inc.
FBIO / Fortress Biotech, Inc.
TDOC / Teladoc Health, Inc.
GOOGL / Alphabet Inc.
ZM / Zoom Communications Inc.
DVY / iShares Trust - iShares Select Dividend ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
RMBL / RumbleOn, Inc.
GGG / Graco Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
ARKF / ARK ETF Trust - ARK Fintech Innovation ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
WKHS / Workhorse Group Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
LHX / L3Harris Technologies, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
IYW / iShares Trust - iShares U.S. Technology ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
CVX / Chevron Corporation
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
PEG / Public Service Enterprise Group Incorporated
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
NKE / NIKE, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
VVR / Invesco Senior Income Trust
IXN / iShares Trust - iShares Global Tech ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
AMGN / Amgen Inc.
NEE / NextEra Energy, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
CSCO / Cisco Systems, Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
NVDA / NVIDIA Corporation
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
SOXX / iShares Trust - iShares Semiconductor ETF
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
AXP / American Express Company
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
BAC / Bank of America Corporation
DSTL / ETF Series Solutions - Distillate U.S. Fundamental Stability & Value ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SQ / Block, Inc.
LULU / lululemon athletica inc.
LOW / Lowe's Companies, Inc.
MBB / iShares Trust - iShares MBS ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
T / AT&T Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
PEP / PepsiCo, Inc.
SLV / iShares Silver Trust
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
TSLA / Tesla, Inc.
MS / Morgan Stanley
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
MRNA / Moderna, Inc.
AUPH / Aurinia Pharmaceuticals Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
SHOP / Shopify Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
PFE / Pfizer Inc.
HD / The Home Depot, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
HMOP / Hartford Funds Exchange-Traded Trust - Hartford Municipal Opportunities ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
AMZN / Amazon.com, Inc.
MMM / 3M Company
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
MELI / MercadoLibre, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
AAPL / Apple Inc.
WMT / Walmart Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
IAU / iShares Gold Trust
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
ARKK / ARK ETF Trust - ARK Innovation ETF
DISH / DISH Network Corporation
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
/ Flying Eagle Acquisition Corp.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
PHK / PIMCO High Income Fund
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
FMHI / First Trust Exchange-Traded Fund III - First Trust Municipal High Income ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
ED / Consolidated Edison, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
TSCO / Tractor Supply Company
SPOT / Spotify Technology S.A.
ADBE / Adobe Inc.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
TNDM / Tandem Diabetes Care, Inc.
JDIV / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Dividend Leaders ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FDRR / Fidelity Covington Trust - Fidelity Dividend ETF for Rising Rates
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
V / Visa Inc.
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
KO / The Coca-Cola Company
CLVS / Clovis Oncology Inc
OKTA / Okta, Inc.
META / Meta Platforms, Inc.
OPEN / Opendoor Technologies Inc.
JSMD / Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
NIO / NIO Inc. - Depositary Receipt (Common Stock)
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
NVAX / Novavax, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CRM / Salesforce, Inc.
MSFT / Microsoft Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
SMB / VanEck ETF Trust - VanEck Short Muni ETF
NVNO / enVVeno Medical Corporation
JNJ / Johnson & Johnson
MA / Mastercard Incorporated
BRK.B / Berkshire Hathaway Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
FATE / Fate Therapeutics, Inc.
PG / The Procter & Gamble Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
INTC / Intel Corporation
ABBV / AbbVie Inc.
GILD / Gilead Sciences, Inc.
QQQ / Invesco QQQ Trust, Series 1
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
FSR / Fisker Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
PSX / Phillips 66
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
JPM / JPMorgan Chase & Co.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MCD / McDonald's Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
GOOG / Alphabet Inc.
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
HON / Honeywell International Inc.
LMT / Lockheed Martin Corporation
UPS / United Parcel Service, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SPY / SPDR S&P 500 ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBM / International Business Machines Corporation