Market Value484,520,000
Total Holdings327
File Date2014-04-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
BXSY / Bexil Investment Trust
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
007639107 / Advent Claymore Convertible Securities & Income Fund II
US0153511094 / Alexion Pharmaceuticals, Inc.
ALGN / Align Technology, Inc.
ADS / Bread Financial Holdings Inc
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
AOD / Abrdn Total Dynamic Dividend Fund
MO / Altria Group, Inc.
AAL / American Airlines Group Inc.
AXP / American Express Company
AFG / American Financial Group, Inc.
AIG / American International Group, Inc.
VER / VEREIT Inc
AMT / American Tower Corporation
AWK / American Water Works Company, Inc.
AMGN / Amgen Inc.
NLY / Annaly Capital Management, Inc.
035710AB8 / Annaly Capital Management, Inc. 5% Bond due 2015-05-15
US0373471012 / Anworth Mortgage Asset Corp.
AAPL / Apple Inc.
ADP / Automatic Data Processing, Inc.
AVNW / Aviat Networks, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BCS.PRC / Barclays Bank plc, 7.75% Non-cum Callable Dollar Preference Shares, Series 4 ADR
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
BRK.B / Berkshire Hathaway Inc.
BIIB / Biogen Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
BA / The Boeing Company
SAM / The Boston Beer Company, Inc.
US1080351067 / Bridge Bancorp, Inc.
BMY / Bristol-Myers Squibb Company
BF.A / Brown-Forman Corporation
CSX / CSX Corporation
CVS / CVS Health Corporation
CHI / Calamos Convertible Opportunities and Income Fund
CHY / Calamos Convertible and High Income Fund
CAMAC ENERGY INC / (131745101)
CMO / Capstead Mortgage Corp.
CAH / Cardinal Health, Inc.
CAT / Caterpillar Inc.
CELG / Celgene Corp.
385002100 / Gramercy Property Trust Inc.
LNG / Cheniere Energy, Inc.
CVX / Chevron Corporation
CIM / Chimera Investment Corporation
CHD / Church & Dwight Co., Inc.
CSCO / Cisco Systems, Inc.
NFO / Invesco Insider Sentiment ETF
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
CLX / The Clorox Company
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
US19624RAB24 / Colony Capital, Inc. Bond
CXP / Columbia Property Trust Inc
CMCSA / Comcast Corporation
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
DHY / Credit Suisse High Yield Bond Fund, Inc.
CMI / Cummins Inc.
DNP / DNP Select Income Fund Inc.
DE / Deere & Company
DAL / Delta Air Lines, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
DG / Dollar General Corporation
DLTR / Dollar Tree, Inc.
D / Dominion Energy, Inc.
DOW / Dow Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
EBAY / eBay Inc.
EMR / Emerson Electric Co.
SXL / Sunoco Logistics Partners L.P.
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLT / Corpay, Inc.
F / Ford Motor Company
FCX / Freeport-McMoRan Inc.
GAB / The Gabelli Equity Trust Inc.
GNRC / Generac Holdings Inc.
GE / General Electric Company
GIS / General Mills, Inc.
GWR / Genesee & Wyoming, Inc.
GILD / Gilead Sciences, Inc.
GOOGL / Alphabet Inc.
/ Gulfport Energy Corp.
PDT / John Hancock Premium Dividend Fund
HPF / John Hancock Preferred Income Fund II
HCSG / Healthcare Services Group, Inc.
HTA / Healthcare Realty Trust Inc - Class A
HRI / Herc Holdings Inc.
HD / The Home Depot, Inc.
HRL / Hormel Foods Corporation
HOV / Hovnanian Enterprises, Inc.
JBHT / J.B. Hunt Transport Services, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
INTC / Intel Corporation
IBM / International Business Machines Corporation
VKQ / Invesco Municipal Trust
VMO / Invesco Municipal Opportunity Trust
IAU / iShares Gold Trust
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SLV / iShares Silver Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KFH / KKR Financial Holdings LLC
K / Kellanova
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KRFT /
MBI / MBIA Inc.
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MAS / Masco Corporation
MA / Mastercard Incorporated
MCD / McDonald's Corporation
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
MIDD / The Middleby Corporation
MHK / Mohawk Industries, Inc.
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
NFG / National Fuel Gas Company
NYCB / Flagstar Financial, Inc.
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
ES / Eversource Energy
67071S101 / Nuveen Quality Preferred Income Fund
ODFL / Old Dominion Freight Line, Inc.
ORCL / Oracle Corporation
PPG / PPG Industries, Inc.
PNRA / Panera Bread Co.
PEP / PepsiCo, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PDM / Piedmont Realty Trust, Inc.
PML / PIMCO Municipal Income Fund II
PHK / PIMCO High Income Fund
XPFNX / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
74005P104 / Praxair, Inc.
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
PEG / Public Service Enterprise Group Incorporated
PSA / Public Storage
QCOM / QUALCOMM Incorporated
RDN / Radian Group Inc.
O / Realty Income Corporation
758766109 / Regal Entertainment Group
RF / Regions Financial Corporation
RPAI / Retail Properties of America Inc - Class A
780287AA6 / Royal Gold, Inc. 2.875% Bond Due 2019-06-15
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
SLB / Schlumberger Limited
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SHW / The Sherwin-Williams Company
SIRI / Sirius XM Holdings Inc.
SO / The Southern Company
SAVE / Spirit Airlines, Inc.
SRC / Spirit Realty Capital, Inc.
SBUX / Starbucks Corporation
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
SYY / Sysco Corporation
OXSQ / Oxford Square Capital Corp.
TJX / The TJX Companies, Inc.
TRW / TRW Automotive Holdings
SKT / Tanger Inc.
TST / TheStreet, Inc.
MMM / 3M Company
88830RAB7 / Titan Machinery, Inc. Bond
/ Total S.A.
TSCO / Tractor Supply Company
TDG / TransDigm Group Incorporated
TREX / Trex Company, Inc.
TWO / Two Harbors Investment Corp.
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
UTHR / United Therapeutics Corporation
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
VLY / Valley National Bancorp
920355104 / Valspar Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
WAG /
93317WAA0 / Walter Investment Management Corp. Bond
WM / Waste Management, Inc.
WFC / Wells Fargo & Company
WLK / Westlake Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WYNN / Wynn Resorts, Limited
AABA / Altaba Inc
YUM / Yum! Brands, Inc.
ZNGA / Zynga Inc - Class A
G0083B108 / Actavis
KORS / Michael Kors Holdings Ltd.
STX / Seagate Technology Holdings plc
NXPI / NXP Semiconductors N.V.