Market Value36,592,000
Total Holdings170
File Date2013-10-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
SLV / iShares Silver Trust
MCD / McDonald's Corporation
T / AT&T Inc.
MS / Morgan Stanley
RCM / R1 RCM Inc.
ADVISORSHARES TR / PERITUS HG YLD (00768Y503)
MDRX / Veradigm Inc.
ALL / The Allstate Corporation
ALNY / Alnylam Pharmaceuticals, Inc.
AGNC / AGNC Investment Corp.
AEP / American Electric Power Company, Inc.
CLF / Cleveland-Cliffs Inc.
AWR / American States Water Company
AMSC / American Superconductor Corporation
US0325111070 / Anadarko Petroleum Corp.
AINV / Apollo Investment Corporation
CVX / Chevron Corporation
INTC / Intel Corporation
BGS / B&G Foods, Inc.
BPT / BP Prudhoe Bay Royalty Trust
AX / Axos Financial, Inc.
BCPC / Balchem Corporation
NYCB / Flagstar Financial, Inc.
BMO / Bank of Montreal
OXY / Occidental Petroleum Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ALSN / Allison Transmission Holdings, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
ABBV / AbbVie Inc.
BAC / Bank of America Corporation
COP / ConocoPhillips
ISRG / Intuitive Surgical, Inc.
CSCO / Cisco Systems, Inc.
KO / The Coca-Cola Company
MSFT / Microsoft Corporation
BJRI / BJ's Restaurants, Inc.
BWP / Boardwalk Pipeline Partners L.P
BF.B / Brown-Forman Corporation
US1182301010 / Buckeye Partners, L.P.
CEC / COUNTY OF CECIL MD
CNO / CNO Financial Group, Inc.
KLAC / KLA Corporation
CNI / Canadian National Railway Company
CARB / Carbonite, Inc.
LUMN / Lumen Technologies, Inc.
GTLS / Chart Industries, Inc.
CHKR / Chesapeake Granite Wash Trust
CB / Chubb Limited
CBRI / CMTSU Liquidation, Inc.
CNK / Cinemark Holdings, Inc.
C / Citigroup Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ED / Consolidated Edison, Inc.
CLR / Continental Resources Inc (OKLA)
US2296691064 / Cubic Corporation
DRI / Darden Restaurants, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
DRE / Duke Realty Corporation - Preferred Security
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
ECYT / Endocyte, Inc.
EVC / Entravision Communications Corporation
ETD / Ethan Allen Interiors Inc.
EXC / Exelon Corporation
US3021041047 / ExOne Co
EXR / Extra Space Storage Inc.
FITB / Fifth Third Bancorp
FINL / Finish Line, Inc. (THE)
FFBC / First Financial Bancorp.
INBK / First Internet Bancorp
FRME / First Merchants Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
FBC / Flagstar Bancorp, Inc.
TFM / Fresh Market Holdings Inc (The)
FTR / Frontier Communications Corp.
GE / General Electric Company
GIS / General Mills, Inc.
GILD / Gilead Sciences, Inc.
/ Global X YieldCo & Renewable Energy Income ETF
OPI / Office Properties Income Trust
DUK / Duke Energy Corporation
AAPL / Apple Inc.
AWK / American Water Works Company, Inc.
DIS / The Walt Disney Company
HAR / Harman International Industries, Inc.
HCN / Welltower Inc.
HL / Hecla Mining Company
HON / Honeywell International Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
IMAX / IMAX Corporation
ININ / Interactive Intelligence Group, Inc.
IOC / InterOil Corporation
IAU / iShares Gold Trust
FM / iShares, Inc. - iShares Frontier and Select EM ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
TIP / iShares Trust - iShares TIPS Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
JPM / JPMorgan Chase & Co.
JOY / Joy Global, Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KMP /
KKD / Krispy Kreme Doughnuts, Inc.
KR / The Kroger Co.
LXP / LXP Industrial Trust
LINE / Lineage, Inc.
LOW / Lowe's Companies, Inc.
LULU / lululemon athletica inc.
MFM / MFS Municipal Income Trust
MVO / MV Oil Trust
MSO / Martha Stewart Living Omnimedia, Inc.
MERIDIAN INTERSTAT BANCORP I / (58964Q104)
MSEX / Middlesex Water Company
MILPQ / Miller Energy Resources, Inc.
61166W101 / Monsanto Co.
NKE / NIKE, Inc.
NDLS / Noodles & Company
NSC / Norfolk Southern Corporation
NTRS / Northern Trust Corporation
872307903 / TCF Financial Corporation
NG / NovaGold Resources Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
TMQ / Trilogy Metals Inc.
NUE / Nucor Corporation
PPL / PPL Corporation
PH / Parker-Hannifin Corporation
PAYX / Paychex, Inc.
PEB / Pebblebrook Hotel Trust
PEP / PepsiCo, Inc.
PETS / PetMed Express, Inc.
POWERSHARES ETF TRUST / FINL SECT PORT (73935X377)
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
SF / Stifel Financial Corp.
SNCR / Synchronoss Technologies, Inc.
UPS / United Parcel Service, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VRA / Vera Bradley, Inc.
VVI / Pursuit Attractions and Hospitality, Inc.
WNC / Wabash National Corporation
WTT / Wireless Telecom Group, Inc.
AABA / Altaba Inc
ETN / Eaton Corporation plc
NAT / Nordic American Tankers Limited
SDRL / Seadrill Limited
SSYS / Stratasys Ltd.
SODA / SodaStream International Ltd.
YNDX / Yandex N.V.
DRYS / DryShips, Inc.
GS / The Goldman Sachs Group, Inc.
SCI / Service Corporation International
K / Kellanova
XOM / Exxon Mobil Corporation
GOOGL / Alphabet Inc.
DE / Deere & Company
CAT / Caterpillar Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
CMI / Cummins Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
IBM / International Business Machines Corporation
GABC / German American Bancorp, Inc.
JNJ / Johnson & Johnson
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DD / DuPont de Nemours, Inc.
META / Meta Platforms, Inc.
MRK / Merck & Co., Inc.
FCX / Freeport-McMoRan Inc.
KMB / Kimberly-Clark Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
LLY / Eli Lilly and Company
GPC / Genuine Parts Company
HSY / The Hershey Company
ABT / Abbott Laboratories