Market Value316,894,000
Total Holdings401
File Date2018-08-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CLX / The Clorox Company
AAPL / Apple Inc. Call
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
WSM / Williams-Sonoma, Inc.
GT / The Goodyear Tire & Rubber Company
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
US01880B4133 / ALLIANZGI STRUCTUR RTRN-I
FSPM / FusionPharm, Inc.
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
MAS / Masco Corporation
HTA / Healthcare Realty Trust Inc - Class A
MN / Manning & Napier Inc - Class A
COTY / Coty Inc.
EXAS / Exact Sciences Corporation
CAG / Conagra Brands, Inc. Call
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
VLY / Valley National Bancorp
HCA / HCA Healthcare, Inc.
SPY / SPDR S&P 500 ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
US8583751081 / Stein Mart, Inc.
APO / Apollo Global Management, Inc.
VBND / ETF Series Solutions - Vident U.S. Bond Strategy ETF
MFS SER TR XII EQT OPPRTUNTES I / XII EQT OPPRTUNTES I (55275E291)
IYY / iShares Trust - iShares Dow Jones U.S. ETF
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
GBTC / Grayscale Bitcoin Trust (BTC)
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
WWD / Woodward, Inc.
/ iShares Morningstar Mid-Cap Value ETF
SDR / SandRidge Mississippian Trust II
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
HUM / Humana Inc.
ORLY / O'Reilly Automotive, Inc.
VUSE / ETF Series Solutions - Vident U.S. Equity Strategy ETF
HPE / Hewlett Packard Enterprise Company
NFLX / Netflix, Inc.
SNEC / Sanchez Energy Corp
BMY / Bristol-Myers Squibb Company
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VER / VEREIT Inc
COP / ConocoPhillips
UA / Under Armour, Inc.
UA / Under Armour, Inc. Call
UPS / United Parcel Service, Inc.
RDS.B / Shell Plc - ADR
ABC / Amerisource Bergen Corp.
KHC / The Kraft Heinz Company
TSLA / Tesla, Inc.
PM / Philip Morris International Inc.
RACE / Ferrari N.V.
SO / The Southern Company
LUMN / Lumen Technologies, Inc.
GILD / Gilead Sciences, Inc. Call
HD / The Home Depot, Inc.
MET / MetLife, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
META / Meta Platforms, Inc.
MA / Mastercard Incorporated
F / Ford Motor Company
RTX / RTX Corporation
AMD / Advanced Micro Devices, Inc.
CZMR / Carter Validus Mission Critical REIT Inc.
K / Kellanova
NMFC / New Mountain Finance Corporation
CCT / Comcast Corporation - Preferred Security
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
TDA / Tidewater Inc. - Warrants - Class A (31/07/2023)
018490100 / Allergan plc
CTXS / Citrix Systems, Inc.
AAPL / Apple Inc.
QCOM / QUALCOMM Incorporated
AEP / American Electric Power Company, Inc.
AET / Aetna, Inc. Call
RSG / Republic Services, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DEUS / DBX ETF Trust - Xtrackers Russell US Multifactor ETF
ES / Eversource Energy
KTOS / Kratos Defense & Security Solutions, Inc.
RTN / Raytheon Co.
PGR / The Progressive Corporation
US9300591008 / Waddell & Reed Financial, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
UEEC / United Health Products, Inc.
US35952V3033 / FS KKR Capital Corp II
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MJNA / Medical Marijuana, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
CBIS / Cannabis Science, Inc.
HAIN / The Hain Celestial Group, Inc.
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
BCV / Bancroft Fund Ltd.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF Call
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
VIDI / ETF Series Solutions - Vident International Equity Strategy ETF
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
CEMI / Chembio Diagnostics Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
NORTHERN LTS FD TR SIERRA TACTICL R / FD TR SIERRA TACTICL R (66537Y488)
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BNO / United States Brent Oil Fund, LP - Limited Partnership
XPFNX / PIMCO Income Strategy Fund II
NFRA / FlexShares Trust - FlexShares STOXX Global Broad Infrastructure Index Fund
HALO / Halozyme Therapeutics, Inc.
SNSR / Global X Funds - Global X Internet of Things ETF
JNUG / Direxion Shares ETF Trust - Direxion Daily Junior Gold Miners Index Bull 2X Shares
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
EVV / Eaton Vance Limited Duration Income Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
PHOT / GrowLife, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
NEWT / NewtekOne, Inc.
GG / Goldcorp, Inc.
/ Denbury Resources, Inc.
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
PGEN / Precigen, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
OHI / Omega Healthcare Investors, Inc.
TSLA / Tesla, Inc. Put
GGT / The Gabelli Multimedia Trust Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MAT / Mattel, Inc.
KBLB / Kraig Biocraft Laboratories, Inc.
M / Macy's, Inc.
CTSH / Cognizant Technology Solutions Corporation
DFS / Discover Financial Services
MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
FCX / Freeport-McMoRan Inc. Call
ESRX / Express Scripts Holding Co.
PNW / Pinnacle West Capital Corporation
PEAK / Healthpeak Properties, Inc.
WBK / Westpac Banking Corp - ADR
T / AT&T Inc. Put
ATVI / Activision Blizzard Inc
26433F207 / Duff & Phelps Select MLP and M Common Stock
GES / Guess?, Inc.
YUMC / Yum China Holdings, Inc.
GPN / Global Payments Inc.
CELG / Celgene Corp.
ROK / Rockwell Automation, Inc.
ABBV / AbbVie Inc.
BBOX / Black Box Corp.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PG / The Procter & Gamble Company
DAL / Delta Air Lines, Inc. Call
MMP / Magellan Midstream Partners L.P.
AAL / American Airlines Group Inc.
AAL / American Airlines Group Inc. Call
IAT / iShares Trust - iShares U.S. Regional Banks ETF
NVDA / NVIDIA Corporation
APTS / Preferred Apartment Communities Inc - Class A
CIM / Chimera Investment Corporation
AET / Aetna, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
EGFIX / Advisors Inner Circle Fund - Edgewood Growth Fund Institutional Class
SWIR / Sierra Wireless Inc
910187903 / UNITED DEV FDG IV
SWK / Stanley Black & Decker, Inc.
AXP / American Express Company
HBAN / Huntington Bancshares Incorporated
CMP / Compass Minerals International, Inc.
IBOC / International Bancshares Corporation
CELG / Celgene Corp. Call
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
STAG / STAG Industrial, Inc.
DUK / Duke Energy Corporation
CCL / Carnival Corporation & plc
GOOGL / Alphabet Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
GOOG / Alphabet Inc.
IBM / International Business Machines Corporation
MO / Altria Group, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
GIS / General Mills, Inc.
BX / Blackstone Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
GLD / SPDR Gold Trust
CAT / Caterpillar Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
KMI / Kinder Morgan, Inc.
DIS / The Walt Disney Company Call
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
V / Visa Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MVT / BlackRock MuniVest Fund II, Inc.
KMB / Kimberly-Clark Corporation
WFC / Wells Fargo & Company
AMGN / Amgen Inc.
T / AT&T Inc.
INTU / Intuit Inc.
T / AT&T Inc. Call
META / Meta Platforms, Inc. Call
SLV / iShares Silver Trust
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
KO / The Coca-Cola Company
HON / Honeywell International Inc. Call
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CHI / Calamos Convertible Opportunities and Income Fund
HON / Honeywell International Inc.
SBUX / Starbucks Corporation Call
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SHOP / Shopify Inc.
MRK / Merck & Co., Inc.
TGT / Target Corporation
PFE / Pfizer Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
CSCO / Cisco Systems, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund Call
IYW / iShares Trust - iShares U.S. Technology ETF
GILD / Gilead Sciences, Inc.
WDAY / Workday, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BA / The Boeing Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
IDE / Voya Infrastructure, Industrials and Materials Fund
PANW / Palo Alto Networks, Inc.
NKE / NIKE, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
FCX / Freeport-McMoRan Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HBI / Hanesbrands Inc.
PSX / Phillips 66
DBD / Diebold Nixdorf, Incorporated
GD / General Dynamics Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
LMT / Lockheed Martin Corporation
XOM / Exxon Mobil Corporation
HPQ / HP Inc.
MBB / iShares Trust - iShares MBS ETF
ANF / Abercrombie & Fitch Co.
HEMP / Hemp, Inc
GM / General Motors Company
NOC / Northrop Grumman Corporation
SLB / Schlumberger Limited
JPM / JPMorgan Chase & Co. Call
VUG / Vanguard Index Funds - Vanguard Growth ETF
AES / The AES Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AMT / American Tower Corporation
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
INDA / iShares Trust - iShares MSCI India ETF
GS / The Goldman Sachs Group, Inc.
PAYX / Paychex, Inc.
DAL / Delta Air Lines, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
MDT / Medtronic plc
WDC / Western Digital Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
IRBT / iRobot Corporation
MMM / 3M Company
ULTA / Ulta Beauty, Inc.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
BDVC / Franklin BSP Lending Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
SSO / ProShares Trust - ProShares Ultra S&P500
GRLD / Grilled Cheese Truck, Inc.
UTG / Reaves Utility Income Fund
WDAY / Workday, Inc. Call
NEE / NextEra Energy, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SHW / The Sherwin-Williams Company
EFA / iShares Trust - iShares MSCI EAFE ETF
MDLZ / Mondelez International, Inc.
ILCG / iShares Trust - iShares Morningstar Growth ETF
DIS / The Walt Disney Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PEP / PepsiCo, Inc.
CMG / Chipotle Mexican Grill, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
WHR / Whirlpool Corporation
FDX / FedEx Corporation Call
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ABBV / AbbVie Inc. Call
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
ORCL / Oracle Corporation
PFE / Pfizer Inc. Put
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
CVS / CVS Health Corporation Call
HRZN / Horizon Technology Finance Corporation
AMZN / Amazon.com, Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
WMT / Walmart Inc.
GM / General Motors Company Call
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
AFL / Aflac Incorporated
VVR / Invesco Senior Income Trust
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
GE / General Electric Company
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
CCI / Crown Castle Inc.
JPS / Nuveen Preferred & Income Securities Fund
YUM / Yum! Brands, Inc.
MFC / Manulife Financial Corporation
JPM / JPMorgan Chase & Co. Put
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
AGNC / AGNC Investment Corp.
VDE / Vanguard World Fund - Vanguard Energy ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
JPM / JPMorgan Chase & Co.
INTC / Intel Corporation
TMO / Thermo Fisher Scientific Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FSK / FS KKR Capital Corp.
PYPL / PayPal Holdings, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
MAIN / Main Street Capital Corporation
KR / The Kroger Co.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BAC / Bank of America Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
GIS / General Mills, Inc. Call
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BX / Blackstone Inc. Call
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
MS / Morgan Stanley
CRM / Salesforce, Inc.
PDI / PIMCO Dynamic Income Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
MS / Morgan Stanley Call
FDX / FedEx Corporation
D / Dominion Energy, Inc.
SBUX / Starbucks Corporation
ADBE / Adobe Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
MU / Micron Technology, Inc. Call
MU / Micron Technology, Inc.
CVX / Chevron Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
RCS / PIMCO Strategic Income Fund, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
BRK.B / Berkshire Hathaway Inc.
WM / Waste Management, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
C.WSA / Citigroup, Inc.
COST / Costco Wholesale Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VZ / Verizon Communications Inc.
STWD / Starwood Property Trust, Inc.
STX / Seagate Technology Holdings plc
MCD / McDonald's Corporation
O / Realty Income Corporation
CVS / CVS Health Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
HSY / The Hershey Company Call
HSY / The Hershey Company
SCHW / The Charles Schwab Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund