Market Value153,027,000
Total Holdings610
File Date2019-10-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MCD / McDonald's Corporation
ACN / Accenture plc
NKE / NIKE, Inc.
AXP / American Express Company
CGC / Canopy Growth Corporation
META / Meta Platforms, Inc.
MRK / Merck & Co., Inc.
NFLX / Netflix, Inc.
NVDA / NVIDIA Corporation
RTX / RTX Corporation
CSX / CSX Corporation
C / Citigroup Inc.
PFE / Pfizer Inc.
MSI / Motorola Solutions, Inc.
YUM / Yum! Brands, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
KMI / Kinder Morgan, Inc.
IBM / International Business Machines Corporation
REGN / Regeneron Pharmaceuticals, Inc.
GLD / SPDR Gold Trust
LYV / Live Nation Entertainment, Inc.
DPZ / Domino's Pizza, Inc.
BALL / Ball Corporation
TWLO / Twilio Inc.
GILD / Gilead Sciences, Inc.
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
CME / CME Group Inc.
ISRG / Intuitive Surgical, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
VYX / NCR Voyix Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
DTE / DTE Energy Company
PNR / Pentair plc
V / Visa Inc.
MAS / Masco Corporation
TYL / Tyler Technologies, Inc.
POAI / Predictive Oncology Inc.
ADM / Archer-Daniels-Midland Company
VMW / Vmware Inc. - Class A
AMZN / Amazon.com, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IAC / IAC Inc.
AAIC / Arlington Asset Investment Corp - Class A
PGEN / Precigen, Inc.
AMAT / Applied Materials, Inc.
ZTS / Zoetis Inc.
BEN / Franklin Resources, Inc.
ABT / Abbott Laboratories
VRSK / Verisk Analytics, Inc.
NXPI / NXP Semiconductors N.V.
HPQ / HP Inc.
AMGN / Amgen Inc.
AIG / American International Group, Inc.
VZ / Verizon Communications Inc.
AEE / Ameren Corporation
ROK / Rockwell Automation, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
EWJ / iShares, Inc. - iShares MSCI Japan ETF
TRV / The Travelers Companies, Inc.
ARNC / Arconic Corporation
LUV / Southwest Airlines Co.
CAT / Caterpillar Inc.
BDX / Becton, Dickinson and Company
IRBT / iRobot Corporation
ALB / Albemarle Corporation
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
HOG / Harley-Davidson, Inc.
JCI / Johnson Controls International plc
CI / The Cigna Group
MDT / Medtronic plc
STKL / SunOpta Inc.
LVS / Las Vegas Sands Corp.
ORA / Ormat Technologies, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
LIN / Linde plc
CE / Celanese Corporation
ICLN / iShares Trust - iShares Global Clean Energy ETF
EMN / Eastman Chemical Company
MUX / McEwen Inc.
ABMD / Abiomed Inc.
WEC / WEC Energy Group, Inc.
PPL / PPL Corporation
/ Delphi Technologies PLC
ED / Consolidated Edison, Inc.
WB / Weibo Corporation - Depositary Receipt (Common Stock)
ADNT / Adient plc
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
HTGC / Hercules Capital, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
WHR / Whirlpool Corporation
SSYS / Stratasys Ltd.
J / Jacobs Solutions Inc.
HTLF / Heartland Financial USA, Inc.
FRC / First Republic Bank
MMC / Marsh & McLennan Companies, Inc.
TSLA / Tesla, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CSQ / Calamos Strategic Total Return Fund
SYBT / Stock Yards Bancorp, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ICPT / Intercept Pharmaceuticals Inc
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ODP / The ODP Corporation
SEMG / EA Series Trust - Suncoast Select Growth ETF
AGI / Alamos Gold Inc.
JCP / J.C. Penney Co., Inc.
GPRO / GoPro, Inc.
MDSO / Medidata Solutions, Inc.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
84649PAL9 / Spansion Llc Bond
US87233Q1085 / TC Pipelines, LP
US92343XAA81 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021
MIC / Macquarie Infrastructure Holdings LLC - Units
IPDN / Professional Diversity Network, Inc.
/ TD AmeriTrade Holding Corp.
CCNE / CNB Financial Corporation
US67020YAF79 / Nuance Communications, Inc. 2.75% Bond Due 11/1/2031
BKN / BlackRock Investment Quality Municipal Trust Inc.
RTN / Raytheon Co.
PRTK / Paratek Pharmaceuticals Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
ECC / Eagle Point Credit Company Inc.
ZAYO / Zayo Group Holdings, Inc.
CFMS / Conformis Inc.
WORLD GOLD TR / SPDR GLD MINIS (98146B104)
HKRS / Halcon Resources Corp.
NEPT / Neptune Wellness Solutions Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
PSX / Phillips 66
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EBAY / eBay Inc.
SF / Stifel Financial Corp.
REET / iShares Trust - iShares Global REIT ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
DIS / The Walt Disney Company
BR / Broadridge Financial Solutions, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
SCCO / Southern Copper Corporation
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
CRM / Salesforce, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
LNG / Cheniere Energy, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
PRU / Prudential Financial, Inc.
MELI / MercadoLibre, Inc.
PM / Philip Morris International Inc.
AA / Alcoa Corporation
BAC / Bank of America Corporation
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
AAL / American Airlines Group Inc.
SLB / Schlumberger Limited
LOW / Lowe's Companies, Inc.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
MD / Pediatrix Medical Group, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
AEF / abrdn Emerging Markets ex-China Fund, Inc.
MDLZ / Mondelez International, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
POR / Portland General Electric Company
MHK / Mohawk Industries, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ITW / Illinois Tool Works Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ADBE / Adobe Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
LOB / Live Oak Bancshares, Inc.
OXY / Occidental Petroleum Corporation
ALGN / Align Technology, Inc.
CLX / The Clorox Company
HBI / Hanesbrands Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
TTD / The Trade Desk, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
CTRA / Coterra Energy Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
BBY / Best Buy Co., Inc.
BIIB / Biogen Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
RITM / Rithm Capital Corp.
IRM / Iron Mountain Incorporated
ORCL / Oracle Corporation
BA / The Boeing Company
AVNS / Avanos Medical, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TDC / Teradata Corporation
HSY / The Hershey Company
IYR / iShares Trust - iShares U.S. Real Estate ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
AVT / Avnet, Inc.
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
UNP / Union Pacific Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
EOG / EOG Resources, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
MRVL / Marvell Technology, Inc.
JAZZ / Jazz Pharmaceuticals plc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
AXGN / Axogen, Inc.
REZI / Resideo Technologies, Inc.
CCL / Carnival Corporation & plc
EMR / Emerson Electric Co.
ROKU / Roku, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
TROW / T. Rowe Price Group, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SSO / ProShares Trust - ProShares Ultra S&P500
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
ADP / Automatic Data Processing, Inc.
TMUS / T-Mobile US, Inc.
ODFL / Old Dominion Freight Line, Inc.
RMR / The RMR Group Inc.
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
PFIG / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental Investment Grade Corporate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
KMB / Kimberly-Clark Corporation
ABBV / AbbVie Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
CPRI / Capri Holdings Limited
SLV / iShares Silver Trust
ATVI / Activision Blizzard Inc
PRA / ProAssurance Corporation
WDAY / Workday, Inc.
NDAQ / Nasdaq, Inc.
CMI / Cummins Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
OSK / Oshkosh Corporation
CVS / CVS Health Corporation
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CAH / Cardinal Health, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IBB / iShares Trust - iShares Biotechnology ETF
WPM / Wheaton Precious Metals Corp.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
ANET / Arista Networks Inc
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
SYK / Stryker Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
FIDI / Fidelity Covington Trust - Fidelity International High Dividend ETF
NEE / NextEra Energy, Inc.
VLO / Valero Energy Corporation
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
BMY / Bristol-Myers Squibb Company
CIO / City Office REIT, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
POOL / Pool Corporation
LHX / L3Harris Technologies, Inc.
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
APD / Air Products and Chemicals, Inc.
CCEP / Coca-Cola Europacific Partners PLC
PPC / Pilgrim's Pride Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
AES / The AES Corporation
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
NSC / Norfolk Southern Corporation
MO / Altria Group, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
JNJ / Johnson & Johnson
AL / Air Lease Corporation
CHTR / Charter Communications, Inc.
BKR / Baker Hughes Company
VIAV / Viavi Solutions Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MAIN / Main Street Capital Corporation
MDU / MDU Resources Group, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
CL / Colgate-Palmolive Company
NMRK / Newmark Group, Inc.
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
IDCC / InterDigital, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NUE / Nucor Corporation
WMT / Walmart Inc.
OC / Owens Corning
M / Macy's, Inc.
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
ES / Eversource Energy
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
CRC / California Resources Corporation
OBE / Obsidian Energy Ltd.
ESGC / Eros STX Global Corporation - Class A
EHC / Encompass Health Corporation
US0268741560 / American International Group, Inc. Warrants
PALI / Palisade Bio, Inc.
DRYS / DryShips, Inc.
QQQ / Invesco QQQ Trust, Series 1
TGT / Target Corporation
TLRY / Tilray Brands, Inc.
DHI / D.R. Horton, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
BBJP / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Japan ETF
14161H108 / Cardtronics PLC
PBYI / Puma Biotechnology, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
KDMN / Kadmon Holdings Inc
AFL / Aflac Incorporated
CCJ / Cameco Corporation
LRCX / Lam Research Corporation
LLL / JX Luxventure Limited
SIRI / Sirius XM Holdings Inc.
EET / ProShares Trust - ProShares Ultra MSCI Emerging Markets
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
RHT / Red Hat, Inc.
FCX / Freeport-McMoRan Inc.
KO / The Coca-Cola Company
GOOGL / Alphabet Inc.
EVRG / Evergy, Inc.
MPC / Marathon Petroleum Corporation
INTC / Intel Corporation
ALGT / Allegiant Travel Company
LLY / Eli Lilly and Company
XOM / Exxon Mobil Corporation
PEP / PepsiCo, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
WFC / Wells Fargo & Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MKC / McCormick & Company, Incorporated
JWN / Nordstrom, Inc.
WELL / Welltower Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MAN / ManpowerGroup Inc.
CTSO / Cytosorbents Corporation
US00C4U1L353 / Mylan N.V.
PMD / Psychemedics Corporation
BKNG / Booking Holdings Inc.
RCL / Royal Caribbean Cruises Ltd.
GMRE / Global Medical REIT Inc.
CHD / Church & Dwight Co., Inc.
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
ETN / Eaton Corporation plc
SR / Spire Inc.
WDC / Western Digital Corporation
TXN / Texas Instruments Incorporated
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
YUMC / Yum China Holdings, Inc.
BBHY / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
SYY / Sysco Corporation
USB / U.S. Bancorp
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
PANW / Palo Alto Networks, Inc.
ADSK / Autodesk, Inc.
MOS / The Mosaic Company
ALLY / Ally Financial Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
PAYX / Paychex, Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
LEA / Lear Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
UPS / United Parcel Service, Inc.
DD / DuPont de Nemours, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
BRK.B / Berkshire Hathaway Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MMM / 3M Company
AKAM / Akamai Technologies, Inc.
WTRG / Essential Utilities, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
RIG / Transocean Ltd.
NVT / nVent Electric plc
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FBIN / Fortune Brands Innovations, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
STE / STERIS plc
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
KR / The Kroger Co.
DLTR / Dollar Tree, Inc.
QCOM / QUALCOMM Incorporated
VTSI / VirTra, Inc.
CMCSA / Comcast Corporation
CASS / Cass Information Systems, Inc.
IMAX / IMAX Corporation
US88163VAE92 / Teva Pharmaceutical Fin Llc Bond
018490100 / Allergan plc
BBEU / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Europe ETF
ZUO / Zuora, Inc.
US3021041047 / ExOne Co
CSII / Cardiovascular Systems Inc.
TMDI / Titan Medical Inc
EWCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco S&P 500 Equal Weight Communication Services ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
EEB / Invesco BRIC ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
BBAX / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF
US29266S3040 / Endologix, Inc.
BGCP / BGC Partners Inc - Class A
SPPI / Spectrum Pharmaceuticals, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
46641Q696 / JPMorgan BetaBuilders Canada ETF
OMN / Omnova Solutions, Inc.
US0549371070 / BB&T Corp.
IGA / Voya Global Advantage and Premium Opportunity Fund
0PP / Portola Pharmaceuticals Inc
CCD / Calamos Dynamic Convertible and Income Fund
PMM / Putnam Managed Municipal Income Trust
CY / Cypress Semiconductor Corp.
AABA / Altaba Inc
FDUS / Fidus Investment Corporation
US33812L1026 / Fitbit Inc.
EWS / iShares, Inc. - iShares MSCI Singapore ETF
34385PAA6 / Fluidigm Corp. Bond
US2241221017 / Craft Brew Alliance, Inc.
SMMT / Summit Therapeutics Inc.
GERN / Geron Corporation
CDK / CDK Global Inc
FTR / Frontier Communications Corp.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CERN / Cerner Corp.
VC / Visteon Corporation
DBI / Designer Brands Inc.
ECA / EnCana Corp.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
CELG / Celgene Corp.
VIAB / Viacom, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RDS.B / Shell Plc - ADR
FTEK / Fuel Tech, Inc.
HTA / Healthcare Realty Trust Inc - Class A
CLR / Continental Resources Inc (OKLA)
GAB / The Gabelli Equity Trust Inc.
AMG / Affiliated Managers Group, Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
VSM / Versum Materials, Inc.
ASXC / Asensus Surgical, Inc.
STLD / Steel Dynamics, Inc.
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
GRPN / Groupon, Inc.
EVLO / Evelo Biosciences, Inc.
AVEO / AVEO Pharmaceuticals Inc
NVRO / Nevro Corp.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VNRX / VolitionRx Limited
ET / Energy Transfer LP - Limited Partnership
HIG / The Hartford Insurance Group, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
KHC / The Kraft Heinz Company
LW / Lamb Weston Holdings, Inc.
HRL / Hormel Foods Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
JBSS / John B. Sanfilippo & Son, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
UAA / Under Armour, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
EXPE / Expedia Group, Inc.
X / United States Steel Corporation
GIS / General Mills, Inc.
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
TTWO / Take-Two Interactive Software, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
SAVEQ / Spirit Airlines, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
ELV / Elevance Health, Inc.
GSG / iShares S&P GSCI Commodity-Indexed Trust
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
GWW / W.W. Grainger, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SMG / The Scotts Miracle-Gro Company
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
RSG / Republic Services, Inc.
WM / Waste Management, Inc.
MNST / Monster Beverage Corporation
DUK / Duke Energy Corporation
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
GL / Globe Life Inc.
GDOT / Green Dot Corporation
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
F / Ford Motor Company
UA / Under Armour, Inc.
CTVA / Corteva, Inc.
SIVB / SVB Financial Group
FSMB / First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF
GPN / Global Payments Inc.
VRTX / Vertex Pharmaceuticals Incorporated
VGT / Vanguard World Fund - Vanguard Information Technology ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
AVDL / Avadel Pharmaceuticals plc
ENB / Enbridge Inc.
CHW / Calamos Global Dynamic Income Fund
INDA / iShares Trust - iShares MSCI India ETF
NLY / Annaly Capital Management, Inc.
ZION / Zions Bancorporation, National Association
CREE / Cree, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VJET / voxeljet AG - Depositary Receipt (Common Stock)
PODD / Insulet Corporation
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DOV / Dover Corporation
CMS / CMS Energy Corporation
C.WSA / Citigroup, Inc.
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
USRT / iShares Trust - iShares Core U.S. REIT ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
ALC / Alcon Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
EXC / Exelon Corporation
LPTH / LightPath Technologies, Inc.
SEEL / Seelos Therapeutics, Inc.
NOW / ServiceNow, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
NTR / Nutrien Ltd.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
ACWI / iShares Trust - iShares MSCI ACWI ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
JPM / JPMorgan Chase & Co.
FUN / Six Flags Entertainment Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
DE / Deere & Company
ILMN / Illumina, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
EIX / Edison International
SPOT / Spotify Technology S.A.
VTV / Vanguard Index Funds - Vanguard Value ETF
SRPT / Sarepta Therapeutics, Inc.
HON / Honeywell International Inc.
JBL / Jabil Inc.
UAL / United Airlines Holdings, Inc.
AHT / Ashford Hospitality Trust, Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
IPG / The Interpublic Group of Companies, Inc.
XYZ / Block, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
ACB / Aurora Cannabis Inc.
SPLK / Splunk Inc.
AGNC / AGNC Investment Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
O / Realty Income Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IAU / iShares Gold Trust
PNW / Pinnacle West Capital Corporation
UWM / ProShares Trust - ProShares Ultra Russell2000
CEM / ClearBridge MLP and Midstream Fund Inc
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
T / AT&T Inc.
KBR / KBR, Inc.
SWKS / Skyworks Solutions, Inc.
YELP / Yelp Inc.
PAYC / Paycom Software, Inc.
KLXE / KLX Energy Services Holdings, Inc.
DOW / Dow Inc.
BYON / Beyond, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GTX / Garrett Motion Inc.
MSFT / Microsoft Corporation
AVXL / Anavex Life Sciences Corp.
SRL / Scully Royalty Ltd.
APTV / Aptiv PLC
SHOP / Shopify Inc.
DDD / 3D Systems Corporation
COP / ConocoPhillips
TXT / Textron Inc.
SBUX / Starbucks Corporation
GOOG / Alphabet Inc.
D / Dominion Energy, Inc.
AEP / American Electric Power Company, Inc.
CSCO / Cisco Systems, Inc.
AAPL / Apple Inc.
BK / The Bank of New York Mellon Corporation
GLW / Corning Incorporated
CHX / ChampionX Corporation
CB / Chubb Limited
BSX / Boston Scientific Corporation
NEM / Newmont Corporation
MA / Mastercard Incorporated
UNH / UnitedHealth Group Incorporated
CNP / CenterPoint Energy, Inc.
GEO / The GEO Group, Inc.
OKE / ONEOK, Inc.
PYPL / PayPal Holdings, Inc.
FDX / FedEx Corporation
SO / The Southern Company
AWK / American Water Works Company, Inc.
NTRS / Northern Trust Corporation