Market Value224,526,000
Total Holdings277
File Date2017-10-18
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NKE / NIKE, Inc.
TRC / Tejon Ranch Co.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
BGY / BlackRock Enhanced International Dividend Trust
GLQ / Clough Global Equity Fund
87600U104 / Tanzanian Royalty Exploration Corp.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
CMRX / Chimerix, Inc.
NUVEEN HIGH INCOME DECEMBER 20 / (67075P103)
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
NEE / NextEra Energy, Inc.
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
V / Visa Inc.
UPS / United Parcel Service, Inc.
AMD / Advanced Micro Devices, Inc.
INTC / Intel Corporation
BA / The Boeing Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
MMM / 3M Company
ACN / Accenture plc
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
APVS / Applied Visual Sciences, Inc.
NVR / NVR, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
CSX / CSX Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
AXP / American Express Company
HDV / iShares Trust - iShares Core High Dividend ETF
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
CBSH / Commerce Bancshares, Inc.
PEP / PepsiCo, Inc.
MLM / Martin Marietta Materials, Inc.
BMO / Bank of Montreal
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
UTS KEYSTONE SOLUTIONS INC UNI / PFD (493606305)
ALLEGIANCY LLC UNIT MEMBERSHIP / PFD (01748M106)
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MBB / iShares Trust - iShares MBS ETF
MAT / Mattel, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
FUEL / Rocket Fuel Inc.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
US67074R1005 / Nuveen Mortgage Opportunity Term Fund 2
CRSP / CRISPR Therapeutics AG
JQC / Nuveen Credit Strategies Income Fund
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
PAVM / PAVmed Inc.
61166W101 / Monsanto Co.
NVZMY / Novozymes A/S - Depositary Receipt (Common Stock)
GECC / Great Elm Capital Corp.
CELG / Celgene Corp.
GSK / GSK plc - Depositary Receipt (Common Stock)
REKR / Rekor Systems, Inc.
GWGH / GWG Holdings Inc
VAW / Vanguard World Fund - Vanguard Materials ETF
INSG / Inseego Corp.
SLB / Schlumberger Limited
CSCO / Cisco Systems, Inc.
SRCL / Stericycle, Inc.
TD / The Toronto-Dominion Bank
CSLT / Castlight Health Inc - Class B
EXPD / Expeditors International of Washington, Inc.
HFC / HollyFrontier Corp
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
PRHR / Petroshare Corp
EFSC / Enterprise Financial Services Corp
NTLA / Intellia Therapeutics, Inc.
CRL / Charles River Laboratories International, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
EDIT / Editas Medicine, Inc.
GLO / Clough Global Opportunities Fund
UNITED RESOURCE HLDGS GROUP / (91137R105)
EFR / Eaton Vance Senior Floating-Rate Trust
WEAR / The WEAR ETF
EXTR / Extreme Networks, Inc.
09348R102 / BLDRS Index Funds Trust
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
QQQ / Invesco QQQ Trust, Series 1
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
WSM / Williams-Sonoma, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
APU / AmeriGas Partners, L.P.
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
HDP / Hortonworks, Inc.
FCT / First Trust Senior Floating Rate Income Fund II
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MMP / Magellan Midstream Partners L.P.
CY / Cypress Semiconductor Corp.
RAI / Reynolds American, Inc.
JLS / Nuveen Mortgage and Income Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
RMT / Royce Micro-Cap Trust, Inc.
FEYE / FireEye Inc
DWTR / Invesco DWA Tactical Sector Rotation ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
VSR / Versar, Inc.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HOG / Harley-Davidson, Inc.
IGE / iShares Trust - iShares North American Natural Resources ETF
CLNS / Colony NorthStar, Inc.
OXY / Occidental Petroleum Corporation
NG / NovaGold Resources Inc.
CAG / Conagra Brands, Inc.
CPB / The Campbell's Company
BCE / BCE Inc.
DOW / Dow Inc.
MLPA / Global X Funds - Global X MLP ETF
WY / Weyerhaeuser Company
CLDR / Cloudera Inc
GWGH / GWG Holdings Inc
O / Realty Income Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
IVV / iShares Trust - iShares Core S&P 500 ETF
PAAS / Pan American Silver Corp.
ESRX / Express Scripts Holding Co.
19041P105 / CBS Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GWGH / GWG Holdings Inc
WBA / Walgreens Boots Alliance, Inc.
MCHP / Microchip Technology Incorporated
DGX / Quest Diagnostics Incorporated
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
STX / Seagate Technology Holdings plc
CHSCO / CHS Inc. - Preferred Stock
IBB / iShares Trust - iShares Biotechnology ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
IP / International Paper Company
KHC / The Kraft Heinz Company
EXPE / Expedia Group, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CTSH / Cognizant Technology Solutions Corporation
EXC / Exelon Corporation
RDS.B / Shell Plc - ADR
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
DOW / Dow Inc.
UNFI / United Natural Foods, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TPL / Texas Pacific Land Corporation
ABBV / AbbVie Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
GOOGL / Alphabet Inc.
ETN / Eaton Corporation plc
TWLO / Twilio Inc.
XOM / Exxon Mobil Corporation
KKR / KKR & Co. Inc.
AMGN / Amgen Inc.
FFIV / F5, Inc.
BMY / Bristol-Myers Squibb Company
MDLZ / Mondelez International, Inc.
HSY / The Hershey Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
AKAM / Akamai Technologies, Inc.
ABT / Abbott Laboratories
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MSFT / Microsoft Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FDX / FedEx Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VZ / Verizon Communications Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
NVDA / NVIDIA Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
SPG / Simon Property Group, Inc.
WELL / Welltower Inc.
ENB / Enbridge Inc.
ECL / Ecolab Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
LOW / Lowe's Companies, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
NOC / Northrop Grumman Corporation
DVY / iShares Trust - iShares Select Dividend ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BIIB / Biogen Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
CMCSA / Comcast Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TGT / Target Corporation
PSX / Phillips 66
HQH / Abrdn Healthcare Investors
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
PMCB / PharmaCyte Biotech, Inc.
LLY / Eli Lilly and Company
AEE / Ameren Corporation
IEP / Icahn Enterprises L.P.
PFE / Pfizer Inc.
ROST / Ross Stores, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
BW / Babcock & Wilcox Enterprises, Inc.
MA / Mastercard Incorporated
GWGH / GWG Holdings Inc
DLR / Digital Realty Trust, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
FT / Franklin Universal Trust
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
PM / Philip Morris International Inc.
T / AT&T Inc.
SPY / SPDR S&P 500 ETF
UNP / Union Pacific Corporation
RTX / RTX Corporation
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
WMT / Walmart Inc.
MCD / McDonald's Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
DIS / The Walt Disney Company
ORCL / Oracle Corporation
IBM / International Business Machines Corporation
BAC / Bank of America Corporation
GLD / SPDR Gold Trust
BX / Blackstone Inc.
CHSCP / CHS Inc. - Preferred Stock
GIS / General Mills, Inc.
JNJ / Johnson & Johnson
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
USB / U.S. Bancorp
F / Ford Motor Company
HD / The Home Depot, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
PG / The Procter & Gamble Company
GOOG / Alphabet Inc.
MDT / Medtronic plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
UNH / UnitedHealth Group Incorporated
GLW / Corning Incorporated
META / Meta Platforms, Inc.
XYZ / Block, Inc.
WM / Waste Management, Inc.
EMR / Emerson Electric Co.
COP / ConocoPhillips
DUK / Duke Energy Corporation
MRK / Merck & Co., Inc.
ADP / Automatic Data Processing, Inc.
BRK.B / Berkshire Hathaway Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
XEL / Xcel Energy Inc.
KMB / Kimberly-Clark Corporation
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
LMT / Lockheed Martin Corporation
COST / Costco Wholesale Corporation
CVX / Chevron Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
QCOM / QUALCOMM Incorporated
PSEC / Prospect Capital Corporation
SO / The Southern Company
CAT / Caterpillar Inc.
HON / Honeywell International Inc.
MO / Altria Group, Inc.
AFL / Aflac Incorporated
98158H106 / World Moto, Inc.
WFC / Wells Fargo & Company