Market Value237,946,000
Total Holdings273
File Date2018-01-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IBB / iShares Trust - iShares Biotechnology ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
CBSH / Commerce Bancshares, Inc.
TRC / Tejon Ranch Co.
V / Visa Inc.
AMZN / Amazon.com, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
NUVEEN HIGH INCOME DECEMBER 20 / (67075P103)
BGY / BlackRock Enhanced International Dividend Trust
AMD / Advanced Micro Devices, Inc.
INTC / Intel Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
HD / The Home Depot, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
NVR / NVR, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
HDV / iShares Trust - iShares Core High Dividend ETF
CSX / CSX Corporation
AFL / Aflac Incorporated
GECC / Great Elm Capital Corp.
REKR / Rekor Systems, Inc.
MLM / Martin Marietta Materials, Inc.
BMO / Bank of Montreal
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
CMRX / Chimerix, Inc.
APU / AmeriGas Partners, L.P.
QQQ / Invesco QQQ Trust, Series 1
EFSC / Enterprise Financial Services Corp
87600U104 / Tanzanian Royalty Exploration Corp.
HFC / HollyFrontier Corp
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
RMT / Royce Micro-Cap Trust, Inc.
FEYE / FireEye Inc
CRSP / CRISPR Therapeutics AG
MCN / XAI Madison Equity Premium Income Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
JQC / Nuveen Credit Strategies Income Fund
UNG / United States Natural Gas Fund, LP - Limited Partnership
NKE / NIKE, Inc.
WBA / Walgreens Boots Alliance, Inc.
PAVM / PAVmed Inc.
61166W101 / Monsanto Co.
CL / Colgate-Palmolive Company
CELG / Celgene Corp.
GSK / GSK plc - Depositary Receipt (Common Stock)
GWGH / GWG Holdings Inc
VAW / Vanguard World Fund - Vanguard Materials ETF
INSG / Inseego Corp.
SLB / Schlumberger Limited
EXC / Exelon Corporation
TD / The Toronto-Dominion Bank
CSLT / Castlight Health Inc - Class B
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
UNITED RESOURCE HLDGS GROUP / (91137R105)
WSM / Williams-Sonoma, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
PAAS / Pan American Silver Corp.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
FCT / First Trust Senior Floating Rate Income Fund II
CY / Cypress Semiconductor Corp.
EDIT / Editas Medicine, Inc.
NUVEEN HIGH INCOME DECEMBER 20 / (67076E107)
XNCVX / AllianzGI Convertible & Income
CRL / Charles River Laboratories International, Inc.
VSR / Versar, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
ASG / Liberty All-Star Growth Fund, Inc.
PRHR / Petroshare Corp
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ALLEGIANCY LLC UNIT MEMBERSHIP / PFD (01748M106)
IGE / iShares Trust - iShares North American Natural Resources ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
LIGHTSTONE VALUE PLUS REAL EST / (53227L109)
WEAR / The WEAR ETF
GLQ / Clough Global Equity Fund
EXTR / Extreme Networks, Inc.
09348R102 / BLDRS Index Funds Trust
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
GLO / Clough Global Opportunities Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
HDP / Hortonworks, Inc.
MBB / iShares Trust - iShares MBS ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
NTLA / Intellia Therapeutics, Inc.
JLS / Nuveen Mortgage and Income Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DWTR / Invesco DWA Tactical Sector Rotation ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
EFR / Eaton Vance Senior Floating-Rate Trust
US67074R1005 / Nuveen Mortgage Opportunity Term Fund 2
AEE / Ameren Corporation
CLNS / Colony NorthStar, Inc.
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
OXY / Occidental Petroleum Corporation
NG / NovaGold Resources Inc.
IEP / Icahn Enterprises L.P.
CPB / The Campbell's Company
BCE / BCE Inc.
MLPA / Global X Funds - Global X MLP ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
CAG / Conagra Brands, Inc.
WY / Weyerhaeuser Company
GWGH / GWG Holdings Inc
GGN / GAMCO Global Gold, Natural Resources & Income Trust
O / Realty Income Corporation
CLDR / Cloudera Inc
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
TGT / Target Corporation
TWLO / Twilio Inc.
PACB / Pacific Biosciences of California, Inc.
SRCL / Stericycle, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DOW / Dow Inc.
BIIB / Biogen Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
19041P105 / CBS Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GWGH / GWG Holdings Inc
CTSH / Cognizant Technology Solutions Corporation
MCHP / Microchip Technology Incorporated
DGX / Quest Diagnostics Incorporated
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
STX / Seagate Technology Holdings plc
CHSCO / CHS Inc. - Preferred Stock
NVZMY / Novozymes A/S - Depositary Receipt (Common Stock)
X / United States Steel Corporation
IP / International Paper Company
KHC / The Kraft Heinz Company
ESRX / Express Scripts Holding Co.
EXPE / Expedia Group, Inc.
JNJ / Johnson & Johnson
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CSCO / Cisco Systems, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ROST / Ross Stores, Inc.
ABT / Abbott Laboratories
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
NOC / Northrop Grumman Corporation
GOOGL / Alphabet Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GOOG / Alphabet Inc.
DIS / The Walt Disney Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
ABBV / AbbVie Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
DLR / Digital Realty Trust, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
BA / The Boeing Company
ETN / Eaton Corporation plc
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NVDA / NVIDIA Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
HQH / Abrdn Healthcare Investors
XOM / Exxon Mobil Corporation
LMT / Lockheed Martin Corporation
MMM / 3M Company
MCD / McDonald's Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
XEL / Xcel Energy Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
WFC / Wells Fargo & Company
AXP / American Express Company
PMCB / PharmaCyte Biotech, Inc.
WELL / Welltower Inc.
RDS.B / Shell Plc - ADR
UNFI / United Natural Foods, Inc.
NLY / Annaly Capital Management, Inc.
SPG / Simon Property Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TPL / Texas Pacific Land Corporation
MDLZ / Mondelez International, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
BX / Blackstone Inc.
ACN / Accenture plc
CHSCP / CHS Inc. - Preferred Stock
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ITW / Illinois Tool Works Inc.
FDX / FedEx Corporation
EXPD / Expeditors International of Washington, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
JPC / Nuveen Preferred & Income Opportunities Fund
JPM / JPMorgan Chase & Co.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
BRK.B / Berkshire Hathaway Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
FT / Franklin Universal Trust
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GLD / SPDR Gold Trust
GLW / Corning Incorporated
ORCL / Oracle Corporation
META / Meta Platforms, Inc.
BAC / Bank of America Corporation
LLY / Eli Lilly and Company
USB / U.S. Bancorp
SO / The Southern Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MSFT / Microsoft Corporation
TXN / Texas Instruments Incorporated
MDT / Medtronic plc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IBM / International Business Machines Corporation
ECL / Ecolab Inc.
ADP / Automatic Data Processing, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
KO / The Coca-Cola Company
IYJ / iShares Trust - iShares U.S. Industrials ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CAT / Caterpillar Inc.
PM / Philip Morris International Inc.
GIS / General Mills, Inc.
UNP / Union Pacific Corporation
XYZ / Block, Inc.
DUK / Duke Energy Corporation
PSEC / Prospect Capital Corporation
HSY / The Hershey Company
WMT / Walmart Inc.
SBUX / Starbucks Corporation
MA / Mastercard Incorporated
LOW / Lowe's Companies, Inc.
ENB / Enbridge Inc.
KMB / Kimberly-Clark Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
F / Ford Motor Company
PG / The Procter & Gamble Company
TSCO / Tractor Supply Company
T / AT&T Inc.
AMGN / Amgen Inc.
RTX / RTX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
HON / Honeywell International Inc.
PFE / Pfizer Inc.
MRK / Merck & Co., Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VZ / Verizon Communications Inc.
COST / Costco Wholesale Corporation
PSX / Phillips 66
WM / Waste Management, Inc.
UNH / UnitedHealth Group Incorporated
COP / ConocoPhillips
FFIV / F5, Inc.
AAPL / Apple Inc.
BW / Babcock & Wilcox Enterprises, Inc.
GWGH / GWG Holdings Inc
MU / Micron Technology, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
KKR / KKR & Co. Inc.
EMR / Emerson Electric Co.
EFA / iShares Trust - iShares MSCI EAFE ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
APVS / Applied Visual Sciences, Inc.
CMCSA / Comcast Corporation
DVY / iShares Trust - iShares Select Dividend ETF
CVX / Chevron Corporation
GILD / Gilead Sciences, Inc.
QCOM / QUALCOMM Incorporated
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MO / Altria Group, Inc.
AKAM / Akamai Technologies, Inc.
PEP / PepsiCo, Inc.
98158H106 / World Moto, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF