Market Value288,407,000
Total Holdings305
File Date2018-10-24
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MDLZ / Mondelez International, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
MCD / McDonald's Corporation
WBA / Walgreens Boots Alliance, Inc.
TRC / Tejon Ranch Co.
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
GRWG / GrowGeneration Corp.
SII / Sprott Inc.
ALLEGIANCY LLC 6 UNIT MEMBERS / PFD (01748M106)
NUVEEN HIGH INCOME DECEMBER 20 / (67075P103)
HDV / iShares Trust - iShares Core High Dividend ETF
GWGH / GWG Holdings Inc
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
BSGM / BioSig Technologies, Inc.
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
GECC / Great Elm Capital Corp.
REKR / Rekor Systems, Inc.
BMO / Bank of Montreal
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
UNITED RESOURCE HLDGS GROUP / (91137R105)
EXTR / Extreme Networks, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
NUE / Nucor Corporation
SLB / Schlumberger Limited
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
JQC / Nuveen Credit Strategies Income Fund
NUVEEN HIGH INCOME DECEMBER 20 / (67076E107)
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
CL / Colgate-Palmolive Company
PAVM / PAVmed Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SCU / Sculptor Capital Management Inc - Class A
GWGH / GWG Holdings Inc
VAW / Vanguard World Fund - Vanguard Materials ETF
INSG / Inseego Corp.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DNOW / DNOW Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
TD / The Toronto-Dominion Bank
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
CSLT / Castlight Health Inc - Class B
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
MPEFF / Maple Leaf Green World, Inc.
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
US16941M1099 / China Mobile Ltd.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
ALB / Albemarle Corporation
INVESCO BLDRS ASIA 50 ADR INDE / (46090C107)
MCN / XAI Madison Equity Premium Income Fund
XNCVX / AllianzGI Convertible & Income
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
US0044461004 / Aceto Corp.
PRHR / Petroshare Corp
EWJ / iShares, Inc. - iShares MSCI Japan ETF
ADFS / American Defense Systems, Inc.
XRT / SPDR Series Trust - SPDR S&P Retail ETF
ZG / Zillow Group, Inc.
BGY / BlackRock Enhanced International Dividend Trust
BGIO / BlackRock 2022 Global Income Opportunity Trust
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
ASG / Liberty All-Star Growth Fund, Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
APU / AmeriGas Partners, L.P.
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
HDP / Hortonworks, Inc.
AXGN / Axogen, Inc.
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
AIA / iShares Trust - iShares Asia 50 ETF
CY / Cypress Semiconductor Corp.
HNNMY / H & M Hennes & Mauritz AB (publ) - Depositary Receipt (Common Stock)
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
RMT / Royce Micro-Cap Trust, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
LIGHTSTONE VALUE PLUS REAL EST / (53227L109)
BWZ / SPDR Series Trust - SPDR Bloomberg Short Term International Treasury Bond ETF
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
PGHY / Invesco Exchange-Traded Fund Trust II - Invesco Global ex-US High Yield Corporate Bond ETF
MB / MasterBeef Group
APVS / Applied Visual Sciences, Inc.
NG / NovaGold Resources Inc.
CAG / Conagra Brands, Inc.
LUV / Southwest Airlines Co.
BCE / BCE Inc.
MLPA / Global X Funds - Global X MLP ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
HBI / Hanesbrands Inc.
WY / Weyerhaeuser Company
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CCT / Comcast Corporation - Preferred Security
O / Realty Income Corporation
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
GOOGL / Alphabet Inc.
PSEC / Prospect Capital Corporation
PACB / Pacific Biosciences of California, Inc.
BAC / Bank of America Corporation
NVR / NVR, Inc.
SRCL / Stericycle, Inc.
NVZMY / Novozymes A/S - Depositary Receipt (Common Stock)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
INFY / Infosys Limited - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
V / Visa Inc.
PAAS / Pan American Silver Corp.
ESRX / Express Scripts Holding Co.
INTC / Intel Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
AEP / American Electric Power Company, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ABBNY / ABB Ltd - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
ACN / Accenture plc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GWGH / GWG Holdings Inc
GWGH / GWG Holdings Inc
GWGH / GWG Holdings Inc
GOOG / Alphabet Inc.
NOC / Northrop Grumman Corporation
CTSH / Cognizant Technology Solutions Corporation
DOW / Dow Inc.
LOW / Lowe's Companies, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BMY / Bristol-Myers Squibb Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FFIV / F5, Inc.
IBM / International Business Machines Corporation
ABBV / AbbVie Inc.
CSCO / Cisco Systems, Inc.
DGX / Quest Diagnostics Incorporated
ONCS / OncoSec Medical Inc
F / Ford Motor Company
JPM / JPMorgan Chase & Co.
JAZZ / Jazz Pharmaceuticals plc
GLD / SPDR Gold Trust
BX / Blackstone Inc.
META / Meta Platforms, Inc.
AEE / Ameren Corporation
WFC / Wells Fargo & Company
KMB / Kimberly-Clark Corporation
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
TXN / Texas Instruments Incorporated
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
USB / U.S. Bancorp
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
JNJ / Johnson & Johnson
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
SPY / SPDR S&P 500 ETF
ACGL / Arch Capital Group Ltd.
CELG / Celgene Corp.
MA / Mastercard Incorporated
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
ADP / Automatic Data Processing, Inc.
ETN / Eaton Corporation plc
RY / Royal Bank of Canada
IYW / iShares Trust - iShares U.S. Technology ETF
BRK.B / Berkshire Hathaway Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
MRK / Merck & Co., Inc.
CHSCL / CHS Inc. - Preferred Stock
CVX / Chevron Corporation
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
MCO / Moody's Corporation
HSY / The Hershey Company
WM / Waste Management, Inc.
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
PSX / Phillips 66
XEL / Xcel Energy Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
CSX / CSX Corporation
CCI / Crown Castle Inc.
CHSCO / CHS Inc. - Preferred Stock
IP / International Paper Company
KHC / The Kraft Heinz Company
UNFI / United Natural Foods, Inc.
RNG / RingCentral, Inc.
EXPE / Expedia Group, Inc.
HEXO / HEXO Corp
AXP / American Express Company
CAT / Caterpillar Inc.
PM / Philip Morris International Inc.
AZPN / Aspen Technology, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
CMCSA / Comcast Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
OXSQ / Oxford Square Capital Corp.
D / Dominion Energy, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
NKE / NIKE, Inc.
CERN / Cerner Corp.
RDS.B / Shell Plc - ADR
PMCB / PharmaCyte Biotech, Inc.
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
T / AT&T Inc.
AMAT / Applied Materials, Inc.
FDX / FedEx Corporation
NFLX / Netflix, Inc.
MMM / 3M Company
NVDA / NVIDIA Corporation
SO / The Southern Company
XYZ / Block, Inc.
COP / ConocoPhillips
KO / The Coca-Cola Company
98158H106 / World Moto, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
HQH / Abrdn Healthcare Investors
HPQ / HP Inc.
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SPG / Simon Property Group, Inc.
GIS / General Mills, Inc.
MLM / Martin Marietta Materials, Inc.
GLW / Corning Incorporated
AMGN / Amgen Inc.
WMT / Walmart Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
RTX / RTX Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
WELL / Welltower Inc.
LLY / Eli Lilly and Company
PFE / Pfizer Inc.
GILD / Gilead Sciences, Inc.
DE / Deere & Company
GS / The Goldman Sachs Group, Inc.
TSCO / Tractor Supply Company
DVY / iShares Trust - iShares Select Dividend ETF
PYPL / PayPal Holdings, Inc.
UPS / United Parcel Service, Inc.
CHSCP / CHS Inc. - Preferred Stock
UNP / Union Pacific Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
ABT / Abbott Laboratories
SBUX / Starbucks Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
TMO / Thermo Fisher Scientific Inc.
TGT / Target Corporation
MDT / Medtronic plc
DLR / Digital Realty Trust, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
COST / Costco Wholesale Corporation
VZ / Verizon Communications Inc.
ROST / Ross Stores, Inc.
CMI / Cummins Inc.
EMR / Emerson Electric Co.
UNH / UnitedHealth Group Incorporated
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KKR / KKR & Co. Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
DHR / Danaher Corporation
CBSH / Commerce Bancshares, Inc.
GWGH / GWG Holdings Inc
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IEP / Icahn Enterprises L.P.
AAPL / Apple Inc.
BW / Babcock & Wilcox Enterprises, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
FT / Franklin Universal Trust
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NLY / Annaly Capital Management, Inc.
AZO / AutoZone, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
QQQ / Invesco QQQ Trust, Series 1
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DUK / Duke Energy Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
DIS / The Walt Disney Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
KMI / Kinder Morgan, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AKAM / Akamai Technologies, Inc.
NEE / NextEra Energy, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
AMD / Advanced Micro Devices, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ENB / Enbridge Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
JPC / Nuveen Preferred & Income Opportunities Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
MDY / SPDR S&P MidCap 400 ETF Trust
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
BA / The Boeing Company
ULST / SSGA Active Trust - SPDR SSGA Ultra Short Term Bond ETF
ORCL / Oracle Corporation
TPL / Texas Pacific Land Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
FLOT / iShares Trust - iShares Floating Rate Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
EL / The Estée Lauder Companies Inc.
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
QCOM / QUALCOMM Incorporated
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HON / Honeywell International Inc.
AFL / Aflac Incorporated
PEP / PepsiCo, Inc.
MO / Altria Group, Inc.
FAST / Fastenal Company
LMT / Lockheed Martin Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF