Market Value378,871,000
Total Holdings332
File Date2020-10-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMGN / Amgen Inc.
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
FDX / FedEx Corporation
IGI / Western Asset Investment Grade Opportunity Trust Inc.
POST / Post Holdings, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
MMC / Marsh & McLennan Companies, Inc.
CIM / Chimera Investment Corporation
JPC / Nuveen Preferred & Income Opportunities Fund
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
CNC / Centene Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
CMS / CMS Energy Corporation
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
PRIORITY INCOME FUND INC COM C / (74272V305)
PACIFIC OAK STRATEGIC OPPORTUN / (694701103)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
TMP / Tompkins Financial Corporation
OLN / Olin Corporation
AUD / Audacy Inc - Class A
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
FR / First Industrial Realty Trust, Inc.
/ China Unicom (Hong Kong) Ltd.
SNPS / Synopsys, Inc.
SPBO / SPDR Series Trust - SPDR Portfolio Corporate Bond ETF
TYL / Tyler Technologies, Inc.
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
KEY / KeyCorp
BIO / Bio-Rad Laboratories, Inc.
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
AEE / Ameren Corporation
FSMB / First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF
LBRDK / Liberty Broadband Corporation
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
JQC / Nuveen Credit Strategies Income Fund
GIS / General Mills, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
META / Meta Platforms, Inc.
MU / Micron Technology, Inc.
MRK / Merck & Co., Inc.
NCZ / Virtus Convertible & Income Fund II
AXP / American Express Company
GULF UNITED ENERGY INC / (402580104)
WBA / Walgreens Boots Alliance, Inc.
LH / Labcorp Holdings Inc.
TWOU / 2U, Inc.
HALO / Halozyme Therapeutics, Inc.
VRSN / VeriSign, Inc.
GWGH / GWG Holdings Inc
SAIL / SailPoint, Inc.
FIF / First Trust Energy Infrastructure Fund
HUSA / Houston American Energy Corp.
HSIC / Henry Schein, Inc.
WTW / Willis Towers Watson Public Limited Company
ARVN / Arvinas, Inc.
DADA / Dada Nexus Limited - Depositary Receipt (Common Stock)
QUS / SPDR Series Trust - SPDR MSCI USA StrategicFactors ETF
PPD / PPD Inc
NAD / Nuveen Quality Municipal Income Fund
LIGHTSTONE VALUE PLUS REAL EST / (53227L109)
GRIFFIN AMERICAN HEALTHCARE RE / (398182204)
EMF / Templeton Emerging Markets Fund
CBSH / Commerce Bancshares, Inc.
MDRR / Medalist Diversified REIT, Inc.
FIS / Fidelity National Information Services, Inc.
DHR / Danaher Corporation
RSG / Republic Services, Inc.
SABR / Sabre Corporation
LUV / Southwest Airlines Co.
UBX / Unity Biotechnology, Inc.
LUMN / Lumen Technologies, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
LBRDA / Liberty Broadband Corporation
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
GWGH / GWG Holdings Inc
FCUUF / Fission Uranium Corp.
VRSK / Verisk Analytics, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
WST / West Pharmaceutical Services, Inc.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
AFTM / AfterMaster, Inc.
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
V / Visa Inc.
ECOL / US Ecology Inc.
CLDR / Cloudera Inc
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
NVZMY / Novozymes A/S - Depositary Receipt (Common Stock)
SDGR / Schrödinger, Inc.
MCRB / Seres Therapeutics, Inc.
NKE / NIKE, Inc.
GWGH / GWG Holdings Inc
GWGH / GWG Holdings Inc
APVS / Applied Visual Sciences, Inc.
KEYS / Keysight Technologies, Inc.
DGX / Quest Diagnostics Incorporated
PNW / Pinnacle West Capital Corporation
TXMD / TherapeuticsMD, Inc.
ENR / Energizer Holdings, Inc.
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
HPE / Hewlett Packard Enterprise Company
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BCE / BCE Inc.
SHW / The Sherwin-Williams Company
DGLY / Digital Ally, Inc.
XPER / Xperi Inc.
CB / Chubb Limited
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
RNG / RingCentral, Inc.
RVMD / Revolution Medicines, Inc.
BAX / Baxter International Inc.
REKR / Rekor Systems, Inc.
USB / U.S. Bancorp
MMM / 3M Company
EMR / Emerson Electric Co.
SO / The Southern Company
HD / The Home Depot, Inc.
SYY / Sysco Corporation
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
GNTX / Gentex Corporation
VZ / Verizon Communications Inc.
CERN / Cerner Corp.
FSLR / First Solar, Inc.
RDS.B / Shell Plc - ADR
WLY / John Wiley & Sons, Inc.
HSY / The Hershey Company
ADYEY / Adyen N.V. - Depositary Receipt (Common Stock)
WM / Waste Management, Inc.
GD / General Dynamics Corporation
XITK / SPDR Series Trust - SPDR FactSet Innovative Technology ETF
KMB / Kimberly-Clark Corporation
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DIS / The Walt Disney Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
QQQ / Invesco QQQ Trust, Series 1
UPS / United Parcel Service, Inc.
BAC / Bank of America Corporation
GOOG / Alphabet Inc.
CLX / The Clorox Company
TSLA / Tesla, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
SPY / SPDR S&P 500 ETF
BEN / Franklin Resources, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ROST / Ross Stores, Inc.
VEEV / Veeva Systems Inc.
AMD / Advanced Micro Devices, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NVDA / NVIDIA Corporation
CVX / Chevron Corporation
WMT / Walmart Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
PG / The Procter & Gamble Company
GGN / GAMCO Global Gold, Natural Resources & Income Trust
ACN / Accenture plc
ICE / Intercontinental Exchange, Inc.
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
DG / Dollar General Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FE / FirstEnergy Corp.
GWGH / GWG Holdings Inc
TPL / Texas Pacific Land Corporation
CEF / Sprott Physical Gold and Silver Trust
CL / Colgate-Palmolive Company
KMI / Kinder Morgan, Inc.
REKR / Rekor Systems, Inc.
MFEM / PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
FNMA / Federal National Mortgage Association
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IWC / iShares Trust - iShares Micro-Cap ETF
OMFL / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 1000 Dynamic Multifactor ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LOW / Lowe's Companies, Inc.
ATIG / Atlantis Internet Group Corp.
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PSX / Phillips 66
IBM / International Business Machines Corporation
EL / The Estée Lauder Companies Inc.
MFDX / PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor International Equity ETF
QCOM / QUALCOMM Incorporated
CSCO / Cisco Systems, Inc.
GOOGL / Alphabet Inc.
NVR / NVR, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
CSX / CSX Corporation
AFL / Aflac Incorporated
DTIL / Precision BioSciences, Inc.
MO / Altria Group, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
LGLV / SPDR Series Trust - SPDR SSGA US Large Cap Low Volatility Index ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
FT / Franklin Universal Trust
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
NLY / Annaly Capital Management, Inc.
MA / Mastercard Incorporated
APD / Air Products and Chemicals, Inc.
HUM / Humana Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
ADBE / Adobe Inc.
EXPD / Expeditors International of Washington, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
JPM / JPMorgan Chase & Co.
TMO / Thermo Fisher Scientific Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TSCO / Tractor Supply Company
DLR / Digital Realty Trust, Inc.
T / AT&T Inc.
DOW / Dow Inc.
BAYRY / Bayer Aktiengesellschaft - Depositary Receipt (Common Stock)
CHSCP / CHS Inc. - Preferred Stock
NUV / Nuveen Municipal Value Fund, Inc.
PI / Impinj, Inc.
GMXAY / Genmab A/S
TGT / Target Corporation
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
HPQ / HP Inc.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
MRNA / Moderna, Inc.
ECL / Ecolab Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
NMFC / New Mountain Finance Corporation
GLW / Corning Incorporated
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
LHX / L3Harris Technologies, Inc.
KO / The Coca-Cola Company
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
GWW / W.W. Grainger, Inc.
WFC / Wells Fargo & Company
BA / The Boeing Company
F / Ford Motor Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
ZTS / Zoetis Inc.
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
NWBO / Northwest Biotherapeutics, Inc.
TXN / Texas Instruments Incorporated
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
HON / Honeywell International Inc.
GLD / SPDR Gold Trust
CHE / Chemed Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
UBER / Uber Technologies, Inc.
98158H106 / World Moto, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
LLY / Eli Lilly and Company
JHML / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Large Cap ETF
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
PM / Philip Morris International Inc.
PYPL / PayPal Holdings, Inc.
ET / Energy Transfer LP - Limited Partnership
IBB / iShares Trust - iShares Biotechnology ETF
CAT / Caterpillar Inc.
CRM / Salesforce, Inc.
OXSQ / Oxford Square Capital Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
NEE / NextEra Energy, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CMG / Chipotle Mexican Grill, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
IWM / iShares Trust - iShares Russell 2000 ETF
CHSCL / CHS Inc. - Preferred Stock
MCD / McDonald's Corporation
CVS / CVS Health Corporation
WELL / Welltower Inc.
RTX / RTX Corporation
BRK.B / Berkshire Hathaway Inc.
D / Dominion Energy, Inc.
PACB / Pacific Biosciences of California, Inc.
PEP / PepsiCo, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TFC / Truist Financial Corporation
MDT / Medtronic plc
MSFT / Microsoft Corporation
MS / Morgan Stanley
XOM / Exxon Mobil Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
ABBV / AbbVie Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SBUX / Starbucks Corporation
FAST / Fastenal Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NOC / Northrop Grumman Corporation
INTC / Intel Corporation
AKAM / Akamai Technologies, Inc.
XYZ / Block, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MFUS / PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF
DUK / Duke Energy Corporation
DVY / iShares Trust - iShares Select Dividend ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
PFE / Pfizer Inc.
ENB / Enbridge Inc.
UNP / Union Pacific Corporation
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
FI / Fiserv, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
BX / Blackstone Inc.
ELV / Elevance Health, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
CMCSA / Comcast Corporation
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
DE / Deere & Company
ABT / Abbott Laboratories
CCI / Crown Castle Inc.
LIN / Linde plc
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
BKNG / Booking Holdings Inc.
REDW / Redwood Financial, Inc.
JNJ / Johnson & Johnson
AIQUY / L'Air Liquide S.A. - Depositary Receipt (Common Stock)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
INFY / Infosys Limited - Depositary Receipt (Common Stock)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ORLY / O'Reilly Automotive, Inc.
C.WSA / Citigroup, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ULST / SSGA Active Trust - SPDR SSGA Ultra Short Term Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
UNH / UnitedHealth Group Incorporated
TJX / The TJX Companies, Inc.
MCO / Moody's Corporation
COST / Costco Wholesale Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
HDV / iShares Trust - iShares Core High Dividend ETF
GS / The Goldman Sachs Group, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HQH / Abrdn Healthcare Investors
IVE / iShares Trust - iShares S&P 500 Value ETF
XEL / Xcel Energy Inc.
LMT / Lockheed Martin Corporation
KKR / KKR & Co. Inc.
GILD / Gilead Sciences, Inc.
MET / MetLife, Inc.
ACGL / Arch Capital Group Ltd.
CYDY / CytoDyn Inc.