Market Value243,774,000
Total Holdings736
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PFLT / PennantPark Floating Rate Capital Ltd.
ABB / ABB Ltd. - ADR
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
WSO / Watsco, Inc.
ACW / Accuride Corp
/ Voya Prime Rate Trust
BIIB / Biogen Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
ADVISORSHARES TR / PERITUS HG YLD (00768Y503)
AET / Aetna, Inc.
AMG / Affiliated Managers Group, Inc.
A / Agilent Technologies, Inc.
AKRX / Akorn, Inc.
ALU / Alcatel Lucent
LRCX / Lam Research Corporation
MIN / MFS Intermediate Income Trust
MET / MetLife, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
Y / Alleghany Corp.
GOLD / Barrick Mining Corporation
LNT / Alliant Energy Corporation
ANV /
ANRZQ / Alpha Natural Resources, Inc.
AEE / Ameren Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
US0268741560 / American International Group, Inc. Warrants
DFS / Discover Financial Services
AIG / American International Group, Inc.
AWK / American Water Works Company, Inc.
AMP / Ameriprise Financial, Inc.
APU / AmeriGas Partners, L.P.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
ANSS / ANSYS, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APA / APA Corporation
APOL / Apollo Education Group, Inc.
AINV / Apollo Investment Corporation
DUK / Duke Energy Corporation
APL.PRE / Atlas Pipeline Partners L.P.
ATO / Atmos Energy Corporation
ATW / Atwood Oceanics, Inc.
PLD / Prologis, Inc.
WMB / The Williams Companies, Inc.
CME / CME Group Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
OKE / ONEOK, Inc.
AMZN / Amazon.com, Inc.
CAR / Avis Budget Group, Inc.
PFE / Pfizer Inc.
AON / Aon plc
AVT / Avnet, Inc.
BCE / BCE Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
WDC / Western Digital Corporation
BPZRQ / BPZ Resources, Inc.
BHI / Baker Hughes Inc.
CMCSA / Comcast Corporation
CAT / Caterpillar Inc.
PEP / PepsiCo, Inc.
BCR / C. R. Bard, Inc. - Corporate Bond/Note
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
GLD / SPDR Gold Trust
BEAM / Beam Therapeutics Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
BMS / Bemis Co., Inc.
BBY / Best Buy Co., Inc.
COMVERSE INC / (20585P105)
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BIOL / BIOLASE, Inc.
BPK / BlackRock Municipal 2018 Term Trust
BBN / BlackRock Taxable Municipal Bond Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
BLW / BlackRock Limited Duration Income Trust
BLACKROCK HIGH INCOME SHS / SHS BEN INT (09250E107)
BKCC / BlackRock Capital Investment Corporation
MVF / BlackRock MuniVest Fund, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
HRB / H&R Block, Inc.
C.WSA / Citigroup, Inc.
DIS / The Walt Disney Company
BRCM / Broadcom Corporation
BR / Broadridge Financial Solutions, Inc.
BVSN / BroadVision, Inc.
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
CBLAQ / CBL& Associates Properties, Inc.
IGR / CBRE Global Real Estate Income Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CPL / CPFL Energia S.A.
CST / CST Brands, Inc.
CBT / Cabot Corporation
CIS / Camelot Information Systems Inc.
CAM / Cameron International Corporation
CP / Canadian Pacific Kansas City Limited
CAJ / Canon Inc. - ADR
CSE / Capitalsource Inc
CMO / Capstead Mortgage Corp.
CRR / Carbo Ceramics Inc.
CELG / Celgene Corp.
CVE / Cenovus Energy Inc.
LUMN / Lumen Technologies, Inc.
ECOM / ChannelAdvisor Corp
JCI / Johnson Controls International plc
CAKE / The Cheesecake Factory Incorporated
UPS / United Parcel Service, Inc.
CHK / Chesapeake Energy Corporation
APH / Amphenol Corporation
BKNG / Booking Holdings Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CBI / Chicago Bridge & Iron Co., N.V.
US16941M1099 / China Mobile Ltd.
CRM / Salesforce, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
FRME / First Merchants Corporation
BFS / Saul Centers, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
MSFT / Microsoft Corporation
WMT / Walmart Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ZBH / Zimmer Biomet Holdings, Inc.
GOOGL / Alphabet Inc.
DRI / Darden Restaurants, Inc.
COF / Capital One Financial Corporation
BDX / Becton, Dickinson and Company
SPH / Suburban Propane Partners, L.P. - Limited Partnership
IBM / International Business Machines Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
UNP / Union Pacific Corporation
V / Visa Inc.
ORI / Old Republic International Corporation
HD / The Home Depot, Inc.
EXPE / Expedia Group, Inc.
HAL / Halliburton Company
TGT / Target Corporation
T / AT&T Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
JBL / Jabil Inc.
J / Jacobs Solutions Inc.
ITW / Illinois Tool Works Inc.
CINF / Cincinnati Financial Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SYY / Sysco Corporation
LLY / Eli Lilly and Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
MU / Micron Technology, Inc.
GSG / iShares S&P GSCI Commodity-Indexed Trust
CVX / Chevron Corporation
DHR / Danaher Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CMI / Cummins Inc.
EMR / Emerson Electric Co.
PAAS / Pan American Silver Corp.
ONB / Old National Bancorp
SRE / Sempra
GS / The Goldman Sachs Group, Inc.
FCX / Freeport-McMoRan Inc.
VZ / Verizon Communications Inc.
AAPL / Apple Inc.
O / Realty Income Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CLC / CLARCOR Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLNE / Clean Energy Fuels Corp.
CEM / ClearBridge MLP and Midstream Fund Inc
SBUX / Starbucks Corporation
TPR / Tapestry, Inc.
BAC / Bank of America Corporation
AFL / Aflac Incorporated
BAC.WS.B / Bank of America Corp. B Warrants
EQC / Equity Commonwealth
CSC / Computer Sciences Corp.
FBIN / Fortune Brands Innovations, Inc.
CAG / Conagra Brands, Inc.
CCUR / CCUR Holdings, Inc.
CNSL / Consolidated Communications Holdings, Inc.
F / Ford Motor Company
CVG / Convergys Corp.
CSCO / Cisco Systems, Inc.
SPGI / S&P Global Inc.
CEB / CEB Inc.
CVD / Covance, Inc.
CROSSTEX ENERGY L P / (22765U102)
FXA / Invesco CurrencyShares Australian Dollar Trust
CUTR / Cutera, Inc.
CYNO / Cynosure, Inc.
DB-X FUNDS / XTRAK 2020TGT DT (233052208)
DNP / DNP Select Income Fund Inc.
DVA / DaVita Inc.
DECK / Deckers Outdoor Corporation
DELL / Dell Technologies Inc.
/ Denbury Resources, Inc.
/ Diamond Offshore Drilling Inc
DKS / DICK'S Sporting Goods, Inc.
ORCL / Oracle Corporation
DISCA / Discovery Inc - Class A
DTV / DTE Energy Company
RRD / R.R. Donnelley & Sons Co.
DOW / Dow Inc.
US2655041000 / Dunkin' Brands Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TRV / The Travelers Companies, Inc.
EIM / Eaton Vance Municipal Bond Fund
EBAY / eBay Inc.
ECHO / Echo Global Logistics Inc
ECL / Ecolab Inc.
DVN / Devon Energy Corporation
EIX / Edison International
MCD / McDonald's Corporation
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
CFN / CareFusion Corporation
ERF / Enerplus Corporation
EGL / Engility Holdings, Inc.
ETR / Entergy Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
APD / Air Products and Chemicals, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
EVR / Evercore Inc.
MMM / 3M Company
XLS / Exelis
EXPD / Expeditors International of Washington, Inc.
ESRX / Express Scripts Holding Co.
GD / General Dynamics Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FMC / FMC Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FDO /
FAST / Fastenal Company
FMO / Fiduciary/Claymore Energy Infrastructure Fund
OCSL / Oaktree Specialty Lending Corporation
FCF / First Commonwealth Financial Corporation
FMBI / First Midwest Bancorp, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FIF / First Trust Energy Infrastructure Fund
FEN / First Trust Energy Income and Growth Fund
FE / FirstEnergy Corp.
FLR / Fluor Corporation
RGLD / Royal Gold, Inc.
FTF / Franklin Limited Duration Income Trust
FTR / Frontier Communications Corp.
FULL / Full Circle Capital Corp.
NUE / Nucor Corporation
GK / AdvisorShares Trust - AdvisorShares Gerber Kawasaki ETF
GALT / Galectin Therapeutics Inc.
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GSK / GSK plc - Depositary Receipt (Common Stock)
US37940G1094 / GlobalSCAPE, Inc.
GSS / Golden Star Resources Ltd.
GBDC / Golub Capital BDC, Inc.
GMCR / Keurig Green Mountain, Inc.
/ Gulfport Energy Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
XJHIX / John Hancock Investors Trust
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HSC / Enviri Corp
GE / General Electric Company
HAS / Hasbro, Inc.
HE / Hawaiian Electric Industries, Inc.
EHC / Encompass Health Corporation
HMA / Heartland Media Acquisition Corp - Class A
HCN / Welltower Inc.
HL / Hecla Mining Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HP / Helmerich & Payne, Inc.
HTGC / Hercules Capital, Inc.
HSY / The Hershey Company
HES / Hess Corporation
HSH /
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
LMT / Lockheed Martin Corporation
HPT / Hospitality Properties Trust
HUBB / Hubbell Incorporated
HII / Huntington Ingalls Industries, Inc.
IAG / IAMGOLD Corporation
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
INFN / Infinera Corporation
IMKTA / Ingles Markets, Incorporated
TEG / Integrys Energy Group, Inc.
IFF / International Flavors & Fragrances Inc.
ISH / International Shipholding Corporation
IVR / Invesco Mortgage Capital Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
IRBT / iRobot Corporation
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
UNH / UnitedHealth Group Incorporated
ILF / iShares Trust - iShares Latin America 40 ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AIA / iShares Trust - iShares Asia 50 ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IWC / iShares Trust - iShares Micro-Cap ETF
ITIP / iShares International Inflation-Linked Bond ETF
VIAV / Viavi Solutions Inc.
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FDX / FedEx Corporation
JBLU / JetBlue Airways Corporation
AMD / Advanced Micro Devices, Inc.
JLL / Jones Lang LaSalle Incorporated
JOY / Joy Global, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VFC / V.F. Corporation
KMT / Kennametal Inc.
HON / Honeywell International Inc.
MDT / Medtronic plc
KEY / KeyCorp
KO / The Coca-Cola Company
SO / The Southern Company
USB / U.S. Bancorp
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
PSX / Phillips 66
KMP /
KRFT /
KR / The Kroger Co.
SIRI / Sirius XM Holdings Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SCD / LMP Capital and Income Fund Inc.
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
LDR / Landauer, Inc.
BK / The Bank of New York Mellon Corporation
PALI / Palisade Bio, Inc.
LEA / Lear Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
US5249011058 / Legg Mason, Inc.
LII / Lennox International Inc.
LXK / Lexmark International, Inc.
LPT / Liberty Property Trust
LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock)
NTRS / Northern Trust Corporation
LNC / Lincoln National Corporation
LLTC / Linear Technology Corp.
LNCO / Linn Co, LLC
LINE / Lineage, Inc.
LIOX / Lionbridge Technologies, Inc.
LFUS / Littelfuse, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
LIVEDEAL INC / (538144304)
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
L / Loews Corporation
MBFI / MB Financial, Inc.
MFA / MFA Financial, Inc.
MGM / MGM Resorts International
M / Macy's, Inc.
MAGNETEK INC / (559424403)
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MKL / Markel Group Inc.
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
VAC / Marriott Vacations Worldwide Corporation
MMC / Marsh & McLennan Companies, Inc.
MUX / McEwen Inc.
MJN / Mead Johnson Nutrition Co.
MFIN / Medallion Financial Corp.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
MRK / Merck & Co., Inc.
MVIS / MicroVision, Inc.
MLHR / Herman Miller Inc.
MOLX / Molex Inc
61166W101 / Monsanto Co.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
MORN / Morningstar, Inc.
MUR / Murphy Oil Corporation
MUSA / Murphy USA Inc.
US00C4U1L353 / Mylan N.V.
US62914B1008 / NIC Inc.
NOV / NOV Inc.
NW.PRC / National Westminster Bank Plc
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
NGD / New Gold Inc.
NYMT / New York Mortgage Trust, Inc.
NWL / Newell Brands Inc.
NI / NiSource Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
GM / General Motors Company
MA / Mastercard Incorporated
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FITB / Fifth Third Bancorp
DD / DuPont de Nemours, Inc.
RTX / RTX Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
XOM / Exxon Mobil Corporation
AMAT / Applied Materials, Inc.
JNJ / Johnson & Johnson
BFZ / BlackRock California Municipal Income Trust
CL / Colgate-Palmolive Company
FXI / iShares Trust - iShares China Large-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
AMT / American Tower Corporation
ABT / Abbott Laboratories
EPD / Enterprise Products Partners L.P. - Limited Partnership
NS / NuStar Energy L.P. - Limited Partnership
XNPMX / Nuveen Premium Income Municipal
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
JRO / Nuveen Floating Rate Income Opportunity Fund
JDD / Nuveen Diversified Dividend and Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
67071S101 / Nuveen Quality Preferred Income Fund
JFR / Nuveen Floating Rate Income Fund
JLS / Nuveen Mortgage and Income Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
CNS / Cohen & Steers, Inc.
OGE / OGE Energy Corp.
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
NQS / Nuveen Select Quality Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
ORLY / O'Reilly Automotive, Inc.
OAS / Oasis Petroleum Inc. - New
OXY / Occidental Petroleum Corporation
OMC / Omnicom Group Inc.
OTEX / Open Text Corporation
OWW /
ITP / IT Tech Packaging, Inc.
OSK / Oshkosh Corporation
PCG / PG&E Corporation
PNC / The PNC Financial Services Group, Inc.
PPL / PPL Corporation
PTC / PTC Inc.
PH / Parker-Hannifin Corporation
PAYX / Paychex, Inc.
PPL / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PNNT / PennantPark Investment Corporation
JCP / J.C. Penney Co., Inc.
POM / PEPCO Holdings, Inc.
PM / Philip Morris International Inc.
XPFNX / PIMCO Income Strategy Fund II
PNW / Pinnacle West Capital Corporation
PIPR / Piper Sandler Companies
POR / Portland General Electric Company
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYN OIL SVCS (73935X625)
POWERSHARES ETF TRUST / DYN BIOT & GEN (73935X856)
PXSV / PowerShares Fundamental Pure Small Value Portfolio
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
TROW / T. Rowe Price Group, Inc.
PVTB / PrivateBancorp, Inc.
PFPT / Proofpoint Inc
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
PSEC / Prospect Capital Corporation
QLGC / QLogic Corp.
US74733V1008 / QEP Resources, Inc.
748356102 / Questar Corp.
KWK /
REGADO BIOSCIENCES INC / (75874Q107)
RF / Regions Financial Corporation
RMD / ResMed Inc.
RAI / Reynolds American, Inc.
RBA / RB Global, Inc.
RAD / Rite Aid Corp.
COL / Rockwell Collins, Inc.
ROP / Roper Technologies, Inc.
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RMS / Rydex ETF Trust
RYDEX ETF TRUST / GUG S&P500 PU GR (78355W403)
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
SPY / SPDR S&P 500 ETF
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SFE / Safeguard Scientifics, Inc.
STJ / St. Jude Medical, Inc.
SKS / Saks Inc
SBH / Sally Beauty Holdings, Inc.
SNDK / Sandisk Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SEE / Sealed Air Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SQNM / Sequenom, Inc.
SOHU / Sohu.com Limited - Depositary Receipt (Common Stock)
SWN / Southwestern Energy Company
SWK / Stanley Black & Decker, Inc.
SPLS / Staples, Inc.
STAR / iStar Inc
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STO / Statoil ASA
SRCL / Stericycle, Inc.
SYK / Stryker Corporation
SU / Suncor Energy Inc.
STI / Solidion Technology, Inc.
STPFQ / Suntech Power Holdings Co., Ltd.
SWZ / Total Return Securities, Inc.
NLOK / NortonLifeLock Inc
SNPS / Synopsys, Inc.
872307903 / TCF Financial Corporation
/ TD AmeriTrade Holding Corp.
TE / T1 Energy Inc.
OXSQ / Oxford Square Capital Corp.
TNGO / Tangoe, Inc.
BA / The Boeing Company
TCKRF / Teck Resources Ltd
TLAB / Tellabs Inc
GIM / Templeton Global Income Fund
DEO / Diageo plc - Depositary Receipt (Common Stock)
TRI / Thomson Reuters Corporation
TDW / Tidewater Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TKR / The Timken Company
TD / The Toronto-Dominion Bank
TSCO / Tractor Supply Company
BBDC / Barings BDC, Inc.
TRMB / Trimble Inc.
TRN / Trinity Industries, Inc.
TRIP / Tripadvisor, Inc.
90333EAC2 / Usec Inc Bond
U / Unity Software Inc.
UPLMQ / Ultra Petroleum Corp.
UMPQ / Umpqua Holdings Corp
UL / Unilever PLC - Depositary Receipt (Common Stock)
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
UEC / Uranium Energy Corp.
CNVR / Conversant Inc
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
US92220P1057 / Varian Medical Systems, Inc.
VRNT / Verint Systems Inc.
VGZ / Vista Gold Corp.
VMW / Vmware Inc. - Class A
WAG /
WM / Waste Management, Inc.
WAT / Waters Corporation
ANTM / Anthem Inc
WFC.PRL / Wells Fargo & Company - Preferred Stock
WERN / Werner Enterprises, Inc.
HIX / Western Asset High Income Fund II Inc.
WRN / Western Copper and Gold Corporation
WPRT / Westport Fuel Systems Inc.
WEX / WEX Inc.
WY / Weyerhaeuser Company
WHR / Whirlpool Corporation
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
WETF / Wisdomtree Investments Inc
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
WWE / World Wrestling Entertainment, Inc. - Class A
US98212B1035 / WPX Energy, Inc.
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
YRI / Yamana Gold Inc
XZTRX / Zweig Total Return Fund Inc.
EXXI / Energy XXI Ltd.
BPR / Brookfield Property REIT Inc.
COV /
ESV / Ensco plc
FRO / Frontline plc
G / Genpact Limited
IR / Ingersoll Rand Inc.
MNKKQ / Mallinckrodt Plc
NBR / Nabors Industries Ltd.
SDRL / Seadrill Limited
WTW / Willis Towers Watson Public Limited Company
WFT / Weatherford International plc
00B65Z9D7 / Noble Corporation plc
PNR / Pentair plc
RIG / Transocean Ltd.
GIVN / Given Imaging Ltd
AVG / AVG Technologies N.V.
CMPR / Cimpress plc
DRYS / DryShips, Inc.
GNK / Genco Shipping & Trading Limited
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
CSX / CSX Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
JNPR / Juniper Networks, Inc.
CB / Chubb Limited
BAX / Baxter International Inc.
IP / International Paper Company
HPQ / HP Inc.
PFG / Principal Financial Group, Inc.
HOLX / Hologic, Inc.
AXP / American Express Company
ROST / Ross Stores, Inc.
META / Meta Platforms, Inc.
ABBV / AbbVie Inc.
NEE / NextEra Energy, Inc.
YUM / Yum! Brands, Inc.
AMGN / Amgen Inc.
EQR / Equity Residential
MO / Altria Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
BRK.B / Berkshire Hathaway Inc.
ED / Consolidated Edison, Inc.
NOC / Northrop Grumman Corporation
TMO / Thermo Fisher Scientific Inc.
FSLR / First Solar, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
SHW / The Sherwin-Williams Company
EMF / Templeton Emerging Markets Fund
ACN / Accenture plc
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MAIN / Main Street Capital Corporation
KMB / Kimberly-Clark Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ARCC / Ares Capital Corporation
ADP / Automatic Data Processing, Inc.
GILD / Gilead Sciences, Inc.
NKE / NIKE, Inc.
COST / Costco Wholesale Corporation
COP / ConocoPhillips
CVS / CVS Health Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
KSS / Kohl's Corporation
PEG / Public Service Enterprise Group Incorporated
DVY / iShares Trust - iShares Select Dividend ETF
CB / Chubb Limited
CNI / Canadian National Railway Company
IDXX / IDEXX Laboratories, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
ZBRA / Zebra Technologies Corporation
NUV / Nuveen Municipal Value Fund, Inc.
MS / Morgan Stanley
DOV / Dover Corporation
BX / Blackstone Inc.
LOW / Lowe's Companies, Inc.
MDLZ / Mondelez International, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GIS / General Mills, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
ETN / Eaton Corporation plc
WFC / Wells Fargo & Company
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
DHI / D.R. Horton, Inc.
MCK / McKesson Corporation
ADBE / Adobe Inc.
MAR / Marriott International, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MSI / Motorola Solutions, Inc.
TCBK / TriCo Bancshares
CMC / Commercial Metals Company
EFA / iShares Trust - iShares MSCI EAFE ETF
STZ / Constellation Brands, Inc.
PWR / Quanta Services, Inc.
INTC / Intel Corporation
KAI / Kadant Inc.
TXN / Texas Instruments Incorporated
WU / The Western Union Company
ALL / The Allstate Corporation
DE / Deere & Company
BWA / BorgWarner Inc.
EXC / Exelon Corporation
DGX / Quest Diagnostics Incorporated
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
CLX / The Clorox Company
CAH / Cardinal Health, Inc.
BMY / Bristol-Myers Squibb Company
VLO / Valero Energy Corporation
SLB / Schlumberger Limited
HSIC / Henry Schein, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
GLW / Corning Incorporated