Market Value298,608,000
Total Holdings298
File Date2017-11-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WHR / Whirlpool Corporation
STI / Solidion Technology, Inc.
WDC / Western Digital Corporation
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
RHT / Red Hat, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PFE / Pfizer Inc.
AMZN / Amazon.com, Inc.
AON / Aon plc
MSFT / Microsoft Corporation
CAT / Caterpillar Inc.
PEP / PepsiCo, Inc.
GLD / SPDR Gold Trust
DIS / The Walt Disney Company
BA / The Boeing Company
SPY / SPDR S&P 500 ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RCL / Royal Caribbean Cruises Ltd.
UPS / United Parcel Service, Inc.
TMO / Thermo Fisher Scientific Inc.
CSCO / Cisco Systems, Inc.
ORCL / Oracle Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
APD / Air Products and Chemicals, Inc.
MMM / 3M Company
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TWX / Warner Media LLC
SMT / Sierra Metals Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
AVGO / Broadcom Inc.
FLR / Fluor Corporation
NWL / Newell Brands Inc.
HOLX / Hologic, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
HDSN / Hudson Technologies, Inc.
AXP / American Express Company
LEA / Lear Corporation
CTSH / Cognizant Technology Solutions Corporation
US0325111070 / Anadarko Petroleum Corp.
CCL / Carnival Corporation & plc
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
JCI / Johnson Controls International plc
RTN / Raytheon Co.
LH / Labcorp Holdings Inc.
018490100 / Allergan plc
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
JFR / Nuveen Floating Rate Income Fund
IR / Ingersoll Rand Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
EFC / Ellington Financial Inc.
MET / MetLife, Inc.
MIN / MFS Intermediate Income Trust
WERN / Werner Enterprises, Inc.
GERN / Geron Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
COP / ConocoPhillips
ESRX / Express Scripts Holding Co.
BIIB / Biogen Inc.
AVY / Avery Dennison Corporation
IP / International Paper Company
LEN / Lennar Corporation
NTRS / Northern Trust Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
OXY / Occidental Petroleum Corporation
IPGP / IPG Photonics Corporation
PFPT / Proofpoint Inc
KR / The Kroger Co.
XBHKX / BlackRock Core Bond Trust
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BAC.WS.B / Bank of America Corp. B Warrants
FN / Fabrinet
QQQ / Invesco QQQ Trust, Series 1
AINV / Apollo Investment Corporation
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
PNNT / PennantPark Investment Corporation
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
CNS / Cohen & Steers, Inc.
CY / Cypress Semiconductor Corp.
MFIN / Medallion Financial Corp.
OESX / Orion Energy Systems, Inc.
WPG / Washington Prime Group Inc
NVR / NVR, Inc.
PTC / PTC Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AMKR / Amkor Technology, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
TMHC / Taylor Morrison Home Corporation
LII / Lennox International Inc.
HRB / H&R Block, Inc.
CE / Celanese Corporation
SYK / Stryker Corporation
AET / Aetna, Inc.
VNTV / Vantiv, Inc.
OXSQ / Oxford Square Capital Corp.
DOW / Dow Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FMO / Fiduciary/Claymore Energy Infrastructure Fund
EXP / Eagle Materials Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
CIK / Credit Suisse Asset Management Income Fund, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
XEC / Cimarex Energy Co.
HTGC / Hercules Capital, Inc.
AAOI / Applied Optoelectronics, Inc.
DVA / DaVita Inc.
SNPS / Synopsys, Inc.
SIRI / Sirius XM Holdings Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
BBDC / Barings BDC, Inc.
XISDX / Prudential Short Duration High
PSEC / Prospect Capital Corporation
BKCC / BlackRock Capital Investment Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
/ TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Stock
SHPG / Shire Plc.
OCSL / Oaktree Specialty Lending Corporation
EGN / Energen Corp.
TWO / Two Harbors Investment Corp.
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
RAI / Reynolds American, Inc.
HP / Helmerich & Payne, Inc.
COL / Rockwell Collins, Inc.
XALL / Xalles Holdings Inc.
BRCD / Brocade Communications Systems, Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
STLD / Steel Dynamics, Inc.
LLY / Eli Lilly and Company
ADBE / Adobe Inc.
USB / U.S. Bancorp
BK / The Bank of New York Mellon Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
WPC / W. P. Carey Inc.
GOOGL / Alphabet Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
CNI / Canadian National Railway Company
CMCSA / Comcast Corporation
FDUS / Fidus Investment Corporation
MPLX / MPLX LP - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
PFLT / PennantPark Floating Rate Capital Ltd.
JNJ / Johnson & Johnson
MDY / SPDR S&P MidCap 400 ETF Trust
ICE / Intercontinental Exchange, Inc.
GILD / Gilead Sciences, Inc.
TGT / Target Corporation
CBRE / CBRE Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DSL / DoubleLine Income Solutions Fund
AAPL / Apple Inc.
PG / The Procter & Gamble Company
CVS / CVS Health Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
DOC / Healthpeak Properties, Inc.
APOG / Apogee Enterprises, Inc.
NLY / Annaly Capital Management, Inc.
MCHP / Microchip Technology Incorporated
JPC / Nuveen Preferred & Income Opportunities Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
C / Citigroup Inc.
IAU / iShares Gold Trust
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
LOW / Lowe's Companies, Inc.
AOS / A. O. Smith Corporation
KMB / Kimberly-Clark Corporation
KHC / The Kraft Heinz Company
PKG / Packaging Corporation of America
T / AT&T Inc.
QCOM / QUALCOMM Incorporated
EPD / Enterprise Products Partners L.P. - Limited Partnership
JPM / JPMorgan Chase & Co.
BAC / Bank of America Corporation
TSCO / Tractor Supply Company
ITW / Illinois Tool Works Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FTV / Fortive Corporation
HAL / Halliburton Company
NVDA / NVIDIA Corporation
ROST / Ross Stores, Inc.
KO / The Coca-Cola Company
GS / The Goldman Sachs Group, Inc.
ETN / Eaton Corporation plc
HON / Honeywell International Inc.
MDT / Medtronic plc
NKE / NIKE, Inc.
FITB / Fifth Third Bancorp
UNH / UnitedHealth Group Incorporated
MPW / Medical Properties Trust, Inc.
LMT / Lockheed Martin Corporation
C.WSA / Citigroup, Inc.
FDX / FedEx Corporation
RTX / RTX Corporation
VZ / Verizon Communications Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
APH / Amphenol Corporation
MS / Morgan Stanley
MRK / Merck & Co., Inc.
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GLW / Corning Incorporated
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
LUV / Southwest Airlines Co.
CMI / Cummins Inc.
NSC / Norfolk Southern Corporation
GE / General Electric Company
ALGN / Align Technology, Inc.
WFC / Wells Fargo & Company
COST / Costco Wholesale Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
WMT / Walmart Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
TTD / The Trade Desk, Inc.
GOOG / Alphabet Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
NXPI / NXP Semiconductors N.V.
UFPI / UFP Industries, Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
NUV / Nuveen Municipal Value Fund, Inc.
BWA / BorgWarner Inc.
DE / Deere & Company
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ALL / The Allstate Corporation
MO / Altria Group, Inc.
EXC / Exelon Corporation
CLX / The Clorox Company
BKNG / Booking Holdings Inc.
BX / Blackstone Inc.
AMGN / Amgen Inc.
CNC / Centene Corporation
SBUX / Starbucks Corporation
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
INTC / Intel Corporation
CB / Chubb Limited
ON / ON Semiconductor Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
AFL / Aflac Incorporated
MA / Mastercard Incorporated
KMI / Kinder Morgan, Inc.
WBA / Walgreens Boots Alliance, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
DHR / Danaher Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
UNP / Union Pacific Corporation
SLB / Schlumberger Limited
MAIN / Main Street Capital Corporation
DVY / iShares Trust - iShares Select Dividend ETF
HUBB / Hubbell Incorporated
SO / The Southern Company
YUM / Yum! Brands, Inc.
WELL / Welltower Inc.
ORI / Old Republic International Corporation
SHW / The Sherwin-Williams Company
VMC / Vulcan Materials Company
IBM / International Business Machines Corporation
MCK / McKesson Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DUK / Duke Energy Corporation
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VLO / Valero Energy Corporation
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
BRK.B / Berkshire Hathaway Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
TIP / iShares Trust - iShares TIPS Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PAYX / Paychex, Inc.
BMY / Bristol-Myers Squibb Company
ACN / Accenture plc
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
THO / THOR Industries, Inc.
DHI / D.R. Horton, Inc.
DOW / Dow Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
V / Visa Inc.
META / Meta Platforms, Inc.
CRM / Salesforce, Inc.
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DRI / Darden Restaurants, Inc.
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
TXN / Texas Instruments Incorporated
HD / The Home Depot, Inc.
MCD / McDonald's Corporation
LRCX / Lam Research Corporation
LAMR / Lamar Advertising Company
PHM / PulteGroup, Inc.
CVX / Chevron Corporation
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
F / Ford Motor Company
XOM / Exxon Mobil Corporation