Market Value308,189,000
Total Holdings665
File Date2017-12-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
ESS / Essex Property Trust, Inc.
WY / Weyerhaeuser Company
GILD / Gilead Sciences, Inc.
TXMD / TherapeuticsMD, Inc.
ADSK / Autodesk, Inc.
META / Meta Platforms, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
NYCB / Flagstar Financial, Inc.
VTVT / vTv Therapeutics Inc.
APD / Air Products and Chemicals, Inc.
SZC / Cushing NextGen Infrastructure Income Fund
IWC / iShares Trust - iShares Micro-Cap ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
PSMT / PriceSmart, Inc.
CCOI / Cogent Communications Holdings, Inc.
CME / CME Group Inc.
PFE / Pfizer Inc.
AME / AMETEK, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
ARNC / Arconic Corporation
GRC / The Gorman-Rupp Company
LEXEB / Liberty Expedia Holdings, Inc. Series B
BYM / BlackRock Municipal Income Quality Trust
BCRH / Blue Capital Reinsurance Holdings Ltd.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
AFG / American Financial Group, Inc.
NLOK / NortonLifeLock Inc
US0325111070 / Anadarko Petroleum Corp.
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
MCR / MFS Charter Income Trust
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
VRSK / Verisk Analytics, Inc.
BB / BlackBerry Limited
BCR / C. R. Bard, Inc. - Corporate Bond/Note
IXN / iShares Trust - iShares Global Tech ETF
ORI / Old Republic International Corporation
AE / Adams Resources & Energy, Inc.
INVH / Invitation Homes Inc.
IBB / iShares Trust - iShares Biotechnology ETF
CGNX / Cognex Corporation
KDP / Keurig Dr Pepper Inc.
UNH / UnitedHealth Group Incorporated
LLY / Eli Lilly and Company
EFX / Equifax Inc.
CMI / Cummins Inc.
RTX / RTX Corporation
MCD / McDonald's Corporation
MNST / Monster Beverage Corporation
LYB / LyondellBasell Industries N.V.
LMT / Lockheed Martin Corporation
TSCO / Tractor Supply Company
GPC / Genuine Parts Company
MDLZ / Mondelez International, Inc.
NKE / NIKE, Inc.
AMAT / Applied Materials, Inc.
VZ / Verizon Communications Inc.
AVGO / Broadcom Inc.
XEL / Xcel Energy Inc.
GLD / SPDR Gold Trust
CVS / CVS Health Corporation
INTU / Intuit Inc.
F / Ford Motor Company
AMT / American Tower Corporation
CHD / Church & Dwight Co., Inc.
T / AT&T Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
CMCSA / Comcast Corporation
USB / U.S. Bancorp
MO / Altria Group, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ZBH / Zimmer Biomet Holdings, Inc.
O / Realty Income Corporation
AEP / American Electric Power Company, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
AWK / American Water Works Company, Inc.
WBA / Walgreens Boots Alliance, Inc.
GIS / General Mills, Inc.
ADI / Analog Devices, Inc.
EMR / Emerson Electric Co.
AKAM / Akamai Technologies, Inc.
NXPI / NXP Semiconductors N.V.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ACM / AECOM
ORCL / Oracle Corporation
RS / Reliance, Inc.
FTNT / Fortinet, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NEWR / New Relic Inc
ROST / Ross Stores, Inc.
PPG / PPG Industries, Inc.
D / Dominion Energy, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
HON / Honeywell International Inc.
WDC / Western Digital Corporation
UNP / Union Pacific Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
UA / Under Armour, Inc.
PH / Parker-Hannifin Corporation
CAH / Cardinal Health, Inc.
VLO / Valero Energy Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
PYPL / PayPal Holdings, Inc.
IR / Ingersoll Rand Inc.
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
NVDA / NVIDIA Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IXC / iShares Trust - iShares Global Energy ETF
CHIQ / Global X Funds - Global X MSCI China Consumer Discretionary ETF
BCE / BCE Inc.
BANX / ArrowMark Financial Corp.
LOW / Lowe's Companies, Inc.
MXI / iShares Trust - iShares Global Materials ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
EQIX / Equinix, Inc.
MPC / Marathon Petroleum Corporation
COF / Capital One Financial Corporation
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
TMO / Thermo Fisher Scientific Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
OEF / iShares Trust - iShares S&P 100 ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EXAS / Exact Sciences Corporation
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
GM / General Motors Company
QCOM / QUALCOMM Incorporated
ED / Consolidated Edison, Inc.
FAST / Fastenal Company
WM / Waste Management, Inc.
MKC / McCormick & Company, Incorporated
STT / State Street Corporation
NFLX / Netflix, Inc.
ABT / Abbott Laboratories
AIG / American International Group, Inc.
JCI / Johnson Controls International plc
BMRC / Bank of Marin Bancorp
BDX / Becton, Dickinson and Company
AMGN / Amgen Inc.
ULTA / Ulta Beauty, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ABBV / AbbVie Inc.
ETR / Entergy Corporation
MGA / Magna International Inc.
SBUX / Starbucks Corporation
DLR / Digital Realty Trust, Inc.
SPY / SPDR S&P 500 ETF
JNJ / Johnson & Johnson
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ADM / Archer-Daniels-Midland Company
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
GLW / Corning Incorporated
WMB / The Williams Companies, Inc.
WDAY / Workday, Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
CSX / CSX Corporation
HSY / The Hershey Company
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
IVW / iShares Trust - iShares S&P 500 Growth ETF
MMM / 3M Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
MUB / iShares Trust - iShares National Muni Bond ETF
TWLO / Twilio Inc.
SLB / Schlumberger Limited
PEP / PepsiCo, Inc.
DUK / Duke Energy Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BK / The Bank of New York Mellon Corporation
ECL / Ecolab Inc.
KMI / Kinder Morgan, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
HIG / The Hartford Insurance Group, Inc.
SNPS / Synopsys, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PNC / The PNC Financial Services Group, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
WELL / Welltower Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AON / Aon plc
WFC / Wells Fargo & Company
MMC / Marsh & McLennan Companies, Inc.
MA / Mastercard Incorporated
BKNG / Booking Holdings Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
NAC / Nuveen California Quality Municipal Income Fund
AMP / Ameriprise Financial, Inc.
OXY / Occidental Petroleum Corporation
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ITW / Illinois Tool Works Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IT / Gartner, Inc.
TDG / TransDigm Group Incorporated
HES / Hess Corporation
FDX / FedEx Corporation
MDT / Medtronic plc
872307903 / TCF Financial Corporation
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
HD / The Home Depot, Inc.
TJX / The TJX Companies, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GS / The Goldman Sachs Group, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CHKP / Check Point Software Technologies Ltd.
ISRG / Intuitive Surgical, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
XOM / Exxon Mobil Corporation
AA / Alcoa Corporation
ADBE / Adobe Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
UAA / Under Armour, Inc.
LW / Lamb Weston Holdings, Inc.
LGF.B / Lions Gate Entertainment Corp.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
EL / The Estée Lauder Companies Inc.
NANR / SPDR Index Shares Funds - SPDR S&P North American Natural Resources ETF
TER / Teradyne, Inc.
BMRN / BioMarin Pharmaceutical Inc.
STWD / Starwood Property Trust, Inc.
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
EXEL / Exelixis, Inc.
BX / Blackstone Inc.
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
US3024451011 / FLIR Systems, Inc.
018490100 / Allergan plc
BRK.A / Berkshire Hathaway Inc.
QMCO / Quantum Corporation
PSA / Public Storage
AET / Aetna, Inc.
SYF / Synchrony Financial
AMZN / Amazon.com, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
TTC / The Toro Company
MTD / Mettler-Toledo International Inc.
CCI / Crown Castle Inc.
PRLB / Proto Labs, Inc.
RUN / Sunrun Inc.
BMO / Bank of Montreal
MAN / ManpowerGroup Inc.
TSN / Tyson Foods, Inc.
TSLA / Tesla, Inc.
VGR / Vector Group Ltd.
PACW / Pacwest Bancorp
SNI / Scripps Networks Interactive, Inc.
OHI / Omega Healthcare Investors, Inc.
G5480U153 / Liberty Global plc LiLAC Class C
91911K102 / Bausch Health Companies
BATRK / Atlanta Braves Holdings, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
FTR / Frontier Communications Corp.
FCO / abrdn Global Income Fund, Inc.
COUP / Coupa Software Inc
FWONK / Formula One Group
GTLS / Chart Industries, Inc.
868536103 / Supervalu, Inc.
JPHY / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Active High Yield ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
33939L720 / FlexShares Currency Hedged Morningstar DM ex-US Factor Tilt Index Fund
WGL / WGL Holdings, Inc.
FOX / Fox Corporation
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
RWT / Redwood Trust, Inc.
ALB / Albemarle Corporation
BA / The Boeing Company
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
XLNX / Xilinx, Inc.
CUZ / Cousins Properties Incorporated
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
MAC / The Macerich Company
REG / Regency Centers Corporation
MTCH / Match Group, Inc.
SWBI / Smith & Wesson Brands, Inc.
FLS / Flowserve Corporation
REXR / Rexford Industrial Realty, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
FLR / Fluor Corporation
WSR / Whitestone REIT
KRG / Kite Realty Group Trust
MIDD / The Middleby Corporation
ROIC / Retail Opportunity Investments Corp.
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
PEGI / Pattern Energy Group Inc.
EXR / Extra Space Storage Inc.
MBLY / Mobileye Global Inc.
RAVN / Raven Industries, Inc.
CSL / Carlisle Companies Incorporated
ERII / Energy Recovery, Inc.
GNOG / Golden Nugget Online Gaming Inc - Class A
DOW / Dow Inc.
BXP / Boston Properties, Inc.
CPT / Camden Property Trust
HST / Host Hotels & Resorts, Inc.
HDSN / Hudson Technologies, Inc.
KKR / KKR & Co. Inc.
ITRI / Itron, Inc.
GSAT / Globalstar, Inc.
EGP / EastGroup Properties, Inc.
KRC / Kilroy Realty Corporation
FTI / TechnipFMC plc
RAI / Reynolds American, Inc.
SSNI / Silver Spring Networks, Inc.
SKT / Tanger Inc.
VNO / Vornado Realty Trust
WAT / Waters Corporation
SPG / Simon Property Group, Inc.
AHH / Armada Hoffler Properties, Inc.
MWA / Mueller Water Products, Inc.
UDR / UDR, Inc.
LSI / Life Storage Inc - Registered Shares
SGEN / Seagen Inc
CVRR / CVR Refining LP
GRMN / Garmin Ltd.
CL / Colgate-Palmolive Company
EW / Edwards Lifesciences Corporation
SRE / Sempra
PSX / Phillips 66
MET / MetLife, Inc.
SGYPQ / SYNERGY PHARMACEUTICALS INC DEL
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SWK / Stanley Black & Decker, Inc.
LEA / Lear Corporation
EXI / iShares Trust - iShares Global Industrials ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
US8865471085 / Tiffany & Co.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
HUM / Humana Inc.
TPIC / TPI Composites, Inc.
XPDIX / PIMCO Dynamic Income Fund
FSLR / First Solar, Inc.
MRO / Marathon Oil Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
TWX / Warner Media LLC
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
DOX / Amdocs Limited
IXP / iShares Trust - iShares Global Comm Services ETF
RY / Royal Bank of Canada
CP / Canadian Pacific Kansas City Limited
DATA / Tableau Software, Inc.
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
EG / Everest Group, Ltd.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
ILMN / Illumina, Inc.
CMF / iShares Trust - iShares California Muni Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
XYZ / Block, Inc.
DTE / DTE Energy Company
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
UPS / United Parcel Service, Inc.
OMC / Omnicom Group Inc.
PM / Philip Morris International Inc.
GPN / Global Payments Inc.
ROK / Rockwell Automation, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DOW / Dow Inc.
BAC / Bank of America Corporation
SHW / The Sherwin-Williams Company
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
SNA / Snap-on Incorporated
LBTYA / Liberty Global Ltd.
IRT / Independence Realty Trust, Inc.
BMY / Bristol-Myers Squibb Company
IXJ / iShares Trust - iShares Global Healthcare ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
CVX / Chevron Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ARW / Arrow Electronics, Inc.
CMG / Chipotle Mexican Grill, Inc.
TRV / The Travelers Companies, Inc.
SO / The Southern Company
IBM / International Business Machines Corporation
AGNC / AGNC Investment Corp.
EXC / Exelon Corporation
ALL / The Allstate Corporation
REGN / Regeneron Pharmaceuticals, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
JPM / JPMorgan Chase & Co.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
TIP / iShares Trust - iShares TIPS Bond ETF
UAL / United Airlines Holdings, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
LULU / lululemon athletica inc.
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
BAX / Baxter International Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DOV / Dover Corporation
NEE / NextEra Energy, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
MRK / Merck & Co., Inc.
CHTR / Charter Communications, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
RSG / Republic Services, Inc.
BRK.B / Berkshire Hathaway Inc.
VFC / V.F. Corporation
CSCO / Cisco Systems, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
ACN / Accenture plc
KLAC / KLA Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CAG / Conagra Brands, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SAPA / SAP SE - Depositary Receipt (Common Stock)
SYK / Stryker Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MAIN / Main Street Capital Corporation
DCI / Donaldson Company, Inc.
STZ / Constellation Brands, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DFS / Discover Financial Services
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MRVL / Marvell Technology, Inc.
ADP / Automatic Data Processing, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
GOLD / Barrick Mining Corporation
IDA / IDACORP, Inc.
PLD / Prologis, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
PG / The Procter & Gamble Company
INTC / Intel Corporation
MCO / Moody's Corporation
C / Citigroup Inc.
NOC / Northrop Grumman Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
TWTR / Twitter Inc
MCK / McKesson Corporation
GLYC / GlycoMimetics, Inc.
CRM / Salesforce, Inc.
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
ETN / Eaton Corporation plc
MELI / MercadoLibre, Inc.
CELG / Celgene Corp.
VDE / Vanguard World Fund - Vanguard Energy ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
MMP / Magellan Midstream Partners L.P.
QTWO / Q2 Holdings, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
BF.A / Brown-Forman Corporation
21870UAA4 / Core Laboratories N.V. Bond
FEYE / FireEye Inc
NTLA / Intellia Therapeutics, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
CHUBK / Commercehub Inc
ITCI / Intra-Cellular Therapies, Inc.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
CTT / CatchMark Timber Trust Inc - Class A
CTXS / Citrix Systems, Inc.
CVA / Covanta Holding Corporation
HFC / HollyFrontier Corp
LBRDK / Liberty Broadband Corporation
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
ESPR / Esperion Therapeutics, Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
US54142L1098 / LogMein, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
DX / Dynex Capital, Inc.
DSL / DoubleLine Income Solutions Fund
OTTR / Otter Tail Corporation
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
SUPN / Supernus Pharmaceuticals, Inc.
NMFC / New Mountain Finance Corporation
BWP / Boardwalk Pipeline Partners L.P
36191JAB7 / GSV Capital Corp. Bond
FPI / Farmland Partners Inc.
P / Pandora Media, Inc.
CRC / California Resources Corporation
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
ETX / Eaton Vance Municipal Income 2028 Term Trust
HE / Hawaiian Electric Industries, Inc.
TCON / TRACON Pharmaceuticals, Inc.
BBBY / Bed Bath & Beyond, Inc.
HEPA / Hepion Pharmaceuticals, Inc.
61166W101 / Monsanto Co.
KREF / KKR Real Estate Finance Trust Inc.
FGEN / FibroGen, Inc.
VOXX / VOXX International Corporation
CHN / The China Fund, Inc.
DRV / Direxion Shares ETF Trust - Direxion Daily Real Estate Bear 3X Shares
INSY / Insys Therapeutics Inc.
GAP / The Gap, Inc.
PFG / Principal Financial Group, Inc.
FWONA / Formula One Group
BATRA / Atlanta Braves Holdings, Inc.
67424L100 / Obalon Therapeutics Inc
LKSD / LSC Communications, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
EOT / Eaton Vance National Municipal Opportunities Trust
UTHR / United Therapeutics Corporation
AERI / Aerie Pharmaceuticals Inc
MLNT / Melinta Therapeutics, Inc.
ICMB / Investcorp Credit Management BDC, Inc.
CVRS / Corindus Vascular Robotics, Inc.
FRTA / Forterra Inc
GNCA / Genocea Biosciences Inc
RARE / Ultragenyx Pharmaceutical Inc.
AEE / Ameren Corporation
US1182301010 / Buckeye Partners, L.P.
SGRY / Surgery Partners, Inc.
VRNS / Varonis Systems, Inc.
US049164BH82 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
DCP / DCP Midstream LP - Unit
/ Delphi Technologies PLC
DFIN / Donnelley Financial Solutions, Inc.
DISCK / Warner Bros.Discovery Inc - Series C
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
EMIF / iShares Trust - iShares Emerging Markets Infrastructure ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
MSEX / Middlesex Water Company
SKIS / Peak Resorts, Inc.
PVH / PVH Corp.
QUIK / QuickLogic Corporation
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
RGORF / Randgold Resources Ltd.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
TGNA / TEGNA Inc.
EEP / Enbridge Energy Partners, L.P.
TRUP / Trupanion, Inc.
QGEN / Qiagen N.V.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
ASCMB / Ascent Capital Group, Inc.
TROW / T. Rowe Price Group, Inc.
G5480U138 / Liberty Global plc LiLAC Class A
US85207U1051 / Sprint Corporation
BHF / Brighthouse Financial, Inc.
AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
MULE / Mulesoft, Inc.
ALRM / Alarm.com Holdings, Inc.
TRU / TransUnion
EGFHF / ICPEI Holdings Inc
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
CC / The Chemours Company
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
XBHKX / BlackRock Core Bond Trust
TEL / TE Connectivity plc
CHUBK / Commercehub Inc
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
EIX / Edison International
LUV / Southwest Airlines Co.
QRTEA / Qurate Retail Inc - Series A
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
US16941M1099 / China Mobile Ltd.
HAO / Haoxi Health Technology Limited
QRTEA / Qurate Retail Inc - Series A
US87233Q1085 / TC Pipelines, LP
87244TAB5 / TICC Capital Corp. Bond
TYG / Tortoise Energy Infrastructure Corporation
ASXC / Asensus Surgical, Inc.
BOBE / Bob Evans Farms, Inc.
NKTR / Nektar Therapeutics
KED / Kayne Anderson Energy Development Company
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
LOXO / Loxo Oncology, Inc.
GPRO / GoPro, Inc.
ESRX / Express Scripts Holding Co.
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
WBC / Wabco Holdings, Inc.
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
AABA / Altaba Inc
US60739U2042 / MobileIron, Inc.
ALPN / Alpine Immune Sciences, Inc.
RTN / Raytheon Co.
BFZ / BlackRock California Municipal Income Trust
IGI / Western Asset Investment Grade Opportunity Trust Inc.
VMC / Vulcan Materials Company
19041P105 / CBS Corp.
ALGN / Align Technology, Inc.
AVB / AvalonBay Communities, Inc.
ADNT / Adient plc
SIG / Signet Jewelers Limited
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
IPG / The Interpublic Group of Companies, Inc.
DNB / Dun & Bradstreet Holdings, Inc.
JEF / Jefferies Financial Group Inc.
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
ZG / Zillow Group, Inc.
ZG / Zillow Group, Inc.
CAIAF / CA Immobilien Anlagen AG
INTG / The InterGroup Corporation
NWSA / News Corporation
BWA / BorgWarner Inc.
AYI / Acuity Inc.
PCG / PG&E Corporation
VIA / Via Transportation, Inc.
XRX / Xerox Holdings Corporation
PEAK / Healthpeak Properties, Inc.
DISCA / Discovery Inc - Class A
LLL / JX Luxventure Limited
PPL / PPL Corporation
IXG / iShares Trust - iShares Global Financials ETF
SNAP / Snap Inc.
ZNGA / Zynga Inc - Class A
QRVO / Qorvo, Inc.
LTRPA / Liberty TripAdvisor Holdings, Inc.
ATEN / A10 Networks, Inc.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
IGN / iShares Trust - iShares North American Tech-Multimedia Networking ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
FMAT / Fidelity Covington Trust - Fidelity MSCI Materials Index ETF
TSS / Total System Services, Inc.
DNP / DNP Select Income Fund Inc.
QQQ / Invesco QQQ Trust, Series 1
COL / Rockwell Collins, Inc.
CARS / Cars.com Inc.
WPS / iShares Trust - iShares International Developed Property ETF
RRD / R.R. Donnelley & Sons Co.
PHK / PIMCO High Income Fund
JXI / iShares Trust - iShares Global Utilities ETF
CNDT / Conduent Incorporated
WTRG / Essential Utilities, Inc.
DDD / 3D Systems Corporation
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
CNSL / Consolidated Communications Holdings, Inc.
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
APO / Apollo Global Management, Inc.
XUSAX / Liberty All Star Equity Fund
PNM / PNM Resources, Inc.
SH / ProShares Trust - ProShares Short S&P500
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ASIX / AdvanSix Inc.
CG / The Carlyle Group Inc.
FLTB / Fidelity Merrimack Street Trust - Fidelity Limited Term Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
VMW / Vmware Inc. - Class A
US9487411038 / Weingarten Realty Investors
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
WTS / Watts Water Technologies, Inc.
TRMB / Trimble Inc.
POT / Potash Corp. of Saskatchewan, Inc.
CNI / Canadian National Railway Company
AIV / Apartment Investment and Management Company
CONE / CyrusOne Inc
RXN / Rexnord Corp
ARES / Ares Management Corporation
AAT / American Assets Trust, Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
ZAYO / Zayo Group Holdings, Inc.
CARA / Cara Therapeutics, Inc.
LBRDA / Liberty Broadband Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
BOH / Bank of Hawaii Corporation
C.WSA / Citigroup, Inc.
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
GOOG / Alphabet Inc.
EDIT / Editas Medicine, Inc.
ATP / Atlantic Power Corp.
OPK / OPKO Health, Inc.
MGNX / MacroGenics, Inc.
XYL / Xylem Inc.
KHC / The Kraft Heinz Company
DAL / Delta Air Lines, Inc.
CTSH / Cognizant Technology Solutions Corporation
AVT / Avnet, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IFF / International Flavors & Fragrances Inc.
FSK / FS KKR Capital Corp.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
ARCC / Ares Capital Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ESRT / Empire State Realty Trust, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MOS / The Mosaic Company
LBTYK / Liberty Global Ltd.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
NVG / Nuveen AMT-Free Municipal Credit Income Fund
EA / Electronic Arts Inc.
ATVI / Activision Blizzard Inc
MSCI / MSCI Inc.
MS / Morgan Stanley
CLVS / Clovis Oncology Inc
WMT / Walmart Inc.
CI / The Cigna Group
ELV / Elevance Health, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
V / Visa Inc.
EBAY / eBay Inc.
DIS / The Walt Disney Company
MSFT / Microsoft Corporation
CLX / The Clorox Company
TGT / Target Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
A / Agilent Technologies, Inc.
BIIB / Biogen Inc.
DHR / Danaher Corporation
PRU / Prudential Financial, Inc.
AXP / American Express Company
CB / Chubb Limited
NSC / Norfolk Southern Corporation
HCA / HCA Healthcare, Inc.
EGHT / 8x8, Inc.
GD / General Dynamics Corporation
SJM / The J. M. Smucker Company
YUM / Yum! Brands, Inc.
COP / ConocoPhillips
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
SPLK / Splunk Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
PXD / Pioneer Natural Resources Company
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
ET / Energy Transfer LP - Limited Partnership
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BFB / Brown-Forman Corp. - Class B
JQC / Nuveen Credit Strategies Income Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
MCHP / Microchip Technology Incorporated
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
YUMC / Yum China Holdings, Inc.
IAU / iShares Gold Trust
COST / Costco Wholesale Corporation
TXN / Texas Instruments Incorporated
CAT / Caterpillar Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
ENB / Enbridge Inc.
INGR / Ingredion Incorporated
IONS / Ionis Pharmaceuticals, Inc.
SCHW / The Charles Schwab Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership