Market Value567,261,000
Total Holdings29
File Date2016-02-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMBKP / American Capital Trust I - Preferred Security
HTGC / Hercules Capital, Inc.
BKCC / BlackRock Capital Investment Corporation
03761UAE6 / Apollo Investment Corp. Bond
OCSL / Oaktree Specialty Lending Corporation
GBDC / Golub Capital BDC, Inc.
SLRC / SLR Investment Corp.
451055107 / Iconix Brand Group Inc
04010LAG8 / Ares Capital Corp. 4.875% Bond Due 3/15/2017
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
092533AB4 / BlackRock Capital Investment Corporation Bond
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
151290BB8 / Cemex S.A.B de C.V. Bond 3.250% 3/1
451055AE7 / Iconix Brand Group, Inc. 2.5% Bond due 2016-06-01
04010LAB9 / Ares Capital Corp. 5.75% Bond Due 2/1/2016
PSEC / Prospect Capital Corporation
31679BAC4 / Fifth Street Finance Corp. 5.375% Bond due 2016-04-01
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018
US87265KAB89 / TPG Specialty Lending, Inc. Bond
ABDC / Altmore BDC Inc
SVVC / Firsthand Technology Value Fund, Inc.
04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019
647551AB6 / New Mountain Finance Corporation Bond
US87238QAB95 / TCP Capital Corp., 5.25% Bond due 2019-12-15
HRZN / Horizon Technology Finance Corporation
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15