Market Value563,912,000
Total Holdings866
File Date2016-10-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PRU / Prudential Financial, Inc.
ATVI / Activision Blizzard Inc
DRQ / Dril-Quip, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
IBB / iShares Trust - iShares Biotechnology ETF
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
BXLT / Baxalta Incorporated
BHK / BlackRock Core Bond Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PSEC / Prospect Capital Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
MYI / BlackRock MuniYield Quality Fund III, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWM / iShares Trust - iShares Russell 2000 ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
BAC / Bank of America Corporation
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
SSO / ProShares Trust - ProShares Ultra S&P500
EPD / Enterprise Products Partners L.P. - Limited Partnership
QLD / ProShares Trust - ProShares Ultra QQQ
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
SLV / iShares Silver Trust
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
BMO / Bank of Montreal
NXC / Nuveen California Select Tax-Free Income Portfolio
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
NCR / NCR Corp.
MYC / BlackRock MuniYield California Fund Inc
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SAP / SAP SE - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
PAA / Plains All American Pipeline, L.P. - Limited Partnership
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
BME / BlackRock Health Sciences Trust
IXN / iShares Trust - iShares Global Tech ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BAM / Brookfield Asset Management Ltd.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
PKO / Pimco Income Opportunity Fund
EVM / Eaton Vance California Municipal Bond Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
VEEV / Veeva Systems Inc.
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
VUG / Vanguard Index Funds - Vanguard Growth ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
JBHT / J.B. Hunt Transport Services, Inc.
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TQQQ / ProShares Trust - ProShares UltraPro QQQ
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IYF / iShares Trust - iShares U.S. Financials ETF
EBAY / eBay Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AVNT / Avient Corporation
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
YELL / Yellow Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
DUK / Duke Energy Corporation
MNKKQ / Mallinckrodt Plc
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
KURA / Kura Oncology, Inc.
ACM / AECOM
HTGC / Hercules Capital, Inc.
TTSH / Tile Shop Holdings, Inc.
SVRA / Savara Inc.
AKRX / Akorn, Inc.
HP / Helmerich & Payne, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
NOG / Northern Oil and Gas, Inc.
O / Realty Income Corporation
DB / Deutsche Bank Aktiengesellschaft
ASH / Ashland Inc.
HAL / Halliburton Company
CMI / Cummins Inc.
NVDA / NVIDIA Corporation
ED / Consolidated Edison, Inc.
IMMR / Immersion Corporation
TWX / Warner Media LLC
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
SCAI / Surgical Care Affiliates, Inc.
ACTA / Actua Corporation
VRTV / Veritiv Corp
CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597)
SPB / Spectrum Brands Holdings, Inc.
HAWK / Blackhawk Network Holdings, Inc.
VNR / Vanguard Natural Resources, LLC
TYG / Tortoise Energy Infrastructure Corporation
HRC / Hill-Rom Holdings Inc
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
CB / Chubb Limited
DMO / Western Asset Mortgage Opportunity Fund Inc.
XUTGX / Reaves Utility Income Fund
KMI.WS / Kinder Morgan, Inc. Warrants
LEE / Lee Enterprises, Incorporated
LCI / Lannett Co., Inc.
US60877T1007 / Momenta Pharmaceuticals, Inc.
PTY / Partway Group Plc
COWN / Cowen Inc - Class A
EIX / Edison International
CLDX / Celldex Therapeutics, Inc.
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
EQIX / Equinix, Inc.
DRE / Duke Realty Corporation - Preferred Security
EWA / iShares, Inc. - iShares MSCI Australia ETF
VRTX / Vertex Pharmaceuticals Incorporated
RPM / RPM International Inc.
KMB / Kimberly-Clark Corporation
V / Visa Inc.
CHTR / Charter Communications, Inc.
QCOM / QUALCOMM Incorporated
TRIP / Tripadvisor, Inc.
ZUMZ / Zumiez Inc.
XZTRX / Zweig Total Return Fund Inc.
RUN / Sunrun Inc.
ILG / Interior Logic Group Holdings Inc
LLY / Eli Lilly and Company
ENR / Energizer Holdings, Inc.
KO / The Coca-Cola Company
LRCX / Lam Research Corporation
EPC / Edgewell Personal Care Company
MCD / McDonald's Corporation
KMI / Kinder Morgan, Inc.
INT / World Fuel Services Corp.
PLD / Prologis, Inc.
NTAP / NetApp, Inc.
MKSI / MKS Inc.
BKNG / Booking Holdings Inc.
VLO / Valero Energy Corporation
FTR / Frontier Communications Corp.
LKQ / LKQ Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
IYW / iShares Trust - iShares U.S. Technology ETF
EW / Edwards Lifesciences Corporation
XOMA / XOMA Royalty Corporation
AXON / Axon Enterprise, Inc.
TROV / TrovaGene, Inc.
EMR / Emerson Electric Co.
MMM / 3M Company
INCY / Incyte Corporation
KNDI / Kandi Technologies Group, Inc.
US0549371070 / BB&T Corp.
WBIL / Absolute Shares Trust - WBI BullBear Quality 3000 ETF
US04351G1013 / Ascena Retail Group, Inc.
AUO / AU Optronics Corp.
US69329Y1047 / PDL BioPharma, Inc.
WFT / Weatherford International plc
AHGP / Alliance Holdings GP, L.P
HDSN / Hudson Technologies, Inc.
H01531104 / Allied World Assurance Company Holding AG
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PTEN / Patterson-UTI Energy, Inc.
RBSPF / NatWest Group plc
BAC.WS.A / Bank of America Corp. A Warrants
NTP / Nam Tai Property Inc
SSN / Samson Oil & Gas Limited
US00400R5028 / WBI BullBear Rising Income 3000 ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
WBIC / WBI SMID Tactical Yield Shares
WBID / WBI SMID Tactical Select Shares
IM / Ingram Micro Inc.
PGNX / Progenics Pharmaceuticals, Inc.
BRK.A / Berkshire Hathaway Inc.
NWE / NorthWestern Energy Group, Inc.
LINE / Lineage, Inc.
BWLD / Buffalo Wild Wings, Inc.
PRA / ProAssurance Corporation
WFM / Whole Foods Market, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
TRP / TC Energy Corporation
SXL / Sunoco Logistics Partners L.P.
OKS / ONEOK Partners, L.P.
GSOL / Grayscale Solana Trust (SOL)
WES / Western Midstream Partners, LP - Limited Partnership
MJN / Mead Johnson Nutrition Co.
SLGN / Silgan Holdings Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
847560109 / Spectra Energy Corp.
CHK / Chesapeake Energy Corporation
PNRA / Panera Bread Co.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BWP / Boardwalk Pipeline Partners L.P
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
91911K102 / Bausch Health Companies
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
KYO / Kyocera Corp.
LLTC / Linear Technology Corp.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
GWR / Genesee & Wyoming, Inc.
MSEX / Middlesex Water Company
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
AVP / Avon Products, Inc.
LUX / Tema ETF Trust - Tema Luxury ETF
SCHL / Scholastic Corporation
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
GIL / Gildan Activewear Inc.
REFR / Research Frontiers Incorporated
TLN / Talen Energy Corporation
SNH / Senior Housing Properties Trust
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
WBII / WBI Investments Inc - WBI BullBear Global Income ETF
HUM / Humana Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
US0325111070 / Anadarko Petroleum Corp.
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
TBRA / Tobira Therapeutics, Inc.
HQCL / Hanwha Q CELLS Co., Ltd.
PJT / PJT Partners Inc.
WBIH / WBI Tactical High Income Shares
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
OA / Orbital ATK, Inc.
KNX / Knight-Swift Transportation Holdings Inc.
ICLD / InterCloud Systems, Inc.
TCPC / BlackRock TCP Capital Corp.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
OMED / OptMed Inc
IRMD / IRADIMED CORPORATION
RAI / Reynolds American, Inc.
HIX / Western Asset High Income Fund II Inc.
QQQ / Invesco QQQ Trust, Series 1
PNNT / PennantPark Investment Corporation
SODA / SodaStream International Ltd.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
SGC / Superior Group of Companies, Inc.
EUSC / WisdomTree Trust - WisdomTree European Opportunities Fund
CAKE / The Cheesecake Factory Incorporated
WBIA / WBI BullBear Rising Income 2000 ETF
BHI / Baker Hughes Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
AEIS / Advanced Energy Industries, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
PSAU / PowerShares Global Gold and Precious Metals Portfolio
WPZ / Access Midstream Partners, L.P
HMST / HomeStreet, Inc.
COVS / Covisint Corporation
WBIG / Absolute Shares Trust - WBI BullBear Yield 3000 ETF
PACW / Pacwest Bancorp
ENH / Endurance Specialty Holdings, Ltd.
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
ICPT / Intercept Pharmaceuticals Inc
STRP / Straight Path Communications Inc.
LGCY / Legacy Education Inc.
ENSG / The Ensign Group, Inc.
385002100 / Gramercy Property Trust Inc.
MBLY / Mobileye Global Inc.
126132109 / CNOOC Ltd.
MOBI / Sky-mobi Ltd.
DYN / Dyne Therapeutics, Inc.
VRTB / Vestin Realty Mortgage II Inc
BCRX / BioCryst Pharmaceuticals, Inc.
QMCO / Quantum Corporation
JPS / Nuveen Preferred & Income Securities Fund
SUNE / SUNation Energy Inc.
EEB / Invesco BRIC ETF
US87233Q1085 / TC Pipelines, LP
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
VIAV / Viavi Solutions Inc.
SHPG / Shire Plc.
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X Shares
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
ZTR / Virtus Global Dividend & Income Fund Inc.
COL / Rockwell Collins, Inc.
XHR / Xenia Hotels & Resorts, Inc.
INOV / Innovator ETFs Trust - Innovator International Developed Power Buffer ETF - November
CRMT / America's Car-Mart, Inc.
RWM / ProShares Trust - ProShares Short Russell2000
OZRK / Bank of the Ozarks, Inc.
MPLX / MPLX LP - Limited Partnership
RLYP / Relypsa, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
SEP / Spectra Energy Partners LP
BIND / BIND Therapeutics, Inc.
XWEAX / Western Asset Premier Bond Fund
JOY / Joy Global, Inc.
WNR / Western Refining, Inc.
PHYS / Sprott Physical Gold Trust
NVG / Nuveen AMT-Free Municipal Credit Income Fund
UNF / UniFirst Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
TRQ / Turquoise Hill Resources Ltd
CAVM / MontaVista Software, LLC
BBU / Brookfield Business Partners L.P. - Limited Partnership
WBIF / Absolute Shares Trust - WBI BullBear Value 3000 ETF
SKUL / Skullcandy, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IDV / iShares Trust - iShares International Select Dividend ETF
US2782651036 / Eaton Vance Corp.
PHK / PIMCO High Income Fund
CY / Cypress Semiconductor Corp.
AABA / Altaba Inc
JAX / J. Alexanders Holdings Inc
US85207U1051 / Sprint Corporation
904784709 / Unilever N.V.
JAN / JanOne Inc.
CSC / Computer Sciences Corp.
WBIB / WBI SMID Tactical Value Shares
BLD / TopBuild Corp.
SNX / TD SYNNEX Corporation
RMTI / Rockwell Medical, Inc.
CW / Curtiss-Wright Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PMC / PIMCO Municipal Credit Income Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
MCR / MFS Charter Income Trust
QLGC / QLogic Corp.
SU / Suncor Energy Inc.
JMF / Nuveen Energy MLP Total Return Fund
ROIC / Retail Opportunity Investments Corp.
IIM / Invesco Value Municipal Income Trust
BOX / Box, Inc.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
SPLS / Staples, Inc.
91911K102 / Bausch Health Companies
WPS / iShares Trust - iShares International Developed Property ETF
GRA / W.R. Grace & Co.
TUP / Tupperware Brands Corporation
TOO / Teekay Offshore Partners L.P.
RTN / Raytheon Co.
EGHT / 8x8, Inc.
NSIT / Insight Enterprises, Inc.
SOR / Source Capital
HAIN / The Hain Celestial Group, Inc.
ARW / Arrow Electronics, Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
US33812L1026 / Fitbit Inc.
MKL / Markel Group Inc.
EWY / iShares, Inc. - iShares MSCI South Korea ETF
NUV / Nuveen Municipal Value Fund, Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
PBT / Permian Basin Royalty Trust
WEN / The Wendy's Company
TRI / Thomson Reuters Corporation
EWG / iShares, Inc. - iShares MSCI Germany ETF
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X Shares
P / Pandora Media, Inc.
PSO / Pearson plc - Depositary Receipt (Common Stock)
WM / Waste Management, Inc.
ALB / Albemarle Corporation
SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
US3021041047 / ExOne Co
SATS / EchoStar Corporation
SCHW / The Charles Schwab Corporation
ECYT / Endocyte, Inc.
DVN / Devon Energy Corporation
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
IXP / iShares Trust - iShares Global Comm Services ETF
US2243991054 / Crane Co.
HON / Honeywell International Inc.
DIS / The Walt Disney Company
EXPE / Expedia Group, Inc.
EXC / Exelon Corporation
DVA / DaVita Inc.
DISH / DISH Network Corporation
GLD / SPDR Gold Trust
JCP / J.C. Penney Co., Inc.
SBAC / SBA Communications Corporation
CAG / Conagra Brands, Inc.
FMBI / First Midwest Bancorp, Inc.
DAL / Delta Air Lines, Inc.
61166W101 / Monsanto Co.
USO / United States Oil Fund, LP - Limited Partnership
SPB / Spectrum Brands Holdings, Inc.
ABC / Amerisource Bergen Corp.
ALRCX / ALPS/Alerian MLP Infras Index C
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
CNQ / Canadian Natural Resources Limited
IWD / iShares Trust - iShares Russell 1000 Value ETF
VRSN / VeriSign, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
BCR / C. R. Bard, Inc. - Corporate Bond/Note
SPWR / Complete Solaria, Inc.
TGT / Target Corporation
MACK / Merrimack Pharmaceuticals, Inc.
NUAN / Nuance Communications Inc
PYPL / PayPal Holdings, Inc.
HIG / The Hartford Insurance Group, Inc.
WY / Weyerhaeuser Company
BCS / Barclays PLC - Depositary Receipt (Common Stock)
XNCR / Xencor, Inc.
SIGI / Selective Insurance Group, Inc.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
NNA / Navios Maritime Acquisition Corp
VLTC / Voltari Corporation
TSLX / Sixth Street Specialty Lending, Inc.
PXR / PowerShares Emerging Markets Infrastructure Portfolio
GM.WS.A / General Motors Company
LGIH / LGI Homes, Inc.
XPHTX / Pioneer High Income Trust
VNM / VanEck ETF Trust - VanEck Vietnam ETF
AINV / Apollo Investment Corporation
PCMI / PC Mall, Inc.
TTWO / Take-Two Interactive Software, Inc.
USB / U.S. Bancorp
POT / Potash Corp. of Saskatchewan, Inc.
WIT / Wipro Limited - Depositary Receipt (Common Stock)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GOLD / Barrick Mining Corporation
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CNAT / Conatus Pharmaceuticals Inc.
BX / Blackstone Inc.
PEAK / Healthpeak Properties, Inc.
ARCC / Ares Capital Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GCP / GCP Applied Technologies Inc
PCG / PG&E Corporation
VIAB / Viacom, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
INFY / Infosys Limited - Depositary Receipt (Common Stock)
RVT / Royce Small-Cap Trust, Inc.
CIT / CIT Group Inc
L / Loews Corporation
SNP / China Petroleum & Chemical Corp - ADR
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
887228104 / Time Inc.
MO / Altria Group, Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DEO / Diageo plc - Depositary Receipt (Common Stock)
ICLR / ICON Public Limited Company
ESV / Ensco plc
SNV / Synovus Financial Corp.
GWP / GW Pharmaceuticals plc
FVE / Five Star Senior Living Inc.
HSY / The Hershey Company
BEN / Franklin Resources, Inc.
BA / The Boeing Company
CCJ / Cameco Corporation
SEE / Sealed Air Corporation
PSA / Public Storage
CBI / Chicago Bridge & Iron Co., N.V.
CNI / Canadian National Railway Company
SFE / Safeguard Scientifics, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VIRX / Viracta Therapeutics, Inc.
M / Macy's, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
NEM / Newmont Corporation
CLX / The Clorox Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RS / Reliance, Inc.
TARO / Taro Pharmaceutical Industries Ltd.
JBLU / JetBlue Airways Corporation
CNXC / Concentrix Corporation
MA / Mastercard Incorporated
BFZ / BlackRock California Municipal Income Trust
MTR / Mesa Royalty Trust
FOX / Fox Corporation
AIKI / AIkido Pharma Inc
EAT / Brinker International, Inc.
CMCSA / Comcast Corporation
TVTY / Tivity Health Inc
LVS / Las Vegas Sands Corp.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
CDK / CDK Global Inc
/ FERRELLGAS PARTNERS LP Unit
ETN / Eaton Corporation plc
CLMT / Calumet, Inc.
ORCL / Oracle Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MPC / Marathon Petroleum Corporation
PAAS / Pan American Silver Corp.
LOW / Lowe's Companies, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
HNP / Huaneng Power International Inc. - ADR
/ Wyndham Destinations, Inc.
BRCD / Brocade Communications Systems, Inc.
/ Windstream Holdings, Inc
/ Sina Corp.
AET / Aetna, Inc.
CREE / Cree, Inc.
CSRA / CSRA Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
CHS / Chico's FAS, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GOOG / Alphabet Inc.
CVBF / CVB Financial Corp.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
DFS / Discover Financial Services
F / Ford Motor Company
SUPN / Supernus Pharmaceuticals, Inc.
018490100 / Allergan plc
/ Denbury Resources, Inc.
EXI / iShares Trust - iShares Global Industrials ETF
ADBE / Adobe Inc.
CAIAF / CA Immobilien Anlagen AG
MS / Morgan Stanley
QSR / Restaurant Brands International Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
SRE / Sempra
872307903 / TCF Financial Corporation
SIRI / Sirius XM Holdings Inc.
MDU / MDU Resources Group, Inc.
GS / The Goldman Sachs Group, Inc.
MBT / Mobile Telesystems PJSC - ADR
SESN / Sesen Bio Inc.
/ Hermitage Offshore Services Ltd
LUV / Southwest Airlines Co.
AOS / A. O. Smith Corporation
BANC / Banc of California, Inc.
PMT / PennyMac Mortgage Investment Trust
INSI / Insight Select Income Fund
BURL / Burlington Stores, Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
SSYS / Stratasys Ltd.
GPRO / GoPro, Inc.
PNW / Pinnacle West Capital Corporation
UIS / Unisys Corporation
DOW / Dow Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
CVE / Cenovus Energy Inc.
CWCO / Consolidated Water Co. Ltd.
MDLZ / Mondelez International, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
CPB / The Campbell's Company
GLW / Corning Incorporated
KOS / Kosmos Energy Ltd.
RACE / Ferrari N.V.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
LECO / Lincoln Electric Holdings, Inc.
IPXL / Impax Laboratories, Inc.
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
NAT / Nordic American Tankers Limited
AMAT / Applied Materials, Inc.
WATT / Energous Corporation
RTX / RTX Corporation
CMG / Chipotle Mexican Grill, Inc.
JNJ / Johnson & Johnson
UNH / UnitedHealth Group Incorporated
GER / GE Capital Global Holdings, LLC - Preferred Security
AMGN / Amgen Inc.
ADM / Archer-Daniels-Midland Company
WPG / Washington Prime Group Inc
CSX / CSX Corporation
IGT / International Game Technology PLC
FOXA / Fox Corporation
SDRL / Seadrill Limited
IPG / The Interpublic Group of Companies, Inc.
DELL / Dell Technologies Inc.
RMD / ResMed Inc.
ECL / Ecolab Inc.
US16941M1099 / China Mobile Ltd.
LPX / Louisiana-Pacific Corporation
PUK / Prudential plc - Depositary Receipt (Common Stock)
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
BSAC / Banco Santander-Chile - Depositary Receipt (Common Stock)
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
RCS / PIMCO Strategic Income Fund, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
DDM / ProShares Trust - ProShares Ultra Dow30
US92220P1057 / Varian Medical Systems, Inc.
SIL / Global X Funds - Global X Silver Miners ETF
ES / Eversource Energy
GIS / General Mills, Inc.
OTTR / Otter Tail Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
TOL / Toll Brothers, Inc.
SMTC / Semtech Corporation
AVNS / Avanos Medical, Inc.
SEED / Origin Agritech Limited
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GLMD / Galmed Pharmaceuticals Ltd.
PPL / PPL Corporation
CERN / Cerner Corp.
UPS / United Parcel Service, Inc.
US2692464017 / E*TRADE Financial, Inc.
PEP / PepsiCo, Inc.
CRH / CRH plc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AVGO / Broadcom Inc.
ALKS / Alkermes plc
SABR / Sabre Corporation
ARNC / Arconic Corporation
ALK / Alaska Air Group, Inc.
LEA / Lear Corporation
PDCO / Patterson Companies, Inc.
MSI / Motorola Solutions, Inc.
WIRE / Encore Wire Corporation
GNTX / Gentex Corporation
SWKS / Skyworks Solutions, Inc.
SRCL / Stericycle, Inc.
FL / Foot Locker, Inc.
FCX / Freeport-McMoRan Inc.
HD / The Home Depot, Inc.
FIS / Fidelity National Information Services, Inc.
TSLA / Tesla, Inc.
BBWI / Bath & Body Works, Inc.
KMI / Kinder Morgan, Inc.
FNF / Fidelity National Financial, Inc.
IDA / IDACORP, Inc.
DLTR / Dollar Tree, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
PFG / Principal Financial Group, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IAU / iShares Gold Trust
WTRG / Essential Utilities, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ZNGA / Zynga Inc - Class A
SKX / Skechers U.S.A., Inc.
NOV / NOV Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
TWLO / Twilio Inc.
NICE / NICE Ltd. - Depositary Receipt (Common Stock)
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CVGW / Calavo Growers, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MBB / iShares Trust - iShares MBS ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NLY / Annaly Capital Management, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
GPC / Genuine Parts Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
US0268741560 / American International Group, Inc. Warrants
AMXVF / America Movil S.A.B.DE C.V. - Series L
IBM / International Business Machines Corporation
AFG / American Financial Group, Inc.
NP / Neenah Inc
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
HPE / Hewlett Packard Enterprise Company
19041P105 / CBS Corp.
DARE / Daré Bioscience, Inc.
ALTO / Alto Ingredients, Inc.
NWSA / News Corporation
FSK / FS KKR Capital Corp.
CP / Canadian Pacific Kansas City Limited
GILD / Gilead Sciences, Inc.
SSL / Sasol Limited - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
JPM / JPMorgan Chase & Co.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
ECA / EnCana Corp.
PXD / Pioneer Natural Resources Company
FDX / FedEx Corporation
PNC / The PNC Financial Services Group, Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.
HLT / Hilton Worldwide Holdings Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PPG / PPG Industries, Inc.
INTC / Intel Corporation
CAJ / Canon Inc. - ADR
EMN / Eastman Chemical Company
CNP / CenterPoint Energy, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IONS / Ionis Pharmaceuticals, Inc.
COP / ConocoPhillips
BCE / BCE Inc.
BLDP / Ballard Power Systems Inc.
HAS / Hasbro, Inc.
PSMT / PriceSmart, Inc.
IMGN / ImmunoGen, Inc.
WBA / Walgreens Boots Alliance, Inc.
TD / The Toronto-Dominion Bank
AAPL / Apple Inc.
WRB / W. R. Berkley Corporation
APH / Amphenol Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
XYL / Xylem Inc.
BDX / Becton, Dickinson and Company
CCL / Carnival Corporation & plc
CMF / iShares Trust - iShares California Muni Bond ETF
BIIB / Biogen Inc.
ROST / Ross Stores, Inc.
XEL / Xcel Energy Inc.
ESRX / Express Scripts Holding Co.
FLS / Flowserve Corporation
FTV / Fortive Corporation
TEL / TE Connectivity plc
RY / Royal Bank of Canada
GD / General Dynamics Corporation
SPG / Simon Property Group, Inc.
ILMN / Illumina, Inc.
CVS / CVS Health Corporation
DOW / Dow Inc.
NSC / Norfolk Southern Corporation
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MXL / MaxLinear, Inc.
US00C4U1L353 / Mylan N.V.
SHOP / Shopify Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
AKO.A / Embotelladora Andina S.A. - Depositary Receipt (Common Stock)
UBS / UBS Group AG
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
ECTM / ECA Marcellus Trust I
SBUX / Starbucks Corporation
VTR / Ventas, Inc.
K3ED / China Telecom Corporation Ltd.
UNIT / Unity Group LLC
GPS / The Gap, Inc.
UNP / Union Pacific Corporation
LNG / Cheniere Energy, Inc.
BBY / Best Buy Co., Inc.
WFC / Wells Fargo & Company
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
NTRS / Northern Trust Corporation
EOG / EOG Resources, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
SO / The Southern Company
FRC / First Republic Bank
WAB / Westinghouse Air Brake Technologies Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PTR / PetroChina Co. Ltd. - ADR
EGN / Energen Corp.
MFC / HEXAOM
IX / ORIX Corporation - Depositary Receipt (Common Stock)
AAP / Advance Auto Parts, Inc.
DE / Deere & Company
IP / International Paper Company
SLB / Schlumberger Limited
FSLR / First Solar, Inc.
KGC / Kinross Gold Corporation
INTU / Intuit Inc.
GOOGL / Alphabet Inc.
KHC / The Kraft Heinz Company
BAX / Baxter International Inc.
ACN / Accenture plc
ISRG / Intuitive Surgical, Inc.
PM / Philip Morris International Inc.
REX / REX American Resources Corporation
MGM / MGM Resorts International
FTNT / Fortinet, Inc.
CMC / Commercial Metals Company
CSCO / Cisco Systems, Inc.
DOV / Dover Corporation
MET / MetLife, Inc.
AMT / American Tower Corporation
OXY / Occidental Petroleum Corporation
AMZN / Amazon.com, Inc.
ADP / Automatic Data Processing, Inc.
BMY / Bristol-Myers Squibb Company
AWK / American Water Works Company, Inc.
KSU / Kansas City Southern
A / Agilent Technologies, Inc.
APA / APA Corporation
NLOK / NortonLifeLock Inc
NG / NovaGold Resources Inc.
HOG / Harley-Davidson, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
PG / The Procter & Gamble Company
GRMN / Garmin Ltd.
HE / Hawaiian Electric Industries, Inc.
LUMN / Lumen Technologies, Inc.
AIG / American International Group, Inc.
CRC / California Resources Corporation
ANTM / Anthem Inc
PRLB / Proto Labs, Inc.
PAYX / Paychex, Inc.
YUM / Yum! Brands, Inc.
FE / FirstEnergy Corp.
AZO / AutoZone, Inc.
MAS / Masco Corporation
KEYS / Keysight Technologies, Inc.
CHD / Church & Dwight Co., Inc.
WDC / Western Digital Corporation
LEN / Lennar Corporation
NOC / Northrop Grumman Corporation
AAL / American Airlines Group Inc.
FAST / Fastenal Company
TDC / Teradata Corporation
TJX / The TJX Companies, Inc.
NEE / NextEra Energy, Inc.
APD / Air Products and Chemicals, Inc.
SAFT / Safety Insurance Group, Inc.
LITE / Lumentum Holdings Inc.
NUE / Nucor Corporation
AON / Aon plc
COST / Costco Wholesale Corporation
DHR / Danaher Corporation
CAT / Caterpillar Inc.
ADSK / Autodesk, Inc.
STX / Seagate Technology Holdings plc
AEP / American Electric Power Company, Inc.
SPSC / SPS Commerce, Inc.
LULU / lululemon athletica inc.
WYNN / Wynn Resorts, Limited
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EHC / Encompass Health Corporation
C / Citigroup Inc.
SLG / SL Green Realty Corp.
PFE / Pfizer Inc.
CRL / Charles River Laboratories International, Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
CI / The Cigna Group
CRM / Salesforce, Inc.
HPQ / HP Inc.
RNR / RenaissanceRe Holdings Ltd.
TRV / The Travelers Companies, Inc.
SIVB / SVB Financial Group
ALE / ALLETE, Inc.
ABM / ABM Industries Incorporated
AMBA / Ambarella, Inc.
STT / State Street Corporation
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
FNF / Fidelity National Financial, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ABBV / AbbVie Inc.
LEG / Leggett & Platt, Incorporated
MCK / McKesson Corporation
SWK / Stanley Black & Decker, Inc.
MDT / Medtronic plc
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
HII / Huntington Ingalls Industries, Inc.
HELE / Helen of Troy Limited
GT / The Goodyear Tire & Rubber Company
MSFT / Microsoft Corporation
SYNA / Synaptics Incorporated
ARNA / Arena Pharmaceuticals Inc
NXPI / NXP Semiconductors N.V.
CVX / Chevron Corporation
WHR / Whirlpool Corporation
BF.B / Brown-Forman Corporation
PNR / Pentair plc
TXN / Texas Instruments Incorporated
MRK / Merck & Co., Inc.
MU / Micron Technology, Inc.
TU / TELUS Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
LMT / Lockheed Martin Corporation
ITW / Illinois Tool Works Inc.
VIVE / Viveve Medical, Inc.
MNST / Monster Beverage Corporation
ABT / Abbott Laboratories
TAP / Molson Coors Beverage Company
AXGN / Axogen, Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
REGI / Renewable Energy Group Inc
GM / General Motors Company
GRPN / Groupon, Inc.
GPK / Graphic Packaging Holding Company
VZ / Verizon Communications Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CHKP / Check Point Software Technologies Ltd.
SJW / SJW Group
PSX / Phillips 66
CELG / Celgene Corp.
FCEL / FuelCell Energy, Inc.
GE / General Electric Company
EGO / Eldorado Gold Corporation
E / Eni S.p.A. - Depositary Receipt (Common Stock)
AXP / American Express Company
WEAT / Teucrium Commodity Trust - Teucrium Wheat Fund
BPR / Brookfield Property REIT Inc.
USEG / U.S. Energy Corp.
META / Meta Platforms, Inc.
ABB / ABB Ltd. - ADR
BBBY / Bed Bath & Beyond, Inc.
TELL / Tellurian Inc.
PEG / Public Service Enterprise Group Incorporated
PAYC / Paycom Software, Inc.
TTM / Tata Motors Ltd. - ADR
RAD / Rite Aid Corp.
MMP / Magellan Midstream Partners L.P.
CRIS / Curis, Inc.
TGTX / TG Therapeutics, Inc.
WMT / Walmart Inc.
ACAD / ACADIA Pharmaceuticals Inc.
SPY / SPDR S&P 500 ETF
DDD / 3D Systems Corporation
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
OPK / OPKO Health, Inc.
GME / GameStop Corp.
CL / Colgate-Palmolive Company
APDN / Applied DNA Sciences, Inc.
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
DVAX / Dynavax Technologies Corporation
BPT / BP Prudhoe Bay Royalty Trust
EXEL / Exelixis, Inc.
GTE / Gran Tierra Energy Inc.
RDS.B / Shell Plc - ADR
SVVC / Firsthand Technology Value Fund, Inc.
WPRT / Westport Fuel Systems Inc.
T / AT&T Inc.
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
RIG / Transocean Ltd.
GSK / GSK plc - Depositary Receipt (Common Stock)
VMW / Vmware Inc. - Class A
NKE / NIKE, Inc.