Market Value45,543,000
Total Holdings34
File Date2019-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
APO / Apollo Global Management, Inc.
US19624RAA41 / Colony Capital, Inc. Bond
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
OAK / Oaktree Capital Group, LLC
34385PAA6 / Fluidigm Corp. Bond
US69329YAG98 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
US69329Y1047 / PDL BioPharma, Inc.
ARCC / Ares Capital Corporation
HTD / John Hancock Tax-Advantaged Dividend Income Fund
ADX / Adams Diversified Equity Fund, Inc.
BIT / BlackRock Multi-Sector Income Trust
IBM / International Business Machines Corporation
AAPL / Apple Inc.
SCU / Sculptor Capital Management Inc - Class A
US427096AF94 / Hercules Capital Inc Bond
REM / iShares Trust - iShares Mortgage Real Estate ETF
BX / Blackstone Inc.
XOM / Exxon Mobil Corporation
CVX / Chevron Corporation
SLRC / SLR Investment Corp.
OCSL / Oaktree Specialty Lending Corporation
CSQ / Calamos Strategic Total Return Fund
SPY / SPDR S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
WT / WisdomTree, Inc.
VZ / Verizon Communications Inc.
PBI / Pitney Bowes Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
AWF / AllianceBernstein Global High Income Fund
CODI / Compass Diversified
US302301AE67 / Ezcorp Inc Bond
PSEC / Prospect Capital Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
TEI / Templeton Emerging Markets Income Fund
BTZ / BlackRock Credit Allocation Income Trust
HYT / BlackRock Corporate High Yield Fund, Inc.