Market Value139,558,000
Total Holdings319
File Date2014-03-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PCP / Precision Castparts Corporation
IFGL / iShares Trust - iShares International Developed Real Estate ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
POWERSHARES QQQ TRUST / UNIT SER 1 Call (73935A104)
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
KRFT /
HSC / Enviri Corp
HBANP / Huntington Bancshares Incorporated - Preferred Stock
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
904784709 / Unilever N.V.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
AAPL / Apple Inc.
SPY / SPDR S&P 500 ETF Put
EMN / Eastman Chemical Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DRE / Duke Realty Corporation - Preferred Security
RYN / Rayonier Inc.
AAPL / Apple Inc. Call
BRK.A / Berkshire Hathaway Inc.
COO / The Cooper Companies, Inc.
018490100 / Allergan plc
GSK / GSK plc - Depositary Receipt (Common Stock)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist) Call
PNI / PIMCO New York Municipal Income Fund II
SMA / SmartStop Self Storage REIT, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
US0549371070 / BB&T Corp.
BDJ / BlackRock Enhanced Equity Dividend Trust
COVANTA HLDG CORP / (22282EAA0)
MGI / Moneygram International Inc.
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
NUVEEN NY DIV ADVANTG MUN FD / (67070A101)
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
REED ELSEVIER P L C / SPONS ADR NEW (758205207)
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
WLTGQ / Walter Energy, Inc.
JYF / WisdomTree Dreyfus Japanese Yen Fund
VIAB / Viacom, Inc.
19041P105 / CBS Corp.
04685W103 / athenahealth, Inc.
EXPR / Express, Inc.
01741RAD4 / Allegheny Technologies, Inc. Bond
FTR / Frontier Communications Corp.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
MLPA / Global X Funds - Global X MLP ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
URBN / Urban Outfitters, Inc.
CNX / CNX Resources Corporation
CNX / CNX Resources Corporation Call
SXL / Sunoco Logistics Partners L.P.
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF Call
GTAT / GT Advanced Technologies Inc
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
POT / Potash Corp. of Saskatchewan, Inc.
VODPF / Vodafone Group Public Limited Company
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
ESRX / Express Scripts Holding Co.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PWER / Macquarie ETF Trust - Macquarie Energy Transition ETF
MNKD / MannKind Corporation
INY / SPDR(R) Nuveen Barclays New York Municipal Bond ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
CVG / Convergys Corp.
CMP / Compass Minerals International, Inc.
HSH /
JMF / Nuveen Energy MLP Total Return Fund
013817AT8 / Alcoa Corp. Bond
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
IYW / iShares Trust - iShares U.S. Technology ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
61166W101 / Monsanto Co.
GIGM / GigaMedia Limited
UQM / UQM Technologies, Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IYY / iShares Trust - iShares Dow Jones U.S. ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
42805TAA3 / Hertz Global Holdings, Inc. 5.25% Convertible Bond
EWC / iShares, Inc. - iShares MSCI Canada ETF
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
MWA / Mueller Water Products, Inc.
DTV / DTE Energy Company
BOBE / Bob Evans Farms, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
RAMP / LiveRamp Holdings, Inc.
DOW / Dow Inc.
PCOM / Points.com Inc
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
DWM / WisdomTree Trust - WisdomTree International Equity Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
TWX / Warner Media LLC
PCH / PotlatchDeltic Corporation
CM / Canadian Imperial Bank of Commerce
BP / BP p.l.c. - Depositary Receipt (Common Stock)
STI / Solidion Technology, Inc.
ESRX / Express Scripts Holding Co. Call
NFX / Newfield Exploration Company
IDU / iShares Trust - iShares U.S. Utilities ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
WFT / Weatherford International plc Call
WFT / Weatherford International plc Put
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
STZ / Constellation Brands, Inc.
CVX / Chevron Corporation
BAC / Bank of America Corporation Call
AMZN / Amazon.com, Inc.
T / AT&T Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
MO / Altria Group, Inc.
BMY / Bristol-Myers Squibb Company
JEF / Jefferies Financial Group Inc.
LLY / Eli Lilly and Company
US00C4U1L353 / Mylan N.V.
META / Meta Platforms, Inc. Call
BDX / Becton, Dickinson and Company
TRV / The Travelers Companies, Inc.
MA / Mastercard Incorporated
ES / Eversource Energy
TRIP / Tripadvisor, Inc.
HON / Honeywell International Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
AMP / Ameriprise Financial, Inc.
ED / Consolidated Edison, Inc.
WFT / Weatherford International plc
PEG / Public Service Enterprise Group Incorporated
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Call
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
EXC / Exelon Corporation
INTC / Intel Corporation
AMGN / Amgen Inc. Call
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
NEE / NextEra Energy, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
TROW / T. Rowe Price Group, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
ABBV / AbbVie Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
CPB / The Campbell's Company
CSX / CSX Corporation Put
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DD / DuPont de Nemours, Inc.
BRK.B / Berkshire Hathaway Inc. Call
GILD / Gilead Sciences, Inc. Call
BRK.B / Berkshire Hathaway Inc.
EEMS / iShares, Inc. - iShares MSCI Emerging Markets Small-Cap ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
UNP / Union Pacific Corporation Call
NSC / Norfolk Southern Corporation
TRP / TC Energy Corporation
NSC / Norfolk Southern Corporation Call
KMI / Kinder Morgan, Inc.
PPG / PPG Industries, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF Call
FCX / Freeport-McMoRan Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CELG / Celgene Corp.
WY / Weyerhaeuser Company Call
SCCO / Southern Copper Corporation
IP / International Paper Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
GE / General Electric Company
JPM / JPMorgan Chase & Co.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
GM / General Motors Company
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
SWK / Stanley Black & Decker, Inc.
BIIB / Biogen Inc.
MSFT / Microsoft Corporation
AMGN / Amgen Inc.
CSX / CSX Corporation Call
CSX / CSX Corporation
BK / The Bank of New York Mellon Corporation
ZBH / Zimmer Biomet Holdings, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
BA / The Boeing Company Call
HSY / The Hershey Company Call
C / Citigroup Inc.
MMM / 3M Company Call
IVW / iShares Trust - iShares S&P 500 Growth ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
PM / Philip Morris International Inc.
K / Kellanova
PPL / PPL Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Put
META / Meta Platforms, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
WFC / Wells Fargo & Company
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
TXN / Texas Instruments Incorporated
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ELME / Elme Communities
ADBE / Adobe Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SAP / SAP SE - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
WMT / Walmart Inc. Call
XOM / Exxon Mobil Corporation
GOOGL / Alphabet Inc.
MCD / McDonald's Corporation
RTX / RTX Corporation
WY / Weyerhaeuser Company
BAC / Bank of America Corporation
BA / The Boeing Company
CL / Colgate-Palmolive Company
SPY / SPDR S&P 500 ETF
NXN / Nuveen New York Select Tax-Free Income Portfolio
V / Visa Inc.
MRK / Merck & Co., Inc.
CSCO / Cisco Systems, Inc.
ABT / Abbott Laboratories
UNP / Union Pacific Corporation
CRM / Salesforce, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
STT / State Street Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
HSY / The Hershey Company
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
KMB / Kimberly-Clark Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IBM / International Business Machines Corporation
SJM / The J. M. Smucker Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
TMO / Thermo Fisher Scientific Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
C / Citigroup Inc. Call
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
CVS / CVS Health Corporation
IWM / iShares Trust - iShares Russell 2000 ETF Call
ORCL / Oracle Corporation
IBM / International Business Machines Corporation Call
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund Call
NOC / Northrop Grumman Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DIS / The Walt Disney Company
SPY / SPDR S&P 500 ETF Call
AES / The AES Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AXP / American Express Company
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
DE / Deere & Company
CAH / Cardinal Health, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
LOW / Lowe's Companies, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MBB / iShares Trust - iShares MBS ETF
JNJ / Johnson & Johnson
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
MMM / 3M Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Call
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
HII / Huntington Ingalls Industries, Inc.
HEIA / Heico Corp. - Class A
UNH / UnitedHealth Group Incorporated
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
COR / Cencora, Inc.
GILD / Gilead Sciences, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
CDNS / Cadence Design Systems, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MAS / Masco Corporation
DNP / DNP Select Income Fund Inc.
ITW / Illinois Tool Works Inc.
VLO / Valero Energy Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ACN / Accenture plc
PG / The Procter & Gamble Company
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MDLZ / Mondelez International, Inc.
PEP / PepsiCo, Inc.
NYF / iShares Trust - iShares New York Muni Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KMI / Kinder Morgan, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
HD / The Home Depot, Inc.
SBI / Western Asset Intermediate Muni Fund Inc.
YUM / Yum! Brands, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
PFE / Pfizer Inc.
VZ / Verizon Communications Inc.
COST / Costco Wholesale Corporation
WMT / Walmart Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
LTBR / Lightbridge Corporation
APA / APA Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
ACWI / iShares Trust - iShares MSCI ACWI ETF
IWV / iShares Trust - iShares Russell 3000 ETF
CIM / Chimera Investment Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership