Market Value169,703,000
Total Holdings81
File Date2020-10-22
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MNKKQ / Mallinckrodt Plc
ALEC / Alector, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HD / The Home Depot, Inc.
DNP / DNP Select Income Fund Inc.
GIGB / Goldman Sachs ETF Trust - Goldman Sachs Access Investment Grade Corporate Bond ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
MSFT / Microsoft Corporation
EAGG / iShares Trust - iShares ESG Aware U.S. Aggregate Bond ETF
UNP / Union Pacific Corporation
PFE / Pfizer Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
TRP / TC Energy Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ESGD / iShares Trust - iShares ESG Aware MSCI EAFE ETF
AMGN / Amgen Inc.
DIS / The Walt Disney Company
CAT / Caterpillar Inc.
RVT / Royce Small-Cap Trust, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
JNJ / Johnson & Johnson
CRBN / iShares Trust - iShares MSCI ACWI Low Carbon Target ETF
JPM / JPMorgan Chase & Co.
AAPL / Apple Inc.
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
XOM / Exxon Mobil Corporation
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF
BGRN / iShares Trust - iShares USD Green Bond ETF
PEP / PepsiCo, Inc.
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VZ / Verizon Communications Inc.
UPS / United Parcel Service, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HWM / Howmet Aerospace Inc.
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
USB / U.S. Bancorp
T / AT&T Inc.
VEEV / Veeva Systems Inc.
NUMG / Nushares ETF Trust - Nuveen ESG Mid-Cap Growth ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
SPY / SPDR S&P 500 ETF
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
INTC / Intel Corporation
ETR / Entergy Corporation
F / Ford Motor Company
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
ZBH / Zimmer Biomet Holdings, Inc.
SRCL / Stericycle, Inc.
CAC / Camden National Corporation
SBUX / Starbucks Corporation
PEG / Public Service Enterprise Group Incorporated
XJHIX / John Hancock Investors Trust
ANTM / Anthem Inc
IAU / iShares Gold Trust
BHB / Bar Harbor Bankshares
IONS / Ionis Pharmaceuticals, Inc.
US00C4U1L353 / Mylan N.V.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
STX / Seagate Technology Holdings plc
AEIS / Advanced Energy Industries, Inc.
SON / Sonoco Products Company
FDX / FedEx Corporation
CRON / Cronos Group Inc.
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
KMB / Kimberly-Clark Corporation
OKTA / Okta, Inc.
HON / Honeywell International Inc.
TT / Trane Technologies plc
FE / FirstEnergy Corp.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
SUSC / iShares Trust - iShares ESG Aware USD Corporate Bond ETF
/ JPMorgan Global Bond Opportunities ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
COO / The Cooper Companies, Inc.
GLD / SPDR Gold Trust
SO / The Southern Company
BDX / Becton, Dickinson and Company
AIEQ / Amplify ETF Trust - Amplify AI Powered Equity ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LH / Labcorp Holdings Inc.
WBS / Webster Financial Corporation
SAIL / SailPoint, Inc.
AON / Aon plc
ADBE / Adobe Inc.
SCCO / Southern Copper Corporation
WY / Weyerhaeuser Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EXC / Exelon Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
HAL / Halliburton Company
GOOGL / Alphabet Inc.
STZ / Constellation Brands, Inc.
CSX / CSX Corporation
CMCSA / Comcast Corporation
ESML / iShares Trust - iShares ESG Aware MSCI USA Small-Cap ETF
AEP / American Electric Power Company, Inc.
DOCU / DocuSign, Inc.
SLB / Schlumberger Limited
DTE / DTE Energy Company
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
HDV / iShares Trust - iShares Core High Dividend ETF
RGEN / Repligen Corporation
DUK / Duke Energy Corporation
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
RGR / Sturm, Ruger & Company, Inc.
XRX / Xerox Holdings Corporation
CARR / Carrier Global Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ES / Eversource Energy
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
PCRX / Pacira BioSciences, Inc.
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
V / Visa Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
MACK / Merrimack Pharmaceuticals, Inc.
TUP / Tupperware Brands Corporation
PSX / Phillips 66
AMT / American Tower Corporation
IRM / Iron Mountain Incorporated
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
META / Meta Platforms, Inc.
IYT / iShares Trust - iShares U.S. Transportation ETF
NZF / Nuveen Municipal Credit Income Fund
RFI / Cohen & Steers Total Return Realty Fund, Inc.
MET / MetLife, Inc.
SRPT / Sarepta Therapeutics, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TEX / Terex Corporation
ENB / Enbridge Inc.
WDC / Western Digital Corporation
ABBV / AbbVie Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
NCLH / Norwegian Cruise Line Holdings Ltd.
ZTS / Zoetis Inc.
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CWST / Casella Waste Systems, Inc.
TMO / Thermo Fisher Scientific Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
LMT / Lockheed Martin Corporation
IP / International Paper Company
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
CVX / Chevron Corporation
COP / ConocoPhillips
BC / Brunswick Corporation
DHR / Danaher Corporation
KBE / SPDR Series Trust - SPDR S&P Bank ETF
TRV / The Travelers Companies, Inc.
XT / iShares Trust - iShares Exponential Technologies ETF
PBI / Pitney Bowes Inc.
GWP / GW Pharmaceuticals plc
C.WSA / Citigroup, Inc.
UAA / Under Armour, Inc.
PPL / PPL Corporation
ACB / Aurora Cannabis Inc.
QCOM / QUALCOMM Incorporated
GD / General Dynamics Corporation
RTX / RTX Corporation
LQDH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Corporate Bond ETF
TSN / Tyson Foods, Inc.
BA / The Boeing Company
NOC / Northrop Grumman Corporation
KR / The Kroger Co.
ZTR / Virtus Global Dividend & Income Fund Inc.
EBAY / eBay Inc.
UNH / UnitedHealth Group Incorporated
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
HAS / Hasbro, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
SYK / Stryker Corporation
MCD / McDonald's Corporation
MCHP / Microchip Technology Incorporated
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
IBB / iShares Trust - iShares Biotechnology ETF
SOXX / iShares Trust - iShares Semiconductor ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
KTB / Kontoor Brands, Inc.
CI / The Cigna Group
SIX / Six Flags Entertainment Corporation
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
JSML / Janus Detroit Street Trust - Janus Henderson Small Cap Growth Alpha ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EWBC / East West Bancorp, Inc.
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
GIS / General Mills, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
OXY / Occidental Petroleum Corporation
MAR / Marriott International, Inc.
TWTR / Twitter Inc
LAC / Lithium Americas Corp.
CSCO / Cisco Systems, Inc.
WFC / Wells Fargo & Company
GE / General Electric Company
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
UHT / Universal Health Realty Income Trust
03765K104 / Aphria Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
PAYX / Paychex, Inc.
SLV / iShares Silver Trust
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
STT / State Street Corporation
UAA / Under Armour, Inc.
ITW / Illinois Tool Works Inc.
EMR / Emerson Electric Co.
AA / Alcoa Corporation
USRT / iShares Trust - iShares Core U.S. REIT ETF
TIP / iShares Trust - iShares TIPS Bond ETF
CNDT / Conduent Incorporated
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
IRBO / iShares Trust - iShares Robotics and Artificial Intelligence Multisector ETF
EOT / Eaton Vance National Municipal Opportunities Trust
ESGV / Vanguard World Fund - Vanguard ESG U.S. Stock ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
NET / Cloudflare, Inc.
KOMP / SPDR Series Trust - SPDR S&P Kensho New Economies Composite ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
FTS / Fortis Inc.
NCR / NCR Corp.
CB / Chubb Limited
GLW / Corning Incorporated
PAVM / PAVmed Inc.
VFC / V.F. Corporation
BK / The Bank of New York Mellon Corporation
NLY / Annaly Capital Management, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
DELL / Dell Technologies Inc.
PSA / Public Storage
JCRAX / Financial Investors Trust - ALPS/CoreCommodity Mgmnt CompleteCommodities Strategy Fd - Investor Cl
SWK / Stanley Black & Decker, Inc.
LEVI / Levi Strauss & Co.
HBI / Hanesbrands Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
MDY / SPDR S&P MidCap 400 ETF Trust
CTVA / Corteva, Inc.
TER / Teradyne, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
US5391831030 / Livongo Health, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
LLY / Eli Lilly and Company
APD / Air Products and Chemicals, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
IWM / iShares Trust - iShares Russell 2000 ETF
PTY / Partway Group Plc
RCL / Royal Caribbean Cruises Ltd.
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
MGEE / MGE Energy, Inc.
ORCL / Oracle Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MMM / 3M Company
OTIS / Otis Worldwide Corporation
WMT / Walmart Inc.
GILD / Gilead Sciences, Inc.
APH / Amphenol Corporation
TXN / Texas Instruments Incorporated
ADI / Analog Devices, Inc.
HOG / Harley-Davidson, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
NM / Navios Maritime Holdings, Inc.
SYF / Synchrony Financial
IEUR / iShares Trust - iShares Core MSCI Europe ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
KEYS / Keysight Technologies, Inc.
LNT / Alliant Energy Corporation
WTRG / Essential Utilities, Inc.
HRC / Hill-Rom Holdings Inc
FLTB / Fidelity Merrimack Street Trust - Fidelity Limited Term Bond ETF
PNC / The PNC Financial Services Group, Inc.
BOX / Box, Inc.
MO / Altria Group, Inc.
C / Citigroup Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AWK / American Water Works Company, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
ON / ON Semiconductor Corporation
PACW / Pacwest Bancorp
PDCO / Patterson Companies, Inc.
CL / Colgate-Palmolive Company
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
APLE / Apple Hospitality REIT, Inc.
US33812L1026 / Fitbit Inc.
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
HUM / Humana Inc.
BMY / Bristol-Myers Squibb Company
PYPL / PayPal Holdings, Inc.
DE / Deere & Company
NUE / Nucor Corporation
SCHW / The Charles Schwab Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
UCBI / United Community Banks, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
UMPQ / Umpqua Holdings Corp
JIG / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Growth ETF
ATVI / Activision Blizzard Inc
TD / The Toronto-Dominion Bank
ABT / Abbott Laboratories
CGC / Canopy Growth Corporation
WRAP / Wrap Technologies, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
TJX / The TJX Companies, Inc.
MFC / HEXAOM
PEAK / Healthpeak Properties, Inc.
PANW / Palo Alto Networks, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BX / Blackstone Inc.
BIPC / Brookfield Infrastructure Corporation
30064K105 / Exacttarget, Inc.
WM / Waste Management, Inc.
GWW / W.W. Grainger, Inc.
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
O / Realty Income Corporation
GH / Guardant Health, Inc.
KO / The Coca-Cola Company
BRK.B / Berkshire Hathaway Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
INTF / iShares Trust - iShares International Equity Factor ETF
DVY / iShares Trust - iShares Select Dividend ETF
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
IBM / International Business Machines Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
PG / The Procter & Gamble Company
DFS / Discover Financial Services
JETS / ETF Series Solutions - U.S. Global Jets ETF
IR / Ingersoll Rand Inc.
ARNC / Arconic Corporation
DOW / Dow Inc.
TROW / T. Rowe Price Group, Inc.
TLRY / Tilray Brands, Inc.
COST / Costco Wholesale Corporation
AXP / American Express Company
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
BAC / Bank of America Corporation
CVS / CVS Health Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MRK / Merck & Co., Inc.
MLHR / Herman Miller Inc.
BAX / Baxter International Inc.
BIIB / Biogen Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
AMZN / Amazon.com, Inc.