Market Value1,147,142,000
Total Holdings260
File Date2018-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
PML / PIMCO Municipal Income Fund II
NAC / Nuveen California Quality Municipal Income Fund
UTG / Reaves Utility Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Put
GAB / The Gabelli Equity Trust Inc.
SMM / Salient Midstream & MLP Fund
QUIK / QuickLogic Corporation
TDF / Templeton Dragon Fund, Inc.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
DHF / BNY Mellon High Yield Strategies Fund
EDF / Virtus Stone Harbor Emerging Markets Income Fund
CELG / Celgene Corp.
STNL / Sentinel Energy Services Inc.
DOTA / Draper Oakwood Technology Acquisition, Inc.
US127686AA18 / Caesars Entmt Corp Bond
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
ROX / Castle Brands, Inc.
ESPR / Esperion Therapeutics, Inc.
GNOG / Golden Nugget Online Gaming Inc - Class A
AFT / Apollo Senior Floating Rate Fund Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
JSYNU / Jensyn Acquistion Corp.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
NDP / Tortoise Energy Independence Fund, Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
VVR / Invesco Senior Income Trust
CNLM / CB Pharma Acquisition Corp.
AESE / Allied Esports Entertainment Inc
JNJ / Johnson & Johnson
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Put
BGH / Barings Global Short Duration High Yield Fund
US62952QAB68 / NXP Semiconductors N.V. Bond
864909AB2 / Sucampo Pharmaceuticals Inc Bond
PHD / Pioneer Floating Rate Fund, Inc.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
SWN / Southwestern Energy Company
VEAC / Vantage Energy Acquisition Corp
JUNO / Juno Therapeutics, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
XISDX / Prudential Short Duration High
GHY / PGIM Global High Yield Fund, Inc
MVIS / MicroVision, Inc.
RBSPF / NatWest Group plc
CYS / CYS Investments, Inc.
CNAC / Constellation Alpha Capital Corp.
CYH / Community Health Systems, Inc.
DMS / Digital Media Solutions Inc - Class A
CSQ / Calamos Strategic Total Return Fund
SCD / LMP Capital and Income Fund Inc.
BOE / BlackRock Enhanced Global Dividend Trust
JHG / Janus Henderson Group plc
EWY / iShares, Inc. - iShares MSCI South Korea ETF Put
HLF / Herbalife Ltd.
NBIX / Neurocrine Biosciences, Inc.
WPG / Washington Prime Group Inc
HIX / Western Asset High Income Fund II Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
INDU / Industrea Acquisition Corp.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
BOBE / Bob Evans Farms, Inc.
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
US92913C1062 / Voya Natural Resources Equity Income Fnd
AGIO / Agios Pharmaceuticals, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
AET / Aetna, Inc.
VSTM / Verastem, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Call
LAQ / Aberdeen Latin America Equity Fund, Inc.
IMDZ / Immune Design Corp.
212485AE6 / Convergys Corp. Bond
153501101 / Central Fund of Canada Ltd.
HALO / Halozyme Therapeutics, Inc.
PMF / PIMCO Municipal Income Fund
PHK / PIMCO High Income Fund
JMF / Nuveen Energy MLP Total Return Fund
VTA / Invesco Dynamic Credit Opportunities Fund
47102XAH8 / Janus Capital Group, Inc. Bond
GGT / The Gabelli Multimedia Trust Inc.
680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018
26433F207 / Duff & Phelps Select MLP and M Common Stock
RDUS / Radius Recycling, Inc.
KED / Kayne Anderson Energy Development Company
RNOTX / RiverNorth Funds - RiverNorth/Oaktree High Income Fund Class R
DHG / Deutsche High Income Opportunities Fund, Inc.
US185899AA92 / Clf 1.5 1/25 Bond
US531229AB89 / Liberty Media Corporation Bond
DOTA / Draper Oakwood Technology Acquisition, Inc.
GAM / General American Investors Company, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
RRD / R.R. Donnelley & Sons Co.
ECYT / Endocyte, Inc.
CM SEVEN STAR ACQUISITION CO / SHS (G2345N102)
APPS / Digital Turbine, Inc.
JGH / Nuveen Global High Income Fund
BIF / Boulder Growth & Income Fund Inc
GCI / Gannett Co., Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
EFT / Eaton Vance Floating-Rate Income Trust
PPL / Pembina Pipeline Corporation
48242A104 / KBL Merger Corp. IV Unit
NVAX / Novavax, Inc.
IAC / IAC Inc.
WINR / Simplicity Esports and Gaming Company
KTF / DWS Municipal Income Trust
SB / Safe Bulkers, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Put
VDTH / Videocon d2h Limited
US76120WAC82 / Resource Capital Corp Bond
KIO / KKR Income Opportunities Fund
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
NSL / Nuveen Senior Income Fund
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
GSAT / Globalstar, Inc.
CAF / Morgan Stanley China A Share Fund, Inc.
34985B103 / Forum Merger Corporation
GGZ / The Gabelli Global Small and Mid Cap Value Trust
ANTX / AN2 Therapeutics, Inc.
SAGE / Sage Therapeutics, Inc.
SGF / Aberdeen Singapore Fund, Inc.
EOS / Eaton Vance Enhanced Equity Income Fund II
OMAM / OM Asset Management Plc
GTYH / GTY Technology Holdings Inc
ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
US110394AF04 / Bristow Group Inc Bond
ISL / Aberdeen Israel Fund, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
NYRT / New York REIT, Inc.
KOPN / Kopin Corporation
01449J105 / Alere Inc.
IFN / The India Fund, Inc.
783764AS2 / CalAtlantic Group, Inc. Bond
HUNT / Hunter Maritime Acquisition Corp.
SNR / New Senior Investment Group Inc
ACTA / Actua Corporation
CMO / Capstead Mortgage Corp.
048206106 / Atlantic Acquisition Corp.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
DDC / DDC Enterprise Limited
IYF / iShares Trust - iShares U.S. Financials ETF
TPGH / TPG Pace Holdings Corp.
CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119)
MIII / M III Acquisition Corp.
BDSI / Biodelivery Sciences International
MMDM / Modern Media Acquisition Corp.
NTG / Tortoise Midstream Energy Fund, Inc.
MXF / The Mexico Fund, Inc.
FIF / First Trust Energy Infrastructure Fund
VHC / VirnetX Holding Corporation
IPI / Intrepid Potash, Inc.
TRI / Thomson Reuters Corporation
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
NRCG / NRC GROUP HOLDINGS CORP.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
US0373471012 / Anworth Mortgage Asset Corp.
SPPP / Sprott Physical Platinum and Palladium Trust
GLQ / Clough Global Equity Fund
IPOA.U / Social Capital Hedosophia
GLO / Clough Global Opportunities Fund
NESR / National Energy Services Reunited Corp.
GRR / Asia Tigers Fund, Inc. (THE)
CBA / ClearBridge American Energy MLP Fund Inc.
TTF / Thaifund, Inc.
BLE / BlackRock Municipal Income Trust II
PMO / Putnam Municipal Opportunities Trust
FCT / First Trust Senior Floating Rate Income Fund II
GCH / Aberdeen Greater China Fund, Inc.
IF / Aberdeen Indonesia Fund, Inc.
MX / Magnachip Semiconductor Corporation
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
NTB / The Bank of N.T. Butterfield & Son Limited
MACQ / MCAP Acquisition Corp - Class A
IHD / Voya Emerging Markets High Dividend Equity Fund
PPT / Putnam Premier Income Trust
BTT / Blackrock Municipal 2030 Target Term Trust
RA / Brookfield Real Assets Income Fund Inc.
EVV / Eaton Vance Limited Duration Income Fund
JFR / Nuveen Floating Rate Income Fund
MGA / Magna International Inc.
AVCT / American Virtual Cloud Technologies Inc
BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
ELEC / Electrum Special Acquisition Corporation
018490100 / Allergan plc Call
EPR / EPR Properties
NRXP / NRx Pharmaceuticals, Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
AGI / Alamos Gold Inc.
ACP / Abrdn Income Credit Strategies Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PMT / PennyMac Mortgage Investment Trust
GRX / The Gabelli Healthcare & Wellness Trust
NYMT / New York Mortgage Trust, Inc.
EVF / Eaton Vance Senior Income Trust
HQL / Abrdn Life Sciences Investors
BTZ / BlackRock Credit Allocation Income Trust
/ Matlin & Partners Acquisition Corporation Warrants
US0153511094 / Alexion Pharmaceuticals, Inc.
EVN / Eaton Vance Municipal Income Trust
JE / Just Energy Group Inc
MUI / BlackRock Municipal Income Fund, Inc.
DSL / DoubleLine Income Solutions Fund
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
ARNC / Arconic Corporation Call
IYR / iShares Trust - iShares U.S. Real Estate ETF Put
TGT / Target Corporation
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
SA / Seabridge Gold Inc.
ARWR / Arrowhead Pharmaceuticals, Inc.
INCY / Incyte Corporation
CDMO / Avid Bioservices, Inc.
RMRM / RMR Mortgage Trust
US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
KLR / Kaleyra Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
IGR / CBRE Global Real Estate Income Fund
IVH / Delaware Ivy High Income Opportunities Fund
REGN / Regeneron Pharmaceuticals, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
018490100 / Allergan plc
HYT / BlackRock Corporate High Yield Fund, Inc.
EQC / Equity Commonwealth
PHT / Pioneer High Income Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
FTR / Frontier Communications Corp.
IONS / Ionis Pharmaceuticals, Inc.
THQ / Abrdn Healthcare Opportunities Fund
AWP / abrdn Global Premier Properties Fund
VRTX / Vertex Pharmaceuticals Incorporated
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SRC / Spirit Realty Capital, Inc.
CRF / Cornerstone Total Return Fund, Inc.
ARCC / Ares Capital Corporation Put
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
AEF / abrdn Emerging Markets ex-China Fund, Inc.
AMP / Ameriprise Financial, Inc.
HIE / Miller/Howard High Income Equity Fund
BKR / Baker Hughes Company
ANIP / ANI Pharmaceuticals, Inc.
CRM / Salesforce, Inc.
BIT / BlackRock Multi-Sector Income Trust
IQI / Invesco Quality Municipal Income Trust
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
GDV / The Gabelli Dividend & Income Trust
SABA / Saba Capital Income & Opportunities Fund II
NXJ / Nuveen New Jersey Quality Municipal Income Fund
AWF / AllianceBernstein Global High Income Fund
VMO / Invesco Municipal Opportunity Trust
JQC / Nuveen Credit Strategies Income Fund
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
RMT / Royce Micro-Cap Trust, Inc.
BGY / BlackRock Enhanced International Dividend Trust
EFR / Eaton Vance Senior Floating-Rate Trust
VKQ / Invesco Municipal Trust
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
JRO / Nuveen Floating Rate Income Opportunity Fund
TYG / Tortoise Energy Infrastructure Corporation
GOOGL / Alphabet Inc.
PLUG / Plug Power Inc.
PHYS / Sprott Physical Gold Trust
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ALNY / Alnylam Pharmaceuticals, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
RTX / RTX Corporation
NAD / Nuveen Quality Municipal Income Fund
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
LRCX / Lam Research Corporation
BBN / BlackRock Taxable Municipal Bond Trust
MYD / BlackRock MuniYield Fund, Inc.
HQH / Abrdn Healthcare Investors
USA / Liberty All-Star Equity Fund
ADX / Adams Diversified Equity Fund, Inc.
PSLV / Sprott Physical Silver Trust
FSD / First Trust High Income Long/Short Fund
BHK / BlackRock Core Bond Trust
MCD / McDonald's Corporation
VGM / Invesco Trust for Investment Grade Municipals
TEI / Templeton Emerging Markets Income Fund
ALTM / Arcadium Lithium plc
GS / The Goldman Sachs Group, Inc.
NVDA / NVIDIA Corporation
BKNG / Booking Holdings Inc.
ENPH / Enphase Energy, Inc.
AGO / Assured Guaranty Ltd.
GILD / Gilead Sciences, Inc.
RCM / R1 RCM Inc.