GER / GE Capital Global Holdings, LLC - Preferred Security
|
|
|
|
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|
|
|
PML / PIMCO Municipal Income Fund II
|
|
|
|
|
|
|
|
NAC / Nuveen California Quality Municipal Income Fund
|
|
|
|
|
|
|
|
UTG / Reaves Utility Income Fund
|
|
|
|
|
|
|
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Put
|
|
|
|
|
|
|
|
GAB / The Gabelli Equity Trust Inc.
|
|
|
|
|
|
|
|
SMM / Salient Midstream & MLP Fund
|
|
|
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|
QUIK / QuickLogic Corporation
|
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|
TDF / Templeton Dragon Fund, Inc.
|
|
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|
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
|
|
|
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|
|
DHF / BNY Mellon High Yield Strategies Fund
|
|
|
|
|
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|
|
EDF / Virtus Stone Harbor Emerging Markets Income Fund
|
|
|
|
|
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|
|
CELG / Celgene Corp.
|
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|
|
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|
|
STNL / Sentinel Energy Services Inc.
|
|
|
|
|
|
|
|
DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
|
|
|
|
|
US127686AA18 / Caesars Entmt Corp Bond
|
|
|
|
|
|
|
|
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
|
|
|
|
|
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|
|
ROX / Castle Brands, Inc.
|
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|
|
|
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|
|
ESPR / Esperion Therapeutics, Inc.
|
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|
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|
|
GNOG / Golden Nugget Online Gaming Inc - Class A
|
|
|
|
|
|
|
|
AFT / Apollo Senior Floating Rate Fund Inc.
|
|
|
|
|
|
|
|
KYE / Kayne Anderson Energy Total Return Fund, Inc.
|
|
|
|
|
|
|
|
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
|
|
|
|
|
|
|
|
JSYNU / Jensyn Acquistion Corp.
|
|
|
|
|
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|
|
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
|
|
|
|
|
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|
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
|
|
|
|
|
|
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
|
|
|
|
|
|
|
|
VVR / Invesco Senior Income Trust
|
|
|
|
|
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|
|
CNLM / CB Pharma Acquisition Corp.
|
|
|
|
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|
|
AESE / Allied Esports Entertainment Inc
|
|
|
|
|
|
|
|
JNJ / Johnson & Johnson
|
|
|
|
|
|
|
|
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Put
|
|
|
|
|
|
|
|
BGH / Barings Global Short Duration High Yield Fund
|
|
|
|
|
|
|
|
US62952QAB68 / NXP Semiconductors N.V. Bond
|
|
|
|
|
|
|
|
864909AB2 / Sucampo Pharmaceuticals Inc Bond
|
|
|
|
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|
|
|
PHD / Pioneer Floating Rate Fund, Inc.
|
|
|
|
|
|
|
|
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
|
|
|
|
|
|
|
|
SWN / Southwestern Energy Company
|
|
|
|
|
|
|
|
VEAC / Vantage Energy Acquisition Corp
|
|
|
|
|
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|
|
JUNO / Juno Therapeutics, Inc.
|
|
|
|
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|
|
HIO / Western Asset High Income Opportunity Fund Inc.
|
|
|
|
|
|
|
|
XISDX / Prudential Short Duration High
|
|
|
|
|
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|
|
GHY / PGIM Global High Yield Fund, Inc
|
|
|
|
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|
|
MVIS / MicroVision, Inc.
|
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RBSPF / NatWest Group plc
|
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CYS / CYS Investments, Inc.
|
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CNAC / Constellation Alpha Capital Corp.
|
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|
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|
CYH / Community Health Systems, Inc.
|
|
|
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|
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DMS / Digital Media Solutions Inc - Class A
|
|
|
|
|
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|
|
CSQ / Calamos Strategic Total Return Fund
|
|
|
|
|
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|
|
SCD / LMP Capital and Income Fund Inc.
|
|
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|
BOE / BlackRock Enhanced Global Dividend Trust
|
|
|
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|
JHG / Janus Henderson Group plc
|
|
|
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|
|
EWY / iShares, Inc. - iShares MSCI South Korea ETF Put
|
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|
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|
|
HLF / Herbalife Ltd.
|
|
|
|
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|
|
NBIX / Neurocrine Biosciences, Inc.
|
|
|
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|
|
WPG / Washington Prime Group Inc
|
|
|
|
|
|
|
|
HIX / Western Asset High Income Fund II Inc.
|
|
|
|
|
|
|
|
MCA / BlackRock MuniYield California Quality Fund Inc
|
|
|
|
|
|
|
|
INDU / Industrea Acquisition Corp.
|
|
|
|
|
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|
|
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
|
|
|
|
|
|
|
|
BOBE / Bob Evans Farms, Inc.
|
|
|
|
|
|
|
|
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
|
|
|
|
|
|
|
|
US92913C1062 / Voya Natural Resources Equity Income Fnd
|
|
|
|
|
|
|
|
AGIO / Agios Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
GM.WS.B / General Motors Company - Warrants 07/10/2019
|
|
|
|
|
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|
|
AET / Aetna, Inc.
|
|
|
|
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|
|
VSTM / Verastem, Inc.
|
|
|
|
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|
|
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Call
|
|
|
|
|
|
|
|
LAQ / Aberdeen Latin America Equity Fund, Inc.
|
|
|
|
|
|
|
|
IMDZ / Immune Design Corp.
|
|
|
|
|
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|
212485AE6 / Convergys Corp. Bond
|
|
|
|
|
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|
|
153501101 / Central Fund of Canada Ltd.
|
|
|
|
|
|
|
|
HALO / Halozyme Therapeutics, Inc.
|
|
|
|
|
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|
|
PMF / PIMCO Municipal Income Fund
|
|
|
|
|
|
|
|
PHK / PIMCO High Income Fund
|
|
|
|
|
|
|
|
JMF / Nuveen Energy MLP Total Return Fund
|
|
|
|
|
|
|
|
VTA / Invesco Dynamic Credit Opportunities Fund
|
|
|
|
|
|
|
|
47102XAH8 / Janus Capital Group, Inc. Bond
|
|
|
|
|
|
|
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
|
|
|
|
|
|
680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018
|
|
|
|
|
|
|
|
26433F207 / Duff & Phelps Select MLP and M Common Stock
|
|
|
|
|
|
|
|
RDUS / Radius Recycling, Inc.
|
|
|
|
|
|
|
|
KED / Kayne Anderson Energy Development Company
|
|
|
|
|
|
|
|
RNOTX / RiverNorth Funds - RiverNorth/Oaktree High Income Fund Class R
|
|
|
|
|
|
|
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
|
|
|
|
|
US185899AA92 / Clf 1.5 1/25 Bond
|
|
|
|
|
|
|
|
US531229AB89 / Liberty Media Corporation Bond
|
|
|
|
|
|
|
|
DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
|
|
|
|
|
GAM / General American Investors Company, Inc.
|
|
|
|
|
|
|
|
GGN / GAMCO Global Gold, Natural Resources & Income Trust
|
|
|
|
|
|
|
|
RRD / R.R. Donnelley & Sons Co.
|
|
|
|
|
|
|
|
ECYT / Endocyte, Inc.
|
|
|
|
|
|
|
|
CM SEVEN STAR ACQUISITION CO
/ SHS (G2345N102) |
|
|
|
|
|
|
|
APPS / Digital Turbine, Inc.
|
|
|
|
|
|
|
|
JGH / Nuveen Global High Income Fund
|
|
|
|
|
|
|
|
BIF / Boulder Growth & Income Fund Inc
|
|
|
|
|
|
|
|
GCI / Gannett Co., Inc.
|
|
|
|
|
|
|
|
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
|
|
|
|
|
|
|
|
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
|
|
|
|
|
|
|
|
EFT / Eaton Vance Floating-Rate Income Trust
|
|
|
|
|
|
|
|
PPL / Pembina Pipeline Corporation
|
|
|
|
|
|
|
|
48242A104 / KBL Merger Corp. IV Unit
|
|
|
|
|
|
|
|
NVAX / Novavax, Inc.
|
|
|
|
|
|
|
|
IAC / IAC Inc.
|
|
|
|
|
|
|
|
WINR / Simplicity Esports and Gaming Company
|
|
|
|
|
|
|
|
KTF / DWS Municipal Income Trust
|
|
|
|
|
|
|
|
SB / Safe Bulkers, Inc.
|
|
|
|
|
|
|
|
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock) Put
|
|
|
|
|
|
|
|
VDTH / Videocon d2h Limited
|
|
|
|
|
|
|
|
US76120WAC82 / Resource Capital Corp Bond
|
|
|
|
|
|
|
|
KIO / KKR Income Opportunities Fund
|
|
|
|
|
|
|
|
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
|
|
|
|
|
|
|
|
NSL / Nuveen Senior Income Fund
|
|
|
|
|
|
|
|
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
|
|
|
|
|
|
|
|
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
|
|
|
|
|
|
|
GSAT / Globalstar, Inc.
|
|
|
|
|
|
|
|
CAF / Morgan Stanley China A Share Fund, Inc.
|
|
|
|
|
|
|
|
34985B103 / Forum Merger Corporation
|
|
|
|
|
|
|
|
GGZ / The Gabelli Global Small and Mid Cap Value Trust
|
|
|
|
|
|
|
|
ANTX / AN2 Therapeutics, Inc.
|
|
|
|
|
|
|
|
SAGE / Sage Therapeutics, Inc.
|
|
|
|
|
|
|
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
|
|
|
|
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
|
|
|
|
|
|
OMAM / OM Asset Management Plc
|
|
|
|
|
|
|
|
GTYH / GTY Technology Holdings Inc
|
|
|
|
|
|
|
|
ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
|
|
|
|
|
|
|
|
US110394AF04 / Bristow Group Inc Bond
|
|
|
|
|
|
|
|
ISL / Aberdeen Israel Fund, Inc.
|
|
|
|
|
|
|
|
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
|
|
|
|
|
|
|
NYRT / New York REIT, Inc.
|
|
|
|
|
|
|
|
KOPN / Kopin Corporation
|
|
|
|
|
|
|
|
01449J105 / Alere Inc.
|
|
|
|
|
|
|
|
IFN / The India Fund, Inc.
|
|
|
|
|
|
|
|
783764AS2 / CalAtlantic Group, Inc. Bond
|
|
|
|
|
|
|
|
HUNT / Hunter Maritime Acquisition Corp.
|
|
|
|
|
|
|
|
SNR / New Senior Investment Group Inc
|
|
|
|
|
|
|
|
ACTA / Actua Corporation
|
|
|
|
|
|
|
|
CMO / Capstead Mortgage Corp.
|
|
|
|
|
|
|
|
048206106 / Atlantic Acquisition Corp.
|
|
|
|
|
|
|
|
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF Put
|
|
|
|
|
|
|
|
DDC / DDC Enterprise Limited
|
|
|
|
|
|
|
|
IYF / iShares Trust - iShares U.S. Financials ETF
|
|
|
|
|
|
|
|
TPGH / TPG Pace Holdings Corp.
|
|
|
|
|
|
|
|
CAPITOL INVT CORP IV
/ UNIT 99/99/9999 (G18920119) |
|
|
|
|
|
|
|
MIII / M III Acquisition Corp.
|
|
|
|
|
|
|
|
BDSI / Biodelivery Sciences International
|
|
|
|
|
|
|
|
MMDM / Modern Media Acquisition Corp.
|
|
|
|
|
|
|
|
NTG / Tortoise Midstream Energy Fund, Inc.
|
|
|
|
|
|
|
|
MXF / The Mexico Fund, Inc.
|
|
|
|
|
|
|
|
FIF / First Trust Energy Infrastructure Fund
|
|
|
|
|
|
|
|
VHC / VirnetX Holding Corporation
|
|
|
|
|
|
|
|
IPI / Intrepid Potash, Inc.
|
|
|
|
|
|
|
|
TRI / Thomson Reuters Corporation
|
|
|
|
|
|
|
|
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
|
|
|
|
|
|
|
|
NRCG / NRC GROUP HOLDINGS CORP.
|
|
|
|
|
|
|
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
|
|
|
|
|
US0373471012 / Anworth Mortgage Asset Corp.
|
|
|
|
|
|
|
|
SPPP / Sprott Physical Platinum and Palladium Trust
|
|
|
|
|
|
|
|
GLQ / Clough Global Equity Fund
|
|
|
|
|
|
|
|
IPOA.U / Social Capital Hedosophia
|
|
|
|
|
|
|
|
GLO / Clough Global Opportunities Fund
|
|
|
|
|
|
|
|
NESR / National Energy Services Reunited Corp.
|
|
|
|
|
|
|
|
GRR / Asia Tigers Fund, Inc. (THE)
|
|
|
|
|
|
|
|
CBA / ClearBridge American Energy MLP Fund Inc.
|
|
|
|
|
|
|
|
TTF / Thaifund, Inc.
|
|
|
|
|
|
|
|
BLE / BlackRock Municipal Income Trust II
|
|
|
|
|
|
|
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
|
|
|
|
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
|
|
|
|
|
GCH / Aberdeen Greater China Fund, Inc.
|
|
|
|
|
|
|
|
IF / Aberdeen Indonesia Fund, Inc.
|
|
|
|
|
|
|
|
MX / Magnachip Semiconductor Corporation
|
|
|
|
|
|
|
|
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
|
|
|
|
|
|
|
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
LMT / Lockheed Martin Corporation
|
|
|
|
|
|
|
|
NTB / The Bank of N.T. Butterfield & Son Limited
|
|
|
|
|
|
|
|
MACQ / MCAP Acquisition Corp - Class A
|
|
|
|
|
|
|
|
IHD / Voya Emerging Markets High Dividend Equity Fund
|
|
|
|
|
|
|
|
PPT / Putnam Premier Income Trust
|
|
|
|
|
|
|
|
BTT / Blackrock Municipal 2030 Target Term Trust
|
|
|
|
|
|
|
|
RA / Brookfield Real Assets Income Fund Inc.
|
|
|
|
|
|
|
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
|
|
|
|
|
|
JFR / Nuveen Floating Rate Income Fund
|
|
|
|
|
|
|
|
MGA / Magna International Inc.
|
|
|
|
|
|
|
|
AVCT / American Virtual Cloud Technologies Inc
|
|
|
|
|
|
|
|
BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
|
|
|
|
|
|
|
ELEC / Electrum Special Acquisition Corporation
|
|
|
|
|
|
|
|
018490100 / Allergan plc Call
|
|
|
|
|
|
|
|
EPR / EPR Properties
|
|
|
|
|
|
|
|
NRXP / NRx Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
|
|
|
|
|
|
|
|
AGI / Alamos Gold Inc.
|
|
|
|
|
|
|
|
ACP / Abrdn Income Credit Strategies Fund
|
|
|
|
|
|
|
|
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
|
|
|
|
|
|
|
|
PMT / PennyMac Mortgage Investment Trust
|
|
|
|
|
|
|
|
GRX / The Gabelli Healthcare & Wellness Trust
|
|
|
|
|
|
|
|
NYMT / New York Mortgage Trust, Inc.
|
|
|
|
|
|
|
|
EVF / Eaton Vance Senior Income Trust
|
|
|
|
|
|
|
|
HQL / Abrdn Life Sciences Investors
|
|
|
|
|
|
|
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
|
|
|
|
|
|
/ Matlin & Partners Acquisition Corporation Warrants
|
|
|
|
|
|
|
|
US0153511094 / Alexion Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
EVN / Eaton Vance Municipal Income Trust
|
|
|
|
|
|
|
|
JE / Just Energy Group Inc
|
|
|
|
|
|
|
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
|
|
|
|
|
|
DSL / DoubleLine Income Solutions Fund
|
|
|
|
|
|
|
|
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
|
|
|
|
|
|
|
|
ARNC / Arconic Corporation Call
|
|
|
|
|
|
|
|
IYR / iShares Trust - iShares U.S. Real Estate ETF Put
|
|
|
|
|
|
|
|
TGT / Target Corporation
|
|
|
|
|
|
|
|
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
|
|
|
|
|
|
SA / Seabridge Gold Inc.
|
|
|
|
|
|
|
|
ARWR / Arrowhead Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
INCY / Incyte Corporation
|
|
|
|
|
|
|
|
CDMO / Avid Bioservices, Inc.
|
|
|
|
|
|
|
|
RMRM / RMR Mortgage Trust
|
|
|
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US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
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KLR / Kaleyra Inc
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FAX / Abrdn Asia-Pacific Income Fund Inc
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IGR / CBRE Global Real Estate Income Fund
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IVH / Delaware Ivy High Income Opportunities Fund
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REGN / Regeneron Pharmaceuticals, Inc.
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NVG / Nuveen AMT-Free Municipal Credit Income Fund
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018490100 / Allergan plc
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HYT / BlackRock Corporate High Yield Fund, Inc.
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EQC / Equity Commonwealth
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PHT / Pioneer High Income Fund, Inc.
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ASA / ASA Gold and Precious Metals Limited
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FTR / Frontier Communications Corp.
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IONS / Ionis Pharmaceuticals, Inc.
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THQ / Abrdn Healthcare Opportunities Fund
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AWP / abrdn Global Premier Properties Fund
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VRTX / Vertex Pharmaceuticals Incorporated
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KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
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SRC / Spirit Realty Capital, Inc.
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CRF / Cornerstone Total Return Fund, Inc.
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ARCC / Ares Capital Corporation Put
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XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
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AEF / abrdn Emerging Markets ex-China Fund, Inc.
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AMP / Ameriprise Financial, Inc.
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HIE / Miller/Howard High Income Equity Fund
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BKR / Baker Hughes Company
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ANIP / ANI Pharmaceuticals, Inc.
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CRM / Salesforce, Inc.
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BIT / BlackRock Multi-Sector Income Trust
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IQI / Invesco Quality Municipal Income Trust
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IGD / Voya Global Equity Dividend and Premium Opportunity Fund
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GDV / The Gabelli Dividend & Income Trust
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SABA / Saba Capital Income & Opportunities Fund II
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NXJ / Nuveen New Jersey Quality Municipal Income Fund
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AWF / AllianceBernstein Global High Income Fund
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VMO / Invesco Municipal Opportunity Trust
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JQC / Nuveen Credit Strategies Income Fund
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LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
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RMT / Royce Micro-Cap Trust, Inc.
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BGY / BlackRock Enhanced International Dividend Trust
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EFR / Eaton Vance Senior Floating-Rate Trust
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VKQ / Invesco Municipal Trust
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NFJ / Virtus Dividend, Interest & Premium Strategy Fund
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BDJ / BlackRock Enhanced Equity Dividend Trust
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JRO / Nuveen Floating Rate Income Opportunity Fund
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TYG / Tortoise Energy Infrastructure Corporation
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GOOGL / Alphabet Inc.
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PLUG / Plug Power Inc.
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PHYS / Sprott Physical Gold Trust
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XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
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ALNY / Alnylam Pharmaceuticals, Inc.
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NMZ / Nuveen Municipal High Income Opportunity Fund
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RTX / RTX Corporation
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NAD / Nuveen Quality Municipal Income Fund
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MUC / BlackRock MuniHoldings California Quality Fund, Inc.
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LRCX / Lam Research Corporation
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BBN / BlackRock Taxable Municipal Bond Trust
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MYD / BlackRock MuniYield Fund, Inc.
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HQH / Abrdn Healthcare Investors
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USA / Liberty All-Star Equity Fund
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ADX / Adams Diversified Equity Fund, Inc.
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PSLV / Sprott Physical Silver Trust
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FSD / First Trust High Income Long/Short Fund
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BHK / BlackRock Core Bond Trust
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MCD / McDonald's Corporation
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VGM / Invesco Trust for Investment Grade Municipals
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TEI / Templeton Emerging Markets Income Fund
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ALTM / Arcadium Lithium plc
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GS / The Goldman Sachs Group, Inc.
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NVDA / NVIDIA Corporation
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BKNG / Booking Holdings Inc.
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ENPH / Enphase Energy, Inc.
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AGO / Assured Guaranty Ltd.
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GILD / Gilead Sciences, Inc.
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RCM / R1 RCM Inc.
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