Market Value320,517,000
Total Holdings411
File Date2013-10-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
TEL / TE Connectivity plc
TRV / The Travelers Companies, Inc.
TD / The Toronto-Dominion Bank
MOS / The Mosaic Company
CI / The Cigna Group
ENB / Enbridge Inc.
TGT / Target Corporation
CTSH / Cognizant Technology Solutions Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
SYK / Stryker Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NI / NiSource Inc.
EMR / Emerson Electric Co.
LUMN / Lumen Technologies, Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
018490100 / Allergan plc
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
AAV / Advantage Energy Ltd.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
US0153511094 / Alexion Pharmaceuticals, Inc.
018490100 / Allergan plc
DLTR / Dollar Tree, Inc.
LVS / Las Vegas Sands Corp.
AWCMY / Alumina Limited - Depositary Receipt (Common Stock)
ACH / Aluminum Corporation Of China Limited. - ADR
DIS / The Walt Disney Company
BMY / Bristol-Myers Squibb Company
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
T / AT&T Inc.
US0325111070 / Anadarko Petroleum Corp.
AU / AngloGold Ashanti plc
CSCO / Cisco Systems, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
US0549371070 / BB&T Corp.
BTGOF / BT Group plc
BHI / Baker Hughes Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
BCR / C. R. Bard, Inc. - Corporate Bond/Note
BAC / Bank of America Corporation
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
BRCM / Broadcom Corporation
BAM / Brookfield Asset Management Ltd.
19041P105 / CBS Corp.
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
126132109 / CNOOC Ltd.
AET / Aetna, Inc.
CAJ / Canon Inc. - ADR
CELG / Celgene Corp.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
CHK / Chesapeake Energy Corporation
LFC / China Life Insurance Co - ADR
US16941M1099 / China Mobile Ltd.
/ China Unicom (Hong Kong) Ltd.
BXP / Boston Properties, Inc.
BRFS / BRF S.A. - Depositary Receipt (Common Stock)
DELL / Dell Technologies Inc.
PCAR / PACCAR Inc
DISCK / Warner Bros.Discovery Inc - Series C
DTV / DTE Energy Company
DCI / Donaldson Company, Inc.
DOW / Dow Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EQT / EQT Corporation
APA / APA Corporation
CP / Canadian Pacific Kansas City Limited
CS / Credit Suisse Group AG - ADR
PH / Parker-Hannifin Corporation
ESRX / Express Scripts Holding Co.
FNSR / Finisar Corporation
BAX / Baxter International Inc.
SRE / Sempra
XS0541453147 / FRANCE TELECOM
BEN / Franklin Resources, Inc.
FTR / Frontier Communications Corp.
GFA / Gafisa S.A.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
GRA / W.R. Grace & Co.
GWW / W.W. Grainger, Inc.
GNGYF / Guangshen Railway Company Limited
PEAK / Healthpeak Properties, Inc.
HCN / Welltower Inc.
GLW / Corning Incorporated
HRL / Hormel Foods Corporation
HCBK / Hudson City Bancorp, Inc.
ADBE / Adobe Inc.
III / Information Services Group, Inc.
AUO / AU Optronics Corp.
IHG / InterContinental Hotels Group PLC - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
MCK / McKesson Corporation
BDX / Becton, Dickinson and Company
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
KEY / KeyCorp
KNIGHT CAP GROUP INC / CL A COM (499005106)
KRFT /
KUBTY / Kubota Corporation - Depositary Receipt (Common Stock)
KYO / Kyocera Corp.
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
LUX / Tema ETF Trust - Tema Luxury ETF
DD / DuPont de Nemours, Inc.
M / Macy's, Inc.
MTL / Mechel PJSC - ADR
MBT / Mobile Telesystems PJSC - ADR
61166W101 / Monsanto Co.
AXP / American Express Company
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
DCM / NTT DOCOMO, Inc.
EOG / EOG Resources, Inc.
NJDCY / Nidec Corporation - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
OFFICIAL PMTS HLDGS INC / (67623R106)
JCI / Johnson Controls International plc
JCI / Johnson Controls International plc
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
OWE / Obsidian Energy Ltd.
71376C100 / Perfumania Holdings, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PNC / The PNC Financial Services Group, Inc.
AVNT / Avient Corporation
CVS / CVS Health Corporation
PORTUGAL TELECOM SGPS S A / SPONSORED ADR (737273102)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
POT / Potash Corp. of Saskatchewan, Inc.
AVB / AvalonBay Communities, Inc.
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
CHT / Chunghwa Telecom Co., Ltd. - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
JNJ / Johnson & Johnson
GILD / Gilead Sciences, Inc.
SPY / SPDR S&P 500 ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
INTU / Intuit Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
GL / Globe Life Inc.
DVY / iShares Trust - iShares Select Dividend ETF
SPG / Simon Property Group, Inc.
INTC / Intel Corporation
BKNG / Booking Holdings Inc.
PAYX / Paychex, Inc.
BMO / Bank of Montreal
PFG / Principal Financial Group, Inc.
PEP / PepsiCo, Inc.
IFF / International Flavors & Fragrances Inc.
BIIB / Biogen Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
MKC / McCormick & Company, Incorporated
OMC / Omnicom Group Inc.
MET / MetLife, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
RY / Royal Bank of Canada
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
SSL / Sasol Limited - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
AON / Aon plc
SLB / Schlumberger Limited
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
FI / Fiserv, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
RTX / RTX Corporation
CCEP / Coca-Cola Europacific Partners PLC
HAL / Halliburton Company
PPG / PPG Industries, Inc.
TJX / The TJX Companies, Inc.
IP / International Paper Company
AAPL / Apple Inc.
FCX / Freeport-McMoRan Inc.
SU / Suncor Energy Inc.
HPQ / HP Inc.
RF / Regions Financial Corporation
XOM / Exxon Mobil Corporation
GS / The Goldman Sachs Group, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
RL / Ralph Lauren Corporation
RTN / Raytheon Co.
RNWK / Realnetworks, Inc.
REED ELSEVIER P L C / SPONS ADR NEW (758205207)
RAI / Reynolds American, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
COL / Rockwell Collins, Inc.
NWG / NatWest Group plc - Depositary Receipt (Common Stock)
SESA GOA LTD / SPONSORED ADR (78413F103)
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
MDY / SPDR S&P MidCap 400 ETF Trust
STJ / St. Jude Medical, Inc.
SEE / Sealed Air Corporation
SHPG / Shire Plc.
SBGL / Sibanye Gold Limited ADR
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SPIL / Siliconware Precision Industries Company Ltd.
SMSMY / Sims Limited - Depositary Receipt (Common Stock)
TVIA / TerraVia Holdings, Inc.
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
STO / Statoil ASA
STERLITE INDS INDIA LTD / ADS (859737207)
WPP / WPP plc - Depositary Receipt (Common Stock)
STI / Solidion Technology, Inc.
868536103 / Supervalu, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
TLM /
TNC / Tennant Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TC / Token Cat Limited - Depositary Receipt (Common Stock)
THI / Tim Hortons, Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
GIS / General Mills, Inc.
TAC / TransAlta Corporation
CAG / Conagra Brands, Inc.
FOX / Fox Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
C / Citigroup Inc.
GE / General Electric Company
ACN / Accenture plc
920355104 / Valspar Corp.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
HSIC / Henry Schein, Inc.
MA / Mastercard Incorporated
COF / Capital One Financial Corporation
VNO / Vornado Realty Trust
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
IX / ORIX Corporation - Depositary Receipt (Common Stock)
AMAT / Applied Materials, Inc.
CMCSA / Comcast Corporation
EXC / Exelon Corporation
PGR / The Progressive Corporation
FAST / Fastenal Company
ZBH / Zimmer Biomet Holdings, Inc.
CVX / Chevron Corporation
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
ETN / Eaton Corporation plc
PSX / Phillips 66
GD / General Dynamics Corporation
LNC / Lincoln National Corporation
PM / Philip Morris International Inc.
BK / The Bank of New York Mellon Corporation
CINF / Cincinnati Financial Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
F / Ford Motor Company
MCD / McDonald's Corporation
STT / State Street Corporation
PII / Polaris Inc.
PLD / Prologis, Inc.
WAT / Waters Corporation
PXD / Pioneer Natural Resources Company
VIAB / Viacom, Inc.
VODPF / Vodafone Group Public Limited Company
SPGI / S&P Global Inc.
WAG /
ANTM / Anthem Inc
WBK / Westpac Banking Corp - ADR
WFM / Whole Foods Market, Inc.
JPM / JPMorgan Chase & Co.
WOORI FIN HLDGS CO LTD / ADR (981063100)
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
EQR / Equity Residential
ABBV / AbbVie Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
COV /
IR / Ingersoll Rand Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
SDRL / Seadrill Limited
TMO / Thermo Fisher Scientific Inc.
CB / Chubb Limited
OUBS /
ORCL / Oracle Corporation
HUM / Humana Inc.
CNQ / Canadian Natural Resources Limited
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
ALL / The Allstate Corporation
V / Visa Inc.
BRK.A / Berkshire Hathaway Inc.
MRO / Marathon Oil Corporation
PRU / Prudential Financial, Inc.
AMT / American Tower Corporation
LMT / Lockheed Martin Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
E / Eni S.p.A. - Depositary Receipt (Common Stock)
MSI / Motorola Solutions, Inc.
TROW / T. Rowe Price Group, Inc.
D / Dominion Energy, Inc.
CME / CME Group Inc.
ADP / Automatic Data Processing, Inc.
NTAP / NetApp, Inc.
HON / Honeywell International Inc.
PUK / Prudential plc - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
QCOM / QUALCOMM Incorporated
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
KR / The Kroger Co.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ROST / Ross Stores, Inc.
CB / Chubb Limited
TXN / Texas Instruments Incorporated
ECL / Ecolab Inc.
BRK.B / Berkshire Hathaway Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
SAP / SAP SE - Depositary Receipt (Common Stock)
DE / Deere & Company
ADI / Analog Devices, Inc.
UNP / Union Pacific Corporation
EBR / Centrais Elétricas Brasileiras S.A. - Eletrobrás - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
CSX / CSX Corporation
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
CNP / CenterPoint Energy, Inc.
SCHW / The Charles Schwab Corporation
MCO / Moody's Corporation
HST / Host Hotels & Resorts, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
SHG / Shinhan Financial Group Co., Ltd. - Depositary Receipt (Common Stock)
COP / ConocoPhillips
VTR / Ventas, Inc.
CRM / Salesforce, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMZN / Amazon.com, Inc.
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
MDT / Medtronic plc
DFS / Discover Financial Services
MSFT / Microsoft Corporation
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
PSA / Public Storage
WIT / Wipro Limited - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
C.WSA / Citigroup, Inc.
MMM / 3M Company
AMP / Ameriprise Financial, Inc.
WMT / Walmart Inc.
LUV / Southwest Airlines Co.
PFE / Pfizer Inc.
WMB / The Williams Companies, Inc.
ORLY / O'Reilly Automotive, Inc.
DUK / Duke Energy Corporation
TECK / Teck Resources Limited
GPN / Global Payments Inc.
COST / Costco Wholesale Corporation
AIG / American International Group, Inc.
KEP / Korea Electric Power Corporation - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
HSY / The Hershey Company
LLY / Eli Lilly and Company
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
VUG / Vanguard Index Funds - Vanguard Growth ETF
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PSO / Pearson plc - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
ADM / Archer-Daniels-Midland Company
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
SO / The Southern Company
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
DB / Deutsche Bank Aktiengesellschaft
SNY / Sanofi - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
AES / The AES Corporation
WFC / Wells Fargo & Company
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
DVN / Devon Energy Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HD / The Home Depot, Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
BNS / The Bank of Nova Scotia
FITB / Fifth Third Bancorp
AFL / Aflac Incorporated
MS / Morgan Stanley
CM / Canadian Imperial Bank of Commerce
NGG / National Grid plc - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
CNI / Canadian National Railway Company
YUM / Yum! Brands, Inc.
KMB / Kimberly-Clark Corporation
GOOGL / Alphabet Inc.
KT / KT Corporation - Depositary Receipt (Common Stock)
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
UNH / UnitedHealth Group Incorporated
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
PG / The Procter & Gamble Company
MFC / Manulife Financial Corporation
HMY / Harmony Gold Mining Company Limited - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
UPS / United Parcel Service, Inc.
DHR / Danaher Corporation
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
KB / KB Financial Group Inc. - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
LOW / Lowe's Companies, Inc.
META / Meta Platforms, Inc.
APD / Air Products and Chemicals, Inc.
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
ATR / AptarGroup, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
BA / The Boeing Company