Market Value1,613,265,000
Total Holdings254
File Date2013-10-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PAYX / Paychex, Inc.
HTS / Hatteras Financial Corp.
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
SFE / Safeguard Scientifics, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
BPAQF / BP p.l.c.
BANK / BANK 2018-BNK14
2024677US / Barrick Gold Corp.
Becton, Dickinson and Company / (007588710)
AMG / Affiliated Managers Group, Inc.
008442310 / W.R. Berkley Corporation
AGU / Agrium Inc.
AMBKP / American Capital Trust I - Preferred Security
BlackRock Kelso Capital Corp. / (009253310)
BFA / Brown-Forman Corp. - Class A
918194101 / VCA Inc.
CBCB / Commerce Bancshares, Inc. (TN)
DISCK / Warner Bros.Discovery Inc - Series C
RYN / Rayonier Inc.
Du Pont E.I. De Nemours & Com / (026353410)
WTW / Willis Towers Watson Public Limited Company
AAUKF / Anglo American plc
NLY / Annaly Capital Management, Inc.
AINV / Apollo Investment Corporation
/ Gladstone Investment Corp.
ACRE / Ares Commercial Real Estate Corporation
Hercules Technology Growth Cap / (042709650)
RGORF / Randgold Resources Ltd.
MSCI / MSCI Inc.
iShares iBoxx Invest Grade Cor / (046428724)
S&P 500 Growth Index - iShares / (046428730)
S&P 500 Value Index - iShares / (046428740)
iShares 7-10 Year Treasury Bon / (046428744)
Barclays 1-3 Year Treasury Bon / (046428745)
Russell 2000 Value Index - iSh / (046428763)
Russell 2000 Growth Index - iS / (046428764)
DOW / Dow Inc.
iShares National AMT-Free Muni / (046428841)
High Yield Corporate Bond Fund / (046428851)
iShares MBS Bond ETF / (046428858)
iShares Intermediate Invest Gr / (046428863)
iShares Barclays 1-3 Year Inve / (046428864)
Barclays 3-7 Year Treasury Bon / (046428866)
iShares S&P AMT-Free Municipal / (046428927)
iShares S&P AMT-Free Municipal / (046428931)
iShares S&P AMT-Free Municipal / (046428933)
iShares S&P AMT-Free Municipal / (046428936)
ADP / Automatic Data Processing, Inc.
GOOGL / Alphabet Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
Manatuck Hill Mariner Offshore / (056299698)
BMRC / Bank of Marin Bancorp
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
Potlatch Corp. / (073763010)
BBBY / Bed Bath & Beyond, Inc.
Techne Corp. / (087837710)
Vanguard Equity-Inco / (092192130)
Vanguard MSCI Emerging Markets / (092204285)
REIT Index - Vanguard / (092290855)
BKCC / BlackRock Capital Investment Corporation
WFC.PRY / Wells Fargo & Company - Preferred Stock
John Wiley & Sons Inc. - A / (096822320)
WST / West Pharmaceutical Services, Inc.
OFS / OFS Capital Corporation
CHRW / C.H. Robinson Worldwide, Inc.
CYS / CYS Investments, Inc.
HAE / Haemonetics Corporation
APD / Air Products and Chemicals, Inc.
XEC / Cimarex Energy Co.
BFB / Brown-Forman Corp. - Class B
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
Guggenheim BulletShares Invest / (18383M571)
KO / The Coca-Cola Company
BRK.B / Berkshire Hathaway Inc.
ARCC / Ares Capital Corporation
CVX / Chevron Corporation
SPY / SPDR S&P 500 ETF
HSY / The Hershey Company
ADI / Analog Devices, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
GGG / Graco Inc.
SYK / Stryker Corporation
PGR / The Progressive Corporation
GBDC / Golub Capital BDC, Inc.
TROW / T. Rowe Price Group, Inc.
MORN / Morningstar, Inc.
LMT / Lockheed Martin Corporation
MCD / McDonald's Corporation
MA / Mastercard Incorporated
EXPD / Expeditors International of Washington, Inc.
CBSH / Commerce Bancshares, Inc.
CODI / Compass Diversified
MCF / Contango Oil & Gas Company
US2296691064 / Cubic Corporation
CFR / Cullen/Frost Bankers, Inc.
FXA / Invesco CurrencyShares Australian Dollar Trust
DECK / Deckers Outdoor Corporation
247850100 / Deltic Timber Corp.
PLOW / Douglas Dynamics, Inc.
DD / DuPont de Nemours, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
EGO / Eldorado Gold Corporation
EMR / Emerson Electric Co.
NPO / Enpro Inc.
ESRX / Express Scripts Holding Co.
FNF / Fidelity National Financial, Inc.
FDUS / Fidus Investment Corporation
OCSL / Oaktree Specialty Lending Corporation
FMY / First Trust Mortgage Income Fund
FWRD / Forward Air Corporation
FELE / Franklin Electric Co., Inc.
FULL / Full Circle Capital Corp.
GLAD / Gladstone Capital Corporation
GOOD / Gladstone Commercial Corporation
GAIN / Gladstone Investment Corporation
Golub Capital Inc. - 144A / (38173M995)
EAF / GrafTech International Ltd.
GWW / W.W. Grainger, Inc.
GULTU / Gulf Coast Ultra Deep Royalty Trust
HAL / Halliburton Company
US41753F1093 / Harvest Capital Credit Corp
HTLD / Heartland Express, Inc.
HITT / Hittite Microwave Corp
HRZN / Horizon Technology Finance Corporation
IMO / Imperial Oil Limited
IBM / International Business Machines Corporation
SWN / Southwestern Energy Company
IRM / Iron Mountain Incorporated
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
GD / General Dynamics Corporation
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
ITW / Illinois Tool Works Inc.
LOW / Lowe's Companies, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
PEP / PepsiCo, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NJR / New Jersey Resources Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYF / iShares Trust - iShares U.S. Financials ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
iShares S&P AMT-Free Municipal / (464289362)
GNMA / iShares Trust - iShares GNMA Bond ETF
CMBS / iShares Trust - iShares CMBS ETF
IBMG / International Business Machines Corporation - Corporate Bond/Note
iShares Corporate ex Fin / (46432FAD9)
IBCC / iShares iBonds Mar 2018 Corporate ex-Financials ETF
IBCD / iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCE / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBDD / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ETF
JNJ / Johnson & Johnson
KCAP / KCAP Financial, Inc.
KSS / Kohl's Corporation
KRFT /
NKE / NIKE, Inc.
LDR / Landauer, Inc.
LSTR / Landstar System, Inc.
JEF / Jefferies Financial Group Inc.
LLTC / Linear Technology Corp.
MTB / M&T Bank Corporation
MDU / MDU Resources Group, Inc.
US5538291023 / MVC Capital, Inc.
Manatuck Hill Mariner Offshore / (562996983)
MRO / Marathon Oil Corporation
MCGC / Mcg Capital Corp
MFIN / Medallion Financial Corp.
US58503F5026 / Medley Capital Corp.
MHK / Mohawk Industries, Inc.
MRCC / Monroe Capital Corporation
MLI / Mueller Industries, Inc.
MUR / Murphy Oil Corporation
NGP Capital Ressources Company / (62912R107)
NGD / New Gold Inc.
NEE / NextEra Energy, Inc.
JWN / Nordstrom, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
BR / Broadridge Financial Solutions, Inc.
AXP / American Express Company
PDCO / Patterson Companies, Inc.
BTU / Peabody Energy Corporation
PFLT / PennantPark Floating Rate Capital Ltd.
POM / PEPCO Holdings, Inc.
PFE / Pfizer Inc.
PNY / Piedmont Natural Gas Co., Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
POT / Potash Corp. of Saskatchewan, Inc.
PCH / PotlatchDeltic Corporation
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
74005P104 / Praxair, Inc.
YCS / ProShares Trust II - ProShares UltraShort Yen
PSEC / Prospect Capital Corporation
RLI / RLI Corp.
REPYF / Repsol, S.A.
RBA / RB Global, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SM / SM Energy Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR Nuveen Barclays Capital S / (78464A425)
SPDR Nuveen Barclays Capital M / (78464A458)
SAR / Saratoga Investment Corp.
SMG / The Scotts Miracle-Gro Company
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
WPM / Wheaton Precious Metals Corp.
LNCE / Snyders-Lance, Inc.
SUNS / Sunrise Realty Trust, Inc.
STO / Statoil ASA
SCM / Stellus Capital Investment Corporation
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TECH / Bio-Techne Corporation
THR / Thermon Group Holdings, Inc.
MMM / 3M Company
RTX / RTX Corporation
VEIRX / Vanguard Fenway Funds - Vanguard Equity Income Fund Admiral Class
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
US92220P1057 / Varian Medical Systems, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VCRA / Vocera Communication Inc
WMT / Walmart Inc.
WLTGQ / Walter Energy, Inc.
WAT / Waters Corporation
WFC / Wells Fargo & Company
JW.A / John Wiley & Sons Inc. - Class A
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
YRI / Yamana Gold Inc
ZBRA / Zebra Technologies Corporation
EXXI / Energy XXI Ltd.
G67742109 / OneBeacon Insurance Group Ltd.
CJ / C&J Energy Services, Inc.
FSP / Franklin Street Properties Corp.
TCPC / BlackRock TCP Capital Corp.
PXD / Pioneer Natural Resources Company
XOM / Exxon Mobil Corporation
GOLD / Barrick Mining Corporation
NEM / Newmont Corporation
CCJ / Cameco Corporation
UEC / Uranium Energy Corp.
NMFC / New Mountain Finance Corporation
TMO / Thermo Fisher Scientific Inc.
HD / The Home Depot, Inc.
JPM / JPMorgan Chase & Co.
KMI / Kinder Morgan, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SLRC / SLR Investment Corp.
BBDC / Barings BDC, Inc.
MLM / Martin Marietta Materials, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
BRO / Brown & Brown, Inc.
MKL / Markel Group Inc.
PNNT / PennantPark Investment Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
CL / Colgate-Palmolive Company
CLX / The Clorox Company
MBB / iShares Trust - iShares MBS ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
MOS / The Mosaic Company
WRB / W. R. Berkley Corporation
RGLD / Royal Gold, Inc.
WY / Weyerhaeuser Company
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TJX / The TJX Companies, Inc.
HTGC / Hercules Capital, Inc.
DCI / Donaldson Company, Inc.
NXPI / NXP Semiconductors N.V.
COP / ConocoPhillips
FCX / Freeport-McMoRan Inc.
BDX / Becton, Dickinson and Company
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MAIN / Main Street Capital Corporation
MSFT / Microsoft Corporation
SO / The Southern Company
PG / The Procter & Gamble Company
FNV / Franco-Nevada Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund