Market Value163,845,000
Total Holdings352
File Date2013-10-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ACM / AECOM
AET / Aetna, Inc.
A / Agilent Technologies, Inc.
AEM / Agnico Eagle Mines Limited
AIMH / Aimrite Holdings Corporation
00950H300 / Airspan Networks, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
018490100 / Allergan plc
ALL / The Allstate Corporation
ANRZQ / Alpha Natural Resources, Inc.
MO / Altria Group, Inc.
AGNC / AGNC Investment Corp.
AMBKP / American Capital Trust I - Preferred Security
AEP / American Electric Power Company, Inc.
AXP / American Express Company
AIG / American International Group, Inc.
AWK / American Water Works Company, Inc.
NVAX / Novavax, Inc.
AMGN / Amgen Inc.
C / Citigroup Inc.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
AMTG / Apollo Residential Mortgage, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
ACRE / Ares Commercial Real Estate Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
AVB / AvalonBay Communities, Inc.
AVEO / AVEO Pharmaceuticals Inc
BHI / Baker Hughes Inc.
BAKERS FOOTWEAR GROUP / (057465106)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
RTX / RTX Corporation
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
BBBY / Bed Bath & Beyond, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
BNY / BlackRock New York Municipal Income Trust
BBN / BlackRock Taxable Municipal Bond Trust
BGR / BlackRock Energy and Resources Trust
BX / Blackstone Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
BLKRK CP HIGH YIELD III / (09255M104)
XCYEX / BlackRock Corporate High Yield
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
DVN / Devon Energy Corporation
TSLA / Tesla, Inc.
BWEN / Broadwind, Inc.
BRCD / Brocade Communications Systems, Inc.
19041P105 / CBS Corp.
CSX / CSX Corporation
CAFI / Fifty 1 Labs, Inc.
CAT / Caterpillar Inc.
CNP / CenterPoint Energy, Inc.
LUMN / Lumen Technologies, Inc.
CRL / Charles River Laboratories International, Inc.
CHK / Chesapeake Energy Corporation
CRM / Salesforce, Inc.
CHN / The China Fund, Inc.
CLNE / Clean Energy Fuels Corp.
19041P105 / CBS Corp.
KO / The Coca-Cola Company
CMCSA / Comcast Corporation
UNH / UnitedHealth Group Incorporated
ISGN / iSign Solutions Inc.
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
COP / ConocoPhillips
CTCT / Constant Contact, Inc.
CSOD / Cornerstone OnDemand Inc
GLW / Corning Incorporated
FBIO / Fortress Biotech, Inc.
CWGL / Crimson Wine Group, Ltd.
CMI / Cummins Inc.
CYTOMEDIX INC NEW / (23283B204)
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
DWS HIGH INCOME TR NEW SHS BEN INT / (23337C208)
DNDN /
DML / Denison Mines Corp.
/ Jaws Acquisition Corp
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
DFS / Discover Financial Services
DTV / DTE Energy Company
DG / Dollar General Corporation
DOW / Dow Inc.
DRC /
DOW / Dow Inc.
US2655041000 / Dunkin' Brands Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EMN / Eastman Chemical Company
EOI / Eaton Vance Enhanced Equity Income Fund
EFT / Eaton Vance Floating-Rate Income Trust
EVM / Eaton Vance California Municipal Bond Fund
XETWX / Eaton Vance Tax-Managed Global
EBAY / eBay Inc.
ECTE / Echo Therapeutics Inc
ECL / Ecolab Inc.
ESPH / Ecosphere Technologies, Inc.
EMR / Emerson Electric Co.
UUUU / Energy Fuels Inc.
ETR / Entergy Corporation
EQIX / Equinix, Inc.
30064K105 / Exacttarget, Inc.
EXC / Exelon Corporation
EXTC / Exide Technologies - New
ESRX / Express Scripts Holding Co.
FNMA / Federal National Mortgage Association
FRT / Federal Realty Investment Trust
FIRST INDEPENDENCE CORP DELAWARE / (32054B103)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FHY / First Trust Strategic High Income Fund II
SVVC / Firsthand Technology Value Fund, Inc.
F / Ford Motor Company
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
DROP / Fuse Science, Inc.
GDV / The Gabelli Dividend & Income Trust
GNRC / Generac Holdings Inc.
GE / General Electric Company
GM / General Motors Company
GILD / Gilead Sciences, Inc.
GG / Goldcorp, Inc.
GFF / Griffon Corporation
HMNF / HMN Financial, Inc.
HAL / Halliburton Company
HIG / The Hartford Insurance Group, Inc.
HE / Hawaiian Electric Industries, Inc.
HRI / Herc Holdings Inc.
HPQ / HP Inc.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HOLX / Hologic, Inc.
HBAN / Huntington Bancshares Incorporated
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
IFUS / Impact Fusion International, Inc.
CEQP / Crestwood Equity Partners LP - Unit
INERGY MIDSTREAM LP / (45671U106)
IESC / IES Holdings, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
IVAC / Intevac, Inc.
IVR / Invesco Mortgage Capital Inc.
IIM / Invesco Value Municipal Income Trust
ISBC / Investors Bancorp Inc
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MRK / Merck & Co., Inc.
GLD / SPDR Gold Trust
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
WMT / Walmart Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
GLJ / iShares Trust
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
SLV / iShares Silver Trust
BAC / Bank of America Corporation
BA / The Boeing Company
PEP / PepsiCo, Inc.
COST / Costco Wholesale Corporation
HD / The Home Depot, Inc.
DIS / The Walt Disney Company
JIVE / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Value ETF
KBR / KBR, Inc.
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KMP /
KMI / Kinder Morgan, Inc.
KF / The Korea Fund, Inc.
KRFT /
LVS / Las Vegas Sands Corp.
JEF / Jefferies Financial Group Inc.
LLY / Eli Lilly and Company
LMT / Lockheed Martin Corporation
LUFK / Lufkin Industries Inc
LULU / lululemon athletica inc.
MFA / MFA Financial, Inc.
MGM / MGM Resorts International
MGU / Macquarie Global Infrastructure Total Return Fund Inc
SHOO / Steven Madden, Ltd.
MMP / Magellan Midstream Partners L.P.
MAGP / Magplane Technology, Inc.
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MRIN / Marin Software Incorporated
MARKET VECTORS ETF TRUSTGOLD MINERS FUND / (57060U100)
MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF / (57061R577)
MWE / MarkWest Energy Partners, LP
MA / Mastercard Incorporated
MWV /
MDVN / Medivation, Inc.
MDT / Medtronic plc
MET / MetLife, Inc.
MPOYQ / Midstates Petroleum Company, Inc.
MIMVI INC / (60249A102)
MISCOR GROUP LTD NEW / (60477P201)
MS / Morgan Stanley
MOS / The Mosaic Company
US62010U1016 / Motors Liquidation Company GUC Trust
NRG / NRG Energy, Inc.
NBG / National Bank of Greece SA
NFG / National Fuel Gas Company
NEOM / NeoMedia Technologies, Inc.
NQ / NQ Mobile Inc.
NBIX / Neurocrine Biosciences, Inc.
NYCB / Flagstar Financial, Inc.
NEM / Newmont Corporation
NWSA / News Corporation
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NTI / Northern Tier Energy LP
NG / NovaGold Resources Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
TMQ / Trilogy Metals Inc.
NNY / Nuveen New York Municipal Value Fund
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
/ Nuveen New York Municipal Value Fund, Inc. II
WM / Waste Management, Inc.
NUVEEN NJ INVT QLTY MUN / (670971100)
NUVEEN N J PREM INCM MUN / (67101N106)
ORCL / Oracle Corporation
GS / The Goldman Sachs Group, Inc.
JPM / JPMorgan Chase & Co.
BRK.B / Berkshire Hathaway Inc.
GOLD / Barrick Mining Corporation
JNJ / Johnson & Johnson
META / Meta Platforms, Inc.
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
OXY / Occidental Petroleum Corporation
OCLR / Oclaro, Inc
NBSE / NeuBase Therapeutics, Inc.
SLB / Schlumberger Limited
ORB / Orbital Sciences Corp
OTTR / Otter Tail Corporation
PCG / PG&E Corporation
PPL / PPL Corporation
PAYX / Paychex, Inc.
PVA / Penn Virginia Corporation
JCP / J.C. Penney Co., Inc.
PMT / PennyMac Mortgage Investment Trust
POM / PEPCO Holdings, Inc.
PM / Philip Morris International Inc.
PNY / Piedmont Natural Gas Co., Inc.
PFN / PIMCO Income Strategy Fund II
POWERSHS QQQ TRUST SER 1 / (73935A104)
POWERSHARES S&P ETF 500 LOW VOLATILITY PORTFOLIO / (73937B779)
TROW / T. Rowe Price Group, Inc.
PBTH / Prolor Biotech, Inc.
UXJ / ProShares Trust
YCS / ProShares Trust II - ProShares UltraShort Yen
PROSH ULTRASHRT REAL NEWREAL ESTATE / (74348A871)
PROVIDENT NEW YORK BANCP / (744028101)
PRU / Prudential Financial, Inc.
QRE / Qr Energy, Lp
QCOM / QUALCOMM Incorporated
UONE / Urban One, Inc.
RGORF / Randgold Resources Ltd.
RTN / Raytheon Co.
RF / Regions Financial Corporation
BB / BlackBerry Limited
MKTG / Responsys Inc
RVBD /
RHI / Robert Half Inc.
ROK / Rockwell Automation, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
SCZC / West Coast Community Bancorp
804136109 / Sauer Energy Inc
HSIC / Henry Schein, Inc.
SCHW / The Charles Schwab Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SRE / Sempra
NOW / ServiceNow, Inc.
FDX / FedEx Corporation
82735Q102 / Silver Bay Realty Trust Corp.
WPM / Wheaton Precious Metals Corp.
SIRI / Sirius XM Holdings Inc.
CVX / Chevron Corporation
SLRC / SLR Investment Corp.
SO / The Southern Company
SCCO / Southern Copper Corporation
SPLS / Staples, Inc.
STWD / Starwood Property Trust, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SLJB / Sulja Bros Building Supplies Ltd.
SU / Suncor Energy Inc.
SUNE / SUNation Energy Inc.
STI / Solidion Technology, Inc.
SYNA / Synaptics Incorporated
TSI / TCW Strategic Income Fund, Inc.
OXSQ / Oxford Square Capital Corp.
TGT / Target Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
MMM / 3M Company
TIVO / TiVo Inc.
TRV / The Travelers Companies, Inc.
FOX / Fox Corporation
TWO / Two Harbors Investment Corp.
USB / U.S. Bancorp
904784709 / Unilever N.V.
UBOH / United Bancshares, Inc.
UPS / United Parcel Service, Inc.
USO / United States Oil Fund, LP - Limited Partnership
X / United States Steel Corporation
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VNDA / Vanda Pharmaceuticals Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
US92553P1021 / Viacom, Inc.
VIAB / Viacom, Inc.
VCRA / Vocera Communication Inc
VODPF / Vodafone Group Public Limited Company
VNO / Vornado Realty Trust
WFC / Wells Fargo & Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
XEMDX / Western Assets Emerging Markets
WTSLQ / Wet Seal, Inc. (THE)
WHR / Whirlpool Corporation
WMB / The Williams Companies, Inc.
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
US98212B1035 / WPX Energy, Inc.
XEL / Xcel Energy Inc.
XYL / Xylem Inc.
AUY / Yamana Gold Inc.
YUM / Yum! Brands, Inc.
ZIOP / Alaunos Therapeutics Inc
ZNGA / Zynga Inc - Class A
DB / Deutsche Bank Aktiengesellschaft
COV /
ETN / Eaton Corporation plc
MNKKQ / Mallinckrodt Plc
NBR / Nabors Industries Ltd.
CB / Chubb Limited
WFT / Weatherford International plc
FWLT / Foster Wheeler Ag
TEL / TE Connectivity plc
RIG / Transocean Ltd.
BRDCF / Bridgestone Corporation
2593 / Ito En, Ltd.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
PSHG / Performance Shipping Inc.
ORIG / Ocean Rig UDW Inc.
TNK / Teekay Tankers Ltd.
AMT / American Tower Corporation
AMD / Advanced Micro Devices, Inc.
GOOGL / Alphabet Inc.
PSX / Phillips 66
HON / Honeywell International Inc.
SPY / SPDR S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
PFE / Pfizer Inc.
GD / General Dynamics Corporation
CSCO / Cisco Systems, Inc.
CGAU / Centerra Gold Inc.
PG / The Procter & Gamble Company
IYY / iShares Trust - iShares Dow Jones U.S. ETF
UNP / Union Pacific Corporation
MSFT / Microsoft Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DVY / iShares Trust - iShares Select Dividend ETF
AAPL / Apple Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund