Market Value272,673,000
Total Holdings411
File Date2015-01-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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AMZN / Amazon.com, Inc.
CVX / Chevron Corporation
COST / Costco Wholesale Corporation
BAC / Bank of America Corporation
DB / Deutsche Bank Aktiengesellschaft
KDP / Keurig Dr Pepper Inc.
SB / Safe Bulkers, Inc.
COP / ConocoPhillips
UPS / United Parcel Service, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MDLZ / Mondelez International, Inc.
KO / The Coca-Cola Company
/ Jaws Acquisition Corp
SSSS / SuRo Capital Corp.
KERX / Keryx Biopharmaceuticals, Inc.
XYL / Xylem Inc.
NID / Nuveen Intermediate Duration Municipal Term Fund
NDRM / NeuroDerm Ltd.
MBLY / Mobileye Global Inc.
NUVEEN N J PREM INCM MUN / (67101N106)
SITOQ / SITO Mobile Ltd
CBRL / Cracker Barrel Old Country Store, Inc.
AGNC / AGNC Investment Corp.
/ FHLMC, Series Z
EXTC / Exide Technologies - New
IHI / iShares Trust - iShares U.S. Medical Devices ETF
GDV / The Gabelli Dividend & Income Trust
US0549371070 / BB&T Corp.
AMTG / Apollo Residential Mortgage, Inc.
OXSQ / Oxford Square Capital Corp.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
RVBD /
NXJ / Nuveen New Jersey Quality Municipal Income Fund
CVS / CVS Health Corporation
D / Dominion Energy, Inc.
MYE / Myers Industries, Inc.
MWE / MarkWest Energy Partners, LP
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
TSI / TCW Strategic Income Fund, Inc.
DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities
ES / Eversource Energy
EMN / Eastman Chemical Company
ARNC / Arconic Corporation
OXY / Occidental Petroleum Corporation
STI / Solidion Technology, Inc.
PXD / Pioneer Natural Resources Company
MRO / Marathon Oil Corporation
AHT.PRD / Ashford Hospitality Trust, Inc. - Preferred Stock
SHOO / Steven Madden, Ltd.
CRL / Charles River Laboratories International, Inc.
CTIC / CTI BioPharma Corp
REWALK ROBOTICS LTD F / (M82160101)
QQQ / Invesco QQQ Trust, Series 1
DIREXION SHS NEW ETF DAILY RUSSIA BULL 3X SH / (25459Y140)
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
ENLK / EnLink Midstream Partners, LP
SYNA / Synaptics Incorporated
US80007A1025 / SandRidge Permian Trust
SLV / iShares Silver Trust
TWX / Warner Media LLC
NFG / National Fuel Gas Company
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
TK / Teekay Corporation Ltd.
PRU / Prudential Financial, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
GPS / The Gap, Inc.
USB / U.S. Bancorp
NSC / Norfolk Southern Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
PFH / Prudential Financial, Inc. - Corporate Bond/Note
FNMAL / Federal National Mortgage Association - Preferred Stock
URI / United Rentals, Inc.
CTCT / Constant Contact, Inc.
FAST / Fastenal Company
NWSA / News Corporation
NRX / NephroGenex, Inc.
COV /
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
JPM CHASE CAP XX 6.7%PFD DUE 04/02/40SUBJ TO XTRO / PFD (46625H407)
KRFT /
NQ / NQ Mobile Inc.
MARKET VECTORS NEW ETF URANIUM + NUCLEAR ENERGY ETF / (57061R577)
CTSH / Cognizant Technology Solutions Corporation
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
SSYS / Stratasys Ltd.
GLNG / Golar LNG Limited
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
VCRA / Vocera Communication Inc
CHN / The China Fund, Inc.
AAUKF / Anglo American plc
465685105 / ITC Holdings Corp.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
FNMAS / Federal National Mortgage Association - Preferred Stock
MNKKQ / Mallinckrodt Plc
LLY / Eli Lilly and Company
VLO / Valero Energy Corporation
30064K105 / Exacttarget, Inc.
CHD / Church & Dwight Co., Inc.
TGT / Target Corporation
PM / Philip Morris International Inc.
NVAX / Novavax, Inc.
WFT / Weatherford International plc
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
KKR / KKR & Co. Inc.
NLY / Annaly Capital Management, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SPH / Suburban Propane Partners, L.P. - Limited Partnership
NYCB / Flagstar Financial, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
JCI / Johnson Controls International plc
BCS / Barclays PLC - Depositary Receipt (Common Stock)
ILMN / Illumina, Inc.
MDVN / Medivation, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ARCC / Ares Capital Corporation
MS / Morgan Stanley
TSLA / Tesla, Inc.
KMI / Kinder Morgan, Inc.
T / AT&T Inc.
ESV / Ensco plc
NUE / Nucor Corporation
BXMT / Blackstone Mortgage Trust, Inc.
MDT / Medtronic plc
ACRE / Ares Commercial Real Estate Corporation
ABBV / AbbVie Inc.
US0325111070 / Anadarko Petroleum Corp.
BRDCY / Bridgestone Corporation - Depositary Receipt (Common Stock)
O / Realty Income Corporation
SO / The Southern Company
NG / NovaGold Resources Inc.
FISK / Empire State Realty OP, L.P. - Limited Partnership
IOVA / Iovance Biotherapeutics, Inc.
CELG / Celgene Corp.
FBIO / Fortress Biotech, Inc.
PCG / PG&E Corporation
IIM / Invesco Value Municipal Income Trust
KMB / Kimberly-Clark Corporation
MPC / Marathon Petroleum Corporation
MCA / BlackRock MuniYield California Quality Fund Inc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
BWP / Boardwalk Pipeline Partners L.P
WMC / Western Asset Mortgage Capital Corp
US92553P1021 / Viacom, Inc.
KBR / KBR, Inc.
ERF / Enerplus Corporation
WAG /
ISNPY / Intesa Sanpaolo S.p.A. - Depositary Receipt (Common Stock)
MHY2745C1021 / Golar LNG Partners LP
NUVEEN NJ INVT QLTY MUN / (670971100)
FIRST INDEPENDENCE CORP DELAWARE / (32054B103)
CYH / Community Health Systems, Inc.
POM / PEPCO Holdings, Inc.
AMBKP / American Capital Trust I - Preferred Security
IQI / Invesco Quality Municipal Income Trust
BHI / Baker Hughes Inc.
WAL-MART DE MEX SAB ORDFCLASS V FULL VOTING RTS / (P98180105)
VA / Virgin America Inc.
/ Nuveen New York Municipal Value Fund, Inc. II
GLJ / iShares Trust
00B65Z9D7 / Noble Corporation plc
OPK / OPKO Health, Inc.
AOL /
JRO / Nuveen Floating Rate Income Opportunity Fund
UBOH / United Bancshares, Inc.
SCZC / West Coast Community Bancorp
ARROWHEAD RESEARCH NEW / (042797209)
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AABA / Altaba Inc
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
ISBC / Investors Bancorp Inc
ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
DCP / DCP Midstream LP - Unit
IWO / iShares Trust - iShares Russell 2000 Growth ETF
AWF / AllianceBernstein Global High Income Fund
SXL / Sunoco Logistics Partners L.P.
842400301 / Southern California Edison Co., 4.24% Series Cumul Preferred Stock
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
842400202 / Southern California Edison Co., 4.08% Series Cumul Preferred Stock
MNDO / MIND C.T.I. Ltd
CYTOMEDIX INC NEW / (23283B204)
TWC / Spectrum Management Holding Company LLC
KYE / Kayne Anderson Energy Total Return Fund, Inc.
LNKD / LinkedIn Corp.
AKBA / Akebia Therapeutics, Inc.
MWR / Morgan Stanley Capital Trust III, 6 1/4% Capital Securities
SIRI / Sirius XM Holdings Inc.
XISDX / Prudential Short Duration High
Y / Alleghany Corp.
AURX / Nuo Therapeutics, Inc.
CSOD / Cornerstone OnDemand Inc
ICPT / Intercept Pharmaceuticals Inc
WIZD / Wizard Brands Inc
ZINC / Horsehead Holding Corp.
AZSEY / Allianz SE
SFTBY / SoftBank Group Corp. - Depositary Receipt (Common Stock)
NNA / Navios Maritime Acquisition Corp
NUVEEN EQTY PREM OPTY FD / (6706EM102)
GG / Goldcorp, Inc.
FTR / Frontier Communications Corp.
DRC /
NGLS / Targa Resources Partners LP
CMLP / Crestwood Midstream Partners Lp
CBI / Chicago Bridge & Iron Co., N.V.
WBK / Westpac Banking Corp - ADR
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
RBSPF / NatWest Group plc
DIREXION SHS DAILY RUSSIA BULL / (25459Y645)
US04929Q1022 / Atlas Energy Group LLC
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
KF / The Korea Fund, Inc.
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
FNMAK / Federal National Mortgage Association - Preferred Stock
XETWX / Eaton Vance Tax-Managed Global
FNMAT / Federal National Mortgage Association - Preferred Stock
TWM / ProShares Trust - ProShares UltraShort Russell2000
CWGL / Crimson Wine Group, Ltd.
DDD / 3D Systems Corporation
KFH / KKR Financial Holdings LLC
BGH / Barings Global Short Duration High Yield Fund
SLRC / SLR Investment Corp.
887228104 / Time Inc.
AEO / American Eagle Outfitters, Inc.
INPX / Inpixon
ALU / Alcatel Lucent
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
PCG.PRE / Pacific Gas and Electric Company - Preferred Stock
FOSL / Fossil Group, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
COCP / Cocrystal Pharma, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
SINGLE TOUCH SYSTEMS INC / (82932T107)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DQUEL / Duquesne Light Co.
NBG / National Bank of Greece SA
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ESBA / Empire State Realty OP, L.P. - Limited Partnership
EVM / Eaton Vance California Municipal Bond Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
BVSN / BroadVision, Inc.
AGNCP / AGNC Investment Corp. - Preferred Stock
PHOT / GrowLife, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
OIH / VanEck ETF Trust - VanEck Oil Services ETF
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
MRIN / Marin Software Incorporated
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
884768300 / Thompson Creek Metals Company Inc. (Inactive)
804136109 / Sauer Energy Inc
NBR / Nabors Industries Ltd.
G0083B108 / Actavis
JOE / The St. Joe Company
TNET / TriNet Group, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SSLTY / Santos Ltd.
OREX / Orexigen Therapeutics, Inc.
HERO / Global X Funds - Global X Video Games & Esports ETF
DSEEY / Daiwa Securities Group Inc. - Depositary Receipt (Common Stock)
772739207 / Rock-Tenn
US00448Q2012 / Achillion Pharmaceuticals, Inc.
DTK / Deutsche Bank Contingent Capital Trust III, 7.60% Trust Preferred Securities
RBSPF / NatWest Group plc
83416T100 / SolarCity Corp
DTV / DTE Energy Company
IFUS / Impact Fusion International, Inc.
GFF / Griffon Corporation
CEQP / Crestwood Equity Partners LP - Unit
ALQA / Alliqua, Inc.
SSW / Seaspan Corp.
SVVC / Firsthand Technology Value Fund, Inc.
BRCD / Brocade Communications Systems, Inc.
SAIC / Science Applications International Corporation
91911K102 / Bausch Health Companies
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
CLNE / Clean Energy Fuels Corp.
RSX / VanEck ETF Trust - VanEck Russia ETF
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NNY / Nuveen New York Municipal Value Fund
ANRZQ / Alpha Natural Resources, Inc.
BNY / BlackRock New York Municipal Income Trust
/ Invesco Mortgage Capital Inc.
JQC / Nuveen Credit Strategies Income Fund
RIG / Transocean Ltd.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TBPH / Theravance Biopharma, Inc.
CIM / Chimera Investment Corporation
AMBC / Ambac Financial Group, Inc.
SUNE / SUNation Energy Inc.
UXJ / ProShares Trust
RTN / Raytheon Co.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
IVR / Invesco Mortgage Capital Inc.
IBM / International Business Machines Corporation
2593 / Ito En, Ltd.
IYH / iShares Trust - iShares U.S. Healthcare ETF
KEY / KeyCorp
NVS / Novartis AG - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AUY / Yamana Gold Inc.
BWA / BorgWarner Inc.
LULU / lululemon athletica inc.
ABB / ABB Ltd. - ADR
AINV / Apollo Investment Corporation
US2655041000 / Dunkin' Brands Group, Inc.
ZNGA / Zynga Inc - Class A
BTZ / BlackRock Credit Allocation Income Trust
VIAB / Viacom, Inc.
/ Hermitage Offshore Services Ltd
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
OGCP / Empire State Realty OP, L.P. - Limited Partnership
SCHW / The Charles Schwab Corporation
JEF / Jefferies Financial Group Inc.
YUM / Yum! Brands, Inc.
PFLT / PennantPark Floating Rate Capital Ltd.
MET / MetLife, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
RGORF / Randgold Resources Ltd.
EXC / Exelon Corporation
BWEN / Broadwind, Inc.
APA / APA Corporation
HES / Hess Corporation
X / United States Steel Corporation
AMGN / Amgen Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
IESC / IES Holdings, Inc.
PMT / PennyMac Mortgage Investment Trust
EFC / Ellington Financial Inc.
FRT / Federal Realty Investment Trust
VVR / Invesco Senior Income Trust
ARI / Apollo Commercial Real Estate Finance, Inc.
ABT / Abbott Laboratories
DUK / Duke Energy Corporation
VER / VEREIT Inc
KIM / Kimco Realty Corporation
ETN / Eaton Corporation plc
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
HBAN / Huntington Bancshares Incorporated
CMI / Cummins Inc.
US62010U1016 / Motors Liquidation Company GUC Trust
NYMT / New York Mortgage Trust, Inc.
C / Citigroup Inc.
HPQ / HP Inc.
OTTR / Otter Tail Corporation
CSLT / Castlight Health Inc - Class B
19041P105 / CBS Corp.
19041P105 / CBS Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FSFR / Fifth Street Senior Floating Rate Corp.
RAIL / FreightCar America, Inc.
ENX / Eaton Vance New York Municipal Bond Fund
AVB / AvalonBay Communities, Inc.
XRX / Xerox Holdings Corporation
INTC / Intel Corporation
CMCSA / Comcast Corporation
JAZZ / Jazz Pharmaceuticals plc
CNP / CenterPoint Energy, Inc.
SLB / Schlumberger Limited
CGAU / Centerra Gold Inc.
ROK / Rockwell Automation, Inc.
HAL / Halliburton Company
ARIA / ARIAD Pharmaceuticals, Inc.
DMLRY / Mercedes-Benz Group AG - ADR - Unsponsored
OGZD / Public Joint Stock Company Gazprom - Depositary Receipt (Common Stock)
HOLX / Hologic, Inc.
ESRX / Express Scripts Holding Co.
PCG.PRB / Pacific Gas and Electric Company - Preferred Stock
FEYE / FireEye Inc
DE / Deere & Company
FOX / Fox Corporation
A / Agilent Technologies, Inc.
AET / Aetna, Inc.
DOW / Dow Inc.
VTR / Ventas, Inc.
RF / Regions Financial Corporation
STL / Sterling Bancorp.
WMB / The Williams Companies, Inc.
BBBY / Bed Bath & Beyond, Inc.
ADP / Automatic Data Processing, Inc.
NEM / Newmont Corporation
MOS / The Mosaic Company
ACST / Grace Therapeutics, Inc.
AWK / American Water Works Company, Inc.
TRV / The Travelers Companies, Inc.
GILD / Gilead Sciences, Inc.
FDX / FedEx Corporation
PEP / PepsiCo, Inc.
WFC / Wells Fargo & Company
CSQ / Calamos Strategic Total Return Fund
AAL / American Airlines Group Inc.
WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J
KEYS / Keysight Technologies, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AXP / American Express Company
TWO / Two Harbors Investment Corp.
CAG / Conagra Brands, Inc.
SBUX / Starbucks Corporation
ACM / AECOM
FLR / Fluor Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VNO / Vornado Realty Trust
NKE / NIKE, Inc.
EBAY / eBay Inc.
NXPI / NXP Semiconductors N.V.
BAX / Baxter International Inc.
LNG / Cheniere Energy, Inc.
QCOM / QUALCOMM Incorporated
PGNPQ / Paragon Offshore plc
AIG / American International Group, Inc.
BIIB / Biogen Inc.
TMO / Thermo Fisher Scientific Inc.
EQIX / Equinix, Inc.
TWTR / Twitter Inc
HUN / Huntsman Corporation
WHR / Whirlpool Corporation
MS / Morgan Stanley
BMY / Bristol-Myers Squibb Company
GM / General Motors Company
PFE / Pfizer Inc.
CSX / CSX Corporation
MFA / MFA Financial, Inc.
GE / General Electric Company
JNJ / Johnson & Johnson
XOM / Exxon Mobil Corporation
MSFT / Microsoft Corporation
GLD / SPDR Gold Trust
ORCL / Oracle Corporation
OCN / Ocwen Financial Corporation
NRG / NRG Energy, Inc.
AVEO / AVEO Pharmaceuticals Inc
MA / Mastercard Incorporated
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ECL / Ecolab Inc.
META / Meta Platforms, Inc.
MMM / 3M Company
GD / General Dynamics Corporation
RTX / RTX Corporation
MO / Altria Group, Inc.
FNMA / Federal National Mortgage Association
V / Visa Inc.
BB / BlackBerry Limited
F / Ford Motor Company
UNP / Union Pacific Corporation
WMT / Walmart Inc.
VZ / Verizon Communications Inc.
WM / Waste Management, Inc.
HD / The Home Depot, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
AMT / American Tower Corporation
DIS / The Walt Disney Company
BA / The Boeing Company
CRM / Salesforce, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MCD / McDonald's Corporation
GOOG / Alphabet Inc.
PG / The Procter & Gamble Company
MRK / Merck & Co., Inc.
PSX / Phillips 66
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BTT / Blackrock Municipal 2030 Target Term Trust
IYY / iShares Trust - iShares Dow Jones U.S. ETF
SPY / SPDR S&P 500 ETF
GOOGL / Alphabet Inc.
DVY / iShares Trust - iShares Select Dividend ETF
JPM / JPMorgan Chase & Co.
BRK.B / Berkshire Hathaway Inc.
CSCO / Cisco Systems, Inc.
C.WSA / Citigroup, Inc.
AAPL / Apple Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund