Market Value153,410,000
Total Holdings455
File Date2014-03-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADBE / Adobe Inc.
CMCSA / Comcast Corporation
CMCSA / Comcast Corporation
WMT / Walmart Inc.
JPM / JPMorgan Chase & Co.
MSFT / Microsoft Corporation
CVX / Chevron Corporation
NFLX / Netflix, Inc.
LOW / Lowe's Companies, Inc.
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
USB / U.S. Bancorp
AMT / American Tower Corporation
JNJ / Johnson & Johnson
WTW / Willis Towers Watson Public Limited Company
MCD / McDonald's Corporation
CL / Colgate-Palmolive Company
GOOGL / Alphabet Inc.
PEP / PepsiCo, Inc.
SCHW / The Charles Schwab Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
GIS / General Mills, Inc.
PCP / Precision Castparts Corporation
MKC / McCormick & Company, Incorporated
PFE / Pfizer Inc.
COP / ConocoPhillips
ACN / Accenture plc
ORCL / Oracle Corporation
AIG / American International Group, Inc.
CSCO / Cisco Systems, Inc.
WM / Waste Management, Inc.
AGNC / AGNC Investment Corp.
RTX / RTX Corporation
ADT / ADT Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
AVP / Avon Products, Inc.
OUTR / Outerwall Inc.
SXL / Sunoco Logistics Partners L.P.
EGL / Engility Holdings, Inc.
FTR / Frontier Communications Corp.
GG / Goldcorp, Inc.
HPF / John Hancock Preferred Income Fund II
HSII / Heidrick & Struggles International, Inc.
HSH /
451055107 / Iconix Brand Group Inc
ISHARES MSCI UTD KINGDM UNITED KINGDOM INDX FD / UIE (464286699)
TIP / iShares Trust - iShares TIPS Bond ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
KDN / Kaydon Corp
KMP /
MDVN / Medivation, Inc.
JPS / Nuveen Preferred & Income Securities Fund
NUVEEN NY QLTY INCM MUN / CEM (670986108)
74005P104 / Praxair, Inc.
RMBS / Rambus Inc.
REFR / Research Frontiers Incorporated
RAI / Reynolds American, Inc.
ROK / Rockwell Automation, Inc.
SLM / SLM Corporation
KBE / SPDR Series Trust - SPDR S&P Bank ETF
SIRO / Sirona Dental Systems, Inc.
VITC / Vitacost.com, Inc.
ASA / ASA Gold and Precious Metals Limited
MMM / 3M Company
GLD / SPDR Gold Trust
ADSK / Autodesk, Inc.
BAC / Bank of America Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
ED / Consolidated Edison, Inc.
AMGN / Amgen Inc.
AEP / American Electric Power Company, Inc.
AFL / Aflac Incorporated
MO / Altria Group, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
WY / Weyerhaeuser Company
/ FERRELLGAS PARTNERS LP Unit
ROST / Ross Stores, Inc.
IAC / IAC Inc.
AMP / Ameriprise Financial, Inc.
MMC / Marsh & McLennan Companies, Inc.
ABT / Abbott Laboratories
COF / Capital One Financial Corporation
CI / The Cigna Group
YUM / Yum! Brands, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SAP / SAP SE - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
FRT / Federal Realty Investment Trust
ARNC / Arconic Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EMR / Emerson Electric Co.
BXP / Boston Properties, Inc.
AEE / Ameren Corporation
APD / Air Products and Chemicals, Inc.
US0549371070 / BB&T Corp.
RPM / RPM International Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ZBH / Zimmer Biomet Holdings, Inc.
CE / Celanese Corporation
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DOV / Dover Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
OMC / Omnicom Group Inc.
AJG / Arthur J. Gallagher & Co.
CMG / Chipotle Mexican Grill, Inc.
TSS / Total System Services, Inc.
BBWI / Bath & Body Works, Inc.
LYV / Live Nation Entertainment, Inc.
WTRG / Essential Utilities, Inc.
WYNN / Wynn Resorts, Limited
SBUX / Starbucks Corporation
LMT / Lockheed Martin Corporation
MDT / Medtronic plc
K / Kellanova
CLX / The Clorox Company
US8865471085 / Tiffany & Co.
XLNX / Xilinx, Inc.
AOL /
AVB / AvalonBay Communities, Inc.
BR / Broadridge Financial Solutions, Inc.
CHY / Calamos Convertible and High Income Fund
CHK / Chesapeake Energy Corporation
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FLR / Fluor Corporation
XS0541453147 / FRANCE TELECOM
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
VIAB / Viacom, Inc.
DE / Deere & Company
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
MIDD / The Middleby Corporation
DBL / DoubleLine Opportunistic Credit Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
US0325111070 / Anadarko Petroleum Corp.
IVE / iShares Trust - iShares S&P 500 Value ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
MSI / Motorola Solutions, Inc.
FE / FirstEnergy Corp.
META / Meta Platforms, Inc.
BNY / BlackRock New York Municipal Income Trust
RRC / Range Resources Corporation
BAX / Baxter International Inc.
FITB / Fifth Third Bancorp
MARKET VECTORS ETF JUNIOR GOLD MINERS / UIE (57060U589)
MARKET VECTORS ETF TRUSTCOAL ETF / UIE (57060U837)
BRO / Brown & Brown, Inc.
NUVEEN N Y PERFORMANCE PLUS MUNI FD INC / CEM (67062R104)
AMOV / America Movil S.A.B.DE C.V. - ADR - Class A
BWLD / Buffalo Wild Wings, Inc.
153501101 / Central Fund of Canada Ltd.
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
HAIN / The Hain Celestial Group, Inc.
IRWD / Ironwood Pharmaceuticals, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
JASO / JA Solar Holdings Co., Ltd.
KMT / Kennametal Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
LINE / Lineage, Inc.
61166W101 / Monsanto Co.
MARKET VECTORS ETF TRUSTGOLD MINERS FUND / UIE (57060U100)
NUVEEN PREM INC MUN FD 4 / CEM (6706K4105)
NAN / Nuveen New York Quality Municipal Income Fund
XNBBX / Nuveen Build America Bond Fund
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SEE / Sealed Air Corporation
RSE / Rouse Properties, Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
PHYS / Sprott Physical Gold Trust
HOT / Starwood Hotels & Resorts Worldwide, Inc.
TLAB / Tellabs Inc
TRI / Thomson Reuters Corporation
TIVO / TiVo Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
WPPGF / WPP plc
WAG /
WRC / Warnaco Group, Inc. (The)
VELTF / Velti Plc.
FWLT / Foster Wheeler Ag
WTM / White Mountains Insurance Group, Ltd.
AGO / Assured Guaranty Ltd.
GLRE / Greenlight Capital Re, Ltd.
NGLS / Targa Resources Partners LP
GIM / Templeton Global Income Fund
TPL / Texas Pacific Land Corporation
TWO / Two Harbors Investment Corp.
ULBI / Ultralife Corporation
904784709 / Unilever N.V.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BBI / Brickell Biotech Inc
VSI / Vitamin Shoppe, Inc.
VODPF / Vodafone Group Public Limited Company
WBMD / WebMD Health Corp.
WESTRN ASSET INFLTN MGMTTENDER OFFER EXP: 01/17/2 / CEM (95766U107)
Y / Alleghany Corp.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
YRI / Yamana Gold Inc
ZLC / Zale Corp
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
PNR / Pentair plc
EMD / Western Asset Emerging Markets Debt Fund Inc.
ACTG / Acacia Research Corporation
018490100 / Allergan plc
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
APU / AmeriGas Partners, L.P.
ARCH / Arch Resources, Inc.
BPT / BP Prudhoe Bay Royalty Trust
BRCM / Broadcom Corporation
US1182301010 / Buckeye Partners, L.P.
CIT / CIT Group Inc
19041P105 / CBS Corp.
CHS / Chico's FAS, Inc.
CNK / Cinemark Holdings, Inc.
DELL / Dell Technologies Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
CNI / Canadian National Railway Company
CPNO / Copano Energy, L.l.c.
DCTH / Delcath Systems, Inc.
DGIT / Digital Generation, Inc.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
ELNK / EarthLink Holdings Corp.
EPB /
ELN / Elan Corp. Plc
EXC / Exelon Corporation
EXAM / ExamWorks Group, Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GGT / The Gabelli Multimedia Trust Inc.
370023103 / GGP, Inc.
GNW / Genworth Financial, Inc.
HE / Hawaiian Electric Industries, Inc.
HNZ / Heinz H J Co
HLX / Helix Energy Solutions Group, Inc.
HHC / Howard Hughes Corporation
HCBK / Hudson City Bancorp, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
JJSF / J&J Snack Foods Corp.
KED / Kayne Anderson Energy Development Company
LXP / LXP Industrial Trust
LPT / Liberty Property Trust
LIFE / aTyr Pharma, Inc.
LLTC / Linear Technology Corp.
M / Macy's, Inc.
MTW / The Manitowoc Company, Inc.
MARKET VECTORS ETF TRUSTGLOBAL ALTERNATIVE ENGY ETF / UIE (57060U407)
MACK / Merrimack Pharmaceuticals, Inc.
NYX / Nyiax Inc
NCT.PRD / Newcastle Investment Corp.
US6550441058 / Noble Energy, Inc.
JCI / Johnson Controls International plc
PPL / PPL Corporation
XNPMX / Nuveen Premium Income Municipal
NUVEEN NY SELCT QLTY MUNNY SELECT QUALITY MUN FD / CEM (670976109)
ORI / Old Republic International Corporation
OKS / ONEOK Partners, L.P.
OPK / OPKO Health, Inc.
ORIENTAL FINANCIAL GRP F / FGO (68618W100)
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
P / Pandora Media, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POWERSHS QQQ TRUST SER 1 / UIE (73935A104)
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SD / SandRidge Energy, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SJI / South Jersey Industries Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
TSI / TCW Strategic Income Fund, Inc.
OXY / Occidental Petroleum Corporation
ENB / Enbridge Inc.
PNC / The PNC Financial Services Group, Inc.
ADVS / Advent Software, Inc.
BDX / Becton, Dickinson and Company
DD / DuPont de Nemours, Inc.
NEM / Newmont Corporation
IBM / International Business Machines Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ALL / The Allstate Corporation
PM / Philip Morris International Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
INTC / Intel Corporation
DIS / The Walt Disney Company
WFC / Wells Fargo & Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BK / The Bank of New York Mellon Corporation
CPT / Camden Property Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MDLZ / Mondelez International, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
CB / Chubb Limited
NEE / NextEra Energy, Inc.
V / Visa Inc.
SGU / Star Group, L.P. - Limited Partnership
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TXN / Texas Instruments Incorporated
FDX / FedEx Corporation
HON / Honeywell International Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
COST / Costco Wholesale Corporation
SPG / Simon Property Group, Inc.
HD / The Home Depot, Inc.
CSX / CSX Corporation
30064K105 / Exacttarget, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MRK / Merck & Co., Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
F / Ford Motor Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
NUE / Nucor Corporation
CMPR / Cimpress plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
PG / The Procter & Gamble Company
EW / Edwards Lifesciences Corporation
AMZN / Amazon.com, Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
UNH / UnitedHealth Group Incorporated
AAPL / Apple Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
XOM / Exxon Mobil Corporation
DOW / Dow Inc.
GNC / GNC Holdings, Inc.
CPB / The Campbell's Company
AXP / American Express Company
WU / The Western Union Company
GD / General Dynamics Corporation
FCEL / FuelCell Energy, Inc.
NWSA / News Corporation
HES / Hess Corporation
SLB / Schlumberger Limited
TER / Teradyne, Inc.
HIG / The Hartford Insurance Group, Inc.
SYY / Sysco Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CAH / Cardinal Health, Inc.
AON / Aon plc
MAT / Mattel, Inc.
SRE / Sempra
ATI / ATI Inc.
LLL / JX Luxventure Limited
HPQ / HP Inc.
CCL / Carnival Corporation & plc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CB / Chubb Limited
VFC / V.F. Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SON / Sonoco Products Company
GILD / Gilead Sciences, Inc.
AMAT / Applied Materials, Inc.
MNTX / Manitex International, Inc.
TD / The Toronto-Dominion Bank
BBBY / Bed Bath & Beyond, Inc.
STT / State Street Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SIG / Signet Jewelers Limited
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ESRX / Express Scripts Holding Co.
EQR / Equity Residential
JNPR / Juniper Networks, Inc.
CNP / CenterPoint Energy, Inc.
PAYX / Paychex, Inc.
XWEL / XWELL, Inc.
LUMN / Lumen Technologies, Inc.
BCRX / BioCryst Pharmaceuticals, Inc.
TGT / Target Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
GOLD / Barrick Mining Corporation
IR / Ingersoll Rand Inc.
AAP / Advance Auto Parts, Inc.
KMB / Kimberly-Clark Corporation
SIRI / Sirius XM Holdings Inc.
FIS / Fidelity National Information Services, Inc.
C / Citigroup Inc.
JCI / Johnson Controls International plc
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ANTM / Anthem Inc
MUB / iShares Trust - iShares National Muni Bond ETF
VNO / Vornado Realty Trust
HAL / Halliburton Company
NOC / Northrop Grumman Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
SPY / SPDR S&P 500 ETF
ADP / Automatic Data Processing, Inc.
BAM / Brookfield Asset Management Ltd.
DVY / iShares Trust - iShares Select Dividend ETF
BRK.B / Berkshire Hathaway Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
CELG / Celgene Corp.
NKE / NIKE, Inc.
LLY / Eli Lilly and Company
NLY / Annaly Capital Management, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
PSLV / Sprott Physical Silver Trust
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
MMP / Magellan Midstream Partners L.P.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VZ / Verizon Communications Inc.
DVN / Devon Energy Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
AIM / AIM ImmunoTech Inc.
DUK / Duke Energy Corporation
SO / The Southern Company
KMI / Kinder Morgan, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
RF / Regions Financial Corporation
CVS / CVS Health Corporation
T / AT&T Inc.
HSY / The Hershey Company
GSK / GSK plc - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
UNP / Union Pacific Corporation
TRV / The Travelers Companies, Inc.
ISRG / Intuitive Surgical, Inc.
PSX / Phillips 66
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
KO / The Coca-Cola Company
ATVI / Activision Blizzard Inc
MS / Morgan Stanley
NSC / Norfolk Southern Corporation
CAT / Caterpillar Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund