Market Value298,702,000
Total Holdings216
File Date2016-11-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
MOV / Movado Group, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
IYW / iShares Trust - iShares U.S. Technology ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
AABA / Altaba Inc
BAC.WS.A / Bank of America Corp. A Warrants
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
QQQ / Invesco QQQ Trust, Series 1
IEV / iShares Trust - iShares Europe ETF
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
GLW / Corning Incorporated
IBOC / International Bancshares Corporation
MCD / McDonald's Corporation
OAK / Oaktree Capital Group, LLC
GSK / GSK plc - Depositary Receipt (Common Stock)
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
STT / State Street Corporation
NEM / Newmont Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EMR / Emerson Electric Co.
BRK.A / Berkshire Hathaway Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MRK / Merck & Co., Inc.
61166W101 / Monsanto Co.
iShares MSCI EM-ACC / (G4954M433)
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
MXF / The Mexico Fund, Inc.
GILD / Gilead Sciences, Inc.
SWZ / Total Return Securities, Inc.
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
APO / Apollo Global Management, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
POT / Potash Corp. of Saskatchewan, Inc.
COP / ConocoPhillips
HD / The Home Depot, Inc.
AAPL / Apple Inc.
V / Visa Inc.
DIS / The Walt Disney Company
GOOGL / Alphabet Inc.
COST / Costco Wholesale Corporation
CSCO / Cisco Systems, Inc.
YUM / Yum! Brands, Inc.
PNC / The PNC Financial Services Group, Inc.
XOM / Exxon Mobil Corporation
JNJ / Johnson & Johnson
IXN / iShares Trust - iShares Global Tech ETF
CAT / Caterpillar Inc.
BDX / Becton, Dickinson and Company
SIL / Global X Funds - Global X Silver Miners ETF
DISCA / Discovery Inc - Class A
DEO / Diageo plc - Depositary Receipt (Common Stock)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
AET / Aetna, Inc.
ORCL / Oracle Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
WPP / WPP plc - Depositary Receipt (Common Stock)
VIAB / Viacom, Inc.
0LD5 / Tapestry, Inc.
TWX / Warner Media LLC
PM / Philip Morris International Inc.
HPE / Hewlett Packard Enterprise Company
CHK / Chesapeake Energy Corporation
US0268741560 / American International Group, Inc. Warrants
CVX / Chevron Corporation
CHD / Church & Dwight Co., Inc.
HUM / Humana Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
MMM / 3M Company
19041P105 / CBS Corp.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
JCI / Johnson Controls International plc
A / Agilent Technologies, Inc.
AXP / American Express Company
UPRO / ProShares Trust - ProShares UltraPro S&P500
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DISCK / Warner Bros.Discovery Inc - Series C
MSFT / Microsoft Corporation
SPY / SPDR S&P 500 ETF
LMT / Lockheed Martin Corporation
AMZN / Amazon.com, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PG / The Procter & Gamble Company
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
KKR / KKR & Co. Inc.
BX / Blackstone Inc.
WM / Waste Management, Inc.
JPM / JPMorgan Chase & Co.
T / AT&T Inc.
AMAT / Applied Materials, Inc.
NKE / NIKE, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
AFL / Aflac Incorporated
AIG / American International Group, Inc.
UNH / UnitedHealth Group Incorporated
HPQ / HP Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CVS / CVS Health Corporation
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
MMC / Marsh & McLennan Companies, Inc.
CMCSA / Comcast Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
RTX / RTX Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
LOW / Lowe's Companies, Inc.
DOW / Dow Inc.
SLB / Schlumberger Limited
PFE / Pfizer Inc.
FDX / FedEx Corporation
MAR / Marriott International, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
UBS N / UBS Group AG
TMO / Thermo Fisher Scientific Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FRT / Federal Realty Investment Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
HST / Host Hotels & Resorts, Inc.
MDT / Medtronic plc
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
EBAY / eBay Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
MCK / McKesson Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SAP / SAP SE - Depositary Receipt (Common Stock)
C / Citigroup Inc.
MS / Morgan Stanley
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WFC / Wells Fargo & Company
CAR / Avis Budget Group, Inc.
BMY / Bristol-Myers Squibb Company
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
QRTEA / Qurate Retail Inc - Series A
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
MO / Altria Group, Inc.
GE / General Electric Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
IWV / iShares Trust - iShares Russell 3000 ETF
VDMIX / Vanguard Developed Markets Index Fund
CG / The Carlyle Group Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PYPL / PayPal Holdings, Inc.
KO / The Coca-Cola Company
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VSH / Vishay Intertechnology, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JPM / JPMorgan Chase & Co.
ITB / iShares Trust - iShares U.S. Home Construction ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MDY / SPDR S&P MidCap 400 ETF Trust
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
BAC / Bank of America Corporation
OEF / iShares Trust - iShares S&P 100 ETF
0LO7 / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BRK.B / Berkshire Hathaway Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AMGN / Amgen Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
EXPE / Expedia Group, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN
IWD / iShares Trust - iShares Russell 1000 Value ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
SCHW / The Charles Schwab Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
GOOG / Alphabet Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
INTC / Intel Corporation
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
WMT / Walmart Inc.
BACL / The Boeing Company
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
QCOM / QUALCOMM Incorporated
IBM / International Business Machines Corporation
TEL / TE Connectivity plc
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
PEP / PepsiCo, Inc.
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RVT / Royce Small-Cap Trust, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund