Market Value63,670,000
Total Holdings214
File Date2015-11-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HPQ / HP Inc.
BPTH / Bio-Path Holdings, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NBY / NovaBay Pharmaceuticals, Inc.
GGZ / The Gabelli Global Small and Mid Cap Value Trust
FSFR / Fifth Street Senior Floating Rate Corp.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GNW / Genworth Financial, Inc.
EGFHF / ICPEI Holdings Inc
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
QID / ProShares Trust - ProShares UltraShort QQQ
DIREXION SHS ETF TR / DLYFINBEAR3X NEW (25459Y447)
EXCC / Excel Corporation
QCCO / QC Holdings, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PRAN / Prana Biotechnology Ltd.
SUSQ / Susquehanna Bancshares Inc
78009PCC3 / The Royal Bank Of Scotland Plc 4.375% Senior Notes 03/16/16
NETI / Eneti Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
PRSO / Peraso Inc.
PTN / Palatin Technologies, Inc.
IBIO / iBio, Inc.
HILL / Dot Hill Systems Corp
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
SQQQ / ProShares Trust - ProShares UltraPro Short QQQ
CREDIT SUISSE NASSAU BRH / ETN LKD 32 (22542D571)
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
INTT / inTEST Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
KEG / Key Energy Services, Inc.
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
EEV / ProShares Trust - ProShares UltraShort MSCI Emerging Markets
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
8867EQ101 / TigerLogic Corp.
SIAL / Sigma-Aldrich Corporation
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
BIS / ProShares Trust - ProShares UltraShort Nasdaq Biotechnology
HYF / Managed High Yield Plus Fund, Inc.
TZA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X Shares
PGAL / Global X Funds - Global X MSCI Portugal ETF
TC / Token Cat Limited - Depositary Receipt (Common Stock)
DFBG / Differential Brands Group Inc.
CYS / CYS Investments, Inc.
NSU / Nevsun Resources Ltd.
UVXY / ProShares Trust II - ProShares Ultra VIX Short-Term Futures ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
BAA / Banro Corp.
OKS / ONEOK Partners, L.P.
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
REEMF / Rare Element Resources Ltd.
MB / MasterBeef Group
ROYAL BK SCOTLAND PLC / US MC TRENDP ETN (78009L209)
ROYAL BK SCOTLAND PLC / US LC TRENDP ETN (78009L308)
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
METALICO INC / (591176102)
TURN / 180 Degree Capital Corp.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
MINC / Advisorshares Trust - AdvisorShares Newfleet Multi-Sector Income ETF
LIQD / Liquid Holdings Group, Inc.
LVL / Guggenheim S&P Global Dividend Opportunities Index ETF
MM /
SPLS / Staples, Inc.
THTI / THT Heat Transfer Technology Inc
US98212B1035 / WPX Energy, Inc.
878193101 / TearLab Corp
HTCH / Hutchinson Technology, Inc.
CBPO / China Biologic Products Holdings Inc
MCZAF / Mad Catz Interactive, Inc.
EMHY / iShares, Inc. - iShares J.P. Morgan EM High Yield Bond ETF
PVI / Invesco Exchange-Traded Fund Trust II - Invesco Floating Rate Municipal Income ETF
ARO / Aeropostale Inc
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
Y0553W103 / Baltic Trading Ltd
095428108 / Blue Earth, Inc.
053470100 / Avalon Advanced Materials Inc.
PRGN / Paragon Shipping, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
WLTGQ / Walter Energy, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
REXX / Rex Energy Corp.
TWC / Spectrum Management Holding Company LLC
REPX / Riley Exploration Permian, Inc.
YGE / Yingli Green Energy Holding Company Limited
SPDC / Speed Commerce, Inc.
PBMD / Prima BioMed Ltd
AMCC / Applied Micro Circuits Corp.
ANAD / ANADIGICS, Inc.
TEU / Box Ships Inc.
DIREXION SHS ETF TR / DLY S&P 500 BEAR (25459Y371)
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
CORR / CorEnergy Infrastructure Trust, Inc.
BRCD / Brocade Communications Systems, Inc.
DIREXION SHS ETF TR / GLD MNRS BEAR 3X (25459W235)
NORNQ / Noranda Aluminum Holding Corporation
UGHB / Universal Global Hub Inc.
FACTORSHARES TR / ISE CYBER SEC (30304R407)
DLX / Deluxe Corporation
CTCM / CTC Media, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
JCP / J.C. Penney Co., Inc.
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
EWS / iShares, Inc. - iShares MSCI Singapore ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
EWI / iShares, Inc. - iShares MSCI Italy ETF
ODP / The ODP Corporation
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
76155G107 / Revolution Lighting Technologies, Inc.
QQQ / Invesco QQQ Trust, Series 1
REM / iShares Trust - iShares Mortgage Real Estate ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
FCEL / FuelCell Energy, Inc.
018490100 / Allergan plc
CBRL / Cracker Barrel Old Country Store, Inc.
EAF / GrafTech International Ltd.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
CTIC / CTI BioPharma Corp
NCZ / Virtus Convertible & Income Fund II
WAVX / Wave Systems Corp.
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
ANRZQ / Alpha Natural Resources, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
/ Denbury Resources, Inc.
SPWH / Sportsman's Warehouse Holdings, Inc.
APPCQ / American Apparel, Inc.
BAC / Bank of America Corporation
ALU / Alcatel Lucent
HCBK / Hudson City Bancorp, Inc.
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
NLST / Netlist, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
GFA / Gafisa S.A.
KO / The Coca-Cola Company
BTU / Peabody Energy Corporation
EGY / VAALCO Energy, Inc.
ARNC / Arconic Corporation
GCI / Gannett Co., Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
MTL.PR / Mechel OAO
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
FTF / Franklin Limited Duration Income Trust
BCR / C. R. Bard, Inc. - Corporate Bond/Note
GPL / Great Panther Mining Ltd
FRT / Federal Realty Investment Trust
CSCO / Cisco Systems, Inc.
HST / Host Hotels & Resorts, Inc.
CLBS / Caladrius Biosciences Inc
HCC / Warrior Met Coal, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
PLG / Platinum Group Metals Ltd.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
PBA / Pembina Pipeline Corporation
AUY / Yamana Gold Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SRC / Spirit Realty Capital, Inc.
SOL / Emeren Group Ltd - Depositary Receipt (Common Stock)
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
AMGN / Amgen Inc.
SONN / Sonnet BioTherapeutics Holdings, Inc.
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
THW / Abrdn World Healthcare Fund
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
FRO / Frontline plc
IAU / iShares Gold Trust
AMG / Affiliated Managers Group, Inc.
IAT / iShares Trust - iShares U.S. Regional Banks ETF
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
RTX / RTX Corporation
USO / United States Oil Fund, LP - Limited Partnership
IGE / iShares Trust - iShares North American Natural Resources ETF
EXK / Endeavour Silver Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ARCH / Arch Resources, Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
MBB / iShares Trust - iShares MBS ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
RNWK / Realnetworks, Inc.
SLS / SELLAS Life Sciences Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
VERU / Veru Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
0I14 / Cognex Corporation
IMNP / Immune Pharmaceuticals Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AMD / Advanced Micro Devices, Inc.
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
CVM / CEL-SCI Corporation
LEMB / iShares, Inc. - iShares J.P. Morgan EM Local Currency Bond ETF
CTRA / Coterra Energy Inc.
ATEC / Alphatec Holdings, Inc.
CDMO / Avid Bioservices, Inc.
VRDN / Viridian Therapeutics, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
SLM / SLM Corporation
SAM / The Boston Beer Company, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
DXD / ProShares Trust - ProShares UltraShort Dow30
RSLS / ReShape Lifesciences Inc.
NLY / Annaly Capital Management, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
PSHG / Performance Shipping Inc.
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
AEZS / COSCIENS Biopharma Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
ALRM / Alarm.com Holdings, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VIRX / Viracta Therapeutics, Inc.
DIS / The Walt Disney Company
WTW / Willis Towers Watson Public Limited Company
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
IAG / IAMGOLD Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BLDP / Ballard Power Systems Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
MBOT / Microbot Medical Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
RAD / Rite Aid Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BXP / Boston Properties, Inc.
SBLK / Star Bulk Carriers Corp.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
BTG / B2Gold Corp.
SBUX / Starbucks Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BKNG / Booking Holdings Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
UHS / Universal Health Services, Inc.
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
KGC / Kinross Gold Corporation
RF / Regions Financial Corporation
NAK / Northern Dynasty Minerals Ltd.
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X Shares
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HAL / Halliburton Company
SHO / Sunstone Hotel Investors, Inc.
CTLP / Cantaloupe, Inc.
GOOG / Alphabet Inc.
ABBV / AbbVie Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
GM / General Motors Company
CVX / Chevron Corporation
IBB / iShares Trust - iShares Biotechnology ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
GLD / SPDR Gold Trust
SIRI / Sirius XM Holdings Inc.
TGB / Taseko Mines Limited
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
SSO / ProShares Trust - ProShares Ultra S&P500
AES / The AES Corporation
GLW / Corning Incorporated
D / Dominion Energy, Inc.
BFH / Bread Financial Holdings, Inc.
JNJ / Johnson & Johnson
WM / Waste Management, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
PM / Philip Morris International Inc.
BX / Blackstone Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
BA / The Boeing Company
CME / CME Group Inc.
AMAT / Applied Materials, Inc.
GS / The Goldman Sachs Group, Inc.
GSAT / Globalstar, Inc.
VZ / Verizon Communications Inc.
F / Ford Motor Company
SPY / SPDR S&P 500 ETF
PG / The Procter & Gamble Company
WST / West Pharmaceutical Services, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
XRX / Xerox Holdings Corporation
GILD / Gilead Sciences, Inc.
AIM / AIM ImmunoTech Inc.
IWC / iShares Trust - iShares Micro-Cap ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
FCX / Freeport-McMoRan Inc.
DOV / Dover Corporation
FULT / Fulton Financial Corporation
EBR / Centrais Elétricas Brasileiras S.A. - Eletrobrás - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
UEC / Uranium Energy Corp.
FLEX / Flex Ltd.
SHAK / Shake Shack Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
UTHR / United Therapeutics Corporation
AG / First Majestic Silver Corp.
META / Meta Platforms, Inc.
EXC / Exelon Corporation
EXTR / Extreme Networks, Inc.
AZO / AutoZone, Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
WEN / The Wendy's Company
CVS / CVS Health Corporation