Основная статистика
| CIK | 1365662 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to EA Series Trust - Alpha Blue Capital US Small-Mid Cap Dynamic ETF
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 9, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 N-8F/A N-8F/A 1 claymoreetftrust2formn-8f8.htm N-8F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: August 9, 2018 I. General Identifying Information 1. Reason fund is applyi |
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| July 19, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 N-8F/A N-8F/A 1 claymoreetftrust2formn-8f1.htm N-8F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: July 19, 2018 I. General Identifying Information 1. Reason fund is applyin |
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| June 22, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 AW AW 1 claymoreetftrust2-aw62218a.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”) File Numbers: 333-135105, 811-21910 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests w |
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| June 22, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 AW AW 1 claymoreetftrust2-aw62218i.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”) File Numbers: 333-135105, 811-21910 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests w |
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| June 22, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”) File Numbers: 333-135105, 811-21910 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests withdrawal of the following Post-Effecti |
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| June 22, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 AW AW 1 claymoreetftrust2-aw62218i.htm AW June 22, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”) File Numbers: 333-135105, 811-21910 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust hereby respectfully requests w |
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| June 19, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 N-8F N-8F 1 claymoreetftrust2formn-8f.htm N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N‑8F APPLICATION FILED PURSUANT TO SECTION 8(f) OF THE INVESTMENT COMPANY ACT OF 1940 (the “Act”) AND RULE 8f-1 THEREUNDER FOR ORDER DECLARING THAT COMPANY HAS CEASED TO BE AN INVESTMENT COMPANY Dated: June 19, 2018 I. General Identifying Information 1. Reason fund is applying to |
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| May 22, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 22, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 22, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| May 22, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 22, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 4, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 30, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 ETF 2 (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| April 30, 2018 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 10, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 FINAL ATTEMPT March 27, 2018 Dear Shareholder: First, we apologize for troubling you once again with this additional communication. |
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| March 19, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 16, 2018 Dear Shareholder, We need your help with regard to your ownership in the Guggenheim Funds. |
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| March 7, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A DEFA14A 1 etf-etf2adjourmentletterxo.htm DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 6, 2018 Dear Shareholder, We need your help. The special meeting of shareholders of the Claymore Exchange-Traded Fund Trust and Claymore Exchange-Traded Fund Trust 2 (“Guggenheim Funds”) will be adjourned until Friday, March 16th to provide shareholders who have not yet cast their important proxy vote with mo |
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| February 26, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 CORRESP February 26, 2018 VIA EDGAR Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 & 811-21906) Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Guggenheim Funds Trust (File Nos. 002-19458 & 811-01136) (collectively, the “Registrants”) De |
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| February 20, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A DEFA14A 1 etf-etf2adjourmentletter2x.htm DEFA14A PLEASE VOTE YOUR SHARES TODAY February 16, 2018 Dear Shareholder, The special meeting of shareholders of the Claymore Exchange-Traded Fund Trust and Claymore Exchange-Traded Fund Trust 2 (“Guggenheim Funds”) will be adjourned until Friday, March 16th to provide shareholders who have not yet cast their important proxy vote with more time to do so. OU |
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| February 20, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A DEFA14A 1 combinedendeavorletter2-15.htm DEFA14A SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 URGENT NOTICE February 15, 2018 Dear Shareholder: We have been trying to contact you with regard to an important matter pertaining to your investment in Guggenheim Funds. This matter involves an important operating initiative for the Funds requiring your response. It is very importa |
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| February 14, 2018 |
CGW / Claymore Exchange-Traded Fund Trust 2 / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* Guggenheim S&P Global Water Index ETF (Name of Issuer) Exchange Traded Funds (Title of Class of Securities) 18383Q507 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 7, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A etfproxyvoteeml2fafinal3 %%subject%% file:///wanlink/...20eBusiness/6.0%20Email%20Management/Email%20Templates/ETF/ETF-proxy%20vote%20update-201802xx-FA-2.html[2/2/2018 9:56:38 AM] Important Information on Guggenheim ETF Proxy. Proxy FAQs. Learn More. For financial professional use only. Do not distribute to the public. Important Request from Guggenheim We recently mailed proxy materials to Guggen |
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| February 1, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A DEFA14A 1 claymore2ndproxyreminderle.htm DEFA14A CLAYMORE EXCHANGE-TRADED FUND TRUST and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (“Guggenheim Funds”) February 2, 2018 Dear Valued Shareholder, We need your help. Our records indicate that we have not yet received your important proxy vote for the special meeting of shareholders of your Fund(s), scheduled to be held on February 16, 2018. Please help us |
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| February 1, 2018 |
FRN / Claymore Exchange-Traded Fund Trust 2 DEFA14A SHAREHOLDER SERVICES January 31, 2018 Shareholder Name Address 1 Address 2 Address 3 IMPORTANT NOTICE Re: RYDEX ETF TRUST, CLAYMORE EXCHANGE-TRADED FUND TRUST and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (“Guggenheim Funds”) Dear Shareholder: Recently Guggenheim Investments announced a very important initiative regarding an agreement by Guggenheim Capital LLC to sell its exchange-traded funds business to Invesco Ltd. |
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| January 29, 2018 |
CERTIFICATIONS I, Amy J. Lee, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 19, 2018 |
Proxy Voting Instructions Snippet Proxy Voting Instructions Snippet To facilitate the transition of Guggenheim ETFs to Invesco PowerShares, a fund shareholder vote is needed. |
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| January 19, 2018 |
1??? ? ? ? ? ? ?? ??? ? ? ? ? ? Guggenheim ETF Sale and Proxy FAQs On September 28, 2017, Guggenheim Capital, LLC entered into an agreement to sell its exchange traded funds business to Invesco Ltd. |
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| January 11, 2018 |
Guggenheim Exchange-Traded Funds Level I Machine Script Guggenheim Exchange-Traded Funds Level I Machine Script Hello. I am calling on behalf of your investment with the Guggenheim Exchange-Traded Funds. The Special Meeting of Shareholders is scheduled to take place on February 16, 2018. All shareholders are being asked to consider and vote on important matters. As of today your vote has not been registered. Please contact us as soon as possible at 1-8 |
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| January 10, 2018 |
VRIG / PowerShares Actively Managed Exchange-Traded Fund Trust 425 (Prospectus) 425 Filing by PowerShares Actively Managed Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
VRIG / PowerShares Actively Managed Exchange-Traded Fund Trust 425 (Prospectus) 425 1 d525781d425.htm 425 Filing by PowerShares Actively Managed Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 333-221699 |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 1 d523512d425.htm 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221698 |
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| January 10, 2018 |
Guggenheim Exchange-Traded Funds Level I Script (CONFIRM RECEIPT OF PROXY MATERIAL) Good (morning, afternoon, evening), my name is (AGENT’S FULL NAME). |
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| January 10, 2018 |
425 1 d525777d425.htm 425 Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221702 EXCHANGE-TRADED FUNDS PROXY FACT SHEET FOR: GUGGENHEIM EXCHANGE-TRADED FUNDS CLAYMORE EXCHANGE-TRADED FUND TRUST CLAYMORE EXCHANGE-TRADED |
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| January 10, 2018 |
425 1 d525777d425.htm 425 Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221702 |
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| October 30, 2017 |
CERTIFICATIONS I, Amy J. Lee, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| October 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| August 18, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2017 CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (Exact name of registrant as specified in its charter) Delaware 811-21910 81-2162522 (State or other jurisdiction of incorporatio |
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| August 10, 2017 |
CORRESP 1 filename1.htm 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com JEREMY SENDERWICZ [email protected] +1 212 641 5669 Direct +1 212 698 3599 Fax August 10, 2017 VIA EDGAR Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Excha |
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| July 31, 2017 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| July 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| May 1, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| May 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| March 15, 2017 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| February 14, 2017 |
CGW / Claymore Exchange-Traded Fund Trust 2 / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* Guggenheim S&P Global Water Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q507 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| January 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 30, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 31, 2016 |
N-Q 1 gug65579etf2-nq.htm CLAYMORE ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of p |
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| October 31, 2016 |
EX-99.CERT 2 ex99certs.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| September 27, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 10, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 29, 2016 |
Claymore Exchange-traded Fund Trust 2 - CLAYMORE ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| July 29, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 15, 2016 |
[GUGGENHEIM LETTERHEAD] July 15, 2016 [GUGGENHEIM LETTERHEAD] July 15, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 101 F Street, N.E. Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Registrant”) File Numbers: 333-135105, 811-21910 Post-Effective Amendment No. 277 Request for Withdrawal of Post-Effective Amendment Filing to the Registrant’s Registration Statement on Fo |
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| May 20, 2016 |
CORRESP 1 filename1.htm 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com JEREMY SENDERWICZ [email protected] +1 212 641 5669 Direct +1 212 698 3599 Fax May 20, 2016 VIA EDGAR Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange |
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| May 10, 2016 |
8-A12B 1 uslargecapoptimizedvolatil.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See |
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| May 9, 2016 |
CORRESP 1 filename1.htm 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com Jeremy Senderowicz [email protected] +1 212 641 5669 Direct +212 698 3599 Fax May 10, 2016 VIA EDGAR Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange |
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| April 28, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 28, 2016 |
Claymore Exchange-traded Fund Trust 2 - CLAYMORE ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| March 18, 2016 |
[DECHERT LLP LETTERHEAD] March 18, 2016 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”; File Nos. 333-135105 & 811-21910) Dear Ms. Lithotomos: On behalf of the Trust, attached herewith for filing is the Post-Effective Amendment No. 257 (the “Amendment”) to the |
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| February 16, 2016 |
CGW / Claymore Exchange-Traded Fund Trust 2 / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Guggenheim S&P Global Water Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q507 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 12, 2016 |
FRN / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Guggenheim Frontier Markets ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q838 (CUSIP Number) December 31, 2015 (Date of Eve |
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| February 12, 2016 |
HAO / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* Guggenheim China Small Cap ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q853 (CUSIP Number) December 31, 2015 (Date of Even |
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| February 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) |
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| January 29, 2016 |
Claymore Exchange-traded Fund Trust 2 - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 29, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| January 15, 2016 |
[DECHERT LLP LETTERHEAD] January 15, 2016 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”; File Nos. 333-135105 & 811-21910) Dear Ms. Lithotomos: On behalf of the Trust, attached herewith for filing is the Post-Effective Amendment No. 248 (the “Amendment”) to t |
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| January 15, 2016 |
[DECHERT LLP LETTERHEAD] January 15, 2016 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the “Trust”; File Nos. 333-135105 & 811-21910) Dear Ms. Lithotomos: On behalf of the Trust, attached herewith for filing is the Post-Effective Amendment No. 249 (the “Amendment”) to t |
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| October 30, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 30, 2015 |
Claymore Exchange-traded Fund Trust 2 - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| September 18, 2015 |
[GUGGENHEIM INVESTMENTS LETTERHEAD] CORRESP 1 filename1.htm [GUGGENHEIM INVESTMENTS LETTERHEAD] September 18, 2015 VIA EDGAR Ms. Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File No. 811-21906) Claymore Exchange-Traded Fund Trust 2 (File No. 811-21910) Rydex Dynamic Funds (File No. 811-09525) Rydex Series Funds (F |
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| August 7, 2015 |
HAO / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Guggenheim China Small Cap ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q853 (CUSIP Number) July 31, 2015 (Date of Event Wh |
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| July 29, 2015 |
Claymore Exchange-traded Fund Trust 2 - ETF N-Q 1 gug62371etf2-nq.htm ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executiv |
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| July 29, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 29, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 29, 2015 |
Claymore Exchange-traded Fund Trust 2 - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| February 17, 2015 |
CGW / Claymore Exchange-Traded Fund Trust 2 / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guggenheim S&P Global Water Index ETF (Name of Issuer) Common Stock (Title of Class of Securities) 18383Q507 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 9, 2015 |
FRN / Claymore Exchange-Traded Fund Trust 2 8-A12B - - CLAYMORE ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) |
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| February 4, 2015 |
HAO / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* GUGGENHEIM CHINA SMALL CAP ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q853 (CUSIP Number) December 31, 2014 (Date of Even |
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| February 4, 2015 |
FRN / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* GUGGENHEIM FRONTIER MARKETS ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q838 (CUSIP Number) December 31, 2014 (Date of Even |
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| January 29, 2015 |
Claymore Exchange-traded Fund Trust 2 - ETF2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| January 29, 2015 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| November 26, 2014 |
FRN / Claymore Exchange-Traded Fund Trust 2 CORRESP - - [DECHERT LLP LETTERHEAD] November 25, 2014 Mr. Patrick Scott Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the "Fund"; File Nos. 333-135105 & 811-21910) Dear Mr. Scott: On behalf of the Fund, attached herewith for filing is the Post-Effective Amendment No. 188 (the “Amendment”) to the Fund’s R |
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| November 7, 2014 |
HAO / Claymore Exchange-Traded Fund Trust 2 / BLAIR WILLIAM & CO/IL - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* Guggenheim China Small Cap ETF (Name of Issuer) ETF (Title of Class of Securities) 18383Q853 (CUSIP Number) October 31, 2014 (Date of Event |
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| October 30, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 30, 2014 |
Claymore Exchange-traded Fund Trust 2 - ETF 2 N-Q 1 gug60241-nq.htm ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive |
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| September 26, 2014 |
FRN / Claymore Exchange-Traded Fund Trust 2 8-A12B - - CLAYMORE ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Next Page) (I.R.S. Employer Identification No.) |
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| September 10, 2014 |
CGW / Invesco S&P Global Water Index ETF / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Guggenheim S&P Global Water Index ETF (Name of Issuer) Common Stock (Title of Class of Securities) 18383Q507 (CUSIP Number) August 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| July 30, 2014 |
CGW / Invesco S&P Global Water Index ETF N-Q - Quarterly Schedule of Portfolio Holdings - ETF2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal executive offices) (Zip code) Amy J. |
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| July 30, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 28, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2014, in accordance with t |
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| April 25, 2014 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 2 N-Q 1 gug59163etf2-nq.htm ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 227 West Monroe Street, Chicago, IL 60606 (Address of principal |
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| April 25, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| March 5, 2014 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A att |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 x Filed by the Registrants o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Stat |
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| February 28, 2014 |
February 28, 2014 Ms. Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File Nos. 333-134551 and 811-21906) Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 and 811-21910) Dear Ms. Lithotomos: Thank you for your comments regarding the preliminary Proxy Statement (the “P |
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| February 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 x Filed by the Registrants o Filed by a Party other than the Registrant Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stat |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - ETF2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| January 29, 2014 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| October 29, 2013 |
Date: October 29, 2013 /s/ Donald C. Cacciapaglia Donald C. Cacciapaglia Chief Executive Officer CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| October 18, 2013 |
1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| September 27, 2013 |
[DECHERT LLP LETTERHEAD] September 27, 2013 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND"; FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 146 (the "Amendment") to the Fund's registration statement on Form N-1A, to |
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| September 17, 2013 |
[DECHERT LLP LETTERHEAD] September 17, 2013 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (the "Fund"; File Nos. 333-135105 & 811-21910) Dear Ms. Browning: On behalf of the Fund, attached herewith for filing is the Post-Effective Amendment No. 145 (the “Amendment”) to t |
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| July 30, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2013, in accordance with t |
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| July 30, 2013 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| May 16, 2013 |
[DECHERT LLP LETTERHEAD] May 15, 2013 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 136 (the "Amendment") to the Fund's registration statement on Form N-1A, to be fi |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Amy J. |
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| April 29, 2013 |
EX-99.CERT 2 ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| February 14, 2013 |
YAO / Guggenheim China All-Cap ETF / GUGGENHEIM FUNDS DISTRIBUTORS, INC. - YAO Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| January 29, 2013 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| October 30, 2012 |
Date: October 30, 2012 /s/Donald C. Cacciapaglia Donald C. Cacciapaglia Chief Executive Officer EX-99.CERT 2 ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| October 30, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attache |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| July 30, 2012 |
CERTIFICATIONS I, Donald Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-82977 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| July 26, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2012, in accordance with t |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| April 27, 2012 |
EX-99.CERT 2 ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| April 27, 2012 |
EX-99.CERT 2 ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| February 14, 2012 |
RMB / Guggenheim Yuan Bond ETF / Comerica Inc /new/ - SCHEDULE 13G/A Passive Investment SC 13G/A 1 d301520dsc13ga.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Claymore Exchange-Traded Fund Trust 2 (Name of Issuer) Guggenheim Timber ETF (Title of Class of Securities) 18383Q879 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 3, 2012 |
YAO / Guggenheim China All-Cap ETF / GUGGENHEIM FUNDS DISTRIBUTORS, INC. - YAO Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 3, 2012 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| January 27, 2012 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| October 26, 2011 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| October 26, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of the Claymore Exchange-Traded Fund Trust 2 In planning and performing our audit of the financial statements of each of the seven funds constituting the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the period ended August 31, 2011, in accordance |
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| September 29, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| September 29, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| September 29, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| September 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (See Next Page) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) |
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| September 21, 2011 |
September 21, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 98 (the “Amendment”) to the registration statement for Claymore Exchange |
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| September 9, 2011 |
Claymore Exchange-Traded Fund Trust 2 2455 Corporate West Drive Lisle, Illinois 60532 September 9, 2011 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D. |
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| September 9, 2011 |
[DECHERT LLP LETTERHEAD] September 9, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 98 (the "Amendment") to the Fund's registration statement on Form N-1A, to b |
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| September 9, 2011 |
September 9, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 77 (the “Amendment”) to the registration statement for Claymore Exchange- |
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| July 29, 2011 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| July 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| July 27, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the exchange-traded funds of the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the period ended May 31, 2011, in accordance with t |
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| July 26, 2011 |
July 26, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 83 (the “Amendment”) to the registration statement for Claymore Exchange-Trad |
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| June 9, 2011 |
[DECHERT LLP LETTERHEAD] June 9, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 86 (the "Amendment") to the Fund's registration statement on Form N-1A, to be fil |
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| June 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Claymore Exchange-Traded Fund Trust 2 (Exact Name of Registrant as Specified in Its Charter) Delaware (See Next Page) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) |
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| June 6, 2011 |
June 6, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust 2 (File Nos. 333-135105 & 811-21910) Dear Ms. Browning: Thank you for your telephonic comments concerning Post-Effective Amendment No. 76 (the “Amendment”) to the registration statement for Claymore Exchange-Trade |
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| May 27, 2011 |
[DECHERT LLP LETTERHEAD] May 27, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 83 (the "Amendment") to the Fund's registration statement on Form N-1A, to be fil |
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| April 28, 2011 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| February 14, 2011 |
SC 13G 1 dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Claymore Exchange-Traded Fund Trust 2 (Name of Issuer) Guggenheim Timber ETF (Title of Class of Securities) 18383Q879 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 9, 2011 |
[DECHERT LLP LETTERHEAD] February 9, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 77 (the "Amendment") to the Fund's registration statement on Form N-1A, to be |
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| February 3, 2011 |
[DECHERT LLP LETTERHEAD] February 3, 2011 Ms. Kimberly A. Browning Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (THE "FUND;" FILE NOS. 333-135105 & 811-21910) Dear Ms. Browning: I enclose Post-Effective Amendment No. 76 (the "Amendment") to the Fund's registration statement on Form N-1A, to be |
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| January 27, 2011 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| January 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| January 26, 2011 |
Results of Shareholder Votes At the September 23, 2010, shareholder meeting, shareholders voted on the election of Trustees. With regard to the election of the following Trustees by shareholders of the Trust: # of Shares In Favor # of Shares Withheld Roman Friedrich III 49,440,969 1,095,468 Robert B. Karn III 49,416,575 1,119,862 |
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| October 27, 2010 |
77C Results of Shareholder Votes At the September 23, 2010, shareholder meeting, shareholders voted on the election of Trustees. With regard to the election of the following Trustees by shareholders of the Trust: # of Shares # of Shares In Favor Withheld Roman Friedrich III 49,440,969 1,095,468 Robert B. Karn III 49,416,575 1,119,862 |
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| October 27, 2010 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of the Claymore Exchange-Traded Fund Trust 2 In planning and performing our audits of the financial statements of each of the portfolios encompassing the Claymore Exchange-Traded Fund Trust 2 listed in Exhibit A attached hereto (the Funds) as of and for the year ended August 31, 2010, in accordance wi |
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| October 26, 2010 |
CERTIFICATIONS I, Kevin M. Robinson, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) Kevin M. |
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| July 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal executive offices) (Zip code) J. |
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| July 26, 2010 |
CERTIFICATIONS I, J. Thomas Futrell, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CLAYMORE ETF TRUST 2 (Name of Issuer) SWM CDN ENERGY (Title of Class of Securities) 18383Q606 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 17, 2009 |
SC 13G/A 1 claymore606wfc1.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) CLAYMORE ETF TRUST 2 (Name of Issuer) SWM CDN ENERGY (Title of Class of Securities) 183 |
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| February 12, 2009 |
SC 13G 1 claymoreetf606wfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CLAYMORE ETF TRUST 2 (Name of Issuer) SWM CDN ENERGY (Title of Class of Securities) 18383 |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Claymore S&P Global Water Exchange Traded Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q507 (CUSIP Number) 9/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| June 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(5.)* Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 5/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| April 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(4.)* Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 3/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| March 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(3.)* Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 2/29/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 11, 2008 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 1/31/2008 (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Claymore S&P Global Water Exchange Traded Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q507 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 25, 2008 |
Certifications CERTIFICATIONS I, Nicholas Dalmaso, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| January 25, 2008 |
Claymore Exchange-Traded Fund Trust 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal |
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| December 11, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Claymore/Clear GEB & AMI (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q309 (CUSIP Number) 11/30/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 26, 2007 |
N-Q 1 dnq.htm CLAYMORE EXCHANGE-TRADED FUND TRUST 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Addres |
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| October 26, 2007 |
CERTIFICATIONS I, Nicholas Dalmaso, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| July 27, 2007 |
EX-99.CERT 2 dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Nicholas Dalmaso, certify that: 1. I have reviewed this report on Form N-Q of Claymore Exchange-Traded Fund Trust 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| July 27, 2007 |
Claymore Exchange-Traded Fund Trust 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21910 Claymore Exchange-Traded Fund Trust 2 (Exact name of registrant as specified in charter) 2455 Corporate West Drive, Lisle, IL 60532 (Address of principal |
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| July 10, 2007 |
SC 13G 1 claymorewater.htm 06/30/07 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Claymore S&P Global Water Index ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 18383Q507 (CUSIP Number) 6/30/07 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
