ACSF / American Capital Senior Floating, Ltd. - Документы SEC, Годовой отчет, Доверенное заявление

American Capital Senior Floating, Ltd.
US ˙ OTC
ЭТОТ СИМВОЛ БОЛЬШЕ НЕ АКТИВЕН

Основная статистика
CIK 1581934
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American Capital Senior Floating, Ltd.
SEC Filings (Chronological Order)
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September 19, 2018 15-12B

ACSF / American Capital Senior Floating, Ltd. 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36266 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Exact name of registrant a

September 19, 2018 N-54C

ACSF / American Capital Senior Floating, Ltd. N-54C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election

September 10, 2018 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES FINAL LIQUIDATING DISTRIBUTION Final Liquidating Distribution of $3.69 per share, resulting in Total Distributions in Connection with the Liquidation of $12.878 per share

EX-99.1 2 a18-187481ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE September 10, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES FINAL LIQUIDATING DISTRIBUTION Final Liquidating Distribution of $3.69 per share, resulting in Total Distributions in Connection with the Liquidation of $12.878 per share New York, NY — September 10, 2018 - American Capital Senior Floating, Ltd. (“ACSF” or t

September 10, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD.

August 16, 2018 25

ACSF / American Capital Senior Floating, Ltd. 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 814-01025 American Capital Senior Floating, Ltd., The Nasdaq Global Select Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed a

August 16, 2018 RW

ACSF / American Capital Senior Floating, Ltd. RW

AMERICAN CAPITAL SENIOR FLOATING, LTD. 245 Park Avenue, 42nd Floor New York, New York 10167 August 16, 2018 VIA ELECTRONIC TRANSMISSION U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Re: American Capital Senior Floating, Ltd. (the “Company”) Registration Statement on Form N-2 (File No. 333-205463) (as amended, the “Registratio

August 16, 2018 S-3DPOS

ACSF / American Capital Senior Floating, Ltd. S-3DPOS

As filed with the Securities and Exchange Commission on August 16, 2018 Registration No.

August 7, 2018 EX-2.1

AMERICAN CAPITAL SENIOR FLOATING, LTD. PLAN OF COMPLETE LIQUIDATION AND DISSOLUTION

EX-2.1 2 acsfq2-18exhibit21.htm EXHIBIT 2.1 Exhibit 2.1 AMERICAN CAPITAL SENIOR FLOATING, LTD. PLAN OF COMPLETE LIQUIDATION AND DISSOLUTION 1.This Plan of Complete Liquidation and Dissolution (the "Plan") of American Capital Senior Floating, Ltd., a Maryland corporation (the "Company"), has been approved by the Board of Directors of the Company (the "Board") as being advisable and in the best inte

August 7, 2018 10-Q

ACSF / American Capital Senior Floating, Ltd. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR FLOATI

August 6, 2018 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES INITIAL LIQUIDATING DISTRIBUTION AND PROVIDES UPDATE ON ESTIMATED REMAINING DISTRIBUTIONS Estimated Total Liquidating Distributions of $12.33 to $12.46 per share, including Initial Liquidating Distribu

EX-99.1 2 a18-183351ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE August 6, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES INITIAL LIQUIDATING DISTRIBUTION AND PROVIDES UPDATE ON ESTIMATED REMAINING DISTRIBUTIONS Estimated Total Liquidating Distributions of $12.33 to $12.46 per share, including Initial Liquidating Distribution of $8.80 per share Company Currently Expects Total Distr

August 6, 2018 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD.

July 2, 2018 8-K

Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 a18-1633518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-01025 46-1996220 (State or Other Jurisdic

June 18, 2018 DEFA14A

ACSF / American Capital Senior Floating, Ltd. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

June 8, 2018 DEFA14A

ACSF / American Capital Senior Floating, Ltd. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 25, 2018 DEFA14A

ACSF / American Capital Senior Floating, Ltd. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 25, 2018 CORRESP

ACSF / American Capital Senior Floating, Ltd. CORRESP

Proskauer Rose LLP 2049 Century Park East, 32nd Floor Los Angeles, CA 90067-3206 May 25, 2018 Monica J.

May 25, 2018 DEFM14A

ACSF / American Capital Senior Floating, Ltd. DEFM14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 10, 2018 DEFA14A

ACSF / American Capital Senior Floating, Ltd. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 10, 2018 DEFA14A

ACSF / American Capital Senior Floating, Ltd. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 10, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2018 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporation)

May 10, 2018 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES INITIATION OF PLAN OF COMPLETE LIQUIDATION AND DISSOLUTION REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2018 AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF M

EX-99.1 2 acsfq1-18exhibit991pressre.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE May 10, 2018 AMERICAN CAPITAL SENIOR FLOATING, LTD. ANNOUNCES INITIATION OF PLAN OF COMPLETE LIQUIDATION AND DISSOLUTION REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2018 AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF MAY, JUNE AND JULY 2018 New York, NY - May 10, 20

May 10, 2018 PREM14A

ACSF / American Capital Senior Floating, Ltd. PREM14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 10, 2018 10-Q

ACSF / American Capital Senior Floating, Ltd. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR FLOAT

March 14, 2018 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2017

Exhibit 99.1 FOR IMMEDIATE RELEASE March 14, 2018 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2017 New York, NY - March 14, 2018 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (NASDAQ: ACSF) today reported net investment income of $2.5 million, or $0.25 per share, and net earnings of $2.5 million, or $0.25 pe

March 14, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2018 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporatio

March 14, 2018 10-K

ACSF / American Capital Senior Floating, Ltd. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Exact name of registra

March 14, 2018 EX-21

Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage ACSF Funding I, LLC (Delaware) 100%

Exhibit 21 Subsidiaries of the Registrant Name of entity and place of jurisdiction Voting Securities Owned Percentage ACSF Funding I, LLC (Delaware) 100%

January 18, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 a18-337718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 18, 2018 American Capital Senior Floating, Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-01025 46-1996220 (State or Other Jurisd

January 18, 2018 EX-99.1

American Capital Senior Floating, Ltd. Announces Monthly Cash Distributions of $0.097 per Share for February, March and April of 2018

Exhibit 99.1 American Capital Senior Floating, Ltd. Announces Monthly Cash Distributions of $0.097 per Share for February, March and April of 2018 NEW YORK, NY?January 18, 2018 ? American Capital Senior Floating, Ltd. (NASDAQ: ACSF) (?ACSF? or the ?Company?) announced today that its Board of Directors has declared monthly cash distributions of $0.097 per share of common stock for each of February,

December 15, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 14, 2017 AMERICAN CAPITAL SENIOR FLOATING, LTD.

November 8, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 acsfq3-178xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2017 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other

November 8, 2017 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING ANNOUNCES SEPTEMBER 30, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF NOVEMBER AND DECEMBER 2017 AND JANUARY 2018

EX-99.1 2 acsfq3-17exhibit991pressre.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE November 8, 2017 AMERICAN CAPITAL SENIOR FLOATING ANNOUNCES SEPTEMBER 30, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF NOVEMBER AND DECEMBER 2017 AND JANUARY 2018 New York, NY - November 8, 2017 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”)

November 8, 2017 10-Q

ACSF / American Capital Senior Floating, Ltd. 10-Q (Quarterly Report)

10-Q 1 acsfq3-1710q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 814-01

November 3, 2017 DEF 14A

ACSF / American Capital Senior Floating, Ltd. DEF 14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 2, 2017 CORRESP

ACSF / American Capital Senior Floating, Ltd. ESP

CORRESP 1 filename1.htm Proskauer Rose LLP 2049 Century Park East, 32nd Floor Los Angeles, CA 90067-3206 October 2, 2017 Monica J. Shilling Member of the Firm d 310.284.4544 f 310.557.2193 [email protected] www.proskauer.com VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Kathy Churko Re: Americ

August 8, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a06302017acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2017 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or oth

August 8, 2017 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING ANNOUNCES JUNE 30, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF AUGUST, SEPTEMBER AND OCTOBER 2017

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE August 8, 2017 A MERICAN CAPITAL SENIOR FLOATING ANNOUNCES JUNE 30, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF AUGUST, SEPTEMBER AND OCTOBER 2017 New York, NY - August 8, 2017 - American Capital Senior Floating, Ltd. (?ACSF? or the ?Company?) (NASDAQ: ACSF) today reported net investment income of $2.4 mi

August 8, 2017 EX-10.1

INDEMNIFICATION AGREEMENT

Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into effective as of January 3, 2017 (the “Effective Date”), by and between American Capital Senior Floating, Ltd., a Maryland corporation (the “Company”), and (“Indemnitee”). WHEREAS, at the request of the Company, Indemnitee currently serves as [a director][an officer] of the Company and

August 8, 2017 10-Q

ACSF / American Capital Senior Floating, Ltd. 10-Q (Quarterly Report)

10-Q 1 acsf-20170630x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 814-01

May 22, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 a17-1395018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2017 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Exact Name of Registrant as Specified in Charter) Maryland 814-01025 46-1996220 (State or Other Jurisdict

May 22, 2017 EX-10.1

MANAGEMENT AGREEMENT

Exhibit 10.1 MANAGEMENT AGREEMENT This Management Agreement (this ?Agreement?), dated as of May 19, 2017 (the ?Execution Date?), is by and between American Capital Senior Floating, Ltd., a Maryland corporation (the ?Company?), and Ivy Hill Asset Management, L.P., a Delaware limited partnership (the ?Manager?). W I T N E S S E T H: WHEREAS, the Company is a closed-end, non-diversified management in

May 10, 2017 DEFA14A

American Capital Senior Floating DEFA14A

DEFA14A 1 a17-127661defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a

May 10, 2017 10-Q

American Capital Senior Floating 10-Q (Quarterly Report)

10-Q 1 acsf-20170331xfinancialsta.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2017 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period to Commission File Number: 8

May 10, 2017 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING ANNOUNCES MARCH 31, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF MAY, JUNE AND JULY 2017 IVY HILL PROVIDES FOR NEW EXPENSE CAP FOR 2017

EX-99.1 2 q12017991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE May 10, 2017 AMERICAN CAPITAL SENIOR FLOATING ANNOUNCES MARCH 31, 2017 FINANCIAL RESULTS AND DECLARES MONTHLY CASH DISTRIBUTIONS OF $0.097 PER SHARE FOR EACH OF MAY, JUNE AND JULY 2017 IVY HILL PROVIDES FOR NEW EXPENSE CAP FOR 2017 New York, NY - May 10, 2017 - American Capital Senior Floating, Ltd. (“ACSF” or the

May 10, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a03312017acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2017 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other

May 10, 2017 EX-10.4

INDEMNIFICATION AGREEMENT

Exhibit 10.4 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into effective as of January 3, 2017 (the “Effective Date”), by and between American Capital Senior Floating, Ltd., a Maryland corporation (the “Company”), and (“Indemnitee”). WHEREAS, at the request of the Company, Indemnitee currently serves as [a director][an officer] of the Company and

May 4, 2017 DEFA14A

American Capital Senior Floating DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

April 28, 2017 DEFA14A

American Capital Senior Floating DEFA14A

DEFA14A 1 a17-119331defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a

March 29, 2017 CORRESP

ACSF / American Capital Senior Floating, Ltd. CORRESP - -

Proskauer Rose LLP 2049 Century Park East, 32nd Floor Los Angeles, CA 90067-3206 March 29, 2017 Monica J.

March 29, 2017 DEF 14A

American Capital Senior Floating DEF 14A

DEF 14A 1 a2231569zdef14a.htm DEF 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary P

March 9, 2017 10-K

American Capital Senior Floating 10-K (Annual Report)

10-K 1 acsf-20161231xfinancialsta.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SE

March 9, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a12312016acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2017 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or othe

March 9, 2017 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2016

EX-99.1 2 q42016991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE March 9, 2017 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2016 New York, NY - March 9, 2017 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (NASDAQ: ACSF) today reported net investment income of $2.8 million, or $0.28 per share

March 9, 2017 EX-10.4

AMENDMENT AGREEMENT

EX-10.4 3 acsf-20161231xexhibit104.htm EXHIBIT 10.4 Exhibit 10.4 AMENDMENT AGREEMENT This AMENDMENT AGREEMENT (“this Agreement”), dated as of January 3, 2017 is entered into by and between ACSF FUNDING I, LLC, a limited liability company organized under Delaware law (the “Borrower”), Bank of America, N.A., a national banking association (the “Bank”) and Deutsche Bank Trust Company Americas a banki

March 9, 2017 EX-10.2

AMENDMENT AGREEMENT

EX-10.2 2 acsf-20161231xexhibit102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT AGREEMENT This AMENDMENT AGREEMENT (“this Agreement”), dated as of January 3, 2017 is entered into by and between ACSF FUNDING I, LLC, a limited liability company organized under Delaware law (the “Borrower”) and Bank of America, N.A., a national banking association (the “Bank”) (each a “Party” and, collectively, the “Parti

March 3, 2017 PRE 14A

American Capital Senior Floating PRE 14A

PRE 14A 1 a2231164zpre14a.htm PRE 14A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary P

February 7, 2017 EX-99.1

American Capital Senior Floating, Ltd. Announces Monthly Cash Distributions of $0.097 per Share for February, March and April of 2017

Exhibit 99.1 American Capital Senior Floating, Ltd. Announces Monthly Cash Distributions of $0.097 per Share for February, March and April of 2017 NEW YORK, NY?February 7, 2017? American Capital Senior Floating, Ltd. (NASDAQ: ACSF) (?ACSF? or the ?Company?) announced today that its Board of Directors has declared monthly cash distributions of $0.097 per share of common stock for each of February,

February 7, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2017 American Capital Senior Floating, Ltd.

January 13, 2017 EX-24.1

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES

Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Joshua Bloomstein, Ian Fitzgerald, Miriam Krieger and Monica Shilling, acting individually, as the undersigned?s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name,

January 13, 2017 EX-24.1

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES

Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Joshua Bloomstein, Miriam Krieger and Monica Shilling, acting individually, as the undersigned?s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead

January 13, 2017 EX-24.1

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES

Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Joshua Bloomstein, Ian Fitzgerald, Miriam Krieger and Monica Shilling, acting individually, as the undersigned?s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name,

January 13, 2017 EX-24.1

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES

Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Joshua Bloomstein, Ian Fitzgerald, Miriam Krieger and Monica Shilling, acting individually, as the undersigned?s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name,

January 5, 2017 EX-10.1

INTERIM MANAGEMENT AGREEMENT

Exhibit 10.1 INTERIM MANAGEMENT AGREEMENT This Interim Management Agreement (this ?Agreement?), dated as of January 3, 2017 (the ?Execution Date?), is by and between American Capital Senior Floating, Ltd., a Maryland corporation (the ?Company?), and Ivy Hill Asset Management, L.P., a Delaware limited partnership (the ?Manager?). W I T N E S S E T H: WHEREAS, the Company is a closed-end, non-divers

January 5, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a17-148918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2017 American Capital Senior Floating, Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-01025 46-1996220 (State or Other Jurisdi

January 4, 2017 DEFA14A

American Capital Senior Floating DEFA14A

DEFA14A 1 a17-12392defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as

January 4, 2017 EX-99.1

Ivy Hill Asset Management Appointed Investment Manager of American Capital Senior Floating, Ltd. Ivy Hill, a Wholly Owned Portfolio Company of Ares Capital Corporation, Invests Primarily in Middle Market Loans and has $3.6 Billion in AUM Kevin Braddi

EX-99.1 2 a17-12391ex99d1.htm EX-99.1 Exhibit 99.1 Ivy Hill Asset Management Appointed Investment Manager of American Capital Senior Floating, Ltd. Ivy Hill, a Wholly Owned Portfolio Company of Ares Capital Corporation, Invests Primarily in Middle Market Loans and has $3.6 Billion in AUM Kevin Braddish Appointed as Chief Executive Officer and a Director of American Capital Senior Floating, Ltd. NE

January 4, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a17-123918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2017 American Capital Senior Floating, Ltd. (Exact Name of Registrant as Specified in Charter) Maryland 814-01025 46-1996220 (State or Other Jurisdi

December 22, 2016 EX-99.1

Exhibit 99.1 FOR IMMEDIATE RELEASE December 19, 2016 Contact: Investor Relations - (301) 968-9310 American Capital Senior Floating Announces Appointment of Ivy Hill as New Manager Bethesda, MD – December 19, 2016 - American Capital Senior Floating, L

EX-99.1 2 acsfpr.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE December 19, 2016 Contact: Investor Relations - (301) 968-9310 American Capital Senior Floating Announces Appointment of Ivy Hill as New Manager Bethesda, MD – December 19, 2016 - American Capital Senior Floating, Ltd. (NASDAQ: ACSF) (“ACSF” or the “Company”), announced today that its Board of Directors has approved the appointme

December 22, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 acsf8-k12x20x16.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2016 (December 16, 2016) American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46

December 1, 2016 DEFA14A

American Capital Senior Floating DEFA14A

Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the

November 7, 2016 DEF 14A

American Capital Senior Floating DEF 14A

DEF 14A 1 acsf2016definitiveproxy.htm DEF 14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Stat

November 4, 2016 10-Q

American Capital Senior Floating 10-Q (Quarterly Report)

10-Q 1 acsf-20160930xfinancialsta.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SE

November 4, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a09302016acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2016 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or o

November 4, 2016 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE November 4, 2016 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE Bethesda, MD - November 4, 2016 - American Capital Senior Floating, Ltd. (?ACSF? or the ?Company?) (NASDAQ: ACSF) today reported net investment income of $3.1 million , or $0.31 per share, for the qu

August 5, 2016 10-Q

American Capital Senior Floating 10-Q (Quarterly Report)

10-Q 1 acsf-20160630xfinancialsta.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR

August 3, 2016 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.30 PER SHARE

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE August 3, 2016 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.30 PER SHARE Bethesda, MD - August 3, 2016 - American Capital Senior Floating, Ltd. (?ACSF? or the ?Company?) (NASDAQ: ACSF) today reported net investment income of $3.0 million , or $0.30 per share, for the quarte

August 3, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a06302016acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2016 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or oth

May 9, 2016 10-Q

American Capital Senior Floating 10-Q (Quarterly Report)

10-Q 1 acsf-20160331xfinancialsta.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2016 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR

May 2, 2016 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.29 PER SHARE

Exhibit Exhibit 99.1 FOR IMMEDIATE RELEASE May 2, 2016 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.29 PER SHARE Bethesda, MD - May 2, 2016 - American Capital Senior Floating, Ltd. (?ACSF? or the ?Company?) (Nasdaq: ACSF) today reported net investment income of $2.9 million , or $0.29 per share, for the quarter ende

May 2, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a03312016acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2016 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other

April 29, 2016 10-K/A

American Capital Senior Floating 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Ex

April 19, 2016 PRER14A

American Capital Senior Floating PRE 14A

PRER14A 1 acsf2016preliminaryproxyre.htm PRE 14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy S

April 19, 2016 CORRESP

American Capital Senior Floating ESP

American Capital Senior Floating, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 968-9310 (301) 968-9311 Fax www.ACSF.com April 19, 2016 Via EDGAR James E. O’Connor, Esq. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, D.C. 20549 RE: American Capital Senior Floating, Ltd. Preliminary Proxy Statement for the 2016 Annual Me

March 15, 2016 10-K

American Capital Senior Floating 10-K (Annual Report)

10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-01025 AMERICAN CAPITAL SENIOR FLOATING, LTD. (Exact name of reg

March 15, 2016 EX-24

POWER OF ATTORNEY

EX-24 2 acsf-20151231xexhibit24.htm EXHIBIT 24 Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of American Capital Senior Floating, Ltd., a corporation organized under the laws of the state of Maryland (the “Corporation”), hereby constitute and appoint John R. Erickson, Samuel A. Flax and Cydonii V. Fairfax and each of them (with full power

February 26, 2016 PRE 14A

American Capital Senior Floating PRE 14A

PRE 14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the C

February 26, 2016 CORRESP

American Capital Senior Floating ESP

CORRESP 1 filename1.htm American Capital Senior Floating, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 968-9310 (301) 968-9311 Fax www.ACSF.com February 26, 2016 VIA EDGAR AND COURIER Deborah O’Neal Johnson Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: American Capital Senior Floating, Ltd. Preliminary Prox

February 8, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a12312015acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2016 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or o

February 8, 2016 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE FOR THE FOURTH QUARTER 2015 AND $1.27 PER SHARE FOR 2015

EX-99.1 2 q42015991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE February 8, 2016 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE FOR THE FOURTH QUARTER 2015 AND $1.27 PER SHARE FOR 2015 Bethesda, MD - February 8, 2016 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (N

November 3, 2015 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.33 PER SHARE FOR THE THIRD QUARTER 2015 AND EXTENSION OF ITS EXPENSE CAP

EX-99.1 2 q32015991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE November 2, 2015 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.33 PER SHARE FOR THE THIRD QUARTER 2015 AND EXTENSION OF ITS EXPENSE CAP Bethesda, MD - November 2, 2015 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”)

November 3, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2015 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporat

August 3, 2015 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.32 PER SHARE

EX-99.1 2 q22015991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE August 3, 2015 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.32 PER SHARE Bethesda, MD - August 3, 2015 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (Nasdaq: ACSF) today reported net investment income of $3.2 mil

August 3, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a06302015acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2015 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or oth

July 2, 2015 EX-24.1

POWER OF ATTORNEY

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of American Capital Senior Floating, Ltd., a corporation organized under the laws of the state of Maryland (the “Corporation”), hereby constitute and appoint Malon Wilkus, John R. Erickson, Samuel A. Flax and Cydonii V. Fairfax, and each of them (with full power to each of them to act alone),

July 2, 2015 S-3D

American Capital Senior Floating S-3D

ACSF DRIP-SPP S-3D As filed with the Securities and Exchange Commission on July 2, 2015 Registration No.

May 22, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 acsf8-k5x22x15.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2015 (May 20, 2015) American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (S

May 4, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a03312015acsf8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2015 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other

May 4, 2015 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE

EX-99.1 2 q12015991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE May 4, 2015 CONTACT: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE Bethesda, MD - May 4, 2015 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (Nasdaq: ACSF) today reported net investment income of $3.1 million,

April 8, 2015 DEF 14A

American Capital Senior Floating DEF 14A

DEF 14A Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential

February 20, 2015 EX-24

EX-24

Power of Attorney Know all by these presents, that the undersigned hereby constitutes and appoints each of John R.

February 9, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2015 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporat

February 9, 2015 EX-99.1

AMERICAN CAPITAL SENIOR FLOATING, LTD. REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE FOR Q4 2014 AND $1.09 PER SHARE FOR 2014

EX-99.1 2 q42014991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE February 9, 2015 Contact: Investors - (301) 968-9310 Media - (301) 968-9400 AMERICAN CAPITAL SENIOR FLOATING, LTD. REPORTS NET INVESTMENT INCOME OF $0.31 PER SHARE FOR Q4 2014 AND $1.09 PER SHARE FOR 2014 Bethesda, MD - February 9, 2015 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (Nasdaq: ACS

November 3, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):November 3, 2014 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporati

November 3, 2014 EX-99.1

Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected]

Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected] FOR IMMEDIATE RELEASE November 3, 2014 Contact: Investor Relations - (301) 968-9310 American Capital Senior Floating, Ltd. Reports Net Investment Income of $0.29 Per Share for Q3 2014 Bethesda, MD - November 3, 2014 - American Capital Senior Floating, Ltd. (“ACSF” or the “Company”) (Nasdaq:

August 5, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2014 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporatio

August 5, 2014 EX-99.1

Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected]

EX-99.1 2 a991pressrelease1.htm PRESS RELEASE Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected] FOR IMMEDIATE RELEASE August 4, 2014 Contact: Investor Relations - (301) 968-9310 American Capital Senior Floating, Ltd. Reports Net Earnings of $0.28 Per Share for Q2 2014 Bethesda, MD - August 4, 2014 - American Capital Senior Floating, Ltd. (

May 6, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2014 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or other jurisdiction of incorporation)

May 6, 2014 EX-99.1

Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected]

EX-99.1 2 a991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD, 20814 (301) 968-9310 www.ACSF.com [email protected] FOR IMMEDIATE RELEASE May 5, 2014 Contact: Investor Relations - (301) 968-9310 American Capital Senior Floating, Ltd. Reports Net Earnings of $0.21 Per Share for Q1 2014 Bethesda, MD - May 5, 2014 - American Capital Senior Floating, Ltd. (“ACSF” o

February 24, 2014 8-K

Other Events

8-K 1 acsf8-k2x21x14.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2014 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) MARYLAND 814-01025 46-1996220 (State or ot

January 15, 2014 8-A12B

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 American Capital Senior Floating, Ltd. (Exact name of registrant as specified in its charter) Maryland 46-1996220 (State of incorporation or organization) (IRS Employer Identification No.) 2 Beth

January 15, 2014 N-54A

- N-54A

N-54A 1 acsfformn54-a.htm N-54A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54A NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(a) OF THE ACT The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisi

January 13, 2014 CORRESP

-

CORRESP 1 filename1.htm American Capital Senior Floating, Ltd. 2 Bethesda Metro Center, 14th Floor Bethesda, MD 20814 T: 301-968-9310 January 13, 2014 VIA EDGAR AND EMAIL Ms. Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: American Capital Senior Floating, Ltd. Registration Statement on Form N-2 (File. No. 333-19035

January 13, 2014 CORRESP

-

CORRESP 1 filename1.htm January 13, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: American Capital Senior Floating, Ltd. Registration Statement on Form N-2 (SEC File No. 333-190357) Ladies and Gentlemen: In connection with the above-referenced Registration Statement, and pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Act”), we hereby

January 6, 2014 CORRESP

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CORRESP 1 filename1.htm American Capital Senior Floating, Ltd. 2 Bethesda Metro Center, 14th Floor Bethesda, MD 20814 T: 301-968-9310 January 6, 2014 VIA EDGAR AND EMAIL Ms. Mary Cole, Esq. Ms. Sheila Stout Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: American Capital Senior Floating, Ltd. Registration Statement on Form N-2 (Fil

December 20, 2013 CORRESP

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CORRESP 1 filename1.htm American Capital Senior Floating, Ltd. 2 Bethesda Metro Center, 14th Floor Bethesda, MD 20814 T: 301-968-9310 December 20, 2013 VIA EDGAR Ms. Mary Cole, Esq. Ms. Sheila Stout Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: American Capital Senior Floating, Ltd. Registration Statement on Form N-2 (File. No. 3

November 5, 2013 N-6F/A

- N-6F/A

N-6F/A 1 n-6fa.htm N-6F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-6F/A AMENDMENT NO. 1 TO NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned company previously notified the Securities and Exchange Commission on Form N-6F filed on August 2, 2013 (the “Original Form N-6F”) that it intended to

August 2, 2013 N-6F

- N-6F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-6F NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 (the “Act”) an

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