Основная статистика
| LEI | 549300YCJ2CSI6S5TZ36 |
| CIK | 1604738 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ashford Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFO |
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| March 14, 2025 |
Amended and Restated Bylaws of Ashford Inc., EXHIBIT 3.10 ASHFORD INC. BYLAWS Amended and Restated January 15, 2025 ARTICLE I STOCKHOLDERS Section 1. Place. All meetings of stockholders shall be held at the principal executive office of Ashford Inc., a Nevada corporation (the “Corporation”), or at such other place or by electronic communication as shall be set by the Corporation’s Board of Directors (the “Board”) in accordance with these Byl |
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| March 14, 2025 |
Amended and Restated Bylaws of Ashford Inc., as amended January 15, 2025 ainc2024q410-kxex3101 ASHFORD INC. BYLAWS Amended and Restated August 28, 2019 as amended by, 2025 Amendment No. 1 on August 24, 2023 ARTICLE I STOCKHOLDERS Section 1. Place. All meetings of stockholders shall be held at the principal executive office of Ashford Inc., a Nevada corporation (the “Corporation”), or at such other place or by electronic communication as shall be set by the Corporation’ |
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| March 14, 2025 |
EXHIBIT 10.78 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 10, 2025, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, t |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact name |
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| March 14, 2025 |
EXHIBIT 10.79 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 10, 2025, by and among BRAEMAR HOTELS & RESORTS INC. (the “Company”), BRAEMAR HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), BRAEMAR TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, tog |
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| March 14, 2025 |
Policy on Insider Trading and Compliance Exhibit 19.1 Ashford Inc. Policy on Insider Trading and Compliance It is the policy of Ashford Inc. (together with its subsidiaries, the “Company”) to comply fully, and to assist its directors, officers, employees and related persons in complying fully with all federal and state securities laws applicable to transactions, such as purchases and sales, in the Company’s securities or the securities o |
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| March 14, 2025 |
EXHIBIT 10.72.3 AMENDMENT NO. 3 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT This AMENDMENT NO. 3 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”) is entered into as of March 10, 2025, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AIN |
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| March 14, 2025 |
List of subsidiaries of Ashford Inc. EXHIBIT 21 Subsidiaries Listing as of December 31, 2024 The following list details certain of the subsidiaries of Ashford Inc. |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36400 ASHFORD INC. (Exact name of registrant as specified in its charte |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Ex |
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| November 13, 2024 |
Exhibit 10.2.1 AMENDMENT NO. 1 TO THE ADVISORY AGREEMENT This AMENDMENT NO. 1 TO THE ADVISORY AGREEMENT (this “Amendment”) is entered into as of November 7, 2024, by and among STIRLING HOTELS & RESORTS, INC. (the “Company”), STIRLING REIT OP, LP (the “Operating Partnership”), STIRLING TRS CORPORATION (“TRS”), and STIRLING REIT ADVISORS, LLC (the “Advisor”). RECITALS: WHEREAS, the parties hereto ar |
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| November 13, 2024 |
EXHIBIT 10.1.2 AMENDMENT NO. 2 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT This AMENDMENT NO. 2 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”) is entered into as of November 8, 2024, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AI |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 15, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| September 12, 2024 |
Exhibit 10.1 FIRST AMENDMENT TO SECOND CONSOLIDATED, AMENDED AND RESTATED HOTEL MASTER MANAGEMENT AGREEMENT This FIRST AMENDMENT TO SECOND CONSOLIDATED, AMENDED AND RESTATED HOTEL MASTER MANAGEMENT AGREEMENT (this “Amendment”), is dated as of September 11, 2024, by and between ASHFORD TRS CORPORATION, a Delaware corporation (together with any taxable REIT subsidiaries of the Partnership hereafter |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 11, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Comm |
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| August 13, 2024 |
EXHIBIT 10.1.1 AMENDMENT NO. 1 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT This AMENDMENT NO. 1 TO THE THIRD AMENDED AND RESTATED ADVISORY AGREEMENT (this “Amendment”) is entered into as of August 8, 2024, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC |
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| August 13, 2024 |
EXHIBIT 10.7 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver Agreement”) is entered into as of August 8, 2024, by and among BRAEMAR HOTELS & RESORTS INC. (the “Company”), BRAEMAR HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), BRAEMAR TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact n |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36400 ASHFORD INC. (Exact name of registrant as specified in its charte |
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| July 31, 2024 |
AINC / Ashford Inc. / NUNNELEY MARK - SC 13D/A Activist Investment CUSIP No. 044104 10 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Mark Nunneley 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Telephone |
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| July 31, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Ashford Inc. |
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| July 31, 2024 |
AINC / Ashford Inc. / Bennett Monty J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 31, 2024 |
AINC / Ashford Inc. / Hays J Robison III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 31, 2024 |
AINC / Ashford Inc. / Bennett Archie Jr - SC 13D/A Activist Investment CUSIP No. 044104-10-7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Archie Bennett, Jr. 14185 Dallas Parkway, Suite 1150 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Teleph |
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| July 31, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 29, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 31, 2024 |
AINC / Ashford Inc. / Eubanks Deric S - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 31, 2024 |
ASHFORD INC. ANNOUNCES EFFECTUATION OF REVERSE STOCK SPLIT AND FORWARD STOCK SPLIT Contact: Deric Eubanks Joe Calabrese Chief Financial Officer Financial Relations Board (972) 490-9600 (212) 827-3772 ASHFORD INC. |
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| July 29, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 09, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 26, 2024 |
AINC / Ashford Inc. / Welter Jeremy - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ashford Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 44104 10 7 (CUSIP Number) Jeremy J. Welter 1101 Excalibur Blvd., Lewisville, Texas 75056 (469) 261-5256] (Name, Address and Telephone Number of Person A |
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| July 26, 2024 |
Jeremy J. Welter 1101 Excalibur Avenue Lewisville, Texas 75076 Jeremy J. Welter 1101 Excalibur Avenue Lewisville, Texas 75076 July 25, 2024 United States Securities and Exchange Commission Division of Corporate Finance Office of Mergers & Acquisitions Washington, D.C. 20549 Attention: Shane Callaghan Dear Mr. Callaghan: This letter and the Amendment No. 1 to Schedule 13D of even date herewith (“Amendment No. 1”) are filed in response to your letter of June 3, |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 25, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 25, 2024 |
ASHFORD INC. DIRECTOR AND HOSPITALITY INDUSTRY VETERAN, W. MICHAEL MURPHY, PASSES AWAY Contact: Deric Eubanks Joe Calabrese Chief Financial Officer Financial Relations Board (972) 490-9600 (212) 827-3772 ASHFORD INC. |
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| July 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 22, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or orga |
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| July 22, 2024 |
Contact: Deric Eubanks Joe Calabrese Chief Financial Officer Financial Relations Board (972) 490-9600 (212) 827-3772 ASHFORD INC. |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 22, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| July 3, 2024 |
Exhibit 10.1 SEPARATION/CONSULTING AGREEMENT THIS SEPARATION/CONSULTING AGREEMENT (this “Agreement”) is made as of June 30, 2024, by and among J. ROBISON HAYS, III (the “Executive”), ASHFORD HOSPITALITY ADVISORS LLC (the “Company”), and ASHFORD INC. (“AINC,” together with the Executive and the Company, the “Parties”). All capitalized terms not defined in this Agreement shall have the meanings assi |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 30, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 21, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| June 21, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| June 17, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| June 17, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| June 5, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| June 4, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| May 16, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 15, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 13, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Ashford Inc. (Name of the Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) Ashford Inc. Monty J. Bennett Deric S. Eubanks J. Robison Hays, III (Names of Persons Filing Statement) 044104-10-7 (CUSIP Num |
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| May 13, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact |
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| May 13, 2024 |
May 13, 2024 VIA EDGAR Division of Corporation Finance Office of Mergers & Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| May 8, 2024 |
ASHFORD REPORTS FIRST QUARTER 2024 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FIRST QUARTER 2024 RESULTS DALLAS, May 8, 2024 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: AINC) (“Ashford” or t |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 8, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 17, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 18, 2024 |
AINC / Ashford Inc. / Hays J Robison III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 16, 2024 |
AINC / Ashford Inc. / Bennett Monty J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2024 |
Presentation dated March 11, 2024 of Robert W. Baird & Co. to the Board of Directors of the Company. Exhibit (c)(iv) PROJECT TWILIGHT DISCUSSION MATERIALS March 2024 EXECUTIVE SUMMARY Robert W Baird (“Baird”) is pleased to discuss with the Board of Directors of Ashford, Inc (“AINC” or the “Company”) our views on a strategy to deregister and delist the Company from a national exchange Baird has analyzed a transaction as follows: ◼ Reverse split of 5,000(1) -to-1 ◼ Cash consideration of any fractional shares(2) at $4. |
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| April 12, 2024 |
Oppenheimer Discussion Materials Presentation dated March 30, 2024. Exhibit (c)(iii) STRICTLY PRIVATE AND CONFIDENTIAL March 30, 2024 Project Antelope Discussion Materials 2 This presentation, and any supplemental information (written or oral) or other documents provided in connection therewith (collectively, the “materials”), are provided solely for the information of the Special Committee of the Board of Directors of a Company for which we are utilizing the code name Antelope (“Antelope” or the “Company”) by Oppenheimer & Co. |
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| April 12, 2024 |
Oppenheimer Preliminary Discussion Materials Presentation dated March 20, 2024. Exhibit (c)(ii) STRICTLY PRIVATE AND CONFIDENTIAL March 2024 Project Antelope Preliminary Discussion Materials 2 1. |
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| April 12, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 12, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Ashford Inc. (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 044104-10-7 (CUSIP Number of Class of Securities) Alex Rose Executive Vice President, Gen |
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| April 12, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Ashford Inc. |
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| April 11, 2024 |
AINC / Ashford Inc. / Welter Jeremy - SC 13D Activist Investment SC 13D 1 tm2411649d1sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ashford Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 44104 10 7 (CUSIP Number) Jeremy J. Welter 1101 Excalibur Blvd., Lewisville, Texas 75056 (469) 261-5256] (Name, Addr |
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| April 2, 2024 |
AINC / Ashford Inc. / Eubanks Deric S - SC 13D/A Activist Investment SC 13D/A 1 tm2410450d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Deric S. Eubanks 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, A |
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| April 2, 2024 |
AINC / Ashford Inc. / Hays J Robison III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2024 |
ASHFORD INC.’S BOARD OF DIRECTORS APPROVES PLAN TO TERMINATE REGISTRATION OF ITS COMMON STOCK EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD INC.’S BOARD OF DIRECTORS APPROVES PLAN TO TERMINATE REGISTRATION OF ITS COMMON STOCK DALLAS, April 1, 2024 - Ashford Inc. (NYSE American: AINC) (“Ashford” or the “Company”) today announced that a Sp |
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| April 2, 2024 |
ASHFORD INC. BOARD APPROVES PLAN TO DEREGISTER ITS COMMON STOCK Dear Valued Associates, I am writing to you today to give you an update on our company. Ashford Inc.’s Board of Directors have approved a plan to terminate the registration of its common stock with the SEC and discontinue its listing on the NYSE American stock exchange. This plan will be subject to a vote of Ashford’s stockholders exp |
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| April 2, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 1, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| April 2, 2024 |
AINC / Ashford Inc. / Bennett Monty J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
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| March 28, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 27, 2024 |
Exhibit 10.74 AMENDED AND RESTATED MASTER PROJECT MANAGEMENT AGREEMENT This Amended and Restated Master Project Management Agreement (the “Agreement”), is dated and effective as of March 12, 2024 (the “Effective Date”), by and among ASHFORD HOSPITALITY LIMITED PARTNERSHIP, a Delaware limited partnership (the “Partnership”), ASHFORD TRS CORPORATION, a Delaware corporation (together with any taxable |
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| March 27, 2024 |
Exhibit 10.76 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 11, 2024, by and among BRAEMAR HOTELS & RESORTS INC. (the “Company”), BRAEMAR HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), BRAEMAR TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, tog |
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| March 27, 2024 |
Exhibit 97.1 Ashford Inc. Policy on Recoupment of Incentive Compensation (Effective October 2, 2023) This policy (“Policy”) sets forth the terms and conditions under which Ashford Inc. (the “Company”) will seek reimbursement of certain incentive compensation paid or payable to certain current or former executive officers of the Company. This Policy as amended and restated herein substitutes for th |
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| March 27, 2024 |
List of subsidiaries of Ashford Inc. EXHIBIT 21 Subsidiaries Listing as of December 31, 2023 The following list details certain of the subsidiaries of Ashford Inc. |
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| March 27, 2024 |
Exhibit 10.75 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 11, 2024, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, t |
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| March 27, 2024 |
Exhibit 10.30.2 AMENDMENT NO. 2 TO THE MASTER PROJECT MANAGEMENT AGREEMENT This Amendment No. 2 to the Master Project Management Agreement (this “Amendment”), is dated and effective as of February 12, 2024, by and among BRAEMAR TRS CORPORATION, a Delaware corporation, CHH III TENANT PARENT CORP. a Delaware corporation and RC HOTELS (VIRGIN ISLANDS), INC., a U.S. Virgin Islands corporation (togethe |
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| March 27, 2024 |
Exhibit 10.73 SECOND CONSOLIDATED, AMENDED AND RESTATED HOTEL MASTER MANAGEMENT AGREEMENT by and among ASHFORD TRS CORPORATION a Delaware corporation and REMINGTON LODGING & HOSPITALITY, LLC a Delaware limited liability company 2 TABLE OF CONTENTS CONSOLIDATED, AMENDED AND RESTATED 7 HOTEL MASTER MANAGEMENT AGREEMENT 7 R E C I T A L S: 7 A G R E E M E N T S: 7 ARTICLE I DEFINITION OF TERMS 7 1.01 |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact name |
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| March 27, 2024 |
EXHIBIT 4.7 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of Ashford Inc.’s (“we,” “us,” “our” and the “Company”) capital stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to our (i) Amended and Restated Articles of Incorporation, as amended by the Certif |
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| March 15, 2024 |
Exhibit 10.1 THIRD AMENDED AND RESTATED ADVISORY AGREEMENT ASHFORD HOSPITALITY TRUST, INC. THIS THIRD AMENDED AND RESTATED ADVISORY AGREEMENT (this “Agreement”), is dated and effective as of March 12, 2024 (the “Effective Date”), by and between ASHFORD HOSPITALITY TRUST, INC., a Maryland corporation (“Ashford Trust” or the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP, a Delaware limited par |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 12, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 1, 2024 |
ASHFORD Fourth Quarter 2023 Conference Call March 1, 2024 11 a.m. CT EXHIBIT 99.1 ASHFORD Fourth Quarter 2023 Conference Call March 1, 2024 11 a.m. CT Introductory Comments – Jordan Jennings Good day and welcome to today’s conference call to review results for Ashford for the fourth quarter and full year 2023 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice President of Opera |
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| March 1, 2024 |
ASHFORD ANNOUNCES ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMERICAN EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD ANNOUNCES ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMERICAN DALLAS, March 1, 2024 - Ashford Inc. (NYSE American: AINC) (“Ashford” or the “Company”) today announced that the NYSE American LLC (the “NYSE |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 1, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 27, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| February 29, 2024 |
ASHFORD REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS DALLAS, February 29, 2024 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 29, 2024 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 2, 2024 |
AINC / Ashford Inc. / NUNNELEY MARK - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Mark Nunneley 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Telephone Number of Person Autho |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 20, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| December 26, 2023 |
ASHFORD RECEIVES LETTER OF NON-COMPLIANCE FROM NYSE AMERICAN EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD RECEIVES LETTER OF NON-COMPLIANCE FROM NYSE AMERICAN DALLAS, December 26, 2023 - Ashford Inc. (NYSE American: AINC) (“Ashford” or the “Company”) today announced that it received a letter from the NYS |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| December 7, 2023 |
14185 Dallas Parkway Suite 1200 Dallas, Texas 75254 (972) 490-9600 Exhibit 99.1 14185 Dallas Parkway Suite 1200 Dallas, Texas 75254 (972) 490-9600 December 7, 2023 Via email to [email protected] Mark Nunneley 14185 Dallas Parkway, Suite 1200 Dallas, TX 75254 Re: New employment arrangements Dear Mark: This letter confirms our discussions about your new role with Ashford Hospitality Advisors, LLC (the “Company”) and Ashford Inc. (“AINC”). Background You indi |
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| December 6, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 6, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| December 6, 2023 |
Exhibit 10.1 ADVISORY AGREEMENT AMONG STIRLING HOTELS & RESORTS, INC., STIRLING REIT OP, LP, STIRLING TRS CORPORATION AND STIRLING REIT ADVISORS, LLC TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. APPOINTMENT 4 3. DUTIES OF THE ADVISOR 4 4. AUTHORITY OF ADVISOR 7 5. BANK AND BROKERAGE ACCOUNTS 7 6. RECORDS; ACCESS 8 7. LIMITATIONS ON ACTIVITIES 8 8. OTHER ACTIVITIES OF THE ADVISOR 8 9. DIRECTORS AND O |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Ex |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 9, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| November 9, 2023 |
ASHFORD Third Quarter 2023 Conference Call November 9, 2023 11 a.m. CT EXHIBIT 99.1 ASHFORD Third Quarter 2023 Conference Call November 9, 2023 11 a.m. CT Introductory Comments – Jordan Jennings Good day and welcome to today’s conference call to review results for Ashford for the third quarter of 2023 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice President of Operations. The |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 8, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| November 8, 2023 |
ASHFORD REPORTS THIRD QUARTER 2023 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS THIRD QUARTER 2023 RESULTS DALLAS, November 8, 2023 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: AINC) (“Ashford” |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 24, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 25, 2023 |
Exhibit 3.1 ASHFORD INC. BYLAWS Amended and Restated August 28, 2019 as amended by Amendment No. 1 on August 24, 2023 ARTICLE I STOCKHOLDERS Section 1.Place. All meetings of stockholders shall be held at the principal executive office of Ashford Inc., a Nevada corporation (the “Corporation”), or at such other place as shall be set by the Corporation’s Board of Directors (the “Board”) in accordance |
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| August 25, 2023 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is by and between ASHFORD HOSPITALITY ADVISORS, LLC, a limited liability company organized under the laws of the State of Delaware and having its principal place of business at Dallas, Texas (the “Company”), a wholly-owned subsidiary of ASHFORD INC., a corporation organized under |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact n |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 3, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| August 3, 2023 |
ASHFORD Second Quarter 2023 Conference Call August 3, 2023 12 p.m. CT EXHIBIT 99.1 ASHFORD Second Quarter 2023 Conference Call August 3, 2023 12 p.m. CT Introductory Comments – Jordan Jennings Good day and welcome to today’s conference call to review results for Ashford for the second quarter of 2023 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice President of Operations. The |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 2, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| August 2, 2023 |
ASHFORD REPORTS SECOND QUARTER 2023 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS SECOND QUARTER 2023 RESULTS DALLAS, August 2, 2023 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: AINC) (“Ashford” |
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| June 1, 2023 |
Exhibit 99.1 Alii Nui and Maui Dive Shop Statement of Assets Acquired and Liabilities Assumed Alii Nui and Maui Dive Shop Statement of Assets Acquired and Liabilities Assumed Table of Contents Page Independent Auditor's Report 3 Statement of Assets Acquired and Liabilities Assumed as of March 17, 2023 5 Notes to Statement of Assets Acquired and Liabilities Assumed 6 2 Independent Auditor’s Report |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 20, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or org |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Ashford Inc. (Exact name of registrant as specified in its charter) Nevada (State of incorporation or organization) 84-2331507 (I.R.S. Employer Identification No.) 14185 Dallas |
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| May 15, 2023 |
Exhibit 4.2 ASHFORD INC. AND COMPUTERSHARE TRUST COMPANY, N.A. Rights Agent Amendment No. 1 to the Rights Agreement Dated as of May 15, 2023 AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT This Amendment No. 1 to the Rights Agreement (this “Amendment”), dated as of May 15, 2023, by and between Ashford Inc., a Nevada corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 10, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 3, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 3, 2023 |
ASHFORD First Quarter 2023 Conference Call May 3, 2023 11 a.m. CT EXHIBIT 99.1 ASHFORD First Quarter 2023 Conference Call May 3, 2023 11 a.m. CT Introductory Comments – Jordan Jennings Good day and welcome to today’s conference call to review results for Ashford for the first quarter of 2023 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice President of Operations. The resu |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 2, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 2, 2023 |
ASHFORD REPORTS FIRST QUARTER 2023 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FIRST QUARTER 2023 RESULTS DALLAS, May 2, 2023 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: AINC) (“Ashford” or t |
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| April 7, 2023 |
AINC / Ashford Inc / Eubanks Deric S - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Deric S. Eubanks 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Telephone Number of Person Authorized to Receive N |
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| April 7, 2023 |
AINC / Ashford Inc / Hays J Robison III - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) J. Robison Hays III 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| April 7, 2023 |
AINC / Ashford Inc / NUNNELEY MARK - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Ashford Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 044104-10-7 (CUSIP Number) Mark Nunneley 14185 Dallas Parkway, Suite 1200 Dallas, Texas 75254 (972) 490-9600 (Name, Address and Telephone Number of Person Authorized to Receive Noti |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
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| March 28, 2023 |
Exhibit 10.2 Third Amended and Restated Term Note Daily Adjusting Bloomberg Short-Term Bank Yield Index Rate (BSBY) (Business and Commercial Loans Only) AMOUNT $20,000,000.00 NOTE DATE March 24, 2023 MATURITY DATE March 24, 2028 1.Promise to Pay. FOR VALUE RECEIVED, INSPIRE EVENT TECHNOLOGIES HOLDINGS, LLC, a Delaware limited liability company, formerly known as Presentation Technologies, LLC, a D |
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| March 28, 2023 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT This Amended and Restated Credit Agreement (this “Agreement”) is entered into as of March 24, 2023, by and between Comerica Bank (“Bank”) and Inspire Event Technologies Holdings, LLC, a Delaware limited liability company, formerly known as Presentation Technologies, LLC, a Delaware limited liability company (the “Borrower”). This Agreement amends, |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 24, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 28, 2023 |
Exhibit 10.3 Third Amended and Restated Master Revolving Note Daily Adjusting Bloomberg Short-Term Bank Yield Index Rate (BSBY) Maturity Date- Obligatory Advances (Business and Commercial Loans Only) AMOUNT $6,000,000.00 NOTE DATE March 24, 2023 MATURITY DATE March 24, 2028 1.Promise to Pay. On or before the Maturity Date, FOR VALUE RECEIVED, INSPIRE EVENT TECHNOLOGIES HOLDINGS, LLC, a Delaware li |
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| March 28, 2023 |
Exhibit 10.4 Equipment Note (Advancing/Term Loan) Daily Adjusting Bloomberg Short-Term Bank Yield Index Rate (BSBY) Obligatory Advances (Business and Commercial Loans Only) AMOUNT $4,000,000.00 NOTE DATE March 24, 2023 MATURITY DATE March 24, 2028 1.Promise to Pay. FOR VALUE RECEIVED, INSPIRE EVENT TECHNOLOGIES HOLDINGS, LLC, a Delaware limited liability company, formerly known as Presentation Tec |
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| March 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 22, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 22, 2023 |
aincinvestorpresentation NYSE American: AINC Investor Presentation | March 2023 Page 2 In keeping with the Securities and Exchange Commission (“SEC”) “Safe Harbor” guidelines, certain statements made in this presentation could be considered forward-looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 20, 2023 |
ASHFORD’S RED HOSPITALITY & LEISURE ANNOUNCES EXPANSION INTO HAWAII Exhibit 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD’S RED HOSPITALITY & LEISURE ANNOUNCES EXPANSION INTO HAWAII DALLAS, March 20, 2023 – Ashford Inc. (NYSE American: AINC) (“Ashford” or the “Company”) today announced that RED Hospitality & Leisure, LL |
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| March 17, 2023 |
Exhibit 10.10.4 Restricted Stock Award Agreement This Restricted Stock Award Agreement (this “Award Agreement”) is made and entered into as of [][], [](the “Grant Date”) by and between Ashford Inc., a Nevada corporation (the “Company”) and [] (the “Participant”). All capitalized terms in this Award Agreement shall have the meanings assigned to them herein. Capitalized terms not defined herein shal |
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| March 17, 2023 |
Exhibit 10.10.3 ASHFORD INC. 2014 INCENTIVE PLAN, AS AMENDED CLASS 2 LTIP UNIT AWARD AGREEMENT Name of the Grantee: (the “Grantee”) Number of Class 2 LTIP Units Awarded: [ ] Grant Effective Date: Issue Price (for purposes of conversion calculation in Section 7.8 of the LLC Agreement, as defined below): Final Conversion Date: RECITALS A. The Grantee is an eligible participant in the 2014 Incentive |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact name |
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| March 17, 2023 |
List of subsidiaries of Ashford Inc. EXHIBIT 21 Subsidiaries Listing as of December 31, 2022 The following list details certain of the subsidiaries of Ashford Inc. |
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| March 17, 2023 |
EXHIBIT 4.6 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of Ashford Inc.’s (“we,” “us,” “our” and the “Company”) capital stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to our (i) Amended and Restated Articles of Incorporation, as amended by the Certif |
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| March 17, 2023 |
Exhibit 10.10.2 ASHFORD INC. 2014 INCENTIVE PLAN LTIP UNIT AWARD AGREEMENT Name of the Grantee: [NAME] (the “Grantee”) Number of LTIP Units Awarded: Grant Effective Date: [] RECITALS A. The Grantee is an eligible participant in the 2014 Incentive Plan (as amended and supplemented from time to time, the “Plan”) of Ashford Inc. (the “Company”). The Company conducts certain of its operations through |
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| March 3, 2023 |
Exhibit 10.1 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 2, 2023, by and among ASHFORD HOSPITALITY TRUST, INC. (the “Company”), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), ASHFORD TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, tog |
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| March 3, 2023 |
Exhibit 10.2 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this “Waiver”) is entered into as of March 2, 2023, by and among BRAEMAR HOTELS & RESORTS INC. (the “Company”), BRAEMAR HOSPITALITY LIMITED PARTNERSHIP (the “Operating Partnership”), BRAEMAR TRS CORPORATION (“TRS”), ASHFORD INC. (“AINC”), and ASHFORD HOSPITALITY ADVISORS LLC (“Ashford LLC” and, toget |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 2, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 23, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| February 23, 2023 |
ASHFORD Fourth Quarter 2022 Conference Call February 23, 2023 11 a.m. CT EXHIBIT 99.1 ASHFORD Fourth Quarter 2022 Conference Call February 23, 2023 11 a.m. CT Introductory Comments – Jordan Jennings Good day everyone and welcome to today’s conference call to review results for Ashford for the fourth quarter and full year 2022 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice Presi |
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| February 22, 2023 |
ASHFORD REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS DALLAS, February 22, 2023 - Ashford Inc., an alternative asset management company with a portfolio of strategic operating businesses (NYSE American: |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 22, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 21, 2023 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| February 21, 2023 |
ASHFORD SECURITIES ANNOUNCES CLOSING OF FIRST INVESTMENT OFFERING PLACING $460 MILLION EX-99.1 2 ex991ashfordsecuritiesclos.htm EX-99.1 Exhibit 99.1 NEWS RELEASE ASHFORD SECURITIES ANNOUNCES CLOSING OF FIRST INVESTMENT OFFERING PLACING $460 MILLION DALLAS, February 21, 2023 – Ashford Securities LLC (“Ashford Securities”), a wholly-owned subsidiary of Ashford Inc. (NYSE American: AINC) (“Ashford”), today announced the closing of the offering for the Series E & M Redeemable Preferred |
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| December 21, 2022 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA FINANCIAL STATEMENTS Background Ashford Inc. (?AINC? or the ?Company?), Ashford Hospitality Trust, Inc. (?Ashford Trust?), Ashford Hospitality Limited Partnership (the ?Operating Partnership?), Ashford TRS Corporation, and Ashford Hospitality Advisors LLC (?Ashford LLC? and together with AINC, the ?Advisor?) previously entered into the Enhanced Return Funding Progr |
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| December 21, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 16, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| December 21, 2022 |
Exhibit 10.1 December 16, 2022 Ashford Hospitality Trust, Inc. 14185 Dallas Parkway, Suite 1200 Dallas, TX 75254 Attn: Chief Executive Officer Ashford, Inc. 14185 Dallas Parkway, Suite 1200 Dallas, TX 75254 Attn: Chief Executive Officer Ashford Hospitality Advisors LLC 14185 Dallas Parkway, Suite 1200 Dallas, TX 75254 Attn: Chief Executive Officer Ladies and Gentlemen: Reference is made to (i) tha |
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| December 21, 2022 |
Exhibit 10.2 AGREEMENT OF PURCHASE AND SALE by and between Ashford Hospitality Limited Partnership a Delaware limited partnership (?Purchaser?) and Ashford Hospitality Advisors LLC, A Delaware limited liability company (?Seller?) Hilton Hotel, Marietta, Georgia TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 ARTICLE II PURCHASE AND SALE; PAYMENT OF PURCHASE PRICE; STUDY PERIOD 5 2 |
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| November 29, 2022 |
NYSE American: AINC Investor Presentation | November 2022 Page 2 In keeping with the Securities and Exchange Commission (?SEC?) ?Safe Harbor? guidelines, certain statements made in this presentation could be considered forward-looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 29, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Ex |
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| November 3, 2022 |
ASHFORD Third Quarter 2022 Conference Call November 3, 2022 12 p.m. CT EXHIBIT 99.1 ASHFORD Third Quarter 2022 Conference Call November 3, 2022 12 p.m. CT Introductory Comments ? Jordan Jennings Good day everyone and welcome to today?s conference call to review results for Ashford for the third quarter of 2022 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Executive Vice President of Operat |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 3, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| November 2, 2022 |
EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS THIRD QUARTER 2022 RESULTS Gross Assets Under Management $8.1 Billion at Quarter End Net Loss Attributable to Common Stockholders was $(10.0) Million Adjusted EBITDA Increased 31% to $16.4 Mi |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 2, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 30, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 84-2331507 (State of incorporation (I.R.S. Employer or organization) Identification No.) 14185 Dallas Parkway, Suite 120 |
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| August 31, 2022 |
Exhibit 3.2 BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street Carson City, Nevada 89701-4201 (775) 684-5708 Website: www.nvsos.gov Certificate, Amendment or Withdrawal of Designation NRS 78.1955, 78.1955(6) Certificate of Designation Certificate of Amendment to Designation - Before Issuance of Class or Series Certificate of Amendment to Designation - After Issuance of Class or Series |
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| August 31, 2022 |
Exhibit 4.1 ASHFORD INC. and COMPUTERSHARE TRUST COMPANY, N.A. (Rights Agent) Rights Agreement Dated as of August 30, 2022 TABLE OF CONTENTS Page 1. Definitions 1 2. Appointment of Rights Agent 7 3. Issue of Right Certificates 7 4. Form of Right Certificates 9 5. Countersignature and Registration 9 6. Transfer, Split-up, Combination and Exchange of Right Certificates? Mutilated, Destroyed, Lost or |
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| August 31, 2022 |
Exhibit 3.1 BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street Carson City, Nevada 89701-4201 (775) 684-5708 Website: www.nvsos.gov Certificate, Amendment or Withdrawal of Designation NRS 78.1955, 78.1955(6) Certificate of Designation Certificate of Amendment to Designation - Before Issuance of Class or Series Certificate of Amendment to Designation - After Issuance of Class or Series |
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| August 12, 2022 |
Exhibit 10.4.1 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) is executed on July 11, 2022, by and among ASHFORD HOSPITALITY HOLDINGS LLC, a Delaware limited liability company (the ?Borrower?), ASHFORD INC., a Nevada corporation (the ?Parent?), ASHFORD HOSPITALITY ADVISORS LLC, a Delaware limited liability company (?Advisors?), ASHFORD HOSPITALITY S |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact n |
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| August 12, 2022 |
Exhibit 10.3 FIFTH AMENDMENT TO LOAN DOCUMENTS THIS FIFTH AMENDMENT TO LOAN DOCUMENTS (this ?Amendment?), dated as of June 27, 2022 is by and among INSPIRE EVENT TECHNOLOGIES HOLDINGS, LLC, a Delaware limited liability company, formerly known as Presentation Technologies, LLC (singularly and collectively, if more than one party, ?Borrower?), INSPIRE EVENT TECHNOLOGIES, LLC, a Texas limited liabili |
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| August 4, 2022 |
ASHFORD Second Quarter 2022 Conference Call August 4, 2022 11 a.m. CT EXHIBIT 99.1 ASHFORD Second Quarter 2022 Conference Call August 4, 2022 11 a.m. CT Introductory Comments ? Jordan Jennings Good day everyone and welcome to today?s conference call to review results for Ashford for the second quarter of 2022 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Managing Director and Senior Vice |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 4, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 3, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| August 3, 2022 |
EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS SECOND QUARTER 2022 RESULTS Gross Assets Under Management $8.0 Billion at Quarter End Net Loss Attributable to Common Stockholders was $(3.5) Million Adjusted EBITDA Increased 131% to $24.8 M |
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| June 29, 2022 |
Exhibit 99.1 Combined Carve-Out Financial Statements of the Chesapeake Companies (A Carve-Out of MHI Hotels Services, LLC) Combined Carve-out Financial Statements Year Ended December 31, 2021 Combined Carve-Out Financial Statements of the Chesapeake Companies (A Carve-Out of MHI Hotels Services, LLC) Combined Carve-out Financial Statements Year Ended December 31, 2021 Combined Carve-Out Financial |
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| June 29, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 15, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or org |
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| June 29, 2022 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA FINANCIAL STATEMENTS Background On April 15, 2022, Ashford Hospitality Holdings LLC, a Delaware limited liability company (?AHH? or ?Parent?), a subsidiary of Ashford Inc., a Nevada corporation (the ?Company?), and Remington Holdings, L.P., a Delaware limited partnership and an indirect subsidiary of the Company and AHH (?Remington?), closed on an acquisition of th |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 4, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organi |
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| May 31, 2022 |
5/27/2022 29 Remington Portfolio Mix Page 29 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 AUM 84 84 73 73 73 73 74 74 74 74 3rd Party 2 2 2 3 5 6 7 9 13 43 TOTAL 86 86 75 76 78 79 81 83 87 117 2020 2021 2022 Remington Managed Hotels(1) (1) Hotels open and operating at the end of each quarter; Q2 2022 as of 5/26/2022 |
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| May 17, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 17, 2022 |
Exhibit 10.2 FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Amendment?) is entered into effective as of April 1, 2022 (the ?Effective Date?), by and between ASHFORD HOSPITALITY ADVISORS, LLC, a limited liability company organized under the laws of the State of Delaware and having its principal place of business |
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| May 17, 2022 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into effective as of April 1, 2019 (the ?Effective Date?), by and among ASHFORD INC., a corporation organized under the laws of the State of Maryland and having its principal place of business at Dallas, Texas, ASHFORD HOSPITALITY ADVISORS, LLC, a limited liability com |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 11, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 11, 2022 |
Exhibit 2.1 IN ACCORDANCE WITH ITEM 601(B)(2)(II) OF REGULATION S-K, CERTAIN EXHIBITS AND SCHEDULES ATTACHED TO THIS EXHIBIT HAVE BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO ASHFORD INC. IF PUBLICLY DISCLOSED. MEMBERSHIP INTEREST PURCHASE AND CONTRIBUTION AGREEMENT Dated as of April 15, 2022 by and among ASHFORD HOSPITALITY HOLDINGS LLC, |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 5, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 5, 2022 |
ASHFORD First Quarter 2022 Conference Call May 5, 2022 11 a.m. CT EXHIBIT 99.1 ASHFORD First Quarter 2022 Conference Call May 5, 2022 11 a.m. CT Introductory Comments ? Jordan Jennings Good day everyone and welcome to today?s conference call to review results for Ashford for the first quarter 2022 and to update you on recent developments. On the call today will be: Deric Eubanks, Chief Financial Officer, and Eric Batis, Managing Director and Senior Vice Presiden |
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| May 4, 2022 |
Exhibit 99.1 NYSE American: AINC Investor Guidance | May 2022 Page 2 In keeping with the Securities and Exchange Commission (?SEC?) "Safe Harbor" guidelines, certain statements made during this presentation could be considered forward- looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. When we use the words "will likely result |
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| May 4, 2022 |
EX-99.1 2 ainc2022q1earningsrelease-.htm EX-99.1 EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FIRST QUARTER 2022 RESULTS Gross Assets Under Management $7.9 Billion at Quarter End Net Loss Attributable to Common Stockholders was $(8.4) M |
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| May 4, 2022 |
Exhibit 99.2 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD FILES INVESTOR PRESENTATION WITH UPDATED LONG-TERM GROWTH PROJECTIONS Increases Previously Provided Guidance for 2023 and 2025 Adds Guidance for 2024 and 2026 DALLAS, May 4, 2022 - Ashford Inc. (NYSE |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 4, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commission |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 19, 2022 |
Exhibit 99.1 RELEASE AND WAIVER THIS RELEASE AND WAIVER (the ?Termination Release?) is made as of the 15th day of April, 2022 by and between JEREMY WELTER (the ?Executive?) and ASHFORD HOSPITALITY SERVICES, LLC (the ?Company?), a subsidiary of ASHFORD INC. (?AINC,? together with all subsidiaries and affiliates of AINC, including the Company, the ?Ashford Companies?). All capitalized terms not defi |
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| April 19, 2022 |
ASHFORD ANNOUNCES PLANNED DEPARTURE OF EXECUTIVE Exhibit 99.3 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD ANNOUNCES PLANNED DEPARTURE OF EXECUTIVE DALLAS, April 19, 2022 - Ashford Inc. (NYSE American: AINC) (?Ashford? or the ?Company?) today announced that Jeremy Welter, its President and Chief Operating |
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| April 18, 2022 |
EX-99.1 3 tm2211788d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Contact: Deric Eubanks Chief Financial Officer (972) 490-9600 Jordan Jennings Investor Relations (972) 778-9487 Joe Calabrese Financial Relations Board (212) 827-3772 ASHFORD ANNOUNCES ACQUISITiON OF Chesapeake Hospitality TO ACCELERATE GROWTH OF ITS HOTEL MANAGEMENT BUSINESS DALLAS, April 18, 2022 - Ashford Inc. (NYSE American |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 18, 2022 |
Exhibit 10.1 AMENDMENT NO. 2 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ASHFORD HOSPITALITY HOLDINGS LLC April 15, 2022 This Amendment No. 2 to the Third Amended and Restated Limited Liability Company Agreement of Ashford Hospitality Holdings LLC (this ?Amendment?) is made as of April 15, 2022, by Ashford OAINC Inc., a Maryland corporation (?Ashford OAINC Inc.?), in its c |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 12, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 12, 2022 |
ASHFORD DECLARES PAYMENT OF HALF OF THE COMPANY’S ACCRUED PREFERRED DIVIDENDS EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joseph Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD DECLARES PAYMENT OF HALF OF THE COMPANY?S ACCRUED PREFERRED DIVIDENDS DALLAS, April 12, 2022 - Ashford Inc. (NYSE American: AINC) (?Ashford? or the ?Company?) today announced that its Board of Dir |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| April 4, 2022 |
ASHFORD ANNOUNCES $100 MILLION CORPORATE FINANCING COMMITMENT Exhibit 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD ANNOUNCES $100 MILLION CORPORATE FINANCING COMMITMENT DALLAS, April 4, 2022 - Ashford Inc. (NYSE American: AINC) (?Ashford? or the ?Company?) today announced that the Company has entered into a new $ |
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| April 4, 2022 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT Dated as of April 1, 2022 among ASHFORD HOSPITALITY HOLDINGS LLC, as the Borrower, ASHFORD INC., as the Parent, ASHFORD HOSPITALITY ADVISORS LLC, as a Co-Borrower, ASHFORD HOSPITALITY SERVICES LLC, as a Co-Borrower, MUSTANG LODGING FUNDING LLC, as Administrative Agent, and The Other Lenders Party Hereto TABLE OF CONTENTS Section Page Article I. Defin |
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| March 30, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.?) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 30, 2022 |
DEFA14A 1 ny20001847defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact name |
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| March 25, 2022 |
List of subsidiaries of Ashford Inc. EX-21 4 ainc2021q410-kxex21.htm EX-21 EXHIBIT 21 Subsidiaries Listing as of December 31, 2021 The following list details certain of the subsidiaries of Ashford Inc. Subsidiaries not included in the list are omitted because, in the aggregate, they are insignificant as defined by Item 601(b)(21) of Regulation S-K. Subsidiary Ashford Inc. Ashford OAINC II Inc. Ashford OAINC Inc. Ashford Hospitality H |
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| March 25, 2022 |
EXHIBIT 10.39 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?), is made on September 13, 2017 between Ashford Inc., a corporation organized under the laws of the State of Maryland and having its principal place of business at Dallas, Texas, ASHFORD HOSPITALITY ADVISORS, LLC, a Delaware limited liability company organized under the laws of t |
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| March 25, 2022 |
EXHIBIT 4.8 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of Ashford Inc.?s (?we,? ?us,? ?our? and the ?Company?) capital stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to our (i) Amended and Restated Articles of Incorporation, as amended by the Certif |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 16, 2022 |
Exhibit 10.2 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this ?Waiver?) is entered into as of March 10, 2022, by and among BRAEMAR HOTELS & RESORTS INC. (the ?Company?), BRAEMAR HOSPITALITY LIMITED PARTNERSHIP (the ?Operating Partnership?), BRAEMAR TRS CORPORATION (?TRS?), ASHFORD INC. (?AINC?), and ASHFORD HOSPITALITY ADVISORS LLC (?Ashford LLC? and, toge |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 16, 2022 |
Exhibit 10.1 LIMITED WAIVER UNDER ADVISORY AGREEMENT This LIMITED WAIVER UNDER ADVISORY AGREEMENT (this ?Waiver?) is entered into as of March 15, 2022, by and among ASHFORD HOSPITALITY TRUST, INC. (the ?Company?), ASHFORD HOSPITALITY LIMITED PARTNERSHIP (the ?Operating Partnership?), ASHFORD TRS CORPORATION (?TRS?), ASHFORD INC. (?AINC?), and ASHFORD HOSPITALITY ADVISORS LLC (?Ashford LLC? and, to |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 25, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| February 25, 2022 |
ASHFORD Fourth Quarter 2021 Conference Call February 25, 2022 11 a.m. CT EX-99.1 2 ainc2021q4script-exh991.htm EX-99.1 EXHIBIT 99.1 ASHFORD Fourth Quarter 2021 Conference Call February 25, 2022 11 a.m. CT Introductory Comments – Jordan Jennings Good day everyone and welcome to today’s conference call to review results for Ashford for the fourth quarter and full year 2021 and to update you on recent developments. On the call today will be: Jeremy Welter, President and C |
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| February 24, 2022 |
EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS Gross Assets Under Management $7.8 Billion at Quarter End $0.9 Billion of Capital Raised at Advised REITs in 2021 Company Increases Focus on Growing |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 24, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 19, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| January 19, 2022 |
NYSE American: AINC Investor Presentation | January 2022 Page 2 In keeping with the Securities and Exchange Commission (?SEC?) "Safe Harbor" guidelines, certain statements made during this presentation could be considered forward-looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 18, 2022 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| January 18, 2022 |
ASHFORD ANNOUNCES TERMINATION OF SEC INVESTIGATION EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joseph Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD ANNOUNCES TERMINATION OF SEC INVESTIGATION DALLAS, January 18, 2022 - Ashford Inc. (NYSE American: AINC) (?Ashford? or the ?Company?) today announced that it has received a letter from the Securit |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Ex |
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| November 9, 2021 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 8, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 28, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| October 28, 2021 |
ASHFORD Third Quarter 2021 Conference Call October 28, 2021 11 a.m. CT EX-99.1 2 ainc2021q3script-exh991.htm EX-99.1 EXHIBIT 99.1 ASHFORD Third Quarter 2021 Conference Call October 28, 2021 11 a.m. CT Introductory Comments – Jordan Jennings Good day everyone and welcome to today’s conference call to review results for Ashford for the third quarter of 2021 and to update you on recent developments. On the call today will be: Jeremy Welter, President and Chief Operating |
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| October 27, 2021 |
EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS THIRD QUARTER 2021 RESULTS Gross Assets Under Management $7.8 Billion at Quarter End Year-to-Date $0.9 Billion of Capital Raised at Advised REITs Company Increases Focus on Growing AUM JSAV R |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 12, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commis |
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| October 12, 2021 |
NYSE American: AINC Investor Day | October 2021 Page 2 In keeping with the Securities and Exchange Commission (?SEC?) "Safe Harbor" guidelines, certain statements made during this presentation could be considered forward-looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. |
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| September 23, 2021 |
EXHIBIT 10.1 FOURTH AMENDMENT TO LOAN DOCUMENTS THIS FOURTH AMENDMENT TO LOAN DOCUMENTS (this ?Amendment?), dated as of September 22, 2021 is by and among PRESENTATION TECHNOLOGIES, LLC, a Delaware limited liability company, formerly known as Presentation Technologies, Inc., a Texas corporation (singularly and collectively, if more than one party, ?Borrower?), J & S AUDIO VISUAL COMMUNICATIONS, LL |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 23, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Comm |
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| September 23, 2021 |
NYSE American: AINC September 2021 Page 2 In keeping with the Securities and Exchange Commission (?SEC?) "Safe Harbor" guidelines, certain statements made during this presentation could be considered forward-looking and subject to certain risks and uncertainties that could cause results to differ materially from those projected. |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 22, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Comm |
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| September 17, 2021 |
AINC / Ashford Inc / Bennett Monty J - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 14, 2021 |
Exhibit 10.2 AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ASHFORD HOSPITALITY HOLDINGS LLC September 10, 2021 This Amendment No. 1 to the Third Amended and Restated Limited Liability Company Agreement of Ashford Hospitality Holdings LLC (this ?Amendment?) is made as of September 10, 2021, by Ashford OAINC Inc., a Maryland corporation (?Ashford OAINC Inc.?), |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 10, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Comm |
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| September 14, 2021 |
Exhibit 10.1 EXECUTION VERSION THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ASHFORD HOSPITALITY HOLDINGS LLC DATED: NOVEMBER 6, 2019 TABLE OF CONTENTS PAGE ARTICLE I DEFINED TERMS 4 ARTICLE II COMPANY CONTINUATION; ADMISSION OF MEMBERS; NAME; PLACE OF BUSINESS AND REGISTERED AGENT 15 Section 2.1 CONTINUATION 15 Section 2.2 CERTIFICATE OF FORMATION; OTHER FILINGS 15 Section 2.3 |
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| August 16, 2021 |
EXHIBIT 10.2 CONSULTING AND COOPERATION AGREEMENT CONSULTING AND COOPERATION AGREEMENT, dated June 30, 2021 (the ?Agreement?) by and among Ashford Inc. (?AINC?), Ashford Hospitality Advisors, LLC (together with AINC, the ?Company?) and Robert G. Haiman (?Consultant?). W I T N E S E T H: WHEREAS, Consultant is currently employed by the Company pursuant to the terms of that certain Employment Agreem |
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| August 16, 2021 |
EX-10.1 2 ainc2021q2xex101roseemploy.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), is made on July 1, 2021 (the “Effective Date”) among ASHFORD INC., a corporation organized under the laws of the State of Nevada and having its principal place of business at Dallas, Texas, ASHFORD HOSPITALITY ADVISORS, LLC, a Delaware limited liability company organized |
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| August 16, 2021 |
EX-10.5 6 ainc2021q2xex105amendmentn.htm EX-10.5 EXHIBIT 10.5 AMENDMENT NO. 2 TO THE FIFTH AMENDED AND RESTATED ADVISORY AGREEMENT This Amendment No. 2 to the Fifth Amended and Restated Advisory Agreement (this “Amendment”), is dated and effective as of August 16, 2021, by and among BRAEMAR HOTELS & RESORTS INC., a Maryland corporation (“Braemar” or the “Company”), BRAEMAR HOSPITALITY LIMITED PART |
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| August 16, 2021 |
EXHIBIT 10.3 AMENDMENT NO. 1 TO THE MASTER PROJECT MANAGEMENT AGREEMENT This Amendment No. 1 to the Master Project Management Agreement (this “Amendment”), is dated and effective as of May 28, 2021, by and among ASHFORD HOSPITALITY LIMITED PARTNERSHIP, a Delaware limited partnership (the “Partnership”), ASHFORD TRS CORPORATION, a Delaware corporation (“TRS”), RI MANCHESTER TENANT CORPORATION, a De |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36400 ASHFORD INC. (Exact n |
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| August 16, 2021 |
EX-10.4 5 ainc2021q2xex104amendmentt.htm EX-10.4 EXHIBIT 10.4 AMENDMENT NO. 1 TO THE BRAEMAR MASTER PROJECT MANAGEMENT AGREEMENT This Amendment No. 1 to the Braemar Master Project Management Agreement (this “Amendment”), is dated and effective as of May 28, 2021, by and among BRAEMAR HOSPITALITY LIMITED PARTNERSHIP, a Delaware limited partnership (the “Partnership”), BRAEMAR TRS CORPORATION, a Del |
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| August 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 9, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissi |
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| August 10, 2021 |
ASHFORD REGAINS COMPLIANCE WITH NYSE AMERICAN CONTINUED LISTING STANDARDS EX-99.1 2 ainc2021exh9910809nysecomp.htm EX-99.1 EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REGAINS COMPLIANCE WITH NYSE AMERICAN CONTINUED LISTING STANDARDS DALLAS, August 10, 2021 - Ashford Inc. (NYSE American: AINC) (“Ashford” or the “Comp |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 30, 2021 |
ASHFORD Second Quarter 2021 Conference Call July 30, 2021 11 a.m. CT EXHIBIT 99.1 ASHFORD Second Quarter 2021 Conference Call July 30, 2021 11 a.m. CT Introductory Comments ? Jordan Jennings Good day everyone and welcome to today?s conference call to review results for Ashford for the second quarter of 2021 and to update you on recent developments. On the call today will be: Jeremy Welter, President and Chief Operating Officer, Deric Eubanks, Chief Financial Office |
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| July 30, 2021 |
EXHIBIT 99.1 NEWS RELEASE Contact: Deric Eubanks Jordan Jennings Joe Calabrese Chief Financial Officer Investor Relations Financial Relations Board (972) 490-9600 (972) 778-9487 (212) 827-3772 ASHFORD REPORTS SECOND QUARTER 2021 RESULTS Gross Assets Under Management $7.6 Billion at Quarter End Company Publishes Investor Presentation with Long-Term Growth Outlook OpenKey Continues to See Significan |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 29, 2021 ASHFORD INC. (Exact name of registrant as specified in its charter) Nevada 001-36400 84-2331507 (State or other jurisdiction of incorporation or organization) (Commissio |
