ALGI / American Locker Group Inc. - Документы SEC, Годовой отчет, Доверенное заявление

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SC 13G/A ALGI 7 Passive Investment

SC 13G/A 1 kcg2015033113ga.htm SC 13G/A ALGI 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 7) American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SC 13G/A ALGI 6 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 6) American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SC 13G/A ALGI 5 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 5) American Locker Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

American Locker Group SC 13G/A ALGI 4 (Passive Acquisition of More Than 5% of Shares)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 4 ) American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) June 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SC 13G/A ALGI Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 3) American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment 2) American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) May 29, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Amendment 1) Under the Securities Exchange Act of 1934 American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) February 27, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

ALGI / American Locker Group Inc. / KCG AMERICAS LLC - SCHEDULE 13G Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Initial Filing) Under the Securities Exchange Act of 1934 American Locker Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

ALGI / American Locker Group Inc. / Almy Mitchell Mark - AMENDMENT NO. 3 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* American Locker Group Incorporated (Name of Issuer) Common Stock, Par Value $1.00 per share (Title of Class of Securities) 027284108 (CUSIP Number) Corporate Secretary American Locker Group Incorporated P.O. Box 169 Coppell, Texas 75019 (Name, Address

ALGI / American Locker Group Inc. / Dunn Donald Lee - AMENDMENT NUMBER 1 TO SCHEDULE 13D Activist Investment

Amendment Number 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CONSENT, ACKNOWLEDGMENT OF DEFAULT, SURRENDER OF POSSESSION AND WAIVER AND RELEASE AGREEMENT

ex10-1.htm Exhibit 10.1 CONSENT, ACKNOWLEDGMENT OF DEFAULT, SURRENDER OF POSSESSION AND WAIVER AND RELEASE AGREEMENT THIS ACKNOWLEDGMENT OF DEFAULT, SURRENDER OF POSSESSION AND WAIVER AND RELEASE AGREEMENT (this “Agreement”) made as of the 2nd day of December, 2014 by and among AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (“ALGI”), SECURITY MANUFACTURING CORPORATION, a Delaware corpo

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

algi20141205b8k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Nu

ALGI / American Locker Group Inc. / Luber Paul B - SCHEDULE 13D/A Activist Investment

lbrp20141120sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* American Locker Group Incorporated (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 027284108 (CUSIP Number) Paul B. Luber 155 East Main Street Lomira, Wisconsin 53048 (920) 269-8500 (Name, Address an

THIRD AMENDMENT TO LOAN AGREEMENT

ex10-1.htm Exhibit 10.1 THIRD AMENDMENT TO LOAN AGREEMENT THIS THIRD AMENDMENT AGREEMENT (this “Agreement”) is entered into as of November 10, 2014 among AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (“American Locker”), SECURITY MANUFACTURING CORPORATION, a Delaware corporation (“Security”), AMERICAN LOCKER SECURITY SYSTEMS, INC., a Delaware corporation (“ALS” and together with Ameri

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

algi201411138k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Nu

Current Report

algi201410148k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Num

ALGI / American Locker Group Inc. / Luber Paul B - SCHEDULE 13D/A Activist Investment

luber20141008sc13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* American Locker Group Incorporated (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 027284108 (CUSIP Number) Paul B. Luber 155 East Main Street Lomira, Wisconsin 53048 (920) 269-8500 (Name, Address a

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

algi201410038k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File N

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

algi201408288k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Numb

AMERICAN LOCKER GROUP INCORPORATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS SERIES D PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware

ex3-1.htm Exhibit 3.1 AMERICAN LOCKER GROUP INCORPORATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware American Locker Group Incorporated, a Delaware corporation (the “Corporation”), in accordance with the provisions of Sections 103 and 151 of the Delaware General Corpora

ALGI / American Locker Group Inc. 10-Q - Quarterly Report - FORM 10-Q

algi2014063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 0-439 American Locker Group Incorpor

PURCHASE AGREEMENT AMERICAN LOCKER GROUP INCORPORATED

ex10-2.htm Exhibit 10.2 PURCHASE AGREEMENT OF AMERICAN LOCKER GROUP INCORPORATED This PURCHASE AGREEMENT (this “Agreement”), dated as of August 12, 2014, is made and entered into by and among American Locker Group Incorporated, a Delaware corporation, and the persons identified on Schedule 2.1 hereto. In consideration of the mutual promises and conditions contained herein, the parties hereto hereb

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

algi201405158k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Number)

2014 STOCK INCENTIVE PLAN AMERICAN LOCKER GROUP INCORPORATED Article I Purposes

ex10-1.htm Exhibit 10.1 2014 STOCK INCENTIVE PLAN OF AMERICAN LOCKER GROUP INCORPORATED Article I Purposes The purposes of this 2014 Stock Incentive Plan of American Locker Group Incorporated (this “Plan”) are to foster and promote the long-term financial success of the Company and the Subsidiaries, and materially increase stockholder value by (a) rewarding management on a basis that reflects the

Quarterly Report - FORM 10-Q

algi2014033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 0-439 American Locker Group Incorpo

- FORM DEF 14A

algi20140411def14a.htm United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14

SECOND AMENDMENT TO LOAN AGREEMENT AND LIMITED WAIVER

ex10-10.htm Exhibit 10.10 SECOND AMENDMENT TO LOAN AGREEMENT AND LIMITED WAIVER THIS SECOND AMENDMENT TO LOAN AGREEMENT AND LIMITED WAIVER (this “Amendment”), dated as of April 7, 2014, is made by and among AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (“American Locker”), SECURITY MANUFACTURING CORPORATION, a Delaware corporation (“Security”), AMERICAN LOCKER SECURITY SYSTEMS, INC.,

Annual Report - FORM 10-K

algi2013123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2013 ☐ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission file number 0-439 American Locker Group I

List of Subsidiaries

ex21-1.htm Exhibit 21.1 List of Subsidiaries The following companies are subsidiaries of the Company and are included in the consolidated financial statements of the Company: NAME Jurisdiction of Organization Percentage of Voting Securities Owned American Locker Security Systems, Inc. Delaware 100 % Canadian Locker Company, Ltd. Dominion of Canada 100 % (1) Security Manufacturing Corporation Delaw

- FORM NT 10-K

algi20140328nt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form N-SAR For Period Ended: December 31, 2013 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition

American Locker Group Reports Sale of Disney Concessions Assets

ex99-1.htm Exhibit 99.1 American Locker Group Reports Sale of Disney Concessions Assets DFW AIRPORT, Texas-(BUSINESS WIRE)-American Locker Group Incorporated (OTCQB: ALGI), a recognized leader in secure storage solutions, reported today that, on February 14, 2014, the Company and its wholly-owned subsidiary American Locker Security Systems, Inc. (“ALSS”) entered into an Asset Purchase Agreement (t

SUBCONTRACT AGREEMENT

ex10-1.htm Exhibit 10.1 SUBCONTRACT AGREEMENT THIS SUBCONTRACT AGREEMENT (this “Agreement”) is made as of February 14, 2014, by and among Best Lockers, LLC, a limited liability company organized under the laws of the State of Delaware (“Best”) and American Locker Security Systems, Inc., a corporation organized under the laws of the State of Delaware (“ALSS”). Best and ALSS are referred to herein c

ASSET PURCHASE AGREEMENT

ex2-1.htm Exhibit 2.1 ASSET PURCHASE AGREEMENT by and among BEST LOCKERS, LLC, AMERICAN LOCKER SECURITY SYSTEMS, INC., and AMERICAN LOCKER GROUP INCORPORATED February 14, 2014 TABLE OF CONTENTS Page ARTICLE 1 PURCHASE AND SALE; ASSIGNMENT AND ASSUMPTION 1 1.1 Purchase and Sale of Acquired Assets 1 1.2 Assignment and Assumption of Assumed Liabilities 1 1.3 Excluded Assets 2 1.4 Excluded Liabilities

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

algi201402208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2014 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 000-00439 16-0338330 (State of Incorporation) (

ALGI / American Locker Group Inc. / Almy Mitchell Mark - AMENDMENT NO. 2 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* American Locker Group Incorporated (Name of Issuer) Common Stock, Par Value $1.00 per share (Title of Class of Securities) 027284108 (CUSIP Number) Corporate Secretary American Locker Group Incorporated P.O. Box 169 Coppell, Texas 75019 (Name, Address

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

algi201312128k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Nu

PROMISSORY NOTE

ex10-1.htm Exhibit 10.1 PROMISSORY NOTE $200,000.00 December 10, 2013 1. Definitions. As used in this Promissory Note, the following terms shall have the following meanings: “Borrower” means American Locker Group Incorporated, a Delaware corporation, and its successors and assigns. “Business Day” means a weekday, Monday through Friday, except a legal holiday or a day on which banking institutions

ALGI / American Locker Group Inc. / Luber Paul B - SCHEDULE 13D/A Activist Investment

sc13e1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* American Locker Group Incorporated (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 027284108 (CUSIP Number) Paul B. Luber 155 East Main Street Lomira, Wisconsin 53048 (920) 269-8500 (Name, Address and Telephone Nu

Quarterly Report - FORM 10-Q

algi2013093010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 0-439 American Locker Group Inc

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CORRESP 1 filename1.htm October 11, 2013 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: John Cash Branch Chief Division of Corporation Finance Re: American Locker Group Incorporated Form 10-K for the year ended December 31, 2012, filed April 1, 2013 Form 10-K/A for the year ended December 31, 2012, filed April 9, 2013 File No. 0-439 Dear Mr. Cash: On behalf o

LOAN AGREEMENT AMERICAN LOCKER GROUP INCORPORATED, SECURITY MANUFACTURING CORPORATION, and AMERICAN LOCKER SECURITY SYSTEMS, INC. TRIUMPH SAVINGS BANK, SSB, D/B/A TRIUMPH COMMERCIAL FINANCE $2,800,000 Revolving Credit Facility $1,200,000 Term Loan Fa

ex10-1.htm Exhibit 10.1 LOAN AGREEMENT by AMERICAN LOCKER GROUP INCORPORATED, SECURITY MANUFACTURING CORPORATION, and AMERICAN LOCKER SECURITY SYSTEMS, INC. and TRIUMPH SAVINGS BANK, SSB, D/B/A TRIUMPH COMMERCIAL FINANCE $2,800,000 Revolving Credit Facility and $1,200,000 Term Loan Facility Dated as of September 30, 2013 TABLE OF CONTENTS Page ARTICLE I GENERAL TERMS 1 Section 1.01 Terms Defined A

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Number) (IRS Employe

POWER OF ATTORNEY

EXHIBIT 99.3 POWER OF ATTORNEY Know by all these presents, that the undersigned, Angela C. Packer, hereby makes, constitutes and appoints each of William J. Keating, Jr. and Bryan A. Jacobs as the undersigned’s attorneys-in-fact (the “Attorneys-In-Fact”), with full power and authority, including without limitation the power of substitution and resubstitution, acting together or separately, in the

JOINT FILING AGREEMENT

EX-99.1 2 jointfilingagreement.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, $1.00 Par Value, of American Locker Group Inc

POWER OF ATTORNEY

EXHIBIT 99.2 POWER OF ATTORNEY Know by all these presents, that the undersigned, Kyle S. Packer, hereby makes, constitutes and appoints each of William J. Keating, Jr. and Bryan A. Jacobs as the undersigned’s attorneys-in-fact (the “Attorneys-In-Fact”), with full power and authority, including without limitation the power of substitution and resubstitution, acting together or separately, in the na

ALGI / American Locker Group Inc. / Packer Kyle S. - SCHEDULE 13D SEPTEMBER 30, 2013 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 American Locker Group Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 027284108 (CUSIP Number) Kyle S. Packer 1482 Aqua Vista Drive Lawrenceburg, Indiana 47025 (513) 703-9311 (Name, Address and Telephone Number of Person Authorized to Receive Noti

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

algi201309188k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File N

PURCHASE AGREEMENT AMERICAN LOCKER GROUP INCORPORATED

Exhibit 10.1 EXECUTION COPY PURCHASE AGREEMENT OF AMERICAN LOCKER GROUP INCORPORATED This PURCHASE AGREEMENT (this “Agreement”), dated September 13, 2013, is made and entered into by and among American Locker Group Incorporated, a Delaware corporation, and the persons identified on Schedule 2.1 hereto. In consideration of the mutual promises and conditions contained herein, the parties hereto here

AMERICAN LOCKER GROUP INCORPORATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS SERIES C PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware

Exhibit 3.1 AMERICAN LOCKER GROUP INCORPORATED CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware American Locker Group Incorporated, a Delaware corporation (the “Corporation”), in accordance with the provisions of Sections 103 and 151 of the Delaware General Corporation Law (

[Signature Pages to Follow]

EX-10 4 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 FORBEARANCE AGREEMENT The parties to this FOREBEARANCE AGREEMENT (this "Agreement"), dated as of August 1, 2013, but effective as of August 1, 2013 (the "Forbearance Date"), are BANK OF AMERICA, N.A. ("Lender"), AMERICAN LOCKER GROUP INCORPORATED, a Delaware corporation (“Locker Group Borrower”), AMERICAN LOCKER SECURITY SYSTEMS, INC., a Delaware corpor

ALGI / American Locker Group Inc. / Luber Paul B Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* American Locker Group Incorporated (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 027284108 (CUSIP Number) Paul B. Luber 155 East Main Street Lomira, Wisconsin 53048 (920) 269-8500 (Name, Address and Telephone Number of Per

ALGI / American Locker Group Inc. / Dunn Donald Lee - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* American Locker Group Incorporated (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 027284108 (CUSIP Number) Corporate Secretary American Locker Group Incorporated P. O. Box 169 Coppell, Texas 75019 (Name, Add

ALGI / American Locker Group Inc. / Almy Mitchell Mark Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* American Locker Group Incorporated (Name of Issuer) Common Stock, Par Value $1.00 per share (Title of Class of Securities) 027284108 (CUSIP Number) Corporate Secretary American Locker Group Incorporated P.O. Box 169 Coppell, Texas 75019 (Name, Address

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Number) (IRS Empl

Office of the Chairman and CEO American Locker Group Inc. 2701 Regent Blvd Suite 200, DFW Airport, TX 75261 Mailing Address: PO BOX 169, Coppell, TX 75019 P: (817) 722-0148 F: (817) 722-0111 E: [email protected]

EX-10.1 Exhibit 10.1 June 21, 2013 Stephen P. Slay 3924 Boulton Court Plano, TX 75025 Re: Letter of Employment Dear Steve: The Board of Directors of American Locker Group Incorporated (“ALG” or the “Company”) is pleased to offer you the position of Chief Financial Officer (CFO) of American Locker Group effective July 1, 2013. As previously discussed the following are the general terms and conditio

Submission of Matters to a Vote of Security Holders

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Number) (IRS Emplo

- SCHEDULE 14A

Schedule 14A Table of Contents United States Securities and Exchange Commission Washington, D.

PROFESSIONAL SERVICES AGREEMENT

EX-10.2 Exhibit 10.2 PROFESSIONAL SERVICES AGREEMENT This PROFESSIONAL SERVICES AGREEMENT (the “Agreement”) made as of the 25th day of February, 2013, is between American Locker Group Incorporated (“Company”), a Delaware Corporation with offices at 2701 Regent Blvd., Suite 200, DFW Airport, TX 75261, and Stephen P. Slay (“Consultant”), with his principal place of business in Plano, Texas. WHEREAS,

April 2, 2013

EX-10.1 Exhibit 10.1 April 2, 2013 Anthony B. Johnston 32 Silvertone Manor NW Calgary, Alberta T3B5K5 Re: Letter of Employment Dear Tony: The Board of Directors of American Locker Group Incorporated (“ALG” or the “Company”) is pleased to offer you the position of Chairman, Chief Executive Officer (CEO) and President of American Locker Group, effective April 2, 2013. As we have discussed, the compe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2013 American Locker Group Incorporated (Exact name of registrant as specified in its charter) Delaware 0-439 16-0338330 (State of incorporation) (Commission File Number) (IRS Emp

American Locker Group Reports 2012 Earnings and Management Changes

Exhibit 99.1 American Locker Group Reports 2012 Earnings and Management Changes DFW Airport, Texas – April 2, 2013 – American Locker Group Incorporated (OTCQB: ALGI), a recognized leader in secure storage solutions, reported yesterday that it posted net sales of $13.7 million, net loss before income taxes of $483,145 and net loss of $614,578, or $0.37 per share, for the year ended December 31, 201

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2013 American Locker Group Incorporated (Exact Name of Registrant as Specified in its Charter) Delaware 0-439 16-0338330 (State of Incorporation) (Commission Fil

AMENDMENT NO. 2 TO LOAN AGREEMENT

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