ALSN Документы SEC - Allison Transmission Holdings, Inc.- Годовой отчет, доверенное заявление, проспект эмиссии

Основная статистика

LEI	529900RP7DJ882LI9T83
CIK	1411207

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Allison Transmission Holdings, Inc.

SEC Filings (Chronological Order)

На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.

August 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (E
August 4, 2025	EX-99.2	Safe Harbor Statement The following information contains forward-looking statements. The words “believe,” “expect,” “anticipate,” “intend,” “estimate” and other expressions that are predictions of or indicate future events and trends and that do not EX-99.2 Q2 2025 Earnings Release August 4th, 2025 Dave Graziosi, Chair & CEO Fred Bohley, COO Scott Mell, CFO & Treasurer Exhibit 99.2 Safe Harbor Statement The following information contains forward-looking statements. The words “believe,” “expect,” “anticipate,” “intend,” “estimate” and other expressions that are predictions of or indicate future events and trends and that do not relate to histo
August 4, 2025	EX-99.1	Allison Transmission Announces Second Quarter 2025 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Second Quarter 2025 Results * Announced definitive agreement for transformational acquisition of Dana Incorporated’s Off-Highway business * Net Income of $195 million, up 4% year over year, and 24% of Net Sales, up over 100 basis points year over year * Diluted EPS of $2.29, a quarterly record, up 8% year over year * Adjusted EBITDA margin of 38.
August 4, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2025 ALLISON TRANSMISSI UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Com
June 13, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
June 13, 2025	EX-2.1	Stock Purchase Agreement, dated June 11, 2025, by and between Dana Incorporated and Allison Transmission Holdings, Inc. Exhibit 2.1 CONFIDENTIAL Execution Version STOCK PURCHASE AGREEMENT by and between DANA INCORPORATED and ALLISON TRANSMISSION HOLDINGS, INC. Dated as of June 11, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; INTERPRETATION Section 1.1 Defined Terms 1 Section 1.2 Other Definitions 23 ARTICLE II THE SALE Section 2.1 Sale and Purchase 26 Section 2.2 Closing Purchase Price 26 Section 2.3 Closing
June 11, 2025	EX-99.1	Allison Transmission Announces Acquisition of Dana’s Off-Highway Business, Strengthening its Global Powertrain Capabilities Exhibit 99.1 Allison Transmission Announces Acquisition of Dana’s Off-Highway Business, Strengthening its Global Powertrain Capabilities INDIANAPOLIS, June 11, 2025 – Allison Transmission Holdings Inc. (NYSE: ALSN) today announced it has entered into a definitive agreement to acquire the Off-Highway business of Dana Incorporated, a leading provider of drivetrain and propulsion solutions, for appro
June 11, 2025	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
June 11, 2025	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Acquisition of Dana Off-Highway Business June 11, 2025 Dave Graziosi, Chair & CEO Fred Bohley, COO Scott Mell, CFO & Treasurer Exhibit 99.
May 30, 2025	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 This Conflict Minerals Report for the year ended December 31, 2024 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure re
May 30, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 (State or other jurisdiction o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 (State or other jurisdiction of incorporation) (Commission File Number) One Allison Way, Indianapolis, Indiana 46222 (Address of principal executive offices) (Zip Code) Eric C. Scr
May 9, 2025	EX-3.1	Certificate of Amendment to Second Amended and Restated Certificate of Incorporation of Allison Transmission Holdings, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALLISON TRANSMISSION HOLDINGS, INC. Allison Transmission Holdings, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY THAT: 1. The Board of Directors of the Corporation (the “Board”) duly adopted resolutions
May 9, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2025 ALLISON TRANSMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commis
May 2, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (
May 2, 2025	EX-10.1	Form of 2025 Equity Incentive Award Plan Performance Stock Unit Agreement (filed herewith) Exhibit 10.1 ALLISON TRANSMISSION HOLDINGS, INC. 2024 EQUITY INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2024 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of performance stock units (the “PSUs”) set
May 1, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commis
May 1, 2025	EX-99.1	Allison Transmission Announces First Quarter 2025 Results Exhibit 99.1 Allison Transmission Announces First Quarter 2025 Results * Net Income of $192 million, up 14% year over year, and 25.1% of Net Sales, up 370 basis points year over year * Diluted EPS of $2.23, up 17% year over year * Adjusted EBITDA margin of 37.5%, up 90 basis points year over year INDIANAPOLIS, May 1, 2025 – Allison Transmission Holdings Inc. (NYSE: ALSN), today reported first quar
May 1, 2025	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q1 2025 Earnings Release May 1st, 2025 Dave Graziosi, Chair & CEO Fred Bohley, COO Scott Mell, CFO & Treasurer Exhibit 99.
April 10, 2025	EX-99.1	Allison Transmission Announces Scott Mell as New Chief Financial Officer Exhibit 99.1 Allison Transmission Announces Scott Mell as New Chief Financial Officer INDIANAPOLIS, April 10, 2025 – Allison Transmission (ALSN), a leading designer and manufacturer of commercial and defense vehicle propulsion solutions, announces the appointment of Scott Mell as its new Chief Financial Officer (CFO) and Treasurer, effective April 14, 2025. This announcement follows the June 2024
April 10, 2025	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation)
April 7, 2025	DEFA14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 26, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm
March 26, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(
March 10, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi
February 20, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
February 20, 2025	EX-99.1	Allison Transmission Announces 8% Increase to Quarterly Dividend, $1 Billion Increase to Stock Repurchase Authorization and the Annual Stockholders Meeting and Record Date Exhibit 99.1 News Release Allison Transmission Announces 8% Increase to Quarterly Dividend, $1 Billion Increase to Stock Repurchase Authorization and the Annual Stockholders Meeting and Record Date INDIANAPOLIS, February 20, 2025 – Allison Transmission Holdings Inc. (NYSE: ALSN), a leading designer and manufacturer of conventional and electrified vehicle propulsion solutions and the largest global
February 13, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact
February 13, 2025	EX-21.1	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 13, 2025	EX-19.1	Allison Insider Trading Policy (filed herewith) Exhibit 19.1 Allison Insider Trading Policy Revised by the Board of Directors on September 13, 2023 Insider Trading Policy Purpose: This Insider Trading Policy (the “Policy”) is designed to prevent individuals from trading in Allison securities while in possession of material non-public information about Allison in violation of U.S. securities laws. Key Provisions: • This Policy applies to trades
February 13, 2025	EX-19.2	Addendum to Insider Trading Policy (filed herewith) Exhibit 19.2 ADDENDUM TO INSIDER TRADING POLICY Additional Requirements and Responsibilities for Section 16 Reporting Persons Revised by the Board of Directors on September 13, 2023 Page 1 of 12 Exhibit 19.2 Purpose: This Addendum supplements Allison’s Insider Trading Policy and is designed to ensure compliance with Section 16 (“Section 16”) of the Securities Exchange Act of 1934, as amended (the
February 11, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2025 ALLISON TRANSMI UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2025 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
February 11, 2025	EX-99.1	Allison Transmission Announces Record Fourth Quarter and Full Year 2024 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Record Fourth Quarter and Full Year 2024 Results * Record fourth quarter net sales of $796 million, leading to all-time high full year net sales of $3.2 billion * Record full year diluted EPS of $8.31, up 12% year over year INDIANAPOLIS, February 11, 2025 – Allison Transmission Holdings Inc. (NYSE: ALSN) today reported all-time high full year net
February 11, 2025	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q4 2024 Earnings Release February 11th, 2025 Dave Graziosi, Chair & CEO Fred Bohley, COO, CFO & Treasurer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “estimate” and other expres
October 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, IN
October 29, 2024	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q3 2024 Earnings Release October 29th, 2024 Dave Graziosi, Chair & CEO Fred Bohley, COO, CFO & Treasurer Exhibit 99.
October 29, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (C
October 29, 2024	EX-99.1	Allison Transmission Announces Third Quarter 2024 Results Exhibit 99.1 Allison Transmission Announces Third Quarter 2024 Results * Record quarterly net sales of $824 million, up 12% year over year * Net Income of $200 million, up 27% year over year * Diluted EPS of $2.27, a quarterly record, up 29% year over year * Increasing full year 2024 revenue, earnings and cash flow guidance INDIANAPOLIS, October 29, 2024 – Allison Transmission Holdings Inc. (NYSE:
July 26, 2024	EX-10.4	Form of 2024 Equity Incentive Award Plan Stock Option Agreement (filed herewith) Exhibit 10.4 ALLISON TRANSMISSION HOLDINGS, INC. 2024 EQUITY INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation, (the “Company”), pursuant to its 2024 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”), an option to purchase the number of shares of Common Stock (“St
July 26, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (E
July 26, 2024	EX-10.5	Form of 2024 Equity Incentive Award Plan Performance Stock Unit Agreement (filed herewith) Exhibit 10.5 ALLISON TRANSMISSION HOLDINGS, INC. 2024 EQUITY INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2024 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of performance stock units (the “PSUs”) set
July 26, 2024	EX-10.2	Eighth Amended and Restated Non-Employee Director Compensation Policy (filed herewith) Exhibit 10.2 ALLISON TRANSMISSION HOLDINGS, INC. Eighth Amended and Restated Non-Employee Director Compensation Policy 1. General. This Eighth Amended and Restated Non-Employee Director Compensation Policy (the “Policy”) as set forth herein, amends and restates that certain Seventh Amended and Restated Non-Employee Director Compensation Policy, previously adopted by the Compensation Committee of t
July 26, 2024	EX-10.3	Form of 2024 Equity Incentive Award Plan Restricted Stock Unit Agreement (filed herewith) Exhibit 10.3 ALLISON TRANSMISSION HOLDINGS, INC. 2024 EQUITY INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2024 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock Units (the “RSUs”) set fo
July 25, 2024	EX-99.1	Allison Transmission Announces Second Quarter 2024 Results EXHIBIT 99.1 Allison Transmission Announces Second Quarter 2024 Results * Record quarterly net sales of $816 million, up 4% year over year * Diluted EPS of $2.13, up 11% year over year * Increasing full year 2024 revenue, earnings and cash flow guidance INDIANAPOLIS, July 25, 2024 – Allison Transmission Holdings Inc. (NYSE: ALSN), today reported second quarter net sales of $816 million, a quarterl
July 25, 2024	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q2 2024 Earnings Release July 25th, 2024 Dave Graziosi, Chair & CEO Fred Bohley, COO, CFO & Treasurer Exhibit 99.
July 25, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Comm
June 4, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2024 ALLISON TRANSMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (C
June 4, 2024	EX-99.1	Allison Transmission Announces G. Frederick Bohley as New Chief Operating Officer EX-99.1 Exhibit 99.1 Allison Transmission Announces G. Frederick Bohley as New Chief Operating Officer INDIANAPOLIS, June 4, 2024 – Allison Transmission Holdings, Inc. (NYSE: ALSN), a global leader in commercial-duty automatic transmissions, electric and hybrid propulsion solutions, is pleased to announce the appointment of G. Frederick (Fred) Bohley III as the new Chief Operating Officer (COO), e
May 31, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 (State or other jurisdiction o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 (State or other jurisdiction of incorporation) (Commission File Number) One Allison Way, Indianapolis, Indiana 46222 (Address of principal executive offices) (Zip Code) Eric C. Scr
May 31, 2024	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 This Conflict Minerals Report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure re
May 10, 2024	EX-10.1	Allison Transmission Holdings, Inc. 2024 Equity Incentive Award Plan EXHIBIT 10.1 ALLISON TRANSMISSION HOLDINGS, INC. 2024 EQUITY INCENTIVE AWARD PLAN ARTICLE 1. PURPOSE The purpose of the Allison Transmission Holdings, Inc. 2024 Equity Incentive Award Plan (as it may be amended or restated from time to time, the “Plan”) is to promote the success and enhance the value of Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), by linking the ind
May 10, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commis
April 26, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (
April 26, 2024	EX-10.4	Form of 2015 Equity Incentive Award Plan Performance Stock Unit Agreement (revised 2024) (filed herewith) Exhibit 10.4 ALLISON TRANSMISSION HOLDINGS, INC. 2015 EQUITY INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2015 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of performance stock units (the “PSUs”) set
April 26, 2024	EX-10.2	Form of 2015 Equity Incentive Award Plan Restricted Stock Unit Agreement (revised 2024) (filed herewith) Exhibit 10.2 ALLISON TRANSMISSION HOLDINGS, INC. 2015 EQUITY INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2015 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock Units (the “RSUs”) set fo
April 26, 2024	EX-10.3	Form of 2015 Equity Incentive Award Plan Stock Option Agreement (revised 2024) (filed herewith) Exhibit 10.3 ALLISON TRANSMISSION HOLDINGS, INC. 2015 EQUITY INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation, (the “Company”), pursuant to its 2015 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”), an option to purchase the number of shares of Common Stock (“St
April 25, 2024	EX-99.1	Allison Transmission Announces First Quarter 2024 Results Exhibit 99.1 Allison Transmission Announces First Quarter 2024 Results * Record net sales of $789 million * Diluted EPS of $1.90, which includes $0.13 impact from $14 Million of Non-Recurring UAW Contract Signing Incentives incurred in the quarter * Refinanced Revolving Credit Facility and Term Loan, Paying Down $101 Million of Outstanding Debt INDIANAPOLIS, April 25, 2024 – Allison Transmission H
April 25, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Com
April 25, 2024	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q1 2024 Earnings Release April 25th, 2024 Dave Graziosi, Chair & CEO Fred Bohley, Senior Vice President, CFO & Treasurer Exhibit 99.
March 29, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm
March 29, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(
March 18, 2024	EX-10.1	Amendment No. 4 to Credit Agreement, dated March 13, 2024, by and among Allison Transmission Inc., Allison Transmission Holdings, Inc., and Citibank N.A., as administrative agent, to the Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Allison Transmission Holdings, Inc., Allison Transmission, Inc., as borrower, the several banks and other financial institutions or entities from time to time parties thereto as lenders and Citibank, N.A., as administrative agent Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 4 TO CREDIT AGREEMENT AMENDMENT NO. 4 TO CREDIT AGREEMENT, dated as of March 13, 2024 (this “Amendment”), by and among ALLISON TRANSMISSION, INC., a Delaware corporation (the “Borrower”), ALLISON TRANSMISSION HOLDINGS, INC., a Delaware corporation (“Holdings”), CITIBANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) and as
March 18, 2024	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation)
March 18, 2024	EX-99.1	Allison Transmission Announces Closing of Amend and Extend of its Revolving Credit Facility and Term Loan Debt Exhibit 99.1 Allison Transmission Announces Closing of Amend and Extend of its Revolving Credit Facility and Term Loan Debt INDIANAPOLIS, March 18, 2024 – Allison Transmission Holdings Inc. (NYSE: ALSN) (“Allison” or the “Company”) announced today that, on March 13, 2024, its wholly owned subsidiary, Allison Transmission, Inc. (the “Borrower”), entered into a fourth amendment to its credit agreeme
February 14, 2024	EX-10.14	Form of 2015 Equity Incentive Award Plan Performance Stock Unit Agreement (revised 2023) (filed herewith) Exhibit 10.14 ALLISON TRANSMISSION HOLDINGS, INC. 2015 EQUITY INCENTIVE AWARD PLAN PERFORMANCE STOCK UNIT GRANT NOTICE Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), pursuant to its 2015 Equity Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of performance stock units (the “PSUs”) set
February 14, 2024	EX-4.5	Description of Securities (filed herewith) Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Allison Transmission Holdings, Inc. (“Allison,” “Company,” “we,” “us” and “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): its common stock, par value $0.01 per share
February 14, 2024	EX-97	Allison Transmission Holdings, Inc. Policy for Recovery of Erroneously Awarded Compensation (filed herewith) Exhibit 97 ALLISON TRANSMISSION HOLDINGS, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Allison Transmission Holdings, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”), which Policy is an amendment and restatement of the Company’s Policy for Recoupment of Incentive Com
February 14, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact
February 14, 2024	EX-10.18	Seventh Amended and Restated Non-Employee Director Compensation Policy (filed herewith) Exhibit 10.18 ALLISON TRANSMISSION HOLDINGS, INC. Seventh Amended and Restated Non-Employee Director Compensation Policy 1. General. This Seventh Amended and Restated Non-Employee Director Compensation Policy (the “Policy”) as set forth herein, amends and restates that certain Third Amended and Restated Non-Employee Director Compensation Policy, previously adopted by the Compensation Committee of
February 14, 2024	EX-21.1	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 13, 2024	SC 13G/A	ALSN / Allison Transmission Holdings, Inc. / Burgundy Asset Management Ltd. - SC 13G/A Passive Investment SC 13G/A 1 d757576dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Allison Transmission Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
February 13, 2024	EX-99.1	Allison Transmission Announces Record Fourth Quarter and Full Year 2023 Results Exhibit 99.1 Allison Transmission Announces Record Fourth Quarter and Full Year 2023 Results • Record Full Year Net Sales of $3,035 million, up 10% from 2022 • Record Full Year Diluted EPS of $7.40, up 34% from 2022 • Record Fourth Quarter Net Sales of $775 million, up 8% year over year • Fourth Quarter Diluted EPS of $1.91, up 26% year over year INDIANAPOLIS, February 13, 2024 – Allison Transmiss
February 13, 2024	SC 13G/A	ALSN / Allison Transmission Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0231-allisontransmissionho.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Allison Transmission Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropr
February 13, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2024 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
February 13, 2024	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q4 2023 Earnings Release February 13th, 2024 Dave Graziosi, Chairman & CEO Fred Bohley, Senior Vice President, CFO & Treasurer Exhibit 99.
October 26, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-35456 ALLISON TRANSMISSION HOLDINGS, IN
October 25, 2023	EX-99.1	Allison Transmission Announces Third Quarter 2023 Results EXHIBIT 99.1 Allison Transmission Announces Third Quarter 2023 Results * Net sales of $736 million, up 4% year over year * Net Income of $158 million, up 14% year over year * Diluted EPS of $1.76, up 21% year over year INDIANAPOLIS, October 25, 2023 – Allison Transmission Holdings Inc. (NYSE: ALSN), today reported third quarter net sales of $736 million, a 4 percent increase from the same period i
October 25, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (C
October 25, 2023	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q3 2023 Earnings Release October 25th, 2023 Dave Graziosi, Chairman & CEO Fred Bohley, Senior Vice President, CFO & Treasurer Exhibit 99.
July 28, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exac
July 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2023 ALLISON TRANSMISSIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Comm
July 27, 2023	EX-99.1	Allison Transmission Announces Second Quarter 2023 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Second Quarter 2023 Results * Record quarterly net sales of $783 million, up 18% year over year * Net Income of $175 million, 22% of net sales, up 43% year over year * Diluted EPS of $1.92, up 52% year over year * Increasing 2023 Net Sales, Earnings and Cash Flow Guidance INDIANAPOLIS, July 27, 2023 – Allison Transmission Holdings Inc. (NYSE: ALS
July 27, 2023	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q2 2023 Earnings Release July 27, 2023 Dave Graziosi, Chairman & CEO Fred Bohley, Senior Vice President, CFO & Treasurer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “estimate” a
May 15, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jur UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) One Allison Way, Indianapolis, Indiana 46222 (Address of princi
May 15, 2023	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 EX-1.01 2 d485926dex101.htm EX-1.01 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 This Conflict Minerals Report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to i
May 5, 2023	EX-3.1	Amended and Restated Bylaws of Allison Transmission Holdings, Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed May 5, 2023) EX-3.1 EXHIBIT 3.1 ALLISON TRANSMISSION HOLDINGS, INC. AMENDED AND RESTATED BYLAWS As Adopted on May 4, 2023 TABLE OF CONTENTS Page ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1.01 Annual Meetings 1 Section 1.02 Special Meetings 1 Section 1.03 Participation in Meetings by Remote Communication 1 Section 1.04 Record Date; Notice of Meetings; Waiver of Notice 1 Section 1.05 Proxies 3 Section 1.06 Vo
May 5, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2023 ALLISON TRANSMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commis
April 28, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exa
April 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Com
April 27, 2023	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q1 2023 Earnings Release April 27th, 2023 Dave Graziosi, Chairman & CEO Fred Bohley, Senior Vice President, CFO & Treasurer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “estimate
April 27, 2023	EX-99.1	Allison Transmission Announces First Quarter 2023 Results EX-99.1 EXHIBIT 99.1 Allison Transmission Announces First Quarter 2023 Results * Record quarterly net sales of $741 million, up 9% year over year * Diluted EPS of $1.85, up 42% year over year INDIANAPOLIS, April 27, 2023 – Allison Transmission Holdings Inc. (NYSE: ALSN), today reported first quarter net sales of $741 million, a 9 percent increase from the same period in 2022, and diluted EPS of $1
March 24, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm
March 24, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-
March 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2023 ALLISON TRANSMI UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
March 6, 2023	EX-10.1	Amendment No. 3 to Credit Agreement, dated February 28, 2023, by and among Allison Transmission Inc., Allison Transmission Holdings, Inc., and Citibank N.A., as administrative agent, to the Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Allison Transmission Holdings, Inc., Allison Transmission, Inc., as borrower, the several banks and other financial institutions or entities from time to time parties thereto as lenders and Citibank, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed March 6, 2023) EX-10.1 Exhibit 10.1 Execution Copy AMENDMENT NO. 3 TO CREDIT AGREEMENT AMENDMENT NO. 3 TO CREDIT AGREEMENT, dated as of February 28, 2023 (this “Amendment”), by and among ALLISON TRANSMISSION, INC., a Delaware corporation (the “Borrower”), ALLISON TRANSMISSION HOLDINGS, INC., a Delaware corporation (“Holdings”) and CITIBANK, N.A., as Administrative Agent (in such capacity, the “Administrative Age
February 16, 2023	EX-21	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 16, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Na
February 15, 2023	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q4 2022 Earnings Release February 15th, 2023 Dave Graziosi, Chairman & CEO Fred Bohley, Senior Vice President & CFO Exhibit 99.
February 15, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 15, 2023 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
February 15, 2023	EX-99.1	Allison Transmission Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 Allison Transmission Announces Fourth Quarter and Full Year 2022 Results * Record Full Year Net Sales of $2,769 million, up 15% from 2021 * Record Full Year Diluted EPS of $5.53, up 34% from 2021 * Record Fourth Quarter Net Sales of $718 million, up 11% year over year * Fourth Quarter Diluted EPS of $1.52, up 32% year over year INDIANAPOLIS, February 15, 2023 – Allison Transmission Ho
February 10, 2023	SC 13G	ALSN / Allison Transmission Holdings Inc / Burgundy Asset Management Ltd. - SC 13G Passive Investment SC 13G 1 d202937dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Allison Transmission Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des
February 9, 2023	SC 13G/A	ALSN / Allison Transmission Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Allison Transmission Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sche
October 27, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC.
October 26, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
October 26, 2022	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q3 2022 Earnings Release October 26th, 2022 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
October 26, 2022	EX-99.1	Allison Transmission Announces Third Quarter 2022 Results Exhibit 99.1 News Release Allison Transmission Announces Third Quarter 2022 Results * Net Sales of $710 million, up 25% year over year * Diluted EPS of $1.45, up 63% year over year * Record quarterly net sales of $118 million in the Outside North America On-Highway end market INDIANAPOLIS, October 26, 2022 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a leading designer and manufacturer of co
August 9, 2022	EX-99.1	Allison Transmission Announces Board Changes Names Richard Lavin as Lead Independent Director, appoints four new independent directors and announces retirement of four directors Exhibit 99.1 Allison Transmission Announces Board Changes Names Richard Lavin as Lead Independent Director, appoints four new independent directors and announces retirement of four directors INDIANAPOLIS, August 9, 2022 ? Allison Transmission Holdings Inc. (NYSE: ALSN) today announced that its Board of Directors has taken a range of Board refreshment actions, including naming Richard P. Lavin to s
August 9, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
August 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exac
August 4, 2022	EX-10.1	Sixth Amended and Restated Non-Employee Director Compensation Policy (filed herewith) Exhibit 10.1 ALLISON TRANSMISSION HOLDINGS, INC. Sixth Amended and Restated Non-Employee Director Compensation Policy 1. General. This Sixth Amended and Restated Non-Employee Director Compensation Policy (the ?Policy?) as set forth herein, amends and restates that certain Third Amended and Restated Non-Employee Director Compensation Policy, previously adopted by the Compensation Committee of the B
August 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
August 3, 2022	EX-99.1	Allison Transmission Announces Second Quarter 2022 Results Exhibit 99.1 Allison Transmission Announces Second Quarter 2022 Results * Net Sales of $664 million, up 10% year over year (up 13% year to date) * Diluted EPS of $1.26, up 25% year over year (up 24% year to date) * Record net sales for the first half of the year in the Outside North America On-Highway end market INDIANAPOLIS, August 3, 2022 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a lead
August 3, 2022	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q2 2022 Earnings Release August 3rd, 2022 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
July 26, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 20, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
July 19, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
July 19, 2022	EX-10.1	Allison Transmission, Inc. Executive Change in Control and Severance Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed July 19, 2022) Exhibit 10.1 ALLISON TRANSMISSION, INC. EXECUTIVE CHANGE IN CONTROL & SEVERANCE PLAN The Allison Transmission, Inc. Executive Change in Control & Severance Plan, as it may be amended from time to time (the ?Plan?), was adopted by the Compensation Committee of the Board of Directors of Allison Transmission Holdings, Inc., a Delaware corporation, to be effective as of July 13, 2022 (the ?Effective D
May 31, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpor SD 1 d337723dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35456 (Commission File Number) 26-0414014 (IRS Employer Identification No.) One Allison Way, Indianapolis, Indiana 4
May 31, 2022	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 This Conflict Minerals Report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (?SEC?) to implement reporting and disclosure re
May 10, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
April 28, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exa
April 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
April 27, 2022	EX-99.1	Allison Transmission Announces First Quarter 2022 Results Exhibit 99.1 Allison Transmission Announces First Quarter 2022 Results * Net Sales of $677 million, up 15% year over year * Diluted EPS of $1.30, up 21% year over year * Record quarterly net sales in the Outside North America On-Highway end market * Company affirms full year 2022 guidance INDIANAPOLIS, April 27, 2022 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a leading designer and manufac
April 27, 2022	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q1 2022 Earnings Release April 27th, 2022 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
March 25, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 ny20001739x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential,
March 25, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 ny20001739x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only
February 24, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
February 24, 2022	EX-99.1	Allison Transmission Announces an 11 Percent Increase to the Quarterly Dividend, a $1 Billion Increase to the Stock Repurchase Authorization and the Annual Stockholders Meeting and Record Date Exhibit 99.1 Allison Transmission Announces an 11 Percent Increase to the Quarterly Dividend, a $1 Billion Increase to the Stock Repurchase Authorization and the Annual Stockholders Meeting and Record Date INDIANAPOLIS, February 25, 2022 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a leading designer and manufacturer of conventional and electrified vehicle propulsion solutions and the larges
February 17, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Na
February 17, 2022	EX-21.1	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 16, 2022	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q4 2021 Earnings Release February 16th, 2022 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
February 16, 2022	EX-99.1	Allison Transmission Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Allison Transmission Announces Fourth Quarter and Full Year 2021 Results * Fourth Quarter Net Sales of $644 million, up 20% year over year * Fourth Quarter Net Income of $118 million, up 97% year over year * Fourth Quarter Diluted EPS of $1.15, up 117% year over year * Full Year Net Sales of $2,402 million, up 15% * Full Year Net Income of $442 million, up 48% * Full Year Diluted EPS
February 16, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 16, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
February 14, 2022	SC 13G/A	ALSN / Allison Transmission Holdings Inc / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALLISON TRANSMISSION HOLDINGS INC (Name of Issuer) Common stock (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 14, 2022	SC 13G	ALSN / Allison Transmission Holdings Inc / Burgundy Asset Management Ltd. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Allison Transmission Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 9, 2022	SC 13G/A	ALSN / Allison Transmission Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Allison Transmission Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Sched
January 27, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2022 ALLISON TRANSMISSION HOLDINGS, INC.
January 27, 2022	EX-10.1	Separation Agreement, between Allison Transmission, Inc. and Michael A. Dick, dated as of January 26, 2022 (incorporated by reference to Exhibit 10.1 to the Registration’s Current Report on Form 8-K filed January 27, 2022) Exhibit 10.1 AGREEMENT This voluntary agreement concerning my separation of employment from Allison Transmission, Inc., and related releases and covenants (?Agreement?) is entered into between Allison Transmission, Inc. (?Allison?) and Michael A. Dick (?I? ?me? or ?my?), wherein the parties agree as follows: 1. Definition. Throughout this Agreement, the term ?Allison? used alone, shall encompass t
January 27, 2022	EX-99.1	Allison Transmission Senior Vice President, Operations & Purchasing, Michael Dick to Retire March 11, 2022 Exhibit 99.1 Allison Transmission Senior Vice President, Operations & Purchasing, Michael Dick to Retire March 11, 2022 INDIANAPOLIS, January 27, 2022 ? Michael Dick, Senior Vice President, Operations & Purchasing of Allison Transmission Holdings, Inc. (NYSE: ALSN) has announced his retirement effective March 11, 2022. Rafael Basso, Vice President, Operations Planning and Business Development and
October 28, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC.
October 27, 2021	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q3 2021 Earnings Release October 27th, 2021 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
October 27, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 27, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
October 27, 2021	EX-99.1	Allison Transmission Announces Third Quarter 2021 Results Exhibit 99.1 News Release Allison Transmission Announces Third Quarter 2021 Results ? Net Sales of $567 million, up 7% year-over-year ? Diluted EPS of $0.89, up 31% year-over-year ? Net Income of $94 million, 17% of Net Sales ? Adjusted EBITDA of $189 million, 33% of Net Sales ? Allison hosted a Virtual Technology Day on October 6 INDIANAPOLIS, October 27, 2021 ? Allison Transmission Holdings Inc.
September 22, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
September 22, 2021	EX-99.1	Jing-Jin Electric and Allison Transmission Partner to Accelerate Development of Commercial Vehicle Electrified Powertrain Solutions for Global Markets Exhibit 99.1 Jing-Jin Electric and Allison Transmission Partner to Accelerate Development of Commercial Vehicle Electrified Powertrain Solutions for Global Markets INDIANAPOLIS, September 21, 2021 ? Allison Transmission, a leading designer and manufacturer of conventional, electric hybrid and fully electric vehicle propulsion solutions, and Jing-Jin Electric (JJE), a Chinese electrified propulsion
September 16, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
September 16, 2021	EX-99.1	Allison Transmission Signs Agreement to Acquire India-Based AVTEC’s Off-Highway Transmission Portfolio and Off-Highway Component Machining Business Exhibit 99.1 Allison Transmission Signs Agreement to Acquire India-Based AVTEC?s Off-Highway Transmission Portfolio and Off-Highway Component Machining Business INDIANAPOLIS, September 16, 2021 ? Allison Transmission, a leading designer and manufacturer of conventional and electrified vehicle propulsion solutions and the largest global manufacturer of medium- and heavy-duty fully automatic transmi
July 29, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exac
July 28, 2021	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q2 2021 Earnings Release July 28, 2021 Dave Graziosi, Chairman & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
July 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
July 28, 2021	EX-99.1	Allison Transmission Announces Second Quarter 2021 Results Exhibit 99.1 Allison Transmission Announces Second Quarter 2021 Results ? Net Sales of $603 million, up 60% year-over-year ? Net Income of $110 million, 18% of Net Sales, up over 375% year-over-year ? Adjusted EBITDA of $213 million, 35% of Net Sales ? Diluted EPS of $1.01 INDIANAPOLIS, July 28, 2021 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a leading designer and manufacturer of conventi
May 28, 2021	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 EX-1.01 2 d133158dex101.htm EX-1.01 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 This Conflict Minerals Report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to i
May 28, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jur UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) One Allison Way, Indianapolis, Indiana 46222 (Address of princi
May 27, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
May 27, 2021	EX-99.1	Allison Transmission Senior Vice President, Product Engineering & Planning, Randall R. Kirk to Retire August 6, 2021 Exhibit 99.1 Allison Transmission Senior Vice President, Product Engineering & Planning, Randall R. Kirk to Retire August 6, 2021 INDIANAPOLIS, May 24, 2021 ? Randall R. Kirk, Senior Vice President, Product Engineering & Planning of Allison Transmission Holdings, Inc. (NYSE: ALSN) has announced his retirement effective August 6, 2021. ?Randy has been instrumental in leading innovation in many area
May 27, 2021	EX-10.1	Separation Agreement, between Allison Transmission, Inc. and Randall R. Kirk, dated as of May 26, 2021 (incorporated by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed May 27, 2021) Exhibit 10.1 AGREEMENT This voluntary agreement concerning my separation of employment from Allison Transmission, Inc., and related releases and covenants (?Agreement?) is entered into between Allison Transmission, Inc. (?Allison?) and Randall R. Kirk (?I? ?me? or ?my?), wherein the parties agree as follows: 1. Definition. Throughout this Agreement, the term ?Allison? used alone, shall encompass t
May 7, 2021	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
April 29, 2021	10-Q	Quarterly Report - ALSN-10Q-20210331 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exa
April 28, 2021	EX-99.1	Allison Transmission Announces First Quarter 2021 Results Exhibit 99.1 News Release Allison Transmission Announces First Quarter 2021 Results ? Net Sales of $588 million ? Net Income of $120 million, 20% of Net Sales ? Adjusted EBITDA of $222 million, 38% of Net Sales ? Diluted EPS of $1.07 ? Company raises full year 2021 net sales guidance to $2,325 to $2,475 million INDIANAPOLIS, April 28, 2021 ? Allison Transmission Holdings Inc. (NYSE: ALSN), a leadi
April 28, 2021	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q1 2021 Earnings Release April 28, 2021 David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
April 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2021 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Com
March 26, 2021	DEF 14A	- DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as perm
March 26, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
February 18, 2021	EX-21.1	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 18, 2021	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Na
February 17, 2021	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est Q4 2020 Earnings Release Published February 17, 2021 (Earnings Conference Call February 18, 2021) David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.
February 17, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
February 17, 2021	EX-99.1	Allison Transmission Announces Fourth Quarter and Full Year 2020 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Fourth Quarter and Full Year 2020 Results * Fourth Quarter 2020: Net Sales $535 million, Net Income $60 million, Diluted EPS $0.53, Adjusted EBITDA $186 million, Net Cash Provided by Operating Activities $163 million, Adjusted Free Cash Flow $128 million * Full Year 2020: Net Sales $2,081 million, Net Income $299 million, Diluted EPS $2.62, Adjus
February 16, 2021	EX-99.1	Lawrence E. Dewey to Retire as Allison Transmission Chairman of the Board and named Chairman Emeritus; David S. Graziosi to Become Chairman of the Board following 2021 Annual Meeting Exhibit 99.1 Lawrence E. Dewey to Retire as Allison Transmission Chairman of the Board and named Chairman Emeritus; David S. Graziosi to Become Chairman of the Board following 2021 Annual Meeting INDIANAPOLIS, Feb. 16, 2021 ? Allison Transmission Holdings Inc. (NYSE: ALSN) announced today that Lawrence E. Dewey has notified the company?s board of directors of his decision to not stand for re-elect
February 16, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2021 ALLISON TRANSMISSION HOLDINGS, INC.
February 12, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Allison Transmission Holdings Inc. (Name of Issuer) (Title of Class of Securities) (CUSIP Number) Decembe UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Allison Transmission Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 11, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* ALLISON TRANSMISSION HOLDINGS INC (Name of Issuer) Common stock (Title of Class of Securities) 01973R101 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* ALLISON TRANSMISSION HOLDINGS INC (Name of Issuer) Common stock (Title of Class of Securities) 01973R101 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Allison Transmission Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Sched
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Allison Transmission Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedu
November 19, 2020	EX-99.1	Allison Transmission Closes Offering of $1 Billion Aggregate Principal Amount of 3.750% Senior Notes Due 2031 Exhibit 99.1 Allison Transmission Closes Offering of $1 Billion Aggregate Principal Amount of 3.750% Senior Notes Due 2031 INDIANAPOLIS, November 19, 2020 ? Allison Transmission Holdings, Inc. (NYSE: ALSN) (?Allison? or the ?Company?) today announced that its wholly owned subsidiary, Allison Transmission, Inc. (the ?Issuer?), completed its previously announced offering of $1 billion in aggregate p
November 19, 2020	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (
November 19, 2020	EX-4.1	Indenture, dated as of November 19, 2020, between the Issuer and Wilmington Trust, National Association, as Trustee (including form of 3.75% Senior Notes due 2031) (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed November 19, 2020) Exhibit 4.1 ALLISON TRANSMISSION, INC. as Issuer INDENTURE Dated as of November 19, 2020 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I Definitions and Incorporation by Reference SECTION 1.1. Definitions. 1 SECTION 1.2. Other Definitions. 36 SECTION 1.3. Rules of Construction. Unless the context otherwise requires: 38 ARTICLE II The Notes SECTION 2.1. Form and
November 19, 2020	EX-10.1	Amendment No. 2 dated as of November 19, 2020, by and among Allison Transmission Holdings, Inc., Allison Transmission, Inc., as Borrower, the several banks and other financial institutions party thereto, as 2020 Revolving Credit Lenders and Citibank, N.A., as Administrative Agent amending the Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Allison Transmission Holdings, Inc., Allison Transmission, Inc., the several banks and other financial institutions or entities from time to time parties thereto as lenders, Citibank, N.A., as Administrative Agent and Citicorp North America, Inc., as Collateral Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed November 19, 2020) Exhibit 10.1 AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 TO CREDIT AGREEMENT, dated as of November 19, 2020 (this ?Amendment?), by and among ALLISON TRANSMISSION, INC., a Delaware corporation (the ?Borrower?), ALLISON TRANSMISSION HOLDINGS, INC., a Delaware corporation (?Holdings?), CITIBANK, N.A., as Administrative Agent (in such capacity, the ?Administrative Agent?) and the 2020 Revolvin
November 10, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
November 10, 2020	EX-99.1	Allison Transmission Prices Offering of $1 Billion Aggregate Principal Amount of 3.750% Senior Notes due 2031 EX-99.1 Exhibit 99.1 Allison Transmission Prices Offering of $1 Billion Aggregate Principal Amount of 3.750% Senior Notes due 2031 INDIANAPOLIS, November 10, 2020 – Allison Transmission Holdings, Inc. (NYSE: ALSN) (“Allison” or the “Company”) today announced that its wholly owned subsidiary, Allison Transmission, Inc. (the “Issuer”), priced its offering of $1 billion in aggregate principal amount
November 9, 2020	EX-99.1	Allison Transmission Announces $1 Billion Senior Notes Offering EX-99.1 2 d85893dex991.htm EX-99.1 Exhibit 99.1 Allison Transmission Announces $1 Billion Senior Notes Offering INDIANAPOLIS, November 9, 2020 – Allison Transmission Holdings, Inc. (NYSE: ALSN) (“Allison” or the “Company”) today announced that its wholly owned subsidiary, Allison Transmission, Inc. (the “Issuer”), commenced an offering of $1 billion in aggregate principal amount of senior unsecure
November 9, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
October 29, 2020	10-Q	Quarterly Report - ALSN-10Q-20200930 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC.
October 28, 2020	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q3 2020 Earnings Release Published October 28, 2020 (Earnings Conference Call October 29, 2020) Dave Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation R
October 28, 2020	EX-99.1	Allison Transmission Announces Third Quarter 2020 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Third Quarter 2020 Results * Net Sales of $532 million, up 41% from the second quarter of 2020 * Net Income of $77 million * Diluted EPS of $0.68 * Adjusted EBITDA of $174 million INDIANAPOLIS, October 28, 2020 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global manufacturer of medium- and heavy-duty fully automatic transmission
October 28, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
August 5, 2020	10-Q	Quarterly Report - ALSN-10Q-20200630 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exac
August 4, 2020	EX-99.1	Allison Transmission Announces Second Quarter 2020 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Second Quarter 2020 Results • Net Income of $23 million • Diluted EPS of $0.20 • Adjusted EBITDA of $115 million • Net Cash Provided by Operating Activities of $92 million • Adjusted Free Cash Flow of $67 million INDIANAPOLIS, August 4, 2020 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global manufacturer of medium- and heavy-du
August 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
August 4, 2020	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 3 d37811dex992.htm EX-99.2 Q2 2020 Earnings Release Published August 4, 2020 Dave Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995).
May 29, 2020	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 EX-1.01 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 This Conflict Minerals Report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and discl
May 29, 2020	SD	- FORM SD Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) One Allison Way, Indianapolis, Indiana 46222 (Address o
May 11, 2020	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
May 11, 2020	EX-3.1	Sixth Amended and Restated Bylaws of Allison Transmission Holdings, Inc. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed May 11, 2020) EX-3.1 Exhibit 3.1 ALLISON TRANSMISSION HOLDINGS, INC. SIXTH AMENDED AND RESTATED BYLAWS As Adopted on May 7, 2020 TABLE OF CONTENTS Page ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1.01 Annual Meetings 1 Section 1.02 Special Meetings 1 Section 1.03 Participation in Meetings by Remote Communication 1 Section 1.04 Notice of Meetings; Waiver of Notice. 1 Section 1.05 Proxies. 2 Section 1.06 Voting
May 5, 2020	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exa
May 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
May 4, 2020	EX-99.1	Allison Transmission Announces First Quarter 2020 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces First Quarter 2020 Results • Net Sales of $637 million • Net Income of $139 million, 22% of Net Sales • Adjusted EBITDA of $257 million, 40% of Net Sales • Diluted EPS of $1.20 • As of March 31, 2020, the company had $114 million of cash and cash equivalents and $595 million of available revolving credit facility commitments INDIANAPOLIS, May 4,
May 4, 2020	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q1 2020 Earnings Release Published May 4, 2020 David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect
April 24, 2020	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
April 21, 2020	DEFA14A	ALSN / Allison Transmission Holdings, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
March 27, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation)
March 27, 2020	DEFA14A	ALSN / Allison Transmission Holdings, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 27, 2020	EX-99.1	Allison Transmission Provides Update on Impact of EX-99.1 Exhibit 99.1 Allison Transmission Provides Update on Impact of COVID-19 INDIANAPOLIS, March 27, 2020 – Allison Transmission Holdings Inc. (NYSE: ALSN) today provided a business update in light of the rapid spread of the COVID-19 virus. In response to recent disruptions to our supply chain, changes in customer demand and a weaker outlook for the global economy, Allison is temporarily suspen
March 27, 2020	DEF 14A	ALSN / Allison Transmission Holdings, Inc. DEF 14A - - DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi
February 27, 2020	EX-4.5	Description of Securities (incorporated by reference to Exhibit 4.5 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019 filed February 27, 2020) Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Allison Transmission Holdings, Inc. (“Allison,” “Company,” “we,” “us” and “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): its common stock, par value $0.01 per share
February 27, 2020	EX-21.1	List of Subsidiaries of Allison Transmission Holdings, Inc. (filed herewith) Exhibit 21.1 List of Subsidiaries Name State or Country of Organization Allison Transmission, Inc. Delaware
February 27, 2020	EX-10.21	Fifth Amended and Restated Non-Employee Director Compensation Policy (incorporated by reference to Exhibit 10.21 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019 filed February 27, 2020) Exhibit 10.21 ALLISON TRANSMISSION HOLDINGS, INC. Fifth Amended and Restated Non-Employee Director Compensation Policy 1.General. This Fifth Amended and Restated Non-Employee Director Compensation Policy (the “Policy”) as set forth herein, amends and restates that certain Third Amended and Restated Non-Employee Director Compensation Policy, previously adopted by the Compensation Committee of the B
February 27, 2020	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Na
February 19, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2020 ALLISON TRANSMISSION HOLDINGS, INC.
February 19, 2020	EX-99.1	Allison Transmission Announces Fourth Quarter and Full Year 2019 Results EX-99.1 Exhibit 99.1 News Release Allison Transmission Announces Fourth Quarter and Full Year 2019 Results * Fourth Quarter 2019: Net Sales $617 million, Net Income $107 million, Adjusted EBITDA $216 million, Net Cash Provided by Operating Activities $202 million, Adjusted Free Cash Flow $121 million * Full Year 2019: Net Sales $2,698 million, Net Income $604 million, Adjusted EBITDA $1,083 millio
February 19, 2020	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q4 2019 Earnings Release Published February 19, 2020 (Earnings Conference Call February 20, 2020) David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigatio
February 12, 2020	SC 13G/A	ALSN / Allison Transmission Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Allison Transmission Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 01973R101 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedu
October 31, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC.
October 30, 2019	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q3 2019 Earnings Release Published October 30, 2019 (Earnings Conference Call October 31, 2019) David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation
October 30, 2019	EX-99.1	Allison Transmission Announces Third Quarter 2019 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Third Quarter 2019 Results * Net Sales of $669 million * Net Income of $149 million, 22% of Net Sales * Adjusted EBITDA of $269 million, 40% of Net Sales * Diluted EPS of $1.23 INDIANAPOLIS, October 30, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global provider of commercial duty fully-automatic transmissions, today repor
October 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2019 ALLISON TRANSMISSION HOLDINGS, INC.
October 15, 2019	EX-99.1	Allison Transmission Announces Repricing of $646 Million Term Loan due 2026 EX-99.1 Exhibit 99.1 Allison Transmission Announces Repricing of $646 Million Term Loan due 2026 INDIANAPOLIS – October 14, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global provider of commercial duty fully-automatic transmissions, today announced that on October 11, 2019 it completed an opportunistic repricing of its existing $646 million term loan due March 29, 2026 (th
October 15, 2019	EX-10.1	Amendment No. 1 dated October 11, 2019, to the Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Allison Transmission Holdings, Inc., Allison Transmission, Inc., as Borrower, the several banks and other financial institutions or entities from time to time parties thereto as lenders, Citibank, N.A as Administrative Agent and as the 2019 refinancing term lender and the other agents and arrangers party thereto (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed October 15, 2019) EX-10.1 Exhibit 10.1 Execution Copy AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1, dated as of October 11, 2019 (this “Amendment”), by and among ALLISON TRANSMISSION, INC., a Delaware corporation (the “Borrower”), ALLISON TRANSMISSION HOLDINGS, INC., a Delaware corporation (“Holdings”), CITIBANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) and as the 2019 ref
October 15, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (C
September 9, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2019 ALLISON TRANSMISSION HOLDINGS, INC.
September 9, 2019	EX-99.1	Allison Transmission Acquires Walker Die Casting EX-99.1 Exhibit 99.1 Allison Transmission Acquires Walker Die Casting Walker is a longtime supplier of aluminum transmission castings critical in the production of Allison’s products. INDIANAPOLIS, September 9, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global manufacturer of medium- and heavy-duty fully automatic transmissions, announced today that it has acquired the ass
August 1, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35456 ALLISON
July 31, 2019	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 3 d750534dex992.htm EX-99.2 Q2 2019 Earnings Release Published July 31, 2019 (Earnings Conference Call August 1, 2019) David Graziosi, President & Chief Executive Officer Fred Bohley, Senior Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private
July 31, 2019	EX-99.1	Allison Transmission Announces Second Quarter 2019 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces Second Quarter 2019 Results • Record Net Sales of $737 million, up 4 percent year-over-year • Net Income of $181 million, 25% of Net Sales • Adjusted EBITDA of $308 million, 42% of Net Sales • Diluted EPS of $1.46, up 13 percent year-over-year INDIANAPOLIS, July 31, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global provid
July 31, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2019 ALLISON TRANSMISSION HOLDINGS, INC.
May 31, 2019	EX-1.01	Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2018 EX-1.01 Exhibit 1.01 Allison Transmission Holdings, Inc. Conflict Minerals Report For the Year Ended December 31, 2018 This Conflict Minerals Report for the year ended December 31, 2018 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and discl
May 31, 2019	SD	ALSN / Allison Transmission Holdings, Inc. SD - - FORM SD Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) One Allison Way, Indianapolis, Indiana 46222 (Address o
May 10, 2019	SC 13D/A	ALSN / Allison Transmission Holdings, Inc. / Ashe Capital Management, LP - SCHEDULE 13D/A FOR ALLISON TRANSMISSION HOLDINGS, INC. BY ASHE CAPITAL MANAGEMENT, LP Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 7) Allison Transmission Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 01973R101 (CUSIP
May 9, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorpora
May 9, 2019	EX-99.1	ALLISON TRANSMISSION ANNOUNCES STOCK PURCHASE AGREEMENT WITH ASHE CAPITAL, A $1 BILLION INCREASE TO THE STOCK REPURCHASE AUTHORIZATION AND DECLARES QUARTERLY DIVIDEND EX-99.1 Exhibit 99.1 ALLISON TRANSMISSION ANNOUNCES STOCK PURCHASE AGREEMENT WITH ASHE CAPITAL, A $1 BILLION INCREASE TO THE STOCK REPURCHASE AUTHORIZATION AND DECLARES QUARTERLY DIVIDEND INDIANAPOLIS, May 9, 2019 - Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global provider of commercial duty fully-automatic transmissions, today announced that it has repurchased 4,977,043 shares
May 9, 2019	8-K	Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorpora
May 8, 2019	SC 13D/A	ALSN / Allison Transmission Holdings, Inc. / Ashe Capital Management, LP - SCHED 13D/A SUBMITTED BY KERITH ON 5-8-19 - FILED BY ASHE CAPITAL AND ISSUER IS ALLISON TRANSMISSION Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 6) Allison Transmission Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 01973R101 (CUSIP
May 7, 2019	DEFA14A	ALSN / Allison Transmission Holdings, Inc. DEFA14A DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
May 7, 2019	EX-10.1	Stock Repurchase Agreement, dated May 7, 2019, between Allison Transmission Holdings, Inc. and Ashe Capital Management, LP (incorporated by reference to the Registrant’s Current Report on Form 8-K filed May 7, 2019) EX-10.1 Exhibit 10.1 STOCK REPURCHASE AGREEMENT This Stock Repurchase Agreement (this “Agreement”) is made and entered into as of May 7, 2019, by and between Allison Transmission Holdings, Inc., a Delaware corporation (the “Company”), and Ashe Capital Management, LP (the “Seller”). RECITALS A. The Company previously entered into a Cooperation Agreement, dated February 3, 2017 with the Seller, cert
May 7, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporation)
April 23, 2019	EX-99.3	Allison Transmission acquires Vantage Power and AxleTech’s electric vehicle systems division EX-99.3 Exhibit 99.3 Allison Transmission acquires Vantage Power and AxleTech’s electric vehicle systems division INDIANAPOLIS, April 23, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global manufacturer of medium- and heavy-duty fully automatic transmissions, announced today that it has purchased Vantage Power and AxleTech’s electric vehicle (EV) systems division. Allison Tr
April 23, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 12, 2019 ALLISON TRANSMISSION HOLDINGS, INC.
April 23, 2019	EX-99.2	Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believe,” “expect,” “anticipate,” “intend,” “est EX-99.2 Q1 2019 Earnings Release Earnings Conference Call April 23, 2019 David Graziosi, President & Chief Executive Officer Fred Bohley, Vice President & Chief Financial Officer Exhibit 99.2 Safe Harbor Statement The following information contains, or may be deemed to contain, “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995). The words “believ
April 23, 2019	EX-99.1	Allison Transmission Announces First Quarter 2019 Results EX-99.1 Exhibit 99.1 Allison Transmission Announces First Quarter 2019 Results • Net Sales of $675 million, up 2 percent year-over-year • Net Income of $167 million, 25% of Net Sales • Adjusted EBITDA of $290 million, 43% of Net Sales • Diluted EPS of $1.32, up 22 percent year-over-year INDIANAPOLIS, April 23, 2019 – Allison Transmission Holdings Inc. (NYSE: ALSN), the largest global provider of c
April 23, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-35456 ALLISON TRANSMISSION HOLDINGS, INC. (Exa
April 11, 2019	SC 13G/A	ALSN / Allison Transmission Holdings, Inc. / SQ Advisors, LLC - SCHEDULE 13G HOLDINGS REPORT AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
March 29, 2019	DEFA14A	ALSN / Allison Transmission Holdings, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
March 29, 2019	DEF 14A	ALSN / Allison Transmission Holdings, Inc. DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi
March 29, 2019	EX-10.1	Second Amended and Restated Credit Agreement, dated as of March 29, 2019, among Allison Transmission Holdings, Inc., Allison Transmission, Inc., as Borrower, the several banks and other financial institutions or entities from time to time parties thereto as lenders and Citibank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed March 29, 2019) EX-10.1 Exhibit 10.1 EXECUTION COPY SECOND AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF MARCH 29, 2019 AMONG ALLISON TRANSMISSION, INC., AS BORROWER, ALLISON TRANSMISSION HOLDINGS, INC., AS HOLDINGS, CITIBANK, N.A., AS ADMINISTRATIVE AGENT AND A L/C ISSUER, CITICORP NORTH AMERICA, INC., AS COLLATERAL AGENT, THE OTHER LENDERS AND L/C ISSUERS PARTY HERETO TABLE OF CONTENTS Page ARTICLE I Defini
March 29, 2019	EX-4.1	Indenture, dated as of March 29, 2019, between the Issuer and Wilmington Trust, National Association, as Trustee (including form of 5.875% Senior Notes due 2029) (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed March 29, 2019) EX-4.1 2 d714412dex41.htm EX-4.1 Exhibit 4.1 Execution Version ALLISON TRANSMISSION, INC. as Issuer INDENTURE Dated as of March 29, 2019 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE I Definitions and Incorporation by Reference SECTION 1.1. Definitions 1 SECTION 1.2. Other Definitions 36 SECTION 1.3. Rules of Construction. Unless the context otherwise requires:
March 29, 2019	EX-99.1	Allison Transmission Closes $500 Million Senior Notes Offering EX-99.1 Exhibit 99.1 Allison Transmission Closes $500 Million Senior Notes Offering INDIANAPOLIS, Mar. 29, 2019 — Allison Transmission Holdings, Inc. (NYSE: ALSN) (“Allison” or the “Company”) today announced that its wholly owned subsidiary, Allison Transmission, Inc. (the “Issuer”), completed its previously announced offering of $500 million in aggregate principal amount of 5.875% Senior Notes du
March 29, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorp
March 26, 2019	8-K	Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorp
March 26, 2019	8-K	Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorp
March 26, 2019	EX-99.1	Allison Transmission Announces $500 Million Senior Notes Offering EX-99.1 Exhibit 99.1 Allison Transmission Announces $500 Million Senior Notes Offering INDIANAPOLIS, Mar. 26, 2019 – Allison Transmission Holdings, Inc. (NYSE: ALSN) (“Allison” or the “Company”) today announced that its wholly owned subsidiary, Allison Transmission, Inc. (the “Issuer”), commenced an offering of $500 million in aggregate principal amount of senior unsecured notes due 2029 (the “Not
March 19, 2019	8-K	Regulation FD Disclosure 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2019 ALLISON TRANSMISSION HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35456 26-0414014 (State or other jurisdiction of incorporati
February 26, 2019	EX-14.1	Code of Business Conduct (incorporated by reference to Exhibit 14.1 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2018 filed February 26, 2019) exhibit141codeofconduct Allison Code Of Business Conduct Driving Integrity Worldwide allisontransmission.

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