Основная статистика
CIK | 1868279 |
SEC Filings
SEC Filings (Chronological Order)
August 11, 2025 |
ArriVent BioPharma Reports Second Quarter 2025 Financial Results Exhibit 99.1 ArriVent BioPharma Reports Second Quarter 2025 Financial Results ● Positive interim Phase 1b update underscores firmonertinib’s potential in EGFR PACC mutant NSCLC; global pivotal Phase 3 ALPACCA study expected to enroll first patient in 2H 2025 ● Dosed the first patient in the Phase 1 Study for ARR-217 (MRG007), a CDH17 targeted ADC, in gastrointestinal tumors ● Top-line firmonertin |
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August 11, 2025 |
Exhibit 10.2 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, amended and restated, modified or supplemented, this “Agreement”) is dated as of the Effective Date by and between (a) SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY (“Bank”), and (b) ARRIVENT BIOPHARMA, INC., a Delaware corporation (“Borrower”). The parties agr |
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August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARRI |
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August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commissio |
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August 11, 2025 |
Amended and Restated Non-Employee Director Compensation Policy. Exhibit 10.1 ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (March 20, 2025) The Board of Directors of ArriVent BioPharma, Inc. (the “Company”) has approved the following Amended and Restated Non-Employee Director Compensation Policy (this “Policy”), which establishes compensation to be paid to non-employee directors of the Company, effective as of March 2 |
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July 21, 2025 |
Exhibit 99.1 ArriVent’s Topline Pivotal Phase 3 FURVENT Data for Firmonertinib in First-Line NSCLC EGFR Exon20 Insertion Mutations is Projected to be Early 2026 Enrollment in FURVENT was completed in Q1 2025 Firmonertinib received FDA Breakthrough Therapy Designation in this patient population NEWTOWN SQUARE, PA, July 21, 2025 (GLOBE NEWSWIRE) - ArriVent BioPharma, Inc. (Company or ArriVent) (Nasd |
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July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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July 2, 2025 |
Exhibit 4.1 FORM OF PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK Number of Shares: [ ] (subject to adjustment) Warrant No. Original Issue Date: [ ], 2025 ARRIVENT BIOPHARMA, INC. ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [ ] or its registered assigns (the |
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July 2, 2025 |
ArriVent Announces Pricing of $75 Million Public Offering of Common Stock and Pre-Funded Warrants Exhibit 99.1 ArriVent Announces Pricing of $75 Million Public Offering of Common Stock and Pre-Funded Warrants NEWTOWN SQUARE, PA, July 1, 2025 – ArriVent BioPharma, Inc. (“ArriVent”) (Nasdaq: AVBP), a clinical-stage company dedicated to accelerating the global development of innovative biopharmaceutical therapeutics, today announced the pricing of an underwritten public offering of 2,482,692 shar |
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July 2, 2025 |
TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration No. 333-284661 Prospectus Supplement (To Prospectus dated February 3, 2025) 2,482,692 Shares of Common Stock Pre-Funded Warrants to Purchase Up to 1,363,469 Shares of Common Stock We are offering 2,482,692 shares of our common stock and, in lieu of common stock to certain investors that so choose, pre-funded warrants to purchase up |
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July 2, 2025 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) ArriVent BioPharma, Inc. |
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July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission F |
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July 2, 2025 |
Exhibit 1.1 ArriVent BioPharma, Inc. 2,482,692 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,363,469 Shares of Common Stock Underwriting Agreement July 1, 2025 Goldman Sachs & Co. LLC Citigroup Global Markets Inc. Guggenheim Securities, LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldma |
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July 1, 2025 |
Subject to Completion, Dated July 1, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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June 23, 2025 |
Exhibit 99.1 Arrivent Announces Positive Interim Firmonertinib Monotherapy Data From Global Phase 1b Study in EGFR PACC Mutant Non-Small Cell Lung Cancer and Plans to Advance into a Global Pivotal Study 16.0 months median progression free survival (mPFS) with firmonertinib 240 mg by blinded independent central review (BICR) in first-line patients Robust central nervous system (CNS) activity; 41% ( |
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June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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May 12, 2025 |
Amended and Restated Non-Employee Director Compensation Policy. Exhibit 10.3 ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (March 20, 2025) The Board of Directors of ArriVent BioPharma, Inc. (the “Company”) has approved the following Amended and Restated Non-Employee Director Compensation Policy (this “Policy”), which establishes compensation to be paid to non-employee directors of the Company, effective as of March 2 |
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May 12, 2025 |
ArriVent BioPharma Reports First Quarter 2025 Financial Results Exhibit 99.1 ArriVent BioPharma Reports First Quarter 2025 Financial Results ● Completed enrollment in global pivotal Phase 3 study for firmonertinib monotherapy in first-line NSCLC harboring EGFR exon 20 insertion mutations ● Planned update for development of firmonertinib in first-line NSCLC PACC mutations in Q2 2025 ● First IND for ARR-217 (MRG007), an antibody drug conjugate (ADC) targeting C |
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May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARR |
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May 12, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission F |
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May 12, 2025 |
Exhibit 10.1 EXCLUSIVE LICENSE AGREEMENT This EXCLUSIVE LICENSE AGREEMENT (this “Agreement”) is entered into as of January 21, 2025 (the “Effective Date”) by and between LEPU BIOPHARMA CO., LTD., a corporation organized and existing under the laws of the People’s Republic of China and having a place of business at No. 651 Lianheng Road, Minhang District, Shanghai, China (“Lepu”), and ARRIVENT BIOP |
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April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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April 28, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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April 28, 2025 |
ArriVent BioPharma Appoints Merdad Parsey, M.D., Ph.D. to its Board of Directors Exhibit 99.1 ArriVent BioPharma Appoints Merdad Parsey, M.D., Ph.D. to its Board of Directors NEWTOWN SQUARE, PA, April 28, 2025 (GLOBE NEWSWIRE) - ArriVent BioPharma, Inc. (Company or ArriVent) (Nasdaq: AVBP), a clinical-stage company dedicated to accelerating the global development of innovative biopharmaceutical therapeutics, today announced the appointment of Merdad Parsey, M.D., Ph.D. to its |
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April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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March 13, 2025 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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March 13, 2025 |
Letter from KPMG LLP, dated March 13, 2025. Exhibit 16.1 March 13, 2025 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for ArriVent BioPharma, Inc. (the Company) and, under the date of March 3, 2025, we reported on the financial statements of the Company as of and for the years ended December 31, 2024 and 2023. On March 11, 2025, we were dismissed. We have read the C |
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March 3, 2025 |
ArriVent BioPharma Reports Full Year 2024 Financial Results Exhibit 99.1 ArriVent BioPharma Reports Full Year 2024 Financial Results ● First clinical data demonstrating robust confirmed responses and CNS anti-tumor activity for firmonertinib in first-line NSCLC EGFR PACC mutations ● Global pivotal Phase 3 monotherapy study for firmonertinib in first-line NSCLC harboring EGFR exon 20 insertion mutations achieved target enrollment ● Selected next-generation |
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March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARRIVENT |
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March 3, 2025 |
Exhibit 19 Page 1 of 17 Arrivent biopharma, Inc. INSIDER TRADING POLICY TABLE OF CONTENTS Page I.The Need for an Insider Trading Policy2 II.What is Material Non-Public Information?3 III.The Consequences of Insider Trading4 IV.Our Policy5 V.Individual Responsibility10 VI.Additional Prohibited Transactions11 VII.Post-Termination Transactions12 VIII.Company Assistance12 IX.Certifications12 |
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March 3, 2025 |
As filed with the Securities and Exchange Commission on March 3, 2025 As filed with the Securities and Exchange Commission on March 3, 2025 Registration No. |
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March 3, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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March 3, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) ARRIVENT BIOPHARMA, INC. |
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February 3, 2025 |
As filed with the Securities and Exchange Commission on February 3, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 3, 2025 Registration No. |
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February 3, 2025 |
Exhibit 4.6 ArriVent BioPharma, Inc. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Senior Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a) 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 313(c). 5 |
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February 3, 2025 |
, dated as of February 3, 2025, by and between ArriVent BioPharma, Inc. andJefferies Exhibit 1.2 OPEN MARKET SALE AGREEMENTSM February 3, 2025 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s commo |
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February 3, 2025 |
Form of Subordinated Indenture. Exhibit 4.7 ArriVent BioPharma, Inc. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Subordinated Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a). 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 31 |
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February 3, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) ArriVent BioPharma, Inc. |
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January 22, 2025 |
Exhibit 99.1 ArriVent BioPharma Enters Exclusive License with Lepu Biopharma for MRG007, an Antibody Drug Conjugate for the treatment of Gastrointestinal Cancers · Exclusive global license outside of Greater China for MRG007, a novel antibody drug conjugate (ADC) in development for gastrointestinal (GI) cancers · First Investigational New Drug (IND) submission planned for 1H 2025 · Expands ArriVen |
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January 22, 2025 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commissi |
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December 4, 2024 |
AVBP / ArriVent BioPharma, Inc. / SUVRETTA CAPITAL MANAGEMENT, LLC Passive Investment SC 13G 1 d1153804913g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* ArriVent BioPharma, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value per Share (Title of Class of Securities) 04272N102 (CUSIP Number) November 26, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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November 14, 2024 |
SC 13G 1 p24-3174sc13g.htm ARRIVENT BIOPHARMA, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ArriVent BioPharma, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 04272N102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Ch |
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November 14, 2024 |
Exhibit 10.1 AMENDED AND RESTATED RESEARCH COLLABORATION AGREEMENT This AMENDED AND RESTATED RESEARCH COLLABORATION AGREEMENT (the “Agreement”) is effective as of August 9, 2024 (the “Restated Agreement Effective Date”) by and between Aarvik Therapeutics, Inc., a company incorporated in Delaware, having a place of business at 31363 Medallion Drive, Hayward, CA 94544 (“Aarvik”), and ArriVent BioPha |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 |
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November 14, 2024 |
Exhibit 99.1 ArriVent BioPharma Reports Third Quarter 2024 Financial Results Robust firmonertinib monotherapy activity in front-line EGFR PACC mutant NSCLC including in patients with brain metastases Top-line pivotal data from global Phase 3 FURVENT trial for firmonertinib in front-line NSCLC harboring EGFR exon 20 insertion mutations expected 2025 Cash and cash equivalents of $282.9 million as o |
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November 14, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commiss |
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November 14, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 p24-3174exhibit1.htm JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing addition |
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November 12, 2024 |
AVBP / ArriVent BioPharma, Inc. / Sofinnova Venture Partners XI, L.P. - SC 13G Passive Investment SC 13G 1 tm2427940d2sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* ArriVent Biopharma, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value per Share (Title of Class of Securities) 04272N102 (CUSIP Num |
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October 11, 2024 |
AVBP / ArriVent BioPharma, Inc. / Octagon Capital Advisors LP Passive Investment SC 13G 1 avbp1011241sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ArriVent BioPharma, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 04272N102 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriat |
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September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commiss |
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September 9, 2024 |
Exhibit 99.1 Arrivent Announces Positive Proof-Of-Concept Global Phase 1b Interim Data for Firmonertinib Monotherapy In First-Line EGFR PACC Mutant Non-Small Cell Lung Cancer At The 2024 World Conference On Lung Cancer 81.8% ORR by BICR and 63.6% confirmed ORR by BICR at the 240 mg dose; 46.2% confirmed ORR in CNS Metastases 90.9% (n = 20/22) of patients with confirmed responses remained on study |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARRI |
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August 14, 2024 |
Exhibit 10.1 RESEARCH AND COLLABORATION AGREEMENT BETWEEN JIANGSU ALPHAMAB BIOPHARMACEUTICALS CO., LTD AND ARRIVENT BIOPHARMA, INC. June 2, 2024 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. This RESEARCH AND COLLABORATI |
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August 14, 2024 |
Exhibit 99.1 ArriVent BioPharma Reports Second Quarter 2024 Financial Results Clinical proof-of-concept monotherapy data for once daily, first-line firmonertinib in EGFR PACC mutant non-small cell lung cancer (NSCLC) to be presented as a presidential symposium presentation at the 2024 World Conference on Lung Cancer (WCLC) ArriVent to host virtual webinar on these interim analyses of Phase 1b data |
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August 14, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commissio |
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July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorp |
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July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorpor |
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July 9, 2024 |
ArriVent Appoints Kristine Peterson to its Board of Directors Exhibit 99.1 ArriVent Appoints Kristine Peterson to its Board of Directors NEWTON SQUARE, PA – April 22, 2024 – ArriVent BioPharma, Inc., a clinical-stage company dedicated to accelerating the global development of innovative biopharmaceutical therapeutics, today announced the appointment of Kristine Peterson to its Board of Directors. Ms. Peterson brings over 30 years of biopharmaceutical leaders |
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June 5, 2024 |
Exhibit 99.1 ArriVent Announces a Multi-Target ADC Collaboration with Alphamab Collaboration will leverage Alphamab’s antibody drug conjugate (“ADC”) research and discovery platform and ArriVent’s global development and commercialization expertise Upfront and milestone payments to Alphamab worth up to $615.5 million for potential ADCs SUZHOU, CHINA and NEWTOWN SQUARE, PA – June 5, 2024 – ArriVent |
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June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission F |
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May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission F |
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May 16, 2024 |
ArriVent Appoints John Hohneker, M.D., to its Board of Directors Exhibit 99.1 ArriVent Appoints John Hohneker, M.D., to its Board of Directors NEWTON SQUARE, PA – May 16, 2024 – ArriVent BioPharma, Inc., a clinical-stage company dedicated to accelerating the global development of innovative biopharmaceutical therapeutics, today announced the appointment of John Hohneker, M.D. to its Board of Directors. Dr. Hohneker brings over 30 years of experience in biopharm |
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May 8, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission Fi |
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May 8, 2024 |
ArriVent BioPharma Reports First Quarter 2024 Financial Results Exhibit 99.1 ArriVent BioPharma Reports First Quarter 2024 Financial Results ● Presented preclinical firmonertinib (formerly furmonertinib) data at the 2024 American Association for Cancer Research (“AACR”) Annual Meeting ● Dosed first patient in Phase 1b combination study of firmonertinib and ICP-189 for advanced or metastatic non-small cell lung cancer (“NSCLC”) with epidermal growth factor rece |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARR |
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April 22, 2024 |
ArriVent Appoints Kristine Peterson to its Board of Directors Exhibit 99.1 ArriVent Appoints Kristine Peterson to its Board of Directors NEWTON SQUARE, PA – April 22, 2024 – ArriVent BioPharma, Inc., a clinical-stage company dedicated to accelerating the global development of innovative biopharmaceutical therapeutics, today announced the appointment of Kristine Peterson to its Board of Directors. Ms. Peterson brings over 30 years of biopharmaceutical leaders |
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April 22, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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March 28, 2024 |
Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ArriVent Biopharma, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.0001 per share. Unless the context otherwise requires, all references to “we”, |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41929 ARRIVENT |
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March 28, 2024 |
ArriVent Biopharma Reports Full Year 2023 Financial Results Exhibit 99.1 ArriVent Biopharma Reports Full Year 2023 Financial Results · Company progresses the development of furmonertinib with a data readout planned for 2024 · Furmonertinib granted Breakthrough Therapy Designation by the U.S. Food and Drug Administration · Completed $201 million initial public offering (“IPO”) in January 2024 NEWTOWN SQUARE, PA, March 28, 2024 (GLOBE NEWSWIRE) - ArriVent Bi |
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March 28, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commission |
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February 13, 2024 |
AVBP / ArriVent BioPharma, Inc. / LAV Fund VI, L.P. - SCHEDULE 13G Passive Investment SC 13G 1 ea193269-13glav6arrivent.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ArriVent BioPharma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 04272N 102 (CUSIP Number) January 26, 2024 (Date of Event Which Requires Filing of this Sta |
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February 13, 2024 |
Exhibit 99.1: Agreement of Joint Filing EX-99.1 2 ea193269ex99-1arrivent.htm AGREEMENT OF JOINT FILING Exhibit 99.1 AGREEMENT OF JOINT FILING The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of ArriVent BioPharma, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 13, 2024 LAV FU |
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February 5, 2024 |
ArriVent Biopharma, Inc. Lock-Up Agreement August 25, 2023 Goldman Sachs & Co. LLC Jefferies LLC Citigroup Global Markets Inc. As Representatives of the several Underwriters named in Schedule I to the Underwriting Agreement c/o Goldman Sachs & Co. LLC 200 West Street New York, NY 10282-2198 c/o Jefferies LLC 520 Madison Avenue New York, NY 10022 c/o Citigroup Global Markets Inc. 388 Greenwich Stre |
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February 5, 2024 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13D, dated January 30, 2024, with respect to the common stock of ArriVent BioPharma, Inc. |
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February 5, 2024 |
AVBP / ArriVent BioPharma, Inc. / ORBIMED ADVISORS LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ArriVent BioPharma, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04272N102 (CUSIP Number) OrbiMed Advisors LLC OrbiMed Capital GP VIII LLC OrbiMed Asia GP IV, L.P. OrbiMed Advisors IV Limited 601 Lexington Avenue, 54th Floor New York, NY 10022 Telephon |
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February 2, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) ARRIVENT BIOPHARMA, INC. |
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February 2, 2024 |
As filed with the Securities and Exchange Commission on February 2, 2024 As filed with the Securities and Exchange Commission on February 2, 2024 Registration No. |
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January 30, 2024 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARRIVENT BIOPHARMA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) ArriVent BioPharma, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: The Certificate of Incorporation of the Corporation was filed with |
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January 30, 2024 |
Exhibit 3.2 ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED BYLAWS (Effective as of January 30, 2024) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders of ArriVent BioPharma, Inc. (the “Corporation”), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, s |
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January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 ARRIVENT BIOPHARMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-41929 86-3336099 (State or other jurisdiction of incorporation) (Commissi |
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January 26, 2024 |
9,722,222 Shares ArriVent BioPharma, Inc. Common Stock TABLE OF CONTENTS Filed Purusuant to Rule 424(b)(4) Registration Nos. 333-276397 and 333-276699 PROSPECTUS 9,722,222 Shares ArriVent BioPharma, Inc. Common Stock This is an initial public offering of shares of common stock of ArriVent BioPharma, Inc. We are offering 9,722,222 shares of our common stock. Prior to this offering, there has been no public market for our common stock. The initial p |
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January 25, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ArriVent BioPharma, Inc. |
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January 25, 2024 |
As filed with the Securities and Exchange Commission on January 25, 2024. As filed with the Securities and Exchange Commission on January 25, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ARRIVENT BIOPHARMA, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 2834 (Primary S |
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January 23, 2024 |
ArriVent BioPharma, Inc. 18 Campus Boulevard, Suite 100 Newtown Square, PA 19073 ArriVent BioPharma, Inc. 18 Campus Boulevard, Suite 100 Newtown Square, PA 19073 January 23, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attn: Christopher Edwards and Suzanne Hayes Re: ArriVent BioPharma, Inc. Registration Statement on Form S-1, as amended (File No. 333-276397) Request for |
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January 23, 2024 |
Exhibit 3.1.1 Certificate Of Amendment To Second Amended and Restated Certificate of Incorporation Of ArriVent BioPharma, Inc. ArriVent BioPharma, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify, ONE: That, the name of the Corpo |
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January 23, 2024 |
As filed with the Securities and Exchange Commission on January 23, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 23, 2024. |
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January 23, 2024 |
registration statement on Form 8-A12B, that we filed with the SEC on January 23, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ARRIVENT BIOPHARMA, INC. |
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January 23, 2024 |
Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Jefferies LLC 520 Madison Avenue New York, New York 10022 Citigroup Global Markets Inc. 383 Greenwich Street New York, New York 10013 January 23, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Christopher Edwards Suzanne Hayes Division of Cor |
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January 22, 2024 |
Exhibit 10.3 ARRIVENT BIOPHARMA, INC. 2024 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this ArriVent Biopharma, Inc. 2024 Employee, Director and Consultant Equity Incentive Plan, have the following meanings: “Administrator” means the Board of Directors, unles |
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January 22, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 ArriVent BioPharma, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(2)(3) Fee Rate Amount of Registration Fee(4) Fees to Be Paid Equity Common Stock, par value $0.0001 per share 457(a) |
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January 22, 2024 |
One Financial Center Boston, MA 02111 617 542 6000 mintz.com January 22, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Christopher Edwards and Suzanne Hayes, Office of Life Sciences Re: ArriVent BioPharma, Inc. Registration Statement on Form S-1 Filed January 5, 2024 File No. 333-276397 (the “Registration Stat |
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January 22, 2024 |
As filed with the Securities and Exchange Commission on January 22, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 22, 2024. |
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January 22, 2024 |
Form of Underwriting Agreement Exhibit 1.1 ArriVent BioPharma, Inc. Common Stock Underwriting Agreement [ · ], 2024 Goldman Sachs & Co. LLC Jefferies LLC Citigroup Global Markets Inc. As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street, New York, New York 10282-2198 c/o Jefferies LLC 520 Madison Avenue New York, New York 10022 c/o Citigro |
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January 22, 2024 |
ArriVent BioPharma, Inc. Executive Severance Plan Exhibit 10.4 ARRIVENT BIOPHARMA, Inc. EXECUTIVE SEVERANCE PLAN 1. Establishment; Purpose. ArriVent, Inc. (the “Company”) hereby establishes as of [●], 2023 an unfunded severance benefit plan (this “Plan”) for its Eligible Employees in order to establish the conditions under which the Eligible Employees will receive the severance payments and benefits described herein if their employment |
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January 11, 2024 |
One Financial Center Boston, MA 02111 617 542 6000 mintz.com CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE PLACEHOLDER “[***].” January 11, 2024 VIA EDGAR AND COURIER Securities and Exchange Commission Division of Corporation Finance |
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January 5, 2024 |
Exhibit 10.13 JOINT CLINICAL COLLABORATION AGREEMENT This Joint Clinical Collaboration Agreement (the “Collaboration Agreement”), dated and effective as of [DATE] (the “Effective Date”), is by and between Shanghai Allist Pharmaceuticals Co., Ltd., (“Allist”) a limited liability company incorporated under the laws of China, having its principal place of business at No. 1118 Halei Road, Pudong New D |
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January 5, 2024 |
Exhibit 10.4 ARRIVENT BIOPHARMA, Inc. EXECUTIVE SEVERANCE PLAN 1. Establishment; Purpose. ArriVent, Inc. (the “Company”) hereby establishes as of [●], 2023 an unfunded severance benefit plan (this “Plan”) for its Eligible Employees in order to establish the conditions under which the Eligible Employees will receive the severance payments and benefits described herein if their employment |
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January 5, 2024 |
Exhibit 10.8 May 1, 2021 Stuart Lutzker Dear Stuart, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are m |
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January 5, 2024 |
Non-Employee Director Compensation Policy Exhibit 10.5 ARRIVENT BIOPHARMA, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (, 2023) The Board of Directors of ArriVent BioPharma, Inc. (the “Company”) has approved the following Non-Employee Director Compensation Policy (this “Policy”), which establishes compensation to be paid to non-employee directors of the Company, effective upon the completion of the Company’s initial public offering (“E |
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January 5, 2024 |
ArriVent BioPharma, Inc. Clawback Policy Exhibit 10.6 ARRIVENT BIOPHARMA, INC. CLAWBACK POLICY I. Introduction The Board of Directors (the “Board”) of ArriVent BioPharma, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. Th |
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January 5, 2024 |
Second Amended and Restated Bylaws of the Registrant, as currently in effect Exhibit 3.3 ARRIVENT BIOPHARMA, INC. SECOND AMENDED AND RESTATED BYLAWS Adopted as of December 16, 2022 1 Table of Contents Page(s) ARTICLE I STOCKHOLDERS 1 Section 1. Annual Meeting 1 Section 2. Special Meetings 1 Section 3. Notice of Meetings 1 Section 4. Quorum 2 Section 5. Organization 2 Section 6. Conduct of Business 2 Section 7. Proxies and Voting 2 Section 8. Action without Meeting 3 Sectio |
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January 5, 2024 |
Form of Indemnification Agreement Exhibit 10.1 Indemnification Agreement This Indemnification Agreement (this “Agreement”) is made and entered into this []th day of [], 202[ ], by and between ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), and [] (“Indemnitee”). Recitals Whereas, qualified persons are reluctant to serve corporations as directors or otherwise unless they are provided with broad indemnification and |
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January 5, 2024 |
Exhibit 10.7 May 5, 2021 Bing Yao Dear Bing I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are met and yo |
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January 5, 2024 |
Exhibit 10.12 GLOBAL TECHNOLOGY TRANSFER AND LICENSE AGREEMENT between ArriVent Biopharma, Inc. and Shanghai Allist Pharmaceuticals Co., Ltd. [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Table of Contents Page 1. DEFINI |
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January 5, 2024 |
Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARRIVENT BIOPHARMA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) ArriVent BioPharma, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: The Certificate of Incorporation of the Corporation was filed with |
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January 5, 2024 |
Offer Letter Agreement, by and between the Registrant and Winston Kung, MBA, dated January 3, 2024 Exhibit 10.11 January 3, 2024 Winston Kung Dear Winston, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). You will initially serve in the position of Chief Financial Officer & Treasurer, reporting to Bing Yao, CEO; with review for title expansion by or before June 2024. You are tentatively scheduled for a start date of January 4, 2024; with exac |
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January 5, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant None. |
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January 5, 2024 |
Exhibit 10.2 ARRIVENT BIOPHARMA, INC. 2021 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this ArriVent Biopharma, Inc. 2021 Employee, Director and Consultant Equity Incentive Plan, have the following meanings: Administrator means the Board of Directors, unless it has deleg |
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January 5, 2024 |
Exhibit 10.15 CLINICAL COLLABORATION AGREEMENT This CLINICAL COLLABORATION AGREEMENT (this “Agreement”) is entered into as of June 23, 2023 (the “Effective Date”), by and between ArriVent BioPharma Inc., having an address at 18 Campus Blvd., Suite 100, Newtown Square, PA 19073-3269 (“ArriVent”), and Beijing InnoCare Pharma Tech Co., Ltd., having an address at Building 8, No. 8 Life Science Park Ro |
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January 5, 2024 |
Amended and Restated Investors’ Rights Agreement, dated as of December 16, 2022 Exhibit 4.2 Execution Version AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT THIS AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (this “Agreement”), is made as of December 16, 2022, by and among ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), and each of the investors listed on Schedule A hereto, each of which is referred to in this Agreement as an “Investor”. RECITALS WHEREA |
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January 5, 2024 |
As filed with the Securities and Exchange Commission on January 5, 2024. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 5, 2024. |
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January 5, 2024 |
Offer Letter Agreement, by and between the Registrant and Robin LaChapelle, dated May 21, 2021 Exhibit 10.9 May 21, 2021 Robin LaChapelle Dear Robin, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are |
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January 5, 2024 |
Second Amended and Restated Certificate of Incorporation, as amended, as currently in effect Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARRIVENT BIOPHARMA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) ArriVent BioPharma, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1 |
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January 5, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 ArriVent BioPharma, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee(3) Fees to Be Paid Equity Common Stock, par value $0.0001 per share 457(o) — |
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January 5, 2024 |
Exhibit 10.10 August 11, 2023 Jim Kastenmayer Dear Jim, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). You will serve in the position of General Counsel, reporting to Zhengbin Yao, CEO. You are tentatively scheduled for a start date of Tuesday September 5, 2023; with exact date to be determined. You will receive a base salary of $16,666.67 on |
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January 5, 2024 |
Exhibit 10.14 RESEARCH COLLABORATION AGREEMENT This RESEARCH COLLABORATION AGREEMENT (the “Agreement”) is effective as of December 21, 2021 (the “Effective Date”) by and between Aarvik Therapeutics, Inc., a company incorporated in Delaware, having a place of business at 31363 Medallion Drive, Hayward, CA 94544 (“Aarvik”), and ArriVent Biopharma, Inc., a company incorporated in Delaware, with |
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January 5, 2024 |
Exhibit 3.4 ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED BYLAWS (Effective as of [●]) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders of ArriVent BioPharma, Inc. (the “Corporation”), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held |
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January 5, 2024 |
Specimen Common Stock Certificate Exhibit 4.1 Exhibit 4.1 THIS CERTIFIES THAT is the owner of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY-PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF ArriVent Biopharma, Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate |
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December 6, 2023 |
TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on December 5, 2023. |
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December 6, 2023 |
JOINT CLINICAL COLLABORATION AGREEMENT Exhibit 10.12 JOINT CLINICAL COLLABORATION AGREEMENT This Joint Clinical Collaboration Agreement (the “Collaboration Agreement”), dated and effective as of [DATE] (the “Effective Date”), is by and between Shanghai Allist Pharmaceuticals Co., Ltd., (“Allist”) a limited liability company incorporated under the laws of China, having its principal place of business at No. 1118 Halei Road, Pudong New D |
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December 6, 2023 |
Exhibit 10.11 GLOBAL TECHNOLOGY TRANSFER AND LICENSE AGREEMENT between ArriVent Biopharma, Inc. and Shanghai Allist Pharmaceuticals Co., Ltd. [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Table of Contents Page 1. DEFINI |
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December 6, 2023 |
CLINICAL COLLABORATION AGREEMENT Exhibit 10.14 CLINICAL COLLABORATION AGREEMENT This CLINICAL COLLABORATION AGREEMENT (this “Agreement”) is entered into as of June 23, 2023 (the “Effective Date”), by and between ArriVent BioPharma Inc., having an address at 18 Campus Blvd., Suite 100, Newtown Square, PA 19073-3269 (“ArriVent”), and Beijing InnoCare Pharma Tech Co., Ltd., having an address at Building 8, No. 8 Life Science Park Ro |
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December 6, 2023 |
RESEARCH COLLABORATION AGREEMENT Exhibit 10.13 RESEARCH COLLABORATION AGREEMENT This RESEARCH COLLABORATION AGREEMENT (the “Agreement”) is effective as of December 21, 2021 (the “Effective Date”) by and between Aarvik Therapeutics, Inc., a company incorporated in Delaware, having a place of business at 31363 Medallion Drive, Hayward, CA 94544 (“Aarvik”), and ArriVent Biopharma, Inc., a company incorporated in Delaware, with |
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December 5, 2023 |
One Financial Center Boston, MA 02111 617 542 6000 mintz.com December 5, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Dillon Hagius and Suzanne Hayes, Office of Life Sciences Re: ArriVent BioPharma, Inc. Amendment No. 2 to Draft Registration Statement on Form S-1 Submitted October 31, 2023 CIK No. 0001868279 |
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October 31, 2023 |
TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on October 31, 2023. |
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October 31, 2023 |
Exhibit 10.10 August 11, 2023 Jim Kastenmayer 19937 Bodmer Avenue Poolesville, MD 20837 Dear Jim, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). You will serve in the position of General Counsel, reporting to Zhengbin Yao, CEO. You are tentatively scheduled for a start date of Tuesday September 5, 2023; with exact date to be determined. You wi |
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October 31, 2023 |
One Financial Center Boston, MA 02111 617 542 6000 mintz.com October 31, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Dillon Hagius and Suzanne Hayes, Office of Life Sciences Re: ArriVent BioPharma, Inc. Amended Draft Registration Statement on Form S-1 Submitted October 4, 2023 CIK No. 0001868279 (the “Amende |
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October 31, 2023 |
ARRIVENT BIOPHARMA, INC. CLAWBACK POLICY Exhibit 10.6 ARRIVENT BIOPHARMA, INC. CLAWBACK POLICY I. Introduction The Board of Directors (the “Board”) of ArriVent BioPharma, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. Th |
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October 31, 2023 |
CLINICAL COLLABORATION AGREEMENT Exhibit 10.14 CLINICAL COLLABORATION AGREEMENT This CLINICAL COLLABORATION AGREEMENT (this “Agreement”) is entered into as of June 23, 2023 (the “Effective Date”), by and between ArriVent BioPharma Inc., having an address at 18 Campus Blvd., Suite 100, Newtown Square, PA 19073-3269 (“ArriVent”), and Beijing InnoCare Pharma Tech Co., Ltd., having an address at Building 8, No. 8 Life Science Park Ro |
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October 31, 2023 |
ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED BYLAWS (Effective as of [●]) ARTICLE I - STOCKHOLDERS Exhibit 3.4 ARRIVENT BIOPHARMA, INC. AMENDED AND RESTATED BYLAWS (Effective as of [●]) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders of ArriVent BioPharma, Inc. (the “Corporation”), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held |
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October 31, 2023 |
ARRIVENT BIOPHARMA, Inc. EXECUTIVE SEVERANCE PLAN Exhibit 10.4 ARRIVENT BIOPHARMA, Inc. EXECUTIVE SEVERANCE PLAN 1. Establishment; Purpose. ArriVent, Inc. (the “Company”) hereby establishes as of [●], 2023 an unfunded severance benefit plan (this “Plan”) for its Eligible Employees in order to establish the conditions under which the Eligible Employees will receive the severance payments and benefits described herein if their employment |
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October 31, 2023 |
ARRIVENT BIOPHARMA, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (_____, 2023) Exhibit 10.5 ARRIVENT BIOPHARMA, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (, 2023) The Board of Directors of ArriVent BioPharma, Inc. (the “Company”) has approved the following Non-Employee Director Compensation Policy (this “Policy”), which establishes compensation to be paid to non-employee directors of the Company, effective upon the completion of the Company’s initial public offering (“E |
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October 31, 2023 |
RESEARCH COLLABORATION AGREEMENT Exhibit 10.13 RESEARCH COLLABORATION AGREEMENT This RESEARCH COLLABORATION AGREEMENT (the “Agreement”) is effective as of December 21, 2021 (the “Effective Date”) by and between Aarvik Therapeutics, Inc., a company incorporated in Delaware, having a place of business at 31363 Medallion Drive, Hayward, CA 94544 (“Aarvik”), and ArriVent Biopharma, Inc., a company incorporated in Delaware, with |
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October 31, 2023 |
Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARRIVENT BIOPHARMA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) ArriVent BioPharma, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: The Certificate of Incorporation of the Corporation was filed with |
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October 31, 2023 |
Exhibit 10.1 Indemnification Agreement This Indemnification Agreement (this “Agreement”) is made and entered into this []th day of [], 2023, by and between ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), and [] (“Indemnitee”). Recitals Whereas, qualified persons are reluctant to serve corporations as directors or otherwise unless they are provided with broad indemnification and i |
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October 4, 2023 |
JOINT CLINICAL COLLABORATION AGREEMENT Exhibit 10.10 JOINT CLINICAL COLLABORATION AGREEMENT This Joint Clinical Collaboration Agreement (the “Collaboration Agreement”), dated and effective as of [DATE] (the “Effective Date”), is by and between Shanghai Allist Pharmaceuticals Co., Ltd., (“Allist”) a limited liability company incorporated under the laws of China, having its principal place of business at No. 1118 Halei Road, Pudong New D |
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October 4, 2023 |
RESEARCH COLLABORATION AGREEMENT Exhibit 10.11 RESEARCH COLLABORATION AGREEMENT This RESEARCH COLLABORATION AGREEMENT (the “Agreement”) is effective as of December 21, 2021 (the “Effective Date”) by and between Aarvik Therapeutics, Inc., a company incorporated in Delaware, having a place of business at 31363 Medallion Drive, Hayward, CA 94544 (“Aarvik”), and ArriVent Biopharma, Inc., a company incorporated in Delaware, with |
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October 4, 2023 |
Exhibit 10.9 GLOBAL TECHNOLOGY TRANSFER AND LICENSE AGREEMENT between ArriVent Biopharma, Inc. and Shanghai Allist Pharmaceuticals Co., Ltd. [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE THE INFORMATION (I) IS NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Table of Contents Page 1. DEFINIT |
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October 4, 2023 |
TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on October 4, 2023. |
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October 4, 2023 |
One Financial Center Boston, MA 02111 617 542 6000 mintz.com October 4, 2023 VIA EDGAR & OVERNIGHT MAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Dillon Hagius and Suzanne Hayes, Office of Life Sciences Re: ArriVent BioPharma, Inc. Draft Registration Statement on Form S-1 Submitted August 25, 2023 CIK No. 0001868279 (the |
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August 25, 2023 |
Exhibit 10.8 May 21, 2021 Robin LaChapelle Dear Robin, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are |
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August 25, 2023 |
ARRIVENT BIOPHARMA, INC. 2021 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN Exhibit 10.2 ARRIVENT BIOPHARMA, INC. 2021 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this ArriVent Biopharma, Inc. 2021 Employee, Director and Consultant Equity Incentive Plan, have the following meanings: Administrator means the Board of Directors, unless it has deleg |
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August 25, 2023 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARRIVENT BIOPHARMA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) ArriVent BioPharma, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1 |
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August 25, 2023 |
TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on August 25, 2023. |
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August 25, 2023 |
ARRIVENT BIOPHARMA, INC. SECOND AMENDED AND RESTATED BYLAWS Adopted as of December 16, 2022 Exhibit 3.3 ARRIVENT BIOPHARMA, INC. SECOND AMENDED AND RESTATED BYLAWS Adopted as of December 16, 2022 1 Table of Contents Page(s) ARTICLE I STOCKHOLDERS 1 Section 1. Annual Meeting 1 Section 2. Special Meetings 1 Section 3. Notice of Meetings 1 Section 4. Quorum 2 Section 5. Organization 2 Section 6. Conduct of Business 2 Section 7. Proxies and Voting 2 Section 8. Action without Meeting 3 Sectio |
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August 25, 2023 |
AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT Exhibit 4.4 Execution Version AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT THIS AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (this “Agreement”), is made as of December 16, 2022, by and among ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), and each of the investors listed on Schedule A hereto, each of which is referred to in this Agreement as an “Investor”. RECITALS WHEREA |
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August 25, 2023 |
Exhibit 10.7 May 1, 2021 Stuart Lutzker Dear Stuart, I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are m |
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August 25, 2023 |
Exhibit 10.6 May 5, 2021 Bing Yao Dear Bing I am pleased to confirm our offer of employment to you with ArriVent Biopharma, Inc. (“the Company”). This offer of employment is conditioned on, and will not become effective unless and until, the Company closes a financing round with third party investors of at least $90 million (the “Employment Conditions”). If the Employment Conditions are met and yo |
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August 25, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant None. |