Основная статистика
| CIK | 1028153 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Axion Power International, Inc.
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 2, 2018 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 13, 2018 |
Tri-party letter of intent, dated May 23, 2017 Exhibit 10.81 |
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| July 13, 2018 |
Securities Purchase Agreement, dated August 31, 2017 Exhibit 10.80 |
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| July 13, 2018 |
AXPW / Axion Power International, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-22573 AXION POWER INT |
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| July 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 30, 2017 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 15, 2017 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 10, 2017 |
Axion Power International 15-12B/A OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . . . 1.50 AMENDMENT NO. 1 TO FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF |
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| May 9, 2017 |
AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, PA 16105 (724) 654-9300 tel. May 9, 2017 Mr. Todd K. Schiffman Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Axion Power International, Inc. Application for Withdrawal Form 15 Filed March 31, 2017 File No. 001-36707 Dear Mr. Schiffman: Axion Power Inte |
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| March 31, 2017 |
Axion Power International 15-12B OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXC |
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| March 31, 2017 |
8-K 1 s1057548k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: March 31, 2017 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporatio |
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| March 14, 2017 |
8-K 1 s1055628k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: March 8, 2017 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation |
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| December 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: December 21, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| December 16, 2016 |
Changes in Registrant's Certifying Accountant, Other Events 8-K 1 s1049798k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: December 15, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorpora |
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| November 14, 2016 |
Axion Power International 10-Q (Quarterly Report) 10-Q 1 s10451510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AXION POWER INTERNATIONAL, INC. (Exact name of re |
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| November 14, 2016 |
Axion Power International DEFA14A DEFA14A 1 s104669defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Addit |
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| October 17, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 11, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 17, 2016 |
Exhibit 16..1 |
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| October 17, 2016 |
Axion Power International DEF 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Consent Solicitation Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to (S)240. |
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| October 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 12, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 6, 2016 |
Axion Power International PRE 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary Consent Solicitation Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Consent Solicitation Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| September 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 26, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File |
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| September 15, 2016 |
8-K 1 s1041358k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 14, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorpor |
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| September 9, 2016 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 99.1 EXECUTIVE EMPLOYMENT AGREEMENT The Employment Agreement is entered into this 2nd day of September, 2016 (effective September 1, 2016) between Axion Power International, Inc., a Delaware corporation, having a place of business at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the "Company") and Richard Bogan, residing at 21465 Avalon Court, Tilghman, MD 21671 (the ?Executive?). A. T |
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| September 9, 2016 |
8-K 1 s1040818k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 2, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of inco |
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| September 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 6, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| August 26, 2016 |
8-K 1 s1039928k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 25, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporati |
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| August 26, 2016 |
8-K 1 s1039928k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 25, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporati |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 22, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 22, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 15, 2016 |
Axion Power International 10-Q (Quarterly Report) 10-Q 1 s10380710q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AXION POWER INTERNATIONAL, INC. (Exact name of registr |
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| August 15, 2016 |
Axion Power International 10-Q (Quarterly Report) 10-Q 1 s10380710q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AXION POWER INTERNATIONAL, INC. (Exact name of registr |
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| August 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 8, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 9, 2016 |
Exhibit 99.1 WAIVER AND AMENDMENT This Waiver and Amendment (?Waiver?) is entered into as of August , 2016, by and between Axion Power International, Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?), which is one of the investors listed on the Schedule of Holders (?Schedule of Holders?) attached to that certain Securities Purchase Agreement between the Compan |
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| July 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 27, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 22, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 15, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 1, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 27, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer Ide |
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| May 26, 2016 |
EX-99.1 2 s103360991.htm EX-99.1 EXHIBIT 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Axion Power International, Inc. Board of Directors Appoints Michael J. Corcoran as Director Corcoran also Assumes role of Audit Committee Chair NEW CASTLE, Pa., May 26, 2016 – At its meeting on May 25, the Axion Power International, Inc. Board of Directors announced the appointment of Michael J. Corcoran as a director |
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| May 26, 2016 |
8-K 1 s1033608k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 25, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorpora |
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| May 24, 2016 |
Axion Power International DEF 14A DEF 14A 1 s103332def14a.htm DEF 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Conse |
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| May 16, 2016 |
Axion Power International FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its ch |
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| May 16, 2016 |
Axion Power International PRER14A AMENDMENT NO. 1 TO SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Consent Solicitation S |
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| May 16, 2016 |
CORRESP 1 filename1.htm Axion Power International, Inc. 3601 Clover Lane New Castle, PA 16105 May 16, 2016 VIA EDGAR Russell Mancuso Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Axion Power International, Inc. (the “Company”) Preliminary Proxy Statement on Schedule 14A File No. 001-36707 Gentlepersons: We are in receipt of y |
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| May 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 1, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 2, 2016 |
Exhibit 99.1 WAIVER AND AMENDMENT This Waiver and Amendment (?Waiver?) is entered into as of May 1, 2016, by and between Axion Power International, Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?), which is one of the investors listed on the Schedule of Buyers (?Schedule of Buyers?) attached to that certain Securities Purchase Agreement between the Company an |
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| April 27, 2016 |
EX-99.1 2 s103090ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Axion Power International, Inc. Appoints Richard Bogan as Chairman of the Board, Donald Farley Assumes new role of Vice Chairman NEW CASTLE, Pa., April 27, 2016—Axion Power International, Inc. (OTCQB: AXPW) announced Monday that the Company’s Board of Directors appointed Richard Bogan, CEO, as its Chairman and |
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| April 27, 2016 |
8-K 1 s1030908k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: April 21, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporatio |
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| April 18, 2016 |
Axion Power International PRE 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary Consent Solicitation Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Consent Solicitation Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| April 12, 2016 |
Axion Power International 10-K (Annual Report) 10-K 1 s10293410k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001- |
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| April 4, 2016 |
8-K 1 s1029358k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED:April 4, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) |
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| April 4, 2016 |
Exhibit 99.1 WAIVER This Waiver (“Waiver”) is entered into as of April 4, 2016, by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”), which is one of the investors listed on the Schedule of Buyers (“Schedule of Buyers”) attached to that certain Securities Purchase Agreement between the Company and all of the investors lis |
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| March 30, 2016 |
Axion Power International NT 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 333-105793 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 11-K ?Form 20-F ?Form 10-Q ?Form N-SAR For Period Ended: December 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. |
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| February 17, 2016 |
11,701,474 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-209207 PROSPECTUS 11,701,474 Shares of Common Stock This prospectus relates to the offer and sale of up to 11,701,474 shares of common stock of Axion Power International, Inc., a Delaware corporation, issued to certain selling stockholders, which are signatories on the below listed securities purchase agreement dated November 4, 2015, |
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| February 12, 2016 |
AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, PA 16105 February 12, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Axion Power International, Inc. Registration Statement on Form S-1 (File No. 333-209207) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Axion Power Internationa |
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| February 11, 2016 |
Axion Power International S-1/A S-1/A 1 s102631s1a.htm S-1/A As filed with the Securities and Exchange Commission February 11, 2016 Registration Statement No. 333-209207 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 to REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774 |
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| February 10, 2016 |
Axion Power International S-1/A S-1/A 1 s102619s1a.htm S-1/A As filed with the Securities and Exchange Commission February 10, 2016 Registration Statement No. 333-209207 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 to REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774 |
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| February 10, 2016 |
Axion Power International, Inc. 3601 Clover Lane New Castle, PA 16105 February 10, 2016 VIA EDGAR Russell Mancuso Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Axion Power International, Inc. Registration Statement on Form S-1 Filed January 29, 2016 File No. 333-209207 Gentlepersons: We are in receipt of your letter to us, da |
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| February 8, 2016 |
NEW CASTLE, Pa., Jan. 29, 2016 /PRNewswire/ — EXHIBIT 99.1 NEW CASTLE, Pa., Jan. 29, 2016 /PRNewswire/ ? Axion Power International, Inc. (Nasdaq: AXPW), or "The Company," announced that it plans to voluntarily delist from Nasdaq on the earliest date in compliance with the 10-day notice period to Nasdaq, and filing of its Form 25 with the SEC. The Company is seeking delisting due to the costs and compliance requirements of a Nasdaq listing, su |
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| February 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: February 8, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 8, 2016 |
Axion Power International FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001 36707 Axion Power International, Inc. NASDAQ Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 29, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 28, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 29, 2016 |
EXHIBIT 99.1 AMENDMENT AGREEMENT This Amendment Agreement (the ?Agreement?) dated as of January 28, 2016, is by and among Axion Power International, Inc., a Delaware corporation with offices located at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the ?Company?), and the Buyer whose signature is set forth below (individually, a ?Buyer? and collectively, with the other Buyers (as defined in the |
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| January 29, 2016 |
S-1 1 s102571s1.htm S-1 As filed with the Securities and Exchange Commission January 29, 2016 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774638 3690 (State or other jurisd |
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| January 27, 2016 |
8-K 1 s1025558k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 21, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of |
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| January 21, 2016 |
Axion Power International, Inc. 3601 Clover Lane New Castle, PA 16105 January 21, 2015 VIA EDGAR Russell Mancuso Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Axion Power International, Inc. Registration Statement on Form S-1 Filed November 20, 2015 File No. 333-208128 Gentlepersons: Dear Mr. Mancuso: I am writing on behalf o |
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| January 19, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 15, 2016 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer |
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| December 4, 2015 |
Axion Power International DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| November 24, 2015 |
Axion Power International PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| November 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: November 20, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| November 20, 2015 |
Exhibit 10.74 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of November 4, 2015, is by and among Axion Power International, Inc., a Delaware corporation with offices located at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Bu |
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| November 20, 2015 |
S-1 1 s102219s1.htm S-1 As filed with the Securities and Exchange Commission November 20, 2015 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774638 3690 (State or other juris |
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| November 12, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: November 5, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer |
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| November 5, 2015 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of November , 2015, is by and among Axion Power International, Inc., a Delaware corporation with offices located at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the ?Company?), and the undersigned buyers (each, a ?Buyer,? and collectively, the ?Buyers?). RECITALS A. In connection with th |
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| November 5, 2015 |
Exhibit 10.3 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRAT |
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| November 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: November 4, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer |
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| November 5, 2015 |
Exhibit 10.1 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of November 4, 2015, is by and among Axion Power International, Inc., a Delaware corporation with offices located at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Buy |
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| November 5, 2015 |
Exhibit 10.2 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A |
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| October 7, 2015 |
EX-99.1 2 s101982ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 October 7, 2015 Dear Axion Shareholders: After yesterday's market close, the Company announced that it was unable to reach terms with LCB International, Inc. that would result in a comprehensive agreement for funding and technology licensing as earlier contemplated by the June 2015 binding letter of intent between the parties. We are deeply dis |
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| October 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 7, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 6, 2015 |
CORRESP 1 filename1.htm Axion Power International, Inc. 3601 Clover Lane New Castle, PA 16105 October 6, 2015 VIA EDGAR Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Axion Power International, Inc. Form 10-K Filed April 15, 2015 File No. 001-36707 Gentlepersons: We are in receipt of your letter to us, date |
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| October 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 5, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| September 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 16, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File |
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| August 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 25, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 17, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 17, 2015 |
August 17, 2015 Dear Axion Shareholder: As earlier communicated, your company announced a binding letter of intent to negotiate a technology license, loan and preferred stock investment with LCB International, Inc. |
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| August 14, 2015 |
Axion Power International NT 10-Q S ECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 333-105793 NOTIFICATION OF LATE FILING (Check One): ?Form 10-K ? Form 11-K ? Form 20-F xForm 10-Q ? Form N-SAR For Period Ended: June 30, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. |
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| August 14, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 10, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer I |
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| August 11, 2015 |
Axion Power International DEF 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Consent Solicitation Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Consent Solicitation Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| August 11, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 10, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer I |
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| August 11, 2015 |
Amendment to Securities Purchase Agreement EX-10.1 2 s101649ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT TO SECURITIES PURCHASE AGREEMENT AMENDMENT TO SECURITIES PURCHASE AGREEMENT (the "Amendment"), dated as of August 10, 2015, by and among Axion Power International, Inc., a Delaware corporation, with headquarters located at 3601 Clover Lane, New Castle, PA 16105 (the "Company"), and the undersigned investor (the "Buyer") hereby amends |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 6, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer Id |
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| August 7, 2015 |
Exhibit 10.3 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRAT |
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| August 7, 2015 |
Exhibit 10.2 [FORM OF SENIOR CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFF |
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| August 7, 2015 |
Form of Securities Purchase Agreement dated August 6, 2015 EX-10.1 2 s10162610-1.htm EXHIBIT 10.1 Exhibit 10.1 [FORM OF SECURITIES PURCHASE AGREEMENT] SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August [], 2015, by and among Axion Power International, Inc., a Delaware corporation, with headquarters located at 3601 Clover Lane, New Castle, PA 16105 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individ |
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| July 10, 2015 |
EX-99.1 2 s101443ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 July 10, 2015 Dear Axion Shareholders: The last couple of months have been filled with positive events for your Company and I would like to provide a brief update. First, a word of thanks to all who provided positive votes for the reverse split of the Company's common equity and for election of directors. The reverse split has been decided at a |
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| July 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 10, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 1, 2015 |
Axion Power International FORM PRE 14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: x Preliminary Consent Solicitation Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Consent Solicitation Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| June 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 24, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 19, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 18, 2015 |
AXION POWER INTERNATIONAL, INC. / LCB INTERNATIONAL INC. BINDING LETTER OF INTENT Exhibit 99.1 CONFIDENTIAL This document does not constitute an offer to sell or the solicitation of an offer to buy any securities in the United States nor will there be any such sale or purchase of securities in any state of the United States in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the applicable securities laws. AXION POWER INTERNA |
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| June 18, 2015 |
EX-99.2 3 s101350ex99-2.htm EXHIBIT 99.2 Axion Power International, Inc. Signs Letter Of Intent With LCB International, Inc. For Technology Licensing And Exclusive Marketing Rights For People's Republic of China, Taiwan, Macao And Hong Kong Axion to Receive up to $10 Million in Stages after Signing Final Agreements NEW CASTLE, Pa., June 15, 2015 /PRNewswire/ - Axion Power International, Inc. (Nasd |
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| June 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 13, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 15, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 17, 2015 |
EXHIBIT 99.1 AMENDED AND RESTATED AMENDMENT TO WARRANT AGREEMENT Axion Power International, Inc. and Continental Stock Transfer and Trust Company, as Warrant Agent AMENDMENT TO WARRANT AGREEMENT THIS AMENDED AND RESTATED AMENDMENT (this “Amendment”), dated as of June , 2015, to the Warrant Agreement (the “Agreement”), originally dated October 23, 2014 and the Amendment to the Agreement dated on or |
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| June 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 1, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 1, 2015 |
Axion Power International DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| May 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 28, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 28, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 28, 2015 |
May 28, 2015 Dear Shareholders: As you are aware, we filed our Form 10-Q for the first quarter of 2015 last week. |
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| May 28, 2015 |
May 28, 2015 Dear Shareholders: As you are aware, we filed our Form 10-Q for the first quarter of 2015 last week. |
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| May 14, 2015 |
EXHIBIT 99.1 AMENDMENT TO WARRANT AGREEMENT Axion Power International, Inc. and Continental Stock Transfer and Trust Company, as Warrant Agent AMENDMENT TO WARRANT AGREEMENT THIS AMENDMENT (this ?Amendment?), dated as of May , 2015, to the Warrant Agreement (the ?Agreement?), originally dated October 23, 2014, is entered into by and between Axion Power International, Inc., a Delaware corporation ( |
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| May 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 13, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 14, 2015 |
Axion Power International NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 333-105793 NOTIFICATION OF LATE FILING (Check One): ?Form 10-K ? Form 11-K ? Form 20-F xForm 10-Q ? Form N-SAR For Period Ended: March 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. |
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| May 12, 2015 |
Axion Power International DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to (S)240. |
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| April 30, 2015 |
Axion Power International PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to (S)240. |
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| April 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: April 16, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: April 15, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 15, 2015 |
Exhibit 99.1 April 15, 2015 Dear Shareholders: I would like to provide you with an update on our ongoing Series B warrant conversions as was referenced in a Form 8K, which we filed on March 20, 2015 with the Securities and Exchange Commission. As part of the underwritten public offering which we closed on October 29, 2014, resulting in net proceeds to us of $5.5 million, we issued Series B warrant |
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| April 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: April 15, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 15, 2015 |
Exhibit 99.1 April 15, 2015 Dear Shareholders: I would like to provide you with an update on our ongoing Series B warrant conversions as was referenced in a Form 8K, which we filed on March 20, 2015 with the Securities and Exchange Commission. As part of the underwritten public offering which we closed on October 29, 2014, resulting in net proceeds to us of $5.5 million, we issued Series B warrant |
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| March 31, 2015 |
Axion Power International FORM NT 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 333-105793 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ? Form 11-K ? Form 20-F ?Form 10-Q ? Form N-SAR For Period Ended: December 31, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. |
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| March 25, 2015 |
Axion Power International FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: March 20, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: March 17, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 17, 2015 |
AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, Pennsylvania 16105 Exhibit 99.1 AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, Pennsylvania 16105 March 17, 2015 Dear Shareholders, As the recently appointed Chairman of the Board of Directors, I take this opportunity to provide a summary update of the Company?s business and activities since the last update that was provided in Dave DiGiacinto?s shareholder letter of December 10, 2014. Much has occurre |
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| February 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: February 18, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| February 13, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Axion Power International, Inc. (Name of Issuer) Common Stock, $0.005 par value per share (Title of Class of Securities) 05460X208 (CUSIP Number) December |
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| February 13, 2015 |
424B3 1 v401652424b3.htm 424B3 Prospectus Supplement No. 1 (To Prospectus dated October 24, 2014) Filed Pursuant to Rule 424(b)(3) Registration No. 333-197978 Registration No. 333-199575 Axion Power International, Inc. 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants This prospectus supplement relates to the offer and sale from time to time of up to 1,875,000 shares |
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| February 13, 2015 |
Prospectus Supplement No. 1 (To Prospectus dated October 24, 2014) Filed Pursuant to Rule 424(b)(3) Registration No. 333-197978 Registration No. 333-199575 Axion Power International, Inc. 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants This prospectus supplement relates to the offer and sale from time to time of up to 1,875,000 shares of Common Stock and 1,875,000 |
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| January 26, 2015 |
8-K 1 v3995688k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 20, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporat |
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| January 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 25, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 6, 2015 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: December 19, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| December 16, 2014 |
AXPW / Axion Power International, Inc. S-3 - - FORM S-3 As filed with the Securities and Exchange Commission on December 16, 2014 Registration No. |
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| December 15, 2014 |
Form of Settlement and Release Agreement Exhibit 10.1 Release and Settlement Agreement This Release and Settlement Agreement (“Agreement”) is entered into between the following parties (“the Parties”): Axion Power International, Inc. (“Axion”) and Robert Averill (“Averill”). Recitals On or about May 8, 2013, Averill loaned Axion the principal amount of $735,000 pursuant to a Subordinated Convertible Note, which was amended by the parties |
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| December 15, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v3965638k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: December 12, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdicti |
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| December 15, 2014 |
Axion Power International, Inc. Warrant To Purchase Common Stock EX-10.2 3 v396563ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 WARRANT NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENC |
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| December 11, 2014 |
Exhibit 16.1 December 11, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on December 8, 2014, to be filed by our former client, Axion Power International, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very tr |
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| December 11, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: December 8, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 10, 2014 |
Executive Employment Agreement of Charles Trego effective November 1, 2014 EX-10.1 2 v393759ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT The Employment Agreement is entered into and effective this 1st day of November, 2014, between Axion Power International, Inc., a Delaware corporation, having a place of business at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the "Company") and Charles Trego, having an address of 6945 Silverton Glenn, Victor |
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| November 10, 2014 |
Salary Deferral Agreements, effective October 1, 2014 and November 1, 2014, respectively AXION POWER INTERNATIONAL, INC. SALARY DEFERRAL PAYMENT AGREEMENT WHEREAS, upon review and consideration of the financial condition of Axion Power International, Inc. (the “Company”), and due to the commitment of the Company’s Chief Executive Officer and Chairman, David DiGiacinto (“CEO”) to providing the Company with the best opportunity for success based upon limited funds to be available to the |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: November 4, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 30, 2014 |
AXPW / Axion Power International, Inc. / CAPITAL VENTURES INTERNATIONAL - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Axion Power International, Inc. (Name of Issuer) Common Stock, $0.005 par value per share (Title of Class of Securities) 05460X208 (CUSIP Number) October 2 |
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| October 29, 2014 |
8-K 1 v3925538k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 29, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdictio |
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| October 29, 2014 |
EXHIBIT 4.14 WARRANT AGREEMENT Axion Power International, Inc. and Continental Stock Transfer and Trust Company, as Warrant Agent WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of October 24 , 2014, is by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer and Trust Company , a , as Warrant Agent (the “Warrant A |
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| October 24, 2014 |
PROSPECTUS 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants 424B3 1 v392052424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-197978 Registration No. 333-199575 PROSPECTUS 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants We are offering 1,875,000 shares of our common stock, $0.005 par value per share, together with 1,875,000 Series A warrants and 1,875,000 Series B warrants, each to purchase one share |
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| October 24, 2014 |
AXPW / Axion Power International, Inc. S-1MEF - - S-1MEF As filed with the Securities and Exchange Commission October 24, 2014 Registration Statement No. |
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| October 24, 2014 |
PROSPECTUS 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-197978 Registration No. 333-199575 PROSPECTUS 1,875,000 Shares and 1,875,000 Series A Warrants and 1,875,000 Series B Warrants We are offering 1,875,000 shares of our common stock, $0.005 par value per share, together with 1,875,000 Series A warrants and 1,875,000 Series B warrants, each to purchase one share of our common stock. One share of c |
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| October 23, 2014 |
AXPW / Axion Power International, Inc. 8-A12B - - 8-A12B 8-A12B 1 v3919498a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774638 (State of incorporation) (I.R.S. Employer Identification |
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| October 22, 2014 |
AXPW / Axion Power International, Inc. S-1/A - - S-1/A As filed with the Securities and Exchange Commission October 22, 2014 Registration Statement No. |
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| October 22, 2014 |
Exhibit 4.14 WARRANT AGREEMENT Axion Power International, Inc. and , as Warrant Agent WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2014, is by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and , a , as Warrant Agent (the “Warrant Agent”). WHEREAS, the Company is engaged in an initial public offering (the “Offering”) of units cons |
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| October 6, 2014 |
AXPW / Axion Power International, Inc. S-1/A - - FORM S-1/A As filed with the Securities and Exchange Commission October 6, 2014 Registration Statement No. |
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| October 6, 2014 |
WARRANT AGREEMENT Axion Power International, Inc. , as Warrant Agent WARRANT AGREEMENT Exhibit 4.14 WARRANT AGREEMENT Axion Power International, Inc. and , as Warrant Agent WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2014, is by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and , a , as Warrant Agent (the “Warrant Agent”). WHEREAS, the Company is engaged in an initial public offering (the “Offering”) of units cons |
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| September 15, 2014 |
EXHIBIT 21.1 SUBSIDIARIES Axion Power Battery Manufacturing, Inc. Axion Power Corporation C&T Co. Inc. |
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| September 15, 2014 |
AXPW / Axion Power International, Inc. S-1/A - - AMENDMENT TO FORM S-1 S-1/A 1 v387637s1a.htm AMENDMENT TO FORM S-1 As filed with the Securities and Exchange Commission September 15, 2014 Registration Statement No. 333-197978 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 to REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) |
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| September 15, 2014 |
WARRANT AGREEMENT Axion Power International, Inc. , as Warrant Agent WARRANT AGREEMENT Exhibit 4.14 WARRANT AGREEMENT Axion Power International, Inc. and , as Warrant Agent WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2014, is by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and , a , as Warrant Agent (the “Warrant Agent”). WHEREAS, the Company is engaged in an initial public offering (the “Offering”) of units cons |
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| September 15, 2014 |
Exhibit 4.15 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED, OR BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERNATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF SUCH SECURITIES BY ANY PERSON FOR A PERIOD OF ONE HUNDRED AND EIGHTY (180) DAYS IMMEDIATELY FOLLOWING THE DATE OF EFFE |
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| September 15, 2014 |
AXION POWER INTERNATIONAL, INC. UNDERWRITING AGREEMENT Exhibit 1.1 AXION POWER INTERNATIONAL, INC. UNDERWRITING AGREEMENT , 2014 MAXIM GROUP LLC 405 Lexington Avenue New York, NY 10174 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Axion Power International, Inc., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters li |
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| September 15, 2014 |
Exhibit 3.9 |
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| September 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 8, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2014 |
AXPW / Axion Power International, Inc. S-1 - Registration Statement - REGISTRATION STATEMENT S-1 1 v383878s1.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission August 8, 2014 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 3690 65-0774638 (Stat |
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| August 4, 2014 |
Form of Warrant Exchange Agreement, dated as of August 1, 2014 EXHIBIT 10.63 WARRANT EXCHANGE AGREEMENT This Warrant Exchange Agreement (“Agreement”), dated as of August 1, 2014 (“Effective Date”), is entered into by and between Axion Power International, Inc., a Delaware corporation (the “Company”), and Capital Ventures International (“Investor”). The parties agree as follows: RECITALS A. Investor holds warrants (each a “Warrant” and collectively, the “Warra |
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| August 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: August 1, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 30, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 31, 2014 |
Security Agreement, dated as of June 30, 2014 Exhibit 10.62 SECURITY AGREEMENT This Security Agreement is executed by Axion Power International, Inc., a Delaware corporation, and its subsidiaries, as Debtor, and Robert Averill, an individual as Secured Party. I CREATION OF SECURITY INTEREST Debtor hereby grants to Secured Party a first priority security interest in the collateral described in this Security Agreement pursuant to the New Jersey |
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| July 31, 2014 |
Amended Note, dated as of June 30, 2014 Exhibit 10.61 AXION POWER INTERNATIONAL, INC. AMENDED PROMISSORY NOTE Original Principal Amount: $801,049.00 Issuance Date: June 30, 2014, with effective date of June 18, 2014 FOR VALUE RECEIVED, Axion Power International, Inc., a Delaware corporation (the “Maker”), hereby promises to pay to the order of Robert Averill or his registered assigns (the “Holder”), as designated herein or at such other |
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| July 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 1, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 8, 2014 |
Consulting Agreement of Charles Trego, effective July 1, 2014 CONSULTING AGREEMENT This Agreement ("Agreement") is made and entered into this 1st day of July, 2014 ("Effective Date"), by and between Axion Power International, Inc. |
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| July 8, 2014 |
David DiGiacinto Appointed Chairman And CEO Of Axion Power David DiGiacinto Appointed Chairman And CEO Of Axion Power Tom Granville Steps Down To Address Health Issues NEW CASTLE, Pa. |
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| July 8, 2014 |
Executive Employment Agreement of Thomas Granville, effective July 1, 2014 EXECUTIVE EMPLOYMENT AGREEMENT The Employment Agreement is entered into and effective this 1st day of July, 2014 between Axion Power International, Inc. |
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| July 8, 2014 |
Executive Employment Agreement of David DiGiacinto, effective July 1, 2014 EXECUTIVE EMPLOYMENT AGREEMENT The Employment Agreement is entered into and effective this 1st day of July, 2014 between Axion Power International, Inc. |
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| May 29, 2014 |
SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Consent Solicitation Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to (S)240. |
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| May 19, 2014 |
AMENDMENT NO. 1 TO SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Consent Solicitation S |
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| May 2, 2014 |
DEFA14A 1 v377091defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Cons |
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| April 30, 2014 |
SCHEDULE 14A INFORMATION Consent Solicitation Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Consent Solicitation Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Consent Solicitation Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to (S)240. |
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| April 17, 2014 |
POS AM 1 v374783posam.htm POS AM As filed with the Securities and Exchange Commission April 17, 2014 Registration Statement No. 333-188802 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) |
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| March 31, 2014 |
Axion Power International FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-22573 AXION POWER INTERNATIONAL, INC. (Exact |
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| March 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: March 25, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numb |
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| February 28, 2014 |
30,000,000 Shares of Common Stock 424B3 1 v370199424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-193700 PROSPECTUS 30,000,000 Shares of Common Stock This prospectus relates to the offer and sale of up 30,000,000 shares of common stock of Axion Power International, Inc., a Delaware corporation, issued to certain selling stockholders, which are signatories on the below listed securities purchase |
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| February 10, 2014 |
S-1/A 1 v367767s1a.htm S-1/A As filed with the Securities and Exchange Commission February 10, 2014 Registration Statement No. 333-193700 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 AXION POWER INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Delaware 65-0774 |
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| February 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: February 1, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 31, 2014 |
Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission January 31, 2014 Registration Statement No. |
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| January 3, 2014 |
8-K 1 v3645448k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 2, 2014 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorp |
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| January 3, 2014 |
EXHIBIT 99.1 FORM OF NOTE AMENDMENT This Note Amendment (the “Amendment”) is dated as of this 2nd day of January, 2014 by and between Axion Power International, Inc., as Borrower (the “Company”) and , as Lender (the “Lender”). Reference is hereby made to that certain Senior Convertible Note issued by Borrower in favor of Lender, dated May 8, 2013 (the “Note”). Except as specifically amended hereby |
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| November 15, 2013 |
Axion Power International, Inc. 61,327,781 Shares of Common Stock Prospectus Supplement No. 2 (To Prospectus dated May 23, 2013) Filed Pursuant to Rule 424(b)(3) Registration No. 333-188802 Axion Power International, Inc. 61,327,781 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 61,327,781 shares of common stock of Axion Power International, Inc., a Delaware corporation, by the selling stockholders name |
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| November 15, 2013 |
Axion Power International, Inc. 65,330,714 Shares of Common Stock Prospectus Supplement No. 1 (Prospectus dated November 4, 2013) Filed Pursuant to Rule 424(b)(3) Registration No. 333-191774 Axion Power International, Inc. 65,330,714 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 65,330,714 shares of common stock of Axion Power International, Inc., a Delaware corporation, by the selling stockholders nam |
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| November 4, 2013 |
65,330,714 Shares of Common Stock 424B3 1 v359152424b3.htm FORM 424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-191774 PROSPECTUS 65,330,714 Shares of Common Stock This prospectus relates to the offer and sale of up 65,330,714 shares of common stock of Axion Power International, Inc., a Delaware corporation, issued to certain selling stockholders, which are signatories on the below listed securities purchase |
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| October 30, 2013 |
As filed with the Securities and Exchange Commission October 30, 2013 Registration Statement No. |
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| October 17, 2013 | ||
| October 17, 2013 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission October 16, 2013 Registration Statement No. |
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| October 15, 2013 |
8-K 1 v3572008k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: October 9, 2013 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorp |
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| October 15, 2013 |
EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 99.1 EXECUTIVE EMPLOYMENT AGREEMENT The Employment Agreement is entered into this 9th day of October, 2013 and effective October 21, 2013 between Axion Power International, Inc., a Delaware corporation, having a place of business at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the "Company") and Stephen Graham, 4492 Rock Ridge Lane, Akron, Ohio 44333 (the “Executive”). A. The Company |
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| October 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: September 26, 2013 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File |
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| August 15, 2013 |
Axion Power International, Inc. 61,327,781 Shares of Common Stock Prospectus Supplement No. 1 (Prospectus dated May 23, 2013) Filed Pursuant to Rule 424(b)(3) Registration No. 333-188802 Axion Power International, Inc. 61,327,781 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 61,327,781 shares of common stock of Axion Power International, Inc., a Delaware corporation, by the selling stockholders named i |
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| August 13, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to (S)240. |
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| August 2, 2013 |
PRER14A 1 v351785prer14a.htm FORM PRER 14A AMENDMENT NO. 1 TO SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Sta |
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| July 29, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to (S)240. |
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| July 15, 2013 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials x Soliciting Material Pursuant to Section 240. |
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| July 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: July 8, 2013 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 23, 2013 |
Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission May 23, 2013 Registration Statement No. |
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| May 8, 2013 |
REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 8, 2013, is by and among Axion Power International, Inc. |
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| May 8, 2013 |
SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 7, 2013, is by and among Axion Power International, Inc. |
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| May 8, 2013 |
SUBORDINATION AND INTERCREDITOR AGREEMENT THIS SUBORDINATION AND INTERCREDITOR AGREEMENT (as amended, restated, supplemented or otherwise modified, this “Agreement”) is entered into as of this May 8, 2013, by and among (i) each of the investors listed on the Schedule of Buyers attached hereto designated as “Senior Creditors”, (ii) each of the investors listed on the Schedule of Buyers attached hereto designated as “Subordinated Creditors” (collectively, the “Subordinated Creditors”), and (iii) Axion Power International, Inc. |
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| May 8, 2013 |
AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, Pennsylvania 16105 AXION POWER COMPLETES PRIVATE PLACEMENT FOR $9 MILLION IN SENIOR CONVERTIBLE NOTES WITH WARRANTS AND $1 MILLION IN SUBORDINATED UNSECURED NOTES WITH WARRANTS NEW CASTLE, PA (May 8, 2013) . . . Axion Power International, Inc. (OTC QB: AXPW), the developer of advanced lead-carbon PbC® batteries and energy storage systems |
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| May 8, 2013 |
Form of Subordinated Note Warrant FORM OF WARRANT NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| May 8, 2013 |
EX-10.5 6 v344104ex10-5.htm EXHIBIT 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 7, 2013, is by and among Axion Power International, Inc., a Delaware corporation with offices located at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the ”Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually |
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| May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: May 7, 2013 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of (Commission File (I.R.S. Employer Ident |
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| May 8, 2013 |
EX-10.3 4 v344104ex10-3.htm EXHIBIT 10.3 FORM OF WARRANT NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF |
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| May 8, 2013 |
EX-10.2 3 v344104ex10-2.htm EXHIBIT 10.2 FORM OF SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN |
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| May 8, 2013 |
FORM OF SUBORDINATED CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| April 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: April 1, 2013 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| December 19, 2012 |
Axion Power International, Inc. 45,757,572 Shares of Common Stock Prospectus Supplement No. 3 (To Post Effective Amendment No. 2. to Prospectus dated May 10, 2012) Filed Pursuant to Rule 424(b)(3) Registration No. 333-164352 Axion Power International, Inc. 45,757,572 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 45,757,572 shares of common stock of Axion Power International, Inc., a Delaware corporatio |
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| November 15, 2012 |
NT 10-Q 1 v328699nt10q.htm FORM NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 333-105793 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 11-K ¨ Form 20-F x Form 10-Q ¨ Form N-SAR For Period Ended: September 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form 20-F ¨ Transition Report |
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| October 10, 2012 |
Axion Power International, Inc. 45,757,572 Shares of Common Stock Prospectus Supplement No. 2 (To Post Effective Amendment No. 2. to Prospectus dated May 10, 2012) Filed Pursuant to Rule 424(b)(3) Registration No. 333-164352 Axion Power International, Inc. 45,757,572 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 45,757,572 shares of common stock of Axion Power International, Inc., a Delaware corporatio |
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| June 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: June 21, 2012 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 14, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| May 15, 2012 |
Axion Power International, Inc. 45,757,572 Shares of Common Stock Prospectus Supplement No. 1 (To Post Effective Amendment No. 2. to Prospectus dated May 10, 2012) Filed Pursuant to Rule 424(b)(3) Registration No. 333-164352 Axion Power International, Inc. 45,757,572 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 45,757,572 shares of common stock of Axion Power International, Inc., a Delaware corporatio |
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| May 10, 2012 |
As filed with the Securities and Exchange Commission May 10, 2012 Registration Statement No. |
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| May 2, 2012 |
As filed with the Securities and Exchange Commission May 2, 2012 Registration Statement No. |
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| May 2, 2012 |
EX-10.44 2 v311264ex10-44.htm EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT The Employment Agreement is entered into this 19th day of December, 2011 and effective as of date, between Axion Power International, Inc., a Delaware corporation, having a place of business at 3601 Clover Lane, New Castle, Pennsylvania 16105 (the “Company”) and Vani Kumar Dantam, of 13044 West Elster Way, Fishers, IN 46037 (t |
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| April 25, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to (S)240. |
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| March 8, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| February 9, 2012 |
8-K 1 v3017548k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST REPORTED EVENT – February 3, 2012 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-22573 |
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| February 3, 2012 |
Up to 29,428,572 Shares of Common Stock AXION POWER INTERNATIONAL, INC. AMENDMENT TO PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(5) (To Prospectus dated June 28, 2011) Registration No. |
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| February 1, 2012 |
EXHIBIT 99.3 FORM OF PRESS RELEASE AXION POWER INTERNATIONAL, INC. 3601 Clover Lane New Castle, Pennsylvania 16105 Axion Power Announces Registered Direct Common Stock Offering of up to $ 10.0 million NEW CASTLE, PA (February 1 , 2012) . . . Axion Power International, Inc. (OTC Bulletin Board: AXPW) (“Axion” or “the Company”), the developer of advanced leadcarbon PbC® batteries and energy storage |
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| February 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 31, 2012 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 1, 2012 |
FORM OF SUBSCRIPTION AGREEMENT Subscription Agreement EXHIBIT 99.1 FORM OF SUBSCRIPTION AGREEMENT Subscription Agreement Axion Power International, Inc. 3601 Clover Lane New Castle, PA 16105 Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms and agrees with you as follows: 1. The subscription terms set forth herein (this “Subscription”) are made as of the date set forth below between Axion Power International, Inc., a Delaware cor |
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| February 1, 2012 |
PLACEMENT AGENCY AGREEMENT AXION POWER INTERNATIONAL, INC. Common Stock PLACEMENT AGENCY AGREEMENT EX-99.2 4 v300975ex99-2.htm PLACEMENT AGENCY AGREEMENT, DATED JANUARY 31, 2012 EXHIBIT 99.2 PLACEMENT AGENCY AGREEMENT AXION POWER INTERNATIONAL, INC. Common Stock PLACEMENT AGENCY AGREEMENT January 31, 2012 Philadelphia Brokerage Corporation Two Radnor Corporate Center Suite 111 Radnor, Pennsylvania 19087 Emerging Growth Equities, Ltd. Parkview Tower 1150 First Ave, Suite 600 King of Prussia, PA |
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| February 1, 2012 |
Up to 29,428,572 Shares of Common Stock AXION POWER INTERNATIONAL, INC. PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(5) (To Prospectus dated June 28, 2011) Registration No. |
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| January 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF EARLIEST EVENT REPORTED: January 23, 2012 AXION POWER INTERNATIONAL, INC. (Exact name of Registrant as specified in its charter) Delaware 000-22573 65-0774638 (State or other jurisdiction of incorporation) (Commission File Nu |
