Основная статистика
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| CIK | 1521404 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Barings Global Short Duration High Yield Fund
SEC Filings (Chronological Order)
На этой странице представлен полный хронологический список документов SEC, за исключением документов о собственности, которые мы предоставляем в других местах.
| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit |
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| March 20, 2025 |
NT-NCSR 1 bgh-ntncsr.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response.... 2.50 SEC FILE NUMBER 811-22562 CUSIP NUMBER 067-60L-100 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] |
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| January 17, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit |
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| December 15, 2023 |
Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| June 20, 2023 |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Notice of Virtual Annual Meeting of Shareholders and Proxy Statement TIME Tuesday, August 8, 2023 At 2:30 p. |
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| June 9, 2023 |
Barings Global Short Duration High Yield Fund SCHEDULE OF INVESTMENTS March 31, 2023 (Unaudited) SHARES COST FAIR VALUE Equities* — 0. |
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| June 21, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 27, 2022 |
Barings Global Short Duration High Yield Fund SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 SHARES COST FAIR VALUE Equities* — 0. |
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| November 29, 2021 |
Barings Global Short Duration High Yield Fund SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) SHARES COST FAIR VALUE Equities — 3. |
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| June 24, 2021 |
DEF 14A 1 nc10025856x1def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ☑ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☑ Definitive proxy st |
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| May 27, 2021 |
SHARES COST FAIR VALUE Equities — 2.34%*: Common Stocks — 2.28%*: Boomerang Tube Holdings, Inc.¤ 36,149 $ 3,510,832 $ 0 ESC CB 144A High Ridge¤ 2,982 0 41,748 Fieldwood Energy LLC¤ 167,574 4,057,567 0 Tourmaline Escrow Cash¤+ 1,197,757 0 953,097 Tourmaline Oil Corp+ 276,778 3,948,373 5,268,186 Sabine Oil & Gas LLC¤ 4,342 248,858 56,446 KCA Deutag Ordinary A Shares¤+ 23,585 990,570 1,627,365 Travel |
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| November 27, 2020 |
SHARES COST FAIR VALUE Equities — 0.30%*: Common Stocks — 0.30%*: Boomerang Tube Holdings, Inc.¤ 36,149 $ 3,510,832 $ 0 Fieldwood Energy LLC¤ 167,574 4,057,567 1,676 Jupiter Resources Inc.¤+ 1,171,624 5,662,542 878,718 Templar Energy LLC¤ 135,392 734,072 0 Templar Energy LLC¤ 110,050 1,100,496 0 Travelex Private Equity¤+ 16,120 0 0 Total Common Stocks 1,636,909 15,065,508 880,394 Preferred Stocks |
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| October 16, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM October 15, 2020 Yana Dobkin Guss T +1 617 951 7109 [email protected] Lauren Hamilton Securities and Exchange Commission 3 World Financial Center New York, NY 10281 Re: Barings Corporate Investors (File No. 811-02183), Barings Participation Investors (File No. 811-05531) and Barings Global Short Dur |
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| June 22, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 29, 2020 |
SHARES COST FAIR VALUE Equities ? 0.73%*: Common Stocks ? 0.56%*: Boomerang Tube Holdings, Inc.? 36,149 $ 3,510,832 $ 0 Fieldwood Energy LLC? 167,574 4,057,567 167,574 Jupiter Resources Inc.?+ 1,171,624 5,662,542 1,171,624 Sabine Oil & Gas LLC? 4,342 248,858 56,446 Templar Energy LLC? 135,392 734,072 0 Templar Energy LLC? 101,589 1,015,894 0 Total Common Stocks 1,616,670 15,229,765 1,395,644 Prefe |
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| November 29, 2019 |
BGH / Babson Capital Global Short Duration High Yield Fund NPORT-EX - - BGH SOI 9/30/2019 Barings Global Short Duration High Yield Fund SCHEDULE OF INVESTMENTS September 30, 2019 (Unaudited) SHARES COST FAIR VALUE Equities — 2. |
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| June 20, 2019 |
BGH / Babson Capital Global Short Duration High Yield Fund DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 30, 2019 |
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Barings Global Short Duration High Yield Fund SCHEDULE OF INVESTMENTS March 31, 2019 (Unaudited) SHARES COST FAIR VALUE Equities — 3. |
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| November 29, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATION Exhibit 99.CERT CERTIFICATION I, Sean Feeley, certify that: 1. I have reviewed this report on Form N-Q of Barings Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| November 29, 2018 |
N-Q 1 baringsnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Barings Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 300 South Tryon Street Charlotte |
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| June 22, 2018 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 30, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Sean Feeley, certify that: 1. I have reviewed this report on Form N-Q of Barings Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| May 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Barings Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 300 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) (Zip co |
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| February 28, 2018 |
EX-99.77Q2 ITEM 405 2 bgh-formnqexhibititem77q2.htm EX-99.77Q2 ITEM 405 The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in |
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| February 28, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the shareholders and the Board of Trustees of Barings Global Short Duration High Yield Fund In planning and performing our audit of the financial statements of Barings Global Short Duration High Yield Fund (the "Fund"), as of and for the year ended December 31, 2017, in accordance with the standards of the Public Company Accounting Oversig |
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| November 29, 2017 |
Exhibit 99.CERT CERTIFICATION I, Sean Feeley, certify that: 1. I have reviewed this report on Form N-Q of Barings Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| November 29, 2017 |
Barings Global Short Duration High Yield Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Barings Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 300 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) (Zip co |
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| August 17, 2017 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 17, 2017 Yana Dobkin Guss T +1 617 951 7109 [email protected] Megan Miller Securities and Exchange Commission 3 World Financial Center New York, NY 10281 Re: Barings Corporate Investors (File No. 811-02183), Barings Participation Investors (File No. 811-05531) and Barings Global Short Duratio |
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| June 23, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 30, 2017 |
Barings Global Short Duration High Yield Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Barings Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) (Zip co |
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| May 30, 2017 |
I, Russell D. Morrison, certify that: CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Barings Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 1, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To The Board of Trustees and Shareholders of Barings Global Short Duration High Yield Fund: Charlotte, North Carolina In planning and performing our audit of the financial statements of Barings Global Short Duration High Yield Fund (the "Fund") as of and for the year ended December 31, 2016, in accordance with the standards of the Public Comp |
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| March 1, 2017 |
ITEM 77Q-1.1 BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Written Consent of Trustees Amendment to Agreement and Declaration of Trust July 18, 2016 The undersigned, consisting a majority of the Trustees of Babson Capital Global Short Duration High Yield Fund (the "Trust"), a Massachusetts business trust formed to carry on the business of an investment company pursuant to an Amended and Res |
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| March 1, 2017 |
ITEM 77K BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND Item 4.01 Change in Registrant's Certifying Accountant (a) Based on a recommendation by Barings Global Short Duration High Yield Fund's (the "Registrant") investment adviser, Barings LLC ("Barings"), the Audit Committee of the Registrant considered the replacement of KPMG LLP ("KPMG") as the Registrant's independent registered public accountin |
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| March 1, 2017 |
EX-99.77Q1 OTHR EXHB 5 bgh-formnqexhibititem77q12.htm EX-99.77Q1 OTHR EXHB ITEM 77Q-1.2 February 28, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Barings Global Short Duration High Yield Fund (formerly, Babson Capital Global Short Duration High Yield Fund) (Investment Company Act file number 811-22562) (the "Regis |
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| March 1, 2017 |
EX-99.77Q2 ITEM 405 6 bgh-formnqexhibititem77q2.htm EX-99.77Q2 ITEM 405 ITEM 77Q-2 The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and |
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| November 29, 2016 |
I, Russell D. Morrison, certify that: Exhibit 99.CERT CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Barings Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 29, 2016 |
Barings Global Short Duration High Yield Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Barings Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) (Zip co |
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| June 16, 2016 |
Babson Capital Global Short Duration High Yield Fund SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 27, 2016 |
I, Russell D. Morrison, certify that: CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) |
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| February 29, 2016 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Global Short Duration High Yield Fund: In planning and performing our audit of the financial statements of Babson Capital Global Short Duration High Yield Fund (the "Fund"), as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Account |
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| November 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) |
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| November 30, 2015 |
Barings Global Short Duration High Yield Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 babsonnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Cha |
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| November 30, 2015 |
I, Russell D. Morrison, certify that: Exhibit 99.CERT CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 30, 2015 |
I, Russell D. Morrison, certify that: Exhibit 99.CERT CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| June 9, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 29, 2015 |
Barings Global Short Duration High Yield Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22562 Investment Company Act file number: Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) |
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| May 29, 2015 |
I, Russell D. Morrison, certify that: CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| February 26, 2015 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Global Short Duration High Yield Fund: In planning and performing our audit of the financial statements of Babson Capital Global Short Duration High Yield Fund (the "Fund"), as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Account |
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| February 26, 2015 |
EX-99.77Q2 ITEM 405 3 bghexhibit77q-2.htm EX-99.77Q2 ITEM 405 Item 77Q-2 The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes i |
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| November 25, 2014 |
Barings Global Short Duration High Yield Fund - ANNUAL CERTIFIED SHAREHOLDER REPORT N-Q 1 babsonnq.htm ANNUAL CERTIFIED SHAREHOLDER REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22562 Investment Company Act file number: Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlo |
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| November 25, 2014 |
I Russell D. Morrison, certify that: EX-99.CERT 2 certs.htm CERTIFICATIONS CERTIFICATION I Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| September 17, 2014 |
BGH / Babson Capital Global Short Duration High Yield Fund DEF 14A - - DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 28, 2014 |
Quarterly Schedule of Portfolio Holdings - ANNUAL CERTIFIED SHAREHOLDER REPORT N-Q 1 babsonnq.htm ANNUAL CERTIFIED SHAREHOLDER REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22562 Investment Company Act file number: Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlo |
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| May 28, 2014 |
I, Russell D. Morrison, certify that: Exhibit 99.CERT CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| February 28, 2014 |
Exhibit 77B Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Global Short Duration High Yield Fund: In planning and performing our audit of the financial statements of Babson Capital Global Short Duration High Yield Fund (the "Fund"), as of and for the period ended December 31, 2013, in accordance with the standards of the Public C |
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| November 22, 2013 |
Quarterly Schedule of Portfolio Holdings - ANNUAL CERTIFIED SHAREHOLDER REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22562 Investment Company Act file number: Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street Charlotte, NC 28202 (Address of principal executive offices) |
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| November 22, 2013 |
I, Russell D. Morrison, certify that: EX-99.CERT 2 certs.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Russell D. Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| September 13, 2013 |
- DEFINITIVE ADDITIONAL PROXY SOLICITATION MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a- |
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| August 29, 2013 |
Babson Capital Global Short Duration High Yield Fund Rule 10f-3 Report Adviser or Subadviser Name Type of Security (see below) (A, B, C, D or E) Issuer Name / Name of Security Description of Security (e. |
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| May 30, 2013 |
I, Russ Morrison, certify that: EX-99.CERT 2 certs.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Russ Morrison, certify that: 1. I have reviewed this report on Form N-Q of Babson Capital Global Short Duration High Yield Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - ANNUAL CERTIFIED SHAREHOLDER REPORT N-Q 1 babsonnq.htm ANNUAL CERTIFIED SHAREHOLDER REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22562 Babson Capital Global Short Duration High Yield Fund (Exact name of registrant as specified in charter) 550 South Tryon Street, Charl |
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| March 1, 2013 |
Item 77Q-2 The Registrant's Trustees and certain officers, investment advisers, certain affiliated persons of the investment advisers and persons who own more than 10% of any class of outstanding securities of the Registrant are required to file forms reporting their affiliation with the Registrant and reports of ownership and changes in ownership of the Registrant's securities with the Securities and Exchange Commission ("SEC") and the New York Stock Exchange. |
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| March 1, 2013 |
Babson Capital Global Short Duration High Yield Fund Rule 10f-3 Report Adviser or Subadviser Name Type of Security (see below) (A, B, C, D or E) Issuer Name / Name of Security Description of Security (e. |
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| March 1, 2013 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acctgltr.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Babson Capital Global Short Duration High Yield Fund: In planning and performing our audit of the financial statements of Babson Capital Global Short Duration High Yield Fund (the Fund), as of and for the per |
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| October 25, 2012 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 3 d430459dex99n.htm CONSENT OF REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Trustees Babson Capital Global Short Duration High Yield Fund: We hereby consent to the use in this Registration Statement on Form N-2 filed pursuant to Rule 462(b) by reference to the registration statement on Form N-2 (File No. 333-174430), |
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| October 25, 2012 |
- BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Babson Capital Global Short Duration High Yield Fund As filed with the Securities and Exchange Commission on October 25, 2012 1933 Act File No. |
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| October 25, 2012 |
Babson Capital Global Short Duration High Yield Fund BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND 550 South Tryon Street, Suite 3300 Charlotte, North Carolina 28202 October 24, 2012 Dominic Minore United States Securities and Exchange Commission 100 F Street N. |
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| October 25, 2012 |
Opinion and Consent of Ropes & Gray LLP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| October 25, 2012 |
Global Markets & Investment Banking One Bryant Park ? 8th Floor New York, New York 10036 646-855-6780 October 22, 2012 Dominic Minore U. |
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| October 15, 2012 |
- BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Babson Capital Global Short Duration High Yield Fund (Exact Name of Registrant as Specified in Its Charter) Massachusetts 45-6286206 (State of Incorporation or Organization) (I.R.S. Employer Identification No. |
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| June 18, 2012 |
Babson Capital Global Short Duration High Yield Fund ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| June 18, 2012 |
- BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Babson Capital Global Short Duration High Yield Fund SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 18, 2011 |
August 17, 2011 Mr. Kevin C. Rupert Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Babson Capital Global Floating Rate & Income Fund (the “Registrant”) File Nos. 333-174430; 811-22562 Dear Mr. Rupert: We are writing to respond to the comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “SEC”) set forth in your letter addressed to Col |
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| May 23, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
