BTN / Ballantyne Strong Inc - Документы SEC, Годовой отчет, Доверенное заявление

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-13906 FG GROUP HOLDINGS INC.* (Exact name of registrant as specified in

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

FGH / FG Group Holdings Inc. / Fundamental Global GP, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

As filed with the Securities and Exchange Commission on March 1, 2024

As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 12, 2024, pursuant to the provisions of Rule 12d2-2 (a).

Regulation FD Disclosure, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Material Modification to Rights of Security Holders, Changes in Control of Registrant, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 29, 2024 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

FG Financial Group, Inc. and FG Group Holdings Inc. Complete Merger FG Financial Group, Inc. Renamed to Fundamental Global Inc. New Leadership and Governance Structure in Place

Exhibit 99.1 FG Financial Group, Inc. and FG Group Holdings Inc. Complete Merger FG Financial Group, Inc. Renamed to Fundamental Global Inc. New Leadership and Governance Structure in Place Mooresville, NC – February 29, 2024 – FG Financial Group, Inc. (Nasdaq: FGF, FGFPP) (“FG Financial”) and FG Group Holdings Inc. (“FG Group Holdings”) today announced that they have completed the previously anno

FGH / FG Group Holdings Inc. / Sanda Par Olof - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 ea193694-13ga2sandafggroup.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FG GROUP HOLDINGS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 302462106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statemen

JOINT FILING AGREEMENT

EX-99.1 2 ea193694ex99-1fggroup.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G/A is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A shall be filed on behalf of each of the undersigned without the necessity of filing additional joint fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by

Amendment #2 to the Credit Agreement dated January 13th, 2023 (including all previous amendments thereto, the “Agreement” between Canadian Imperial Bank of Commerce (“CIBC”) and FG Holdings Quebec Inc. (formerly Strong/MDI Screen Systems, Inc.) (the

Exhibit 10.1 FG Holdings Quebec Inc. (formerly Strong/MDI Screen Systems, Inc.) 1440 Raoul-Charette Joliette, Québec J6E 8S7 Attention : Mr. Mark Roberson, Amendment #2 to the Credit Agreement dated January 13th, 2023 (including all previous amendments thereto, the “Agreement” between Canadian Imperial Bank of Commerce (“CIBC”) and FG Holdings Quebec Inc. (formerly Strong/MDI Screen Systems, Inc.)

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 19, 2024 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

PLAN OF MERGER FG FINANCIAL GROUP, INC., a Nevada Corporation FG GROUP LLC, a Nevada limited liability company; FG GROUP HOLDINGS INC., a Nevada corporation. Dated: January 3, 2024 PLAN OF MERGER

Exhibit 2.1 PLAN OF MERGER AMONG FG FINANCIAL GROUP, INC., a Nevada Corporation FG GROUP LLC, a Nevada limited liability company; AND FG GROUP HOLDINGS INC., a Nevada corporation. Dated: January 3, 2024 PLAN OF MERGER This PLAN OF MERGER (this “Plan”), dated January 3, 2024, is made and entered into by and among FG GROUP LLC, a Nevada limited liability company (the “Acquirer”) having its principal

FG Financial Group, Inc. and FG Group Holdings Inc. Sign Definitive Plan of Merger to form Fundamental Global Inc. Combined Company to Benefit from Anticipated Significant Expense Savings, Improved Scale and Capital Efficiency Represents Over $110 Mi

Exhibit 99.1 FG Financial Group, Inc. and FG Group Holdings Inc. Sign Definitive Plan of Merger to form Fundamental Global Inc. Combined Company to Benefit from Anticipated Significant Expense Savings, Improved Scale and Capital Efficiency Represents Over $110 Million in Combined Total Assets and $65 Million in Combined Annual Revenue1 Charlotte, NC – January 3, 2024 – FG Financial Group, Inc. (Na

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 3, 2024 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 6, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 FG GROUP HOLDINGS INC.

FG Group Holdings Reports Third Quarter 2023 Operating Results

Exhibit 99.1 FG Group Holdings Inc. – Fiscal Year 2023 Page 1 of 8 Third Quarter 2023 Results FG Group Holdings Reports Third Quarter 2023 Operating Results Charlotte, NC – November 9, 2023 – FG Group Holdings Inc. (NYSE American: FGH) (the “Company” or “FG Group Holdings”) today announced operating results for the third quarter ended September 30, 2023. Operational Highlights ● The Company comple

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 9, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Supplemental Slides to be Referenced During the Third Quarter Conference Call of FG Group Holdings Inc.

Exhibit 99.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 FG GROUP HOLDINGS INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 10, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 10, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction (Commission (IRS Employer of incorp

FG Group Holdings Reports Second Quarter 2023 Operating Results

Exhibit 99.1 FG Group Holdings Reports Second Quarter 2023 Operating Results Charlotte, NC – August 10, 2023 – FG Group Holdings Inc. (NYSE American: FGH) (the “Company” or “FG Group Holdings”) today announced operating results for the second quarter ended June 30, 2023. Operational Highlights ● The Company completed the separation and initial public offering of its Strong Global Entertainment sub

Supplemental Slides to be Referenced During the Second Quarter Conference Call of FG Group Holdings Inc.

Exhibit 99.2

Amended and Restated Employment Agreement dated May 18, 2023, by and between FG Group Holdings Inc. and Mark D. Roberson.

Exhibit 10.10 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of May 18, 2023, by and between FG Group Holdings Inc., a Nevada corporation f/k/a Ballantyne Strong, Inc., a Delaware corporation (the “Company”), and Mark D. Roberson, a North Carolina resident (the “Employee”). WHEREAS, the Company and Employee en

Confirmatory of Ownership Assignment of Intellectual Property dated May 18, 2023, by and between Strong/MDI Screen Systems, Inc. and Strong/MDI Screen Systems, Inc.

Exhibit 10.3 [Pursuant to Item 601(a)(5) of Regulation S-K, schedules and attachments to this exhibit have been omitted. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request.] CONFIRMATORY OF OWNERSHIP AND OWNERSHIP ASSIGNMENT OF INTELLECTUAL PROPERTY WHEAEAS STRONG/MDI SCREEN SYSTEMS INC., a company existing under the laws of Québec with an address at

Amended and Restated Employment Agreement dated May 18, 2023, by and between FG Group Holdings Inc. and Todd R. Major.

Exhibit 10.11 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of May 18, 2023, by and between FG Group Holdings Inc., a Nevada corporation f/k/a Ballantyne Strong, Inc., a Delaware corporation (the “Company”), and Todd R. Major, a South Carolina resident (the “Employee”). WHEREAS, the Company and Employee enter

Underwriting Agreement dated May 15, 2023, by and among Strong Global Entertainment, Inc., FG Group Holdings Inc., Strong/MDI Screen Systems, Inc. and ThinkEquity LLC

Exhibit 10.1 UNDERWRITING AGREEMENT between STRONG GLOBAL ENTERTAINMENT, INC. and THINKEQUITY LLC as Representative of the Several Underwriters STRONG GLOBAL ENTERTAINMENT, INC. UNDERWRITING AGREEMENT New York, New York May 15, 2023 ThinkEquity LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 17 State Street,41st Fl New York, NY 10004 Ladies and Gentlemen: The

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 15, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 15, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorpora

Patent Assignment dated May 18, 2023, by and between FG Group Holdings Inc. and Strong Technical Services, Inc.

Exhibit 10.5 [Pursuant to Item 601(a)(5) of Regulation S-K, schedules and attachments to this exhibit have been omitted. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request.] FORM OF PATENT ASSIGNMENT This Patent Assignment (the “Patent Assignment”) is effective as of May 18, 2023 (the “Effective Date”) by and between FG Group Holdings Inc., a Nevada

FG Group Holdings Asset Transfer Agreement dated May 18, 2023, by and between FG Group Holdings Inc. and Strong Technical Services, Inc.

Exhibit 10.4 [Pursuant to Item 601(a)(5) of Regulation S-K, schedules and attachments to this exhibit have been omitted. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request.] ASSET TRANSFER AGREEMENT THIS AGREEMENT is made as of May 18, 2023 BETWEEN: FG GROUP HOLDINGS INC. (formerly BALLANTYNE STRONG, INC.), company incorporated under the laws of the

Master Asset Purchase Agreement dated May 18, 2023, by and between Strong/MDI Screen Systems, Inc. and Strong/MDI Screen Systems, Inc.

Exhibit 10.2 [Pursuant to Item 601(a)(5) of Regulation S-K, schedules and attachments to this exhibit have been omitted. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request.] MASTER ASSET PURCHASE AGREEMENT THIS AGREEMENT is made as of May 18, 2023 BETWEEN: STRONG/MDI SCREEN SYSTEMS INC., a company existing under the laws of Québec with an address at

Share Transfer Agreement dated May 18, 2023, by and between FG Group Holdings Inc. and Strong/MDI Screen Systems, Inc.

EX-10.8 9 ex10-8.htm Exhibit 10.8 SHARE TRANSFER AGREEMENT THIS AGREEMENT is made as of May 18, 2023. BETWEEN: FG GROUP HOLDINGS inc., a company incorporated under the laws of the State of Nevada (the “Transferor”) AND: STRONG/MDI SCREEN SYSTEMS INC., a company existing under the laws of Québec (the “Company” and, together with the Transferor, the “Parties”) WHEREAS: A. The Transferor is, and will

Lease Agreement dated May 18, 2023, by and between Strong/MDI Screen Systems, Inc. and Strong/MDI Screen Systems, Inc.

Exhibit 10.7 LEASE 1440, Raoul-Charette Street, City of Joliette, Province of Québec, J6E 8S7 BETWEEN: STRONG/MDI SCREEN SYSTEMS INC., legal person, duly incorporated under the laws of the Province of Québec, having its head office at 1440, Raoul-Charette Street, City of Joliette, Province of Québec, J6E 8S7, herein acting and represented by Todd Major, its Treasurer and Secretary, duly authorized

Management Services Agreement dated May 18, 2023, by and between FG Group Holdings Inc. and Strong Global Entertainment Inc.

Exhibit 10.6 [Pursuant to Item 601(a)(5) of Regulation S-K, schedules and attachments to this exhibit have been omitted. A copy of any omitted schedule or exhibit will be furnished supplementally to the SEC upon request.] MANAGEMENT SERVICES AGREEMENT by and between FG GROUP HOLDINGS INC. and STRONG GLOBAL ENTERTAINMENT, INC. Dated as of May 18, 2023 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Secti

Mutual Termination and Release dated May 18, 2023, by and between FG Group Holdings Inc. and Ray F. Boegner.

Exhibit 10.9 MUTUAL TERMINATION AND RELEASE THIS MUTUAL TERMINATION AND RELEASE AGREEMENT (this “Agreement”) is made and entered into effective as of May 18, 2023, by and between FG Group Holdings Inc., a Nevada corporation f/k/a Ballantyne Strong, Inc., a Delaware corporation (“FGH”), and Ray F. Boegner, an individual (“Ray”), regarding the mutual termination of that certain Executive Employment

Supplemental Slides to be Referenced During the First Quarter Conference Call of FG Group Holdings Inc.

Exhibit 99.1

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 16, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorpora

Amendment #1 to Demand Credit Agreement, dated as of January 13, 2023, between Canadian Imperial Bank of Commerce and Strong/MDI Screen Systems Inc., dated May 8, 2023.

Exhibit 10.3 Strong/MDI Screen Systems, Inc. 1440 Raoul-Charette Joliette, Quebec, J6E 8S7 Attention : Mr. Mark Roberson Amendment # 1 to the Existing Credit Agreement dated January 13, 2023 (including all previous amendments thereto, the “Agreement”) between Canadian Imperial Bank of Commerce (“CIBC”) and Strong/MDI Screen Systems, Inc. (the “Borrower”) Amendments. The Agreement is amended as fol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 FG GROUP HOLDINGS INC.

FG Group Holdings Reports First Quarter 2023 Operating Results

Exhibit 99.1 FG Group Holdings Reports First Quarter 2023 Operating Results Charlotte, NC, May 15, 2023 (GLOBE NEWSWIRE) - FG Group Holdings Inc. (NYSE American: FGH) (the “Company” or “FG Group Holdings”) today announced operating results for the first quarter ended March 31, 2023. Operational Highlights ● In the Company’s entertainment operating business, cinema services and screen revenue grew

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 15, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorpora

FG GROUP HOLDINGS INC.

CORRESP 1 filename1.htm FG GROUP HOLDINGS INC. May 10, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: FG Group Holdings Inc.—Registration Statement on Form S-3 (File No. 333-271740) Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended, we hereby request acceleratio

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) FG Group Holdings Inc.

As filed with the Securities and Exchange Commission on May 8, 2023

As filed with the Securities and Exchange Commission on May 8, 2023 Registration No.

Form of Indenture.

Exhibit 4.2 FG Group Holdings Inc. And , as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS. 1 1.2 OTHER DEFINITIONS. 4 1.3 INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT. 4 1.4 RULES OF CONSTRUCTION. 5 ARTICLE 2 THE SECURITIES 5 2.1 ISSUABLE IN SERIES. 5 2.2 ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES. 5 2.3 EXECUTION

Description of the Securities of FG Group Holdings Inc.

Exhibit 4.1 DESCRIPTION OF THE SECURITIES OF FG GROUP HOLDINGS INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms and provisions of the securities of FG Group Holdings Inc., a Nevada corporation (the “Company”). The common stock of the Company is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exc

Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-13906 FG Group Holdings In

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant Entity Name Organized Under Laws of Strong Technical Services, Inc. Nebraska Strong/MDI Screen Systems, Inc. Quebec, Canada SDM Holdco, Inc. Delaware Digital Ignition, LLC Georgia Strong Studios, Inc. Delaware Strong Westrex, Inc. Nebraska

Supplemental Slides to be Referenced During the Fourth Quarter and Year End Conference Call of FG Group Holdings Inc.

Exhibit 99.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 15, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 15, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorpo

FG Group Holdings Reports Fourth Quarter and Full Year 2022 Operating Results - 2022 Revenues Grow 53% to $41.2 Million -

FG Group Holdings Inc. – Fiscal Year 2022 Page 1 of 10 Fourth Quarter 2022 Results Exhibit 99.1 FG Group Holdings Reports Fourth Quarter and Full Year 2022 Operating Results - 2022 Revenues Grow 53% to $41.2 Million - Charlotte, NC – March 15, 2023 – FG Group Holdings Inc. (NYSE American: FGH) (the “Company” or “FG Group Holdings”) today announced operating results for the fourth quarter and full

FGH / FG Group Holdings Inc / Sanda Par Olof - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FG GROUP HOLDINGS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 302462106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 17, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Amendment and Termination Agreement dated as of January 13, 2023, between Strong Studios, Inc., Landmark Studio Group LLC and Screen Media Ventures, LLC

Exhibit 10.2 January 13, 2023 Screen Media Ventures, LLC 800 Third Avenue New York, NY 10022 Attention: David Fannon and William J. Rouhana, Jr. Landmark Studio Group LLC P.O. Box 700 Cos Cob, CT 06807 Attention: Lou Occhicone, SVP Business Affairs & Distribution and William J. Rouhana, Jr. RE: FLAGRANT / AMENDMENT AND TERMINATION LETTER Dear Bill, David, and Lou: Reference is made to the above re

EXECUTIVE AND DIRECTOR COMPENSATION

Exhibit 99.1 EXECUTIVE AND DIRECTOR COMPENSATION We are a newly formed company, and as discussed in more detail elsewhere, prior to the Separation, FG Group Holdings, our ultimate parent and majority shareholder, has operated the Entertainment Business. Our compensation committee is expected to begin meeting before the completion of the Separation, including to review and approve the employment ag

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 13, 2023 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Amended and restated demand credit agreement dated as of January 13, 2023, between Strong/MDI Screen Systems Inc. and Canadian Imperial Bank of Commerce

EX-10.1 2 ex10-1.htm Exhibit 10.1 Canadian Imperial Bank of Commerce 300-1155 René-Levesque O. Montréal, Quebec, Canada H3B 4P9 January 13th, 2023 Strong/MDI Screen Systems, Inc. 1440 Raoul-Charette Joliette, Quebec, J6E 8S7 Attention: Mr. Mark Roberson Dear Sirs: Re: Amendment and restatement to the Credit Agreement dated May 31, 2021, as amended (the “Existing Credit Agreement”). Canadian Imperi

Nevada Articles of Merger, as filed with the Secretary of State of the State of Nevada on December 21, 2022

Exhibit 3.3

Certificate of Amendment to Certificate of Incorporation of Ballantyne Strong, Inc., as filed with the Secretary of State of the State of Delaware on December 21, 2022

Exhibit 3.1

Agreement and Plan of Merger dated October 19, 2022

Exhibit 2.1 PLAN OF MERGER BALLANTYNE STRONG, INC. AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (?Agreement?), dated as of October 19, 2022, is entered into by and between Ballantyne Strong, Inc., a Delaware corporation (the ?Company?), and Ballantyne Strong, Inc., a Nevada corporation and a wholly owned subsidiary of the Company (?NewCo?). WHEREAS, the Company, whose shares of c

Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 23, 2022 Date of Report (Date of earliest event reported) FG GROUP HOLDINGS INC. (Exact name of registrant as specified in its charter) Nevada 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

Bylaws of FG Group Holdings Inc.

Exhibit 3.5 FG GROUP HOLDINGS INC. BYLAWS ARTICLE I ? STOCKHOLDERS Section 1. Annual Meeting. (1) An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as the Board of Directors shall each year fix, wh

Amended and Restated Articles of Incorporation of FG Group Holdings Inc.

Exhibit 3.4

Delaware Certificate of Merger, as filed with the Secretary of State of the State of Delaware on December 21, 2022

Exhibit 3.2

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 15, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

Ballantyne Strong, Inc. Announces Planned Name Change to FG Group Holdings Inc. and Planned Completion of Its Reincorporation to Nevada - Ticker symbol to change from BTN to FGH on NYSE American -

Exhibit 99.1 Ballantyne Strong, Inc. Announces Planned Name Change to FG Group Holdings Inc. and Planned Completion of Its Reincorporation to Nevada - Ticker symbol to change from BTN to FGH on NYSE American - Charlotte, NC ? December 15, 2022 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced that the Company plans to change its name to FG Group

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 6, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Ballantyne Strong Reports Third Quarter 2022 Operating Results Revenue Increases 68%

EX-99.1 2 ex99-1.htm Exhibit 99.1 Ballantyne Strong Reports Third Quarter 2022 Operating Results Revenue Increases 68% Charlotte, NC – November 8, 2022 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company” or “Ballantyne Strong”) today announced operating results for the third quarter ended September 30, 2022. Operational Highlights ● Strong Entertainment’s business continued to strengthen

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 8, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

Supplemental Slides to be Referenced During the Third Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Ballantyne Strong to Present at the ThinkEquity Conference

Exhibit 99.1 Ballantyne Strong to Present at the ThinkEquity Conference Charlotte, NC ? October 24, 2022 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company?) today announced that management will present at The ThinkEquity Conference at the Mandarin Oriental Hotel in New York City on Wednesday, October 26, 2022. Management will give a Company presentation. Investors interested in attendin

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 24, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

Ballantyne Strong, Inc. Presentation October 2022

Exhibit 99.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Ballantyne Strong Reports Second Quarter 2022 Operating Results; Revenue Increases 50% Strong Entertainment’s Studio Subsidiary Begins Production on First Project

Exhibit 99.1 BallantyneStrong, Inc. – Fiscal Year 2022 Page 1 of  9 Second Quarter 2022 Results Ballantyne Strong Reports Second Quarter 2022 Operating Results; Revenue Increases 50% Strong Entertainment’s Studio Subsidiary Begins Production on First Project Charlotte, NC – August 2, 2022 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company” or “Ballantyne Strong”) today announced operatin

Supplemental Slides to be Referenced During the Second Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 2, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, L.P. FUNDAMENTAL ACTIVIST FUND I, L.P. TRANSFER AND DISTRIBUTION AGREEMENT

Exhibit 99.1 FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, L.P. FUNDAMENTAL ACTIVIST FUND I, L.P. TRANSFER AND DISTRIBUTION AGREEMENT THIS TRANSFER AND DISTRIBUTION AGREEMENT is dated as of December 31, 2021 (this ?Agreement?), among Fundamental Global Partners, LP (?FGP?), Fundamental Global Partners QP, L.P. (?FGP QP?), Fundamental Global Partners Master Fund, L.P. (?FGP Master Fund?), Fundamental Ac

BTN / Ballantyne Strong Inc / Fundamental Global GP, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Fundamental Global

Exhibit 99.3 Fundamental Global? purchases additional shares of Ballantyne Strong Inc. (NYSE American:BTN) ? Continues to simplify its organizational structure MOORESVILLE, NC / July 14, 2022 / Fundamental Global?, a private partnership focused on long-term strategic holdings, filed an amendment to its Schedule 13D today, to reflect the recent purchases of 80,000 shares of common stock of Ballanty

JOINT FILING AGREEMENT

Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Ballantyne Strong, Inc. and further agree that this Joint Filing Agreement be included as an Exhibi

Ballantyne Strong Reports First Quarter 2022 Operating Results; Revenue Increases 110%

Exhibit 99.1 Ballantyne Strong Reports First Quarter 2022 Operating Results; Revenue Increases 110% Charlotte, NC ?May 11, 2022 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced operating results for the first quarter ended March 31, 2022. Operational Highlights ? Strong Entertainment?s business continued to strengthen with cinemas reopening and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Supplemental Slides to be Referenced During the First Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 11, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Description of the Securities of Ballantyne Strong, Inc.

Exhibit 4.1 DESCRIPTION OF THE SECURITIES OF BALLANTYNE STRONG, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms and provisions of the securities of Ballantyne Strong, Inc., a Delaware corporation (the ?Company?). The common stock of the Company is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the

Certificate of Amendment to the Certificate of Incorporation of Ballantyne of Omaha, Inc.

Exhibit 3.1.2 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF BALLANTYNE OF OMAHA, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) * * * * * Ballantyne of Omaha, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the name of the corporation

Certificate of Incorporation of Ballantyne of Omaha, Inc.

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF BALLANTYNE OF OMAHA, INC. FIRST: The name of this corporation is Ballantyne of Omaha, Inc. (hereinafter referred to as the ?Corporation?). SECOND: The address of the registered office of the Corporation in the State of Delaware is Corporation Service Company, 1013 Centre Road, in the City of Wilmington, County of New Castle, 19805. The name of the regist

Certificate of Amendment of Certificate of Incorporation of Ballantyne Strong, Inc.

Exhibit 3.1.4 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THAT THE SAID ?BALLANTYNE OF OMAHA, INC.?, FILED A CERTIFICATE OF AMENDMENT, CHANGING ITS NAME TO ?BALLANTYNE STRONG, INC.?, THE TWENTY?SIXTH DAY OF MAY, A.D. 2009, AT 12 O?CLOCK P.M. 2511515 8320 /s/ Jeffrey W. Bullock 09061300 Jeffrey W. Bullock, Secretary of State AUTHENT

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 24, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

Certificate of Amendment to the Certificate of Incorporation of Ballantyne of Omaha, Inc.

Exhibit 3.1.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF BALLANTYNE OF OMAHA, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) * * * * * Ballantyne of Omaha, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify: FIRST. That the name of the Corporation

Certificate of Amendment to the Certificate of Incorporation of Ballantyne of Omaha, Inc.

Exhibit 3.1.3 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF BALLANTYNE OF OMAHA, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) * * * * * Ballantyne of Omaha, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the name of the corporation

Certificate of Amendment of Certificate of Incorporation of Ballantyne Strong, Inc.

Exhibit 3.1.5

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant Entity Name Organized Under Laws of Strong Westrex, Inc. Nebraska Strong Technical Services, Inc. Nebraska Strong/MDI Screen Systems, Inc. Canada SDM Holdco, Inc. Delaware StrongVest Global Advisors, LLC Delaware Digital Ignition, LLC Georgia

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-13906 Ballantyne Strong, I

Supplemental Slides to be Referenced During the Fourth Quarter and Year End Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Ballantyne Strong Reports Fourth Quarter and Year End 2021 Operating Results

EX-99.1 2 ex99-1.htm Exhibit 99.1 Ballantyne Strong, Inc. – Fiscal Year 2021 Fourth Quarter 2021 Results Page 1 of 9 Ballantyne Strong Reports Fourth Quarter and Year End 2021 Operating Results Charlotte, NC –March 24, 2022 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company” or “Ballantyne Strong”) today announced operating results for the fourth quarter and full year ended December 31,

Assignment and Attachment Agreement, dated March 3, 2022, by and among Ballantyne Strong, Inc., Strong Studios, Inc., and Landmark Studio Group, LLC.

Exhibit 10.1 ASSIGNMENT & ATTACHMENT AGREEMENT This Assignment and Attachment Agreement (the ?Agreement?) is entered into as of March 3, 2022 between Strong Studios, Inc. (?Strong?), on the one hand, and Landmark Studio Group LLC (?LSG?), on the other hand, with respect to the following feature length motion picture and episodic television/digital projects, as follows: WHEREAS, LSG owns or control

Purchase Agreement, dated March 3, 2022, by and among Ballantyne Strong, Inc., Strong Studios, Inc., and Landmark Studio Group, LLC

Exhibit 10.2 PURCHASE AGREEMENT This Purchase Agreement (the ?Agreement?) is entered into as of March 3, 2022 between STRONG STUDIOS, INC. (?Purchaser?), on the one hand, and Landmark Studio Group, LLC (?Seller?), on the other hand, with respect to the following feature length motion picture and episodic television/digital projects, as follows: The Purchased Projects (The ?Purchased Projects?): ?

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 3, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Ballantyne Strong Launches Strong Studios to Develop, Produce and Distribute Original Feature Films and Series 30-Year Industry Executive David Ozer Appointed President New Studio Launches with Two Greenlit Series Through Distribution Agreement with

Exhibit 99.1 Ballantyne Strong Launches Strong Studios to Develop, Produce and Distribute Original Feature Films and Series 30-Year Industry Executive David Ozer Appointed President New Studio Launches with Two Greenlit Series Through Distribution Agreement with Chicken Soup for the Soul Entertainment?s Screen Media Charlotte, NC, March 7, 2022: Ballantyne Strong, Inc. (NYSE American: BTN) (the ?C

Ballantyne Strong Acquires Digital Ignition Building

Exhibit 99.1 Ballantyne Strong Acquires Digital Ignition Building Charlotte, NC ? February 3, 2022 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced that it has acquired the land and building at 190 Bluegrass Valley Parkway, in Alpharetta, Georgia, home to its Digital Ignition technology incubator. The 43,000+ square foot building and 11+ acres o

Contract of Sale, dated January 28, 2022, by and among Digital Ignition, LLC, as Buyer and Metrolina Alpharetta, LLC, as Seller

Exhibit 10.1 CONTRACT OF SALE THIS CONTRACT OF SALE (herein, this ?Contract?) is made as of this 28th day of January 2022 (the ?Effective Date?), by Metrolina Alpharetta, LLC, a North Carolina limited liability company, of 108 Gateway Blvd., Suite 104, Mooresville, NC 28117 (?Seller?), Ballantyne Strong, Inc., a Delaware corporation with an address of 4201 Congress Street, Suite 175 Charlotte, NC

Stock Warrant, dated February 1, 2022, by and between Ballantyne Strong, Inc. and Metrolina Capital Investors

Exhibit 10.3 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (I) A REGISTRATION STATEMENT COVERING SUCH SECURITIES IS EFFECTIVE UNDER THE ACT AN

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 28, 2022 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

Commercial Loan Agreement, dated February 1, 2022, by and among Ballantyne Strong, Inc., Digital Ignition, LLC and Community First Bank

Exhibit 10.4 COMMERCIAL LOAN AGREEMENT (Secured by Real Property) This Commercial Loan Agreement (?Agreement?) is dated as of February 1, 2022. In this Agreement, ? Collectively referred to as the ?Borrower? herein, are Ballantyne Strong, Inc., a Delaware corporation whose address for notice purposes is 4201 Congress Street, Suite 175, Charlotte, NC 28209; and Digital Ignition, LLC, a Georgia limi

Deed to Secure Debt, dated February 1, 2022, executed by Buyer in favor of Lender

Exhibit 10.6 SPACE ABOVE RESERVED FOR RECORDING INFORMATION Return to: J. Michael Fields, Esq., Ward and Smith, P.A., PO Box 8088, Greenville, NC 27835-8088 DEED TO SECURE DEBT THIS DEED TO SECURE DEBT dated February 1, 2022, is made and executed by Digital Ignition, LLC, a Georgia limited liability company, whose address for notice purposes is 4201 Congress Street, Suite 175, Charlotte, North Car

Stock Grant Agreement, dated February 1, 2022, by and between Ballantyne Strong, Inc. and Metrolina Capital Investors

Exhibit 10.2 THE SECURITIES GRANTED PURSUANT TO THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (I) A REGISTRATION STATEMENT COVERING SUCH SECURITIES IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER

Promissory Note dated February 1, 2022, by and among Ballantyne Strong, Inc., Digital Ignition, LLC and Community First Bank

Exhibit 10.5 PROMISSORY NOTE Community First Bank Loan # 501751 THIS PROMISSORY NOTE (this ?Note?) is dated as of February 1, 2022. In this Note: ? The ?Face Amount? of this Note is $5,250,000.00. ? Collectively referred to as the ?Borrower? herein, are Ballantyne Strong, Inc., a Delaware corporation whose address for notice purposes is 4201 Congress Street, Suite 175, Charlotte, NC 28209; and Dig

BTN / Ballantyne Strong Inc / Sanda Par Olof - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Ballantyne Strong, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 058516105 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 6, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 29, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

Supplemental Slides to be Referenced During the Third Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Ballantyne Strong Reports Third Quarter 2021 Operating Results Strong Entertainment business strengthening post-COVID Investment gains driving positive earnings

Exhibit 99.1 Ballantyne Strong Reports Third Quarter 2021 Operating Results Strong Entertainment business strengthening post-COVID Investment gains driving positive earnings Charlotte, NC ? November 10, 2021 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced operating results for the third quarter ended September 30, 2021. Recent Highlights ? Ente

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 10, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Regulation FD Disclosure, Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 4, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Ballantyne Strong Announces Appointments of Two New Members to its Board of Directors

Exhibit 99.1 Ballantyne Strong Announces Appointments of Two New Members to its Board of Directors Charlotte, NC ? October 6, 2021 ? Ballantyne Strong (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced the appointments of Michael C. Mitchell and Larry G. Swets, Jr. to its Board of Directors. Mitchell has enjoyed a distinguished career as a financial professional, and most

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 3, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

Amendment to Executive Employment Agreement, executed as of September 3, 2021, by and between Ballantyne Strong, Inc., and Mark Roberson

Exhibit 10.1 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment to executive Employment Agreement (this ?Amendment?) is made and entered into effective as of August 16, 2021 (the ?Effective Date?), by and between Ballantyne Strong, Inc., a Delaware corporation (?Company?), and Mark Roberson (?Executive?). RECITALS A. Company and Executive are parties to that certain Executive Employment Ag

Ballantyne Strong Reports Second Quarter 2021 Operating Results

EX-99.1 2 ex99-1.htm Ballantyne Strong, Inc. – Fiscal Year 2021 Page 1 of 9 Second Quarter 2021 Results Exhibit 99.1 Ballantyne Strong Reports Second Quarter 2021 Operating Results Charlotte, NC – August 10, 2021 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company” or “Ballantyne Strong”) today announced financial results for the second quarter ended June 30, 2021. Recent Highlights ● Rev

Supplemental Slides to be Referenced During the Second Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 10, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

Ballantyne Strong Announces Exercise of 8.3 Million Rights in GreenFirst Forest Products’ Rights Offering

Exhibit 99.1 Ballantyne Strong Announces Exercise of 8.3 Million Rights in GreenFirst Forest Products? Rights Offering Charlotte, NC ? July 30, 2021 ? Ballantyne Strong, Inc. (NYSE American: BTN) (?Ballantyne Strong? or the ?Company?) today announced that it has exercised 8.3 million rights in the rights offering conducted by GreenFirst Forest Products Inc. (TSX: GFP) (?GreenFirst?). GreenFirst, o

Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 30, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Demand Credit Agreement, executed as of June 7, 2021, by and between Strong/MDI Screen Systems, Inc., as Borrower, and Canadian Imperial Bank of Commerce, as Lender

Exhibit 10.1 Canadian Imperial Bank of Commerce 1006-2540 Daniel-Johnson Blvd. Laval, Quebec, Canada H7T 2S3 Office: (450) 687-1159 Fax: (450) 687-0484 May 31st, 2021 Les Syst?mes d??cran Strong/MDI Inc. Strong/MDI Screen Systems Inc. 1440 rue Raoul-Charette Joliette, Quebec Canada J6E 8S7 Attention: Mr. Mark Roberson, Chief Executive Officer Mr. Fran?ois Barrette, General Manager Ms. Vicky Th?rie

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 7, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Ballantyne Strong Reports First Quarter 2021 Operating Results

Exhibit 99.1 Ballantyne Strong Reports First Quarter 2021 Operating Results Charlotte, NC ? May 6, 2021 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) today announced financial results for the first quarter ended March 31, 2021. Recent Financial and Operational Highlights ? Operating loss and Adjusted EBITDA of Strong Entertainment improved as cost management

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 6, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorpo

Supplemental Slides to be Referenced During the First Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-1390

Ballantyne Strong Portfolio Company GreenFirst To Acquire Forest and Paper Products Assets in Ontario and Quebec For $214 Million

Exhibit 99.1 Ballantyne Strong Portfolio Company GreenFirst To Acquire Forest and Paper Products Assets in Ontario and Quebec For $214 Million Charlotte, NC ? April 12, 2021 ? Ballantyne Strong, Inc. (NYSE American: BTN) (the ?Company? or ?Ballantyne Strong?) announced that portfolio company GreenFirst Forest Products Inc. (TSXV: GFP) (?GreenFirst?) has entered into a binding asset purchase agreem

Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 2, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

Supplemental Slides to be Referenced During the Fourth Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Ballantyne Strong Reports Fourth Quarter and Full Year 2020 Operating Results

Ballantyne Strong, Inc. – Fiscal Year 2020 Page 1 of 9 Fourth Quarter 2020 Results Exhibit 99.1 Ballantyne Strong Reports Fourth Quarter and Full Year 2020 Operating Results Charlotte, NC – March 10, 2021 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company” or “Ballantyne Strong”) today announced financial results for the fourth quarter and year ended December 31, 2020. Recent Financial a

Description of the Securities of Ballantyne Strong, Inc.

Exhibit 4.1 DESCRIPTION OF THE SECURITIES OF BALLANTYNE STRONG, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms and provisions of the securities of Ballantyne Strong, Inc., a Delaware corporation (the ?Company?). The common stock of the Company is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 10, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-13906 Ballantyne Stron

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant Entity Name Organized Under Laws of Strong Westrex, Inc. Nebraska Strong Technical Services, Inc. Nebraska Strong/MDI Screen Systems, Inc. Canada SDM Holdco, Inc. Delaware StrongVest Global Advisors, LLC Delaware Strong Digital Media, LLC Delaware

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 2, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incor

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* Ballantyne Strong Inc (Name of Issuer) Common Stock (Title of Class of Securities) 058516105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 Ballantyne Strong, Inc. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of incorporation) (Commission

Form of Representative’s Warrant, to be issued by Ballantyne Strong, Inc.

Exhibit 4.1 Representative’s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS

Underwriting Agreement, dated February 3, 2021, between Ballantyne Strong, Inc. and ThinkEquity, a division of Fordham Financial Management, Inc., as representatives of the several underwriters listed therein.

Exhibit 1.1 UNDERWRITING AGREEMENT between BALLANTYNE STRONG, INC. and ThinkEquity, a division of Fordham Financial Management, Inc., as Representative of the Several Underwriters BALLANTYNE STRONG, INC. UNDERWRITING AGREEMENT New York, New York February 3, 2021 ThinkEquity, A Division of Fordham Financial Management, Inc. As Representative of the several Underwriters named on Schedule 1 attached

Ballantyne Strong, Inc. Announces Closing of Public Offering

Exhibit 99.1 Ballantyne Strong, Inc. Announces Closing of Public Offering Charlotte, NC, February 8, 2021 — Ballantyne Strong, Inc. (NYSE American: BTN) (“Ballantyne Strong” or the “Company”) today announced the closing of its previously announced public offering of 3,290,000 shares of its common stock at a public offering price of $2.30 per share, for gross proceeds of $7,567,000, before deductin

ThinkEquity a division of Fordham Financial Management, Inc. The date of this prospectus supplement is February 3, 2021 TABLE OF CONTENTS

Filed Pursuant to Rule 424(b)(5) Registration No. 333-238757 PROSPECTUS SUPPLEMENT (To prospectus dated June 4, 2020) 3,290,000 Shares Common Stock Ballantyne Strong, Inc. We are offering 3,290,000 shares of our common stock, $0.01 par value per share, at a purchase price of $2.30 per share, pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the N

SUBJECT TO COMPLETION

Filed Pursuant to Rule 424(b)(5) Registration No. 333-238757 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but the information contained in this preliminary prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the Securities and Exchange Commi

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 3, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

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Exhibit 99.1 Blink Charging Signs Reseller Agreement With Ballantyne Strong For Deployment of Electric Vehicle Charging Stations At Cinema Operators, Theme Parks and Other Entertainment and Leisure-Related Locations Miami Beach, FL – February 3, 2021 – Blink Charging Co. (Nasdaq: BLNK, BLNKW) (“Blink” or the “Company”), a leading owner, operator, and provider of electric vehicle (EV) charging equi

Issuer Free Writing Prospectus dated February 3, 2021

FWP 1 formfwp.htm Issuer Free Writing Prospectus dated February 3, 2021 Filed Pursuant to Rule 433 Registration Statement on Form S-3 (File No. 333-238757) Relating to the Base Prospectus dated June 4, 2020 and the Preliminary Prospectus Supplement dated February 3, 2021

Completion of Acquisition or Disposition of Assets, Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 1, 2021 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer in

Equity Purchase Agreement, dated February 1, 2021, by and among SageNet LLC, Ballantyne Strong, Inc., SDM Holdco, Inc. and Convergent LLC

Exhibit 2.1 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”) dated effective as of February 1, 2021 by and among SAGENET LLC, an Oklahoma limited liability company (“Buyer”), BALLANTYNE STRONG, INC., a Delaware corporation (“Parent”), SDM HOLDCO, INC., a Delaware corporation (“Seller”) and CONVERGENT LLC, a Georgia limited liability company (the “Company”), recites and p

Ballantyne Strong Announces Sale of Convergent Media Systems for $23 Million – Realized Gain of Approximately $15 Million or $1.00 per share – — Strengthens Balance Sheet to Support Growth & Investment Initiatives –

Exhibit 99.1 Ballantyne Strong Announces Sale of Convergent Media Systems for $23 Million – Realized Gain of Approximately $15 Million or $1.00 per share – — Strengthens Balance Sheet to Support Growth & Investment Initiatives – Charlotte, NC – February 2, 2021 – Ballantyne Strong, Inc. (NYSE American: BTN) (“Ballantyne Strong” or the “Company”) today announced that it has completed the sale of it

Ballantyne Strong, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information

EX-99.2 4 ex99-2.htm Exhibit 99.2 Ballantyne Strong, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information The following unaudited pro forma condensed consolidated financial statements are based upon the historical financial statements of Ballantyne Strong, Inc. (“Ballantyne” or the “Company”) and reflect adjustments to the Company’s historical financial results as reported under g

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - AMENDMENT NO. 21 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Submission of Matters to a Vote of Security Holders -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 30, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

Ballantyne Strong Reports Third Quarter 2020 Operating Results

Ballantyne Strong, Inc. – Fiscal Year 2020 Page 1 of 9 Third Quarter 2020 Results Exhibit 99.1 Ballantyne Strong Reports Third Quarter 2020 Operating Results Charlotte, NC – November 12, 2020 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company”) today announced financial results for the third quarter and nine months ended September 30, 2020. Financial and Operational Highlights ● Converge

Supplemental Slides to be Referenced During the Third Quarter Conference Call of Ballantyne Strong, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 5, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 15, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of incorporation or organizat

Letter Agreement, dated as of September 15, 2020, by and between the Company and Ray F. Boegner.

Exhibit 10.2 September 15, 2020 Dear Ray: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base

Letter Agreement, dated as of September 15, 2020, by and between the Company and Mark D. Roberson.

Exhibit 10.1 September 15, 2020 Dear Mark: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base

Letter Agreement, dated as of September 15, 2020, by and between the Company and Todd R. Major.

Exhibit 10.3 September 15, 2020 Dear Todd: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 28, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

Form of Indemnification Agreement.

Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS AGREEMENT is made this day of , 20 by and between Ballantyne Strong, Inc., a Delaware corporation (the “Corporation”), and (the “Director and/or Officer”). WHEREAS, the Director and/or Officer has agreed to serve, or continue to serve, as a director and/or officer of the Corporation or as a director, officer, trustee, manager, participating member and/or

Form of Indemnification Agreement.

Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS AGREEMENT is made this day of , 20 by and between Ballantyne Strong, Inc., a Delaware corporation (the “Corporation”), and (the “Director and/or Officer”). WHEREAS, the Director and/or Officer has agreed to serve, or continue to serve, as a director and/or officer of the Corporation or as a director, officer, trustee, manager, participating member and/or

Ballantyne Strong, Inc. Presentation Materials dated September 4, 2020.

Exhibit 99.1

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 28, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

Ballantyne Strong, Inc. Presentation Materials dated September 4, 2020.

Exhibit 99.1

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 17, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Letter Agreement, dated as of August 17, 2020, by and between the Company and Mark D. Roberson.

Exhibit 10.1 August 17, 2020 Dear Mark: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base sa

Letter Agreement, dated as of August 17, 2020, by and between the Company and Ray F. Boegner.

Exhibit 10.2 August 17, 2020 Dear Ray: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base sal

Letter Agreement, dated as of August 17, 2020, by and between the Company and Todd R. Major.

Exhibit 10.3 August 17, 2020 Dear Todd: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base sa

Supplemental Slides to be Referenced During the Second Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Financial and Consulting Services Agreement, dated May 19, 2020, by and between the Company and Itasca Financial LLC

Exhibit 10.4 FINANCIAL AND CONSULTING SERVICES AGREEMENT THIS FINANCIAL AND CONSULTING SERVICES AGREEMENT (“Agreement”) entered into this 19th day of May, 2020 (the “Effective Date”) B E T W E E N: BALLANTYNE STRONG, INC. (“BTN”) and ITASCA FINANCIAL LLC (“IF”) WHEREAS Larry G. Swets, Jr. (“Swets”) is the managing member of and conducts business through IF; AND WHEREAS in order to capitalize on Sw

Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inc

Ballantyne Strong Reports Second Quarter 2020 Operating Results

Exhibit 99.1 Ballantyne Strong, Inc. – Fiscal Year 2020 Second Quarter 2020 Results Page 1 of 9 Ballantyne Strong Reports Second Quarter 2020 Operating Results Charlotte, NC – August 12, 2020 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company”) today announced financial results for the second quarter ended June 30, 2020. Financial and Operational Highlights ● Consolidated operating resul

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Asset Purchase Agreement, dated August 3, 2020, by and between Strong Digital Media, LLC and Firefly Systems Inc.

Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by and among FIREFLY SYSTEMS INC., STRONG DIGITAL MEDIA, LLC, CONVERGENT MEDIA SYSTEMS CORPORATION, and BALLANTYNE STRONG, INC. August 3, 2020 TABLE OF CONTENTS Page Article I THE TRANSACTIONS 1 1.1 Purchase and Sale of Assets 1 1.2 Liabilities 3 1.3 Aggregate Consideration 3 1.4 Non-Assignable Assets 4 1.5 Conduct of Business 5 1.6 Withholdin

Completion of Acquisition or Disposition of Assets, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 3, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission

Master Services Agreement, dated August 3, 2020, by and between Convergent Media Systems Corporation and Firefly Systems Inc.

Exhibit 10.1 EXECUTION VERSION MASTER SERVICES AGREEMENT This Master Services Agreement (this “Agreement”) is made and entered into as of August 3, 2020 (“Effective Date”) between Firefly Systems Inc., a Delaware corporation (“Firefly”), and Convergent Media Systems Corporation, a Georgia corporation (“Convergent”). RECITALS WHEREAS, the parties, together with Strong Digital Media, LLC (“Strong”),

Ballantyne Strong, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information

Exhibit 99.1 Ballantyne Strong, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information The following unaudited pro forma condensed consolidated financial statements are based upon the historical financial statements of Ballantyne Strong, Inc. (“Ballantyne” or the “Company”) and reflect adjustments to the Company’s historical financial results as reported under generally accepted acc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 8, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Letter Agreement, dated as of July 8, 2020, by and between the Company and Todd R. Major.

Exhibit 10.3 July 8, 2020 Dear Todd: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base salar

Letter Agreement, dated as of July 8, 2020, by and between the Company and Ray F. Boegner.

Exhibit 10.2 July 8, 2020 Dear Ray: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base salary

Letter Agreement, dated as of July 8, 2020, by and between the Company and Mark D. Roberson.

Exhibit 10.1 July 8, 2020 Dear Mark: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base salar

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction (Commission (IRS Employer of incor

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

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Ballantyne Strong, Inc. 4201 Congress Street, Suite 175 Charlotte, North Carolina 28209 June 2, 2020 VIA EDGAR Christine Westbrook Division of Corporation Finance U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Ballantyne Strong, Inc. Registration Statement on Form S-3 Filed May 28, 2020 File No. 333-238757 Dear Ms. Westbrook: P

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Form of Indenture

Exhibit 4.2 BALLANTYNE STRONG, INC. And , as Trustee INDENTURE Dated as of , TABLE OF CONTENTS Page ARTICLE 1 1.1 DEFINITIONS 5 1.2 OTHER DEFINITIONS 8 1.3 INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 8 1.4 RULES OF CONSTRUCTION 9 ARTICLE 2 2.1 ISSUABLE IN SERIES 9 2.2 ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES 9 2.3 EXECUTION AND AUTHENTICATION 11 2.4 REGISTRAR AND PAYING AGENT 12 2.5 PA

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As filed with the Securities and Exchange Commission on May 28, 2020 Registration No.

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Ballantyne Strong, Inc. First Quarter 2020 Earnings Conference Call May 12, 2020

Exhibit 99.1 Ballantyne Strong, Inc. First Quarter 2020 Earnings Conference Call May 12, 2020 C O R P O R A T E P A R T I C I P A N T S Kyle Cerminara, Non-Executive Chairman of the Board of Directors Mark Roberson, Chief Executive Officer Todd Major, Chief Financial Officer P R E S E N T A T I O N Operator Ladies and gentlemen, thank you for standing by, and welcome to the Ballantyne Strong, Inc.

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-13906 BALLANTYNE STRONG, INC.

Employment Agreement, dated March 20, 2019, between Ballantyne Strong, Inc. and Todd R. Major

Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of March 20, 2019, by and between Ballantyne Strong, Inc. a Delaware corporation (the “Company”), and Todd Major, a South Carolina resident (the “Employee”). The Company desires to employ Employee as its Senior Vice President of Finance, and the parties desire to enter into this Agreement wit

Supplemental Slides to be Referenced During the First Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer incorp

Ballantyne Strong Reports First Quarter 2020 Operating Results

Exhibit 99.1 Ballantyne Strong, Inc. – Fiscal Year 2020 First Quarter 2020 Results Ballantyne Strong Reports First Quarter 2020 Operating Results Charlotte, NC – May 12, 2020 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Company”) today announced financial results for the first quarter ended March 31, 2020. The Company conducts its operations through three operating segments: Strong Enterta

Letter Agreement, dated as of April 29, 2020, by and between the Company and Mark D. Roberson.

Exhibit 10.1 April 29, 2020 Dear Mark: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 60%, from your current rate of base sal

Letter Agreement, dated as of April 29, 2020, by and between the Company and Todd R. Major.

Exhibit 10.3 April 29, 2020 Dear Todd: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 25%, from your current rate of base sal

Letter Agreement, dated as of April 29, 2020, by and between the Company and Ray F. Boegner.

Exhibit 10.2 April 29, 2020 Dear Ray: This letter memorializes our recent discussions regarding our collective response to the COVID-19 pandemic and its dramatic impact on our community, our economy, and Ballantyne Strong, Inc. (the “Company”). You have voluntarily agreed, during the Specified Period (as defined below), to reduce your rate of base salary by 60%, from your current rate of base sala

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 29, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

BTN / Ballantyne Strong, Inc. 10-K/A - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-1390

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 13, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

Ballantyne Strong Announces Management Succession and Provides COVID-19 Business Update

Exhibit 99.1 Ballantyne Strong Announces Management Succession and Provides COVID-19 Business Update Charlotte, NC – April 15, 2020 – Ballantyne Strong, Inc. (NYSE American: BTN) (“Ballantyne Strong” or the “Company”) today announced that Mark Roberson has been promoted to Chief Executive Officer and that Todd Major has been appointed as Chief Financial Officer. Kyle Cerminara will continue to lea

Paycheck Protection Program Note, entered into by Ballantyne Strong, Inc., as Borrower, for the benefit of University Bank, as Lender, as of April 14, 2020.

Exhibit 10.1

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 16, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer inco

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

10b5-1 Purchase Plan, entered into as of March 16, 2020, between Fundamental Global Investors, LLC, on behalf of the funds managed by it, and Northern Trust Securities, Inc.

Exhibit 99.1 10B5-1 Purchase Plan Purchase Plan, dated March 16, 2020, (the “Purchase Plan”), between Fundamental Global Investors, LLC, on behalf of the funds managed by it (“Client”), and Northern Trust Securities, Inc. (“Northern”). It is hereby acknowledged by the parties that any and all prior purchase plans between them have terminated prior to the Effective Date. RECITALS WHEREAS, Client de

Exhibit 4.1

Exhibit 4.1 DESCRIPTION OF THE SECURITIES OF BALLANTYNE STRONG, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summarizes the terms and provisions of the securities of Ballantyne Strong, Inc., a Delaware corporation (the “Company”). The common stock of the Company is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the

BTN / Ballantyne Strong, Inc. 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 1-13906 Ballantyne Stron

Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction (Commission (IRS Employer of inco

Ballantyne Strong Reports Fourth Quarter and Full Year 2019 Operating Results

Exhibit 99.1 Ballantyne Strong, Inc. – Fiscal Year 2019 Page 1 of 8 Fourth Quarter and Full Year 2019 Results For Investor Relations Inquiries: Ballantyne Strong, Inc. Mark Roberson Chief Financial Officer [email protected] 704-994-8279 Ballantyne Strong Reports Fourth Quarter and Full Year 2019 Operating Results Charlotte, NC – March 12, 2020 – Ballantyne Strong, Inc. (NYSE American: BTN) (the “Comp

Supplemental Slides to be Referenced During the Fourth Quarter Conference Call of Ballantyne Strong, Inc.

Exhibit 99.2

Ballantyne Strong, Inc. Fourth Quarter 2019 Earnings Conference Call March 12, 2020

Exhibit 99.1 Ballantyne Strong, Inc. Fourth Quarter 2019 Earnings Conference Call March 12, 2020 C O R P O R A T E P A R T I C I P A N T S Todd Major, Senior Vice President, Finance Mark Roberson, Chief Financial Officer Kyle Cerminara, Chief Executive Officer & Chairman of the Board of Directors P R E S E N T A T I O N Operator Greetings. Welcome to Ballantyne Strong Incorporated Fourth Quarter 2

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 12, 2020 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction (Commission (IRS Employer of inco

BTN / Ballantyne Strong, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* BALLANTYNE STRONG INC (Name of Issuer) Common Stock (Title of Class of Securities) 058516105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

BTN / Ballantyne Strong, Inc. / Fundamental Global Investors, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No.

Power of Attorney.

Exhibit 24.1 BALLANTYNE STRONG, INC. POWER OF ATTORNEY Each of the undersigned directors of Ballantyne Strong, Inc., a Delaware corporation (the “Company”), which proposes to file with the Securities and Exchange Commission a Registration Statement on Form S-8 (the “Registration Statement”) under the Securities Act of 1933, as amended (the “Securities Act”), hereby constitutes and appoints D. Kyle

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 17, 2019 Date of Report (Date of earliest event reported) BALLANTYNE STRONG, INC. (Exact name of registrant as specified in its charter) Delaware 1-13906 47-0587703 (State or other jurisdiction of (Commission (IRS Employer i