Основная статистика
CIK | 1726122 |
SEC Filings
SEC Filings (Chronological Order)
August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2025 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower Royal Bank Plaza 200 Bay Street Toronto, |
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August 15, 2025 |
gs-fs063025 SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2025 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of th |
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May 15, 2025 |
SPROTT PHYSICAL GOLD AND SILVER TRUST Exhibit 99.1 Interim Report to Unitholders March 31, 2025 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim finan |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower Royal Bank Plaza 200 Bay Street Toronto, On |
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May 2, 2025 |
SPROTT PHYSICAL GOLD & SILVER TRUST Amendment No. 1 to the Amended and Restated Sales Agreement SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.1 SPROTT PHYSICAL GOLD & SILVER TRUST Amendment No. 1 to the Amended and Restated Sales Agreement May 2, 2025 Cantor Fitzgerald & Co. 110 East 59th Street New York, NY 10022 Cantor Fitzgerald Canada Corporation 181 University Avenue, Suite 1500 Toronto, ON M5H 3M7 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Str |
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May 2, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street Toronto, Ontario, Canada |
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May 2, 2025 |
Sprott Physical Gold AND SILVER Trust UPDATES Its “At-The-Market” Equity Program SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.2 for immediate release NYSE: CEF tsx: CEF and CEF.U Sprott Physical Gold AND SILVER Trust UPDATES Its “At-The-Market” Equity Program TORONTO, ON – May 2, 2025 – Sprott Asset Management LP (“Sprott Asset Management”), a subsidiary of Sprott Inc., on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF / CEF.U) (the “Trust”), |
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May 2, 2025 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED MAY 1, 2025 Filed pursuant to General Instruction II.L of Form F-10 File No. 333-286907 PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED MAY 1, 2025 New Issue May 2, 2025 Sprott Physical Gold and Silver Trust Up to U.S.$250,000,000 Trust Units Sprott Physical Gold and Silver Trust (the “Trust”) is hereby qualifying for distribution the offering (the “offering”) of transferable, redeemable |
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May 1, 2025 |
As filed with the Securities and Exchange Commission on May 1, 2025 As filed with the Securities and Exchange Commission on May 1, 2025 Registration No. |
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May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): RBC Investor Services Trust on Behalf of Sprott Physical Gold and Silver Trust B. (1) This is [check one]: ☒ an original filing for the Filer. ☐ an amended filing for the Filer. (2) Check the following box if you |
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May 1, 2025 |
SPROTT PHYSICAL GOLD AND SILVER TRUST F-10 Exhibit 107 Calculation of Filing Fee Tables Form F-10 (Form Type) Sprott Physical Gold and Silver Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities In US Dollars Security Type Security Class Title Fee Calculation Rule or Instruction Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid 1 Other Units 457 (o) $ 500,000,000 $ 0. |
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May 1, 2025 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sprott Physical Gold and Silver Trust B. (1) This is [check one]: ☒ an original filing for the Filer. ☐ an amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in acc |
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March 20, 2025 |
SPROTT PHYSICAL GOLD AND SILVER TRUST CLAWBACK POLICY SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 97 SPROTT PHYSICAL GOLD AND SILVER TRUST CLAWBACK POLICY This Clawback Policy (this “Policy”) shall be applied by the Sprott Physical Gold and Silver Trust (the “Trust”) to the Executive Officers effective as of the Effective Date. |
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March 20, 2025 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2024 SPROTT PHYSICAL GOLD AND SILVER TRUST (the “Trust”) March 20, 2025 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENC |
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March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registra |
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March 20, 2025 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bha |
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March 20, 2025 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2024 2 Table of Contents Annual Management Report of Fund Performance 3 Annual Financial Statements 8 The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual fin |
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March 20, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.7 KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust, We consent to the use of: ● our report dated March 20, 2025 on the financial statements o |
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March 20, 2025 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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March 20, 2025 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampag |
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March 20, 2025 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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December 9, 2024 |
Sprott Physical Gold and Silver Trust UPDATES Its “At-The-Market” Equity Program Exhibit 99.2 for immediate release NYSE: CEF tsx: cef and cef.u Sprott Physical Gold and Silver Trust UPDATES Its “At-The-Market” Equity Program TORONTO, ON – December 6, 2024 – Sprott Asset Management LP (“Sprott Asset Management”), a subsidiary of Sprott Inc., on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF) (TSX: CEF.U) (the “Trust”), a closed-ended mutual fund trus |
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December 9, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December 2024 Commission File Number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street Toronto, Ontario, C |
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December 9, 2024 |
TABLE OF CONTENTS Filed pursuant to General Instruction II.L of Form F-10 File No. 333-271163 AMENDED AND RESTATED PROSPECTUS SUPPLEMENT, amending and restating the Prospectus Supplement dated April 6, 2023 TO THE SHORT FORM BASE SHELF PROSPECTUS DATED APRIL 6, 2023 New Issue December 6, 2024 Sprott Physical Gold and Silver Trust Up to U.S.$250,000,000 Trust Units This document amends and restat |
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December 9, 2024 |
SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales Agreement Exhibit 99.1 SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales Agreement December 6, 2024 Cantor Fitzgerald & Co. 110 East 59th Street New York, NY 10022 Cantor Fitzgerald Canada Corporation 181 University Avenue, Suite 1500 Toronto, ON M5H 3M7 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Street, Suite 1720 Toronto, ON M5K 1B7 Canaccord |
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November 15, 2024 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders September 30, 2024 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the inter |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2024 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2024 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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August 16, 2024 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2024 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim fi |
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May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower Royal Bank Plaza 200 Bay Street Toronto, On |
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May 22, 2024 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders March 31, 2024 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim f |
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March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2024 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toront |
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March 26, 2024 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.1 March 25, 2024 Sprott Asset Management LP 200 Bay Street, Suite 2600 Toronto, Ontario, Canada M5J 2J1 Dear Mr. Ciampaglia, As precious metal custodian for the Sprott Physical Gold Trust, the Sprott Physical Silver Trust, and the Sprott Physical Gold and Silver Trust (collectively, the “Trusts”), the Royal Canadian Mint (“we”, “us”, the “RCM” o |
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March 26, 2024 |
(see attached) FORM OF Bullion REDEMPTION NOTICE SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.2 March 25, 2024 Sprott Physical Gold and Silver Trust Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 and RBC Investor Services Trust 155 Wellington Street West, 2nd Floor P.O. Box 7500, Station “A” RBC Centre Toronto, Ontario M5V 3L3 Dear Sirs/Mesdames: Reference is made to Sprott Physical Gold and Silver Trus |
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March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registra |
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March 25, 2024 |
Consent of Independent Registered Public Accounting Firm SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.7 kpmg LLP Chartered Professional Accountants Bay Adelaide Centre 333 Bay Street Suite 4600 Toronto, ON M5H 2S5 Canada Telephone: Fax: Internet: (416) 777-8500 (416) 777-8818 www.kpmg.ca Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust (the Trust) We consent |
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March 25, 2024 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2023 SPROTT PHYSICAL GOLD AND SILVER TRUST (the “Trust”) March 25, 2024 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENC |
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March 25, 2024 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2023 2 Table of Contents Annual Management Report of Fund Performance 3 Annual Financial Statements 8 The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual fin |
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March 25, 2024 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampag |
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March 25, 2024 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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March 25, 2024 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bha |
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March 25, 2024 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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March 25, 2024 |
SPROTT PHYSICAL GOLD AND SILVER TRUST CLAWBACK POLICY SPROTT PHYSICAL GOLD AND SILVER TRUST 40-F Exhibit 97 SPROTT PHYSICAL GOLD AND SILVER TRUST CLAWBACK POLICY This Clawback Policy (this “Policy”) shall be applied by the Sprott Physical Gold and Silver Trust (the “Trust”) to the Executive Officers effective as of the Effective Date. |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2023 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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November 9, 2023 |
SPROTT PHYSICAL GOLD AND SILVER TRUST 6-K Exhibit 99.1 Interim Report to Unitholders September 30, 2023 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the inter |
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August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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August 16, 2023 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2023 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim fi |
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May 12, 2023 |
cef-991 Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders March 31, 2023 2 Table of Contents Interim Management Report of Fund Performance 3 Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the i |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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April 6, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2023 Commission File Number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street Toronto, Ontario, Cana |
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April 6, 2023 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 6, 2023 Registration No. |
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April 6, 2023 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED APRIL 6, 2023 TABLE OF CONTENTS Filed pursuant to General Instruction II.L of Form F-10 File No. 333-271163 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement, together with the accompanying short form base shelf prospectus dated April 6, 2023 (the “accompanying prospectus”) to which it relates, as amended or s |
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April 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form F-10 (Form Type) Sprott Physical Gold and Silver Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities In U. |
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April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): RBC Investor Services Trust on Behalf of Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. ¨ an amended filing for the Filer. (2) Check the following |
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April 6, 2023 |
F-X 1 tm2311674d3fx.htm F-X UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. ¨ an amended filing for the Filer. (2) Check the following box if you are filing th |
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April 6, 2023 |
SPROTT PHYSICAL GOLD & SILVER TRUST Amendment No. 1 to the Amended and Restated Sales Agreement Exhibit 99.1 SPROTT PHYSICAL GOLD & SILVER TRUST Amendment No. 1 to the Amended and Restated Sales Agreement April 6, 2023 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Street Suite 2600, P.O. Box 33 Toronto, ON M5K 1B7 Ladies and Gentlemen: Reference is made to the Amended and Restated Sales Agreement, dat |
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April 6, 2023 |
Sprott Physical Gold and Silver Trust UPDATES Its "At-The-Market" Equity Program Exhibit 99.2 for immediate release NYSE: CEF tsx: cef and cef.u Sprott Physical Gold and Silver Trust UPDATES Its "At-The-Market" Equity Program TORONTO, ON –April 6, 2023 – Sprott Asset Management LP ("Sprott Asset Management"), a subsidiary of Sprott Inc., on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF) (TSX: CEF.U) (the "Trust"), a closed-ended mutual fund trust cr |
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March 21, 2023 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Sprott Physical Gold and Silver Trust 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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March 21, 2023 |
Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2022 SPROTT PHYSICAL GOLD AND SILVER TRUST (the “Trust”) March 17, 2023 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND |
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March 21, 2023 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold and Silver Trust 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampag |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registra |
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March 21, 2023 |
Sprott Physical Gold and Silver Trust 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2022 2 Table of Contents Annual Management Report of Fund Performance 3 Annual Financial Statements 8 The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual fin |
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March 21, 2023 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Sprott Physical Gold and Silver Trust 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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March 21, 2023 |
Sprott Physical Gold and Silver Trust 40-F Sprott Physical Gold and Silver Trust 40-F Exhibit 99.7 MANAGEMENT'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING Sprott Asset Management LP, the “Manager” of the Sprott Physical Gold and Silver Trust (the “Trust”) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied |
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March 21, 2023 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold and Silver Trust 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bha |
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March 21, 2023 |
Consent of Independent Registered Public Accounting Firm Sprott Physical Gold and Silver Trust 40-F Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust (the Trust) We consent to the use of: · our report of independent registered public accounting firm dated March 21, 2023 on the financial statements of the Trust, which comprise the statements of financial p |
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November 10, 2022 |
Sprott Physical Gold and Silver Trust 6-K ?Exhibit 99.1 Table of Contents Interim Report to Unitholders September 30, 2022 ? Table of Contents 2 Table of Contents Interim Management Report of Fund Performance 3 ? Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2022 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2022 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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August 12, 2022 |
Sprott Physical Gold and Silver Trust 6-K ?Exhibit 99.1 Table of Contents Interim Report to Unitholders June 30, 2022 ? Table of Contents 2 Table of Contents Interim Management Report of Fund Performance 3 ? Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim finan |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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May 13, 2022 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Table of Contents Interim Report to Unitholders March 31, 2022 ? Table of Contents 2 Table of Contents Interim Management Report of Fund Performance 3 ? Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim finan |
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March 18, 2022 |
Management’s Report on Internal Control Over Financial Reporting. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold and Silver Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and manage |
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March 18, 2022 |
Annual Information Form of the Registrant dated March 18, 2022. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2021 SPROTT PHYSICAL GOLD AND SILVER TRUST (the ?Trust?) March 18, 2022 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 4 OVERVIEW OF THE GOLD SECTOR 6 OVERVIEW OF THE SILVER SE |
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March 18, 2022 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.9 KPMG LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust We consent to the use |
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March 18, 2022 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bha |
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March 18, 2022 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat |
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March 18, 2022 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampag |
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March 18, 2022 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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March 18, 2022 |
Attestation Report of KPMG LLP. Sprott Physical Gold and Silver Trust 40-F Exhibit 99.8 KPMG LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold and Silver Trust |
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March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registra |
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March 18, 2022 |
Sprott Physical Gold and Silver Trust 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2021 ? 2 Table of Contents Annual Management Report of Fund Performance 3 ? Annual Financial Statements 8 The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s annual financial statements. A copy of the annual |
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November 12, 2021 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Table of Contents Interim Report to Unitholders September 30, 2021 ? Table of Contents 2 Table of Contents Interim Management Report of Fund Performance 3 ? Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim f |
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November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2021 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2021 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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August 13, 2021 |
Sprott Physical Gold and Silver Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2021 ? 2 Table of Contents Interim Management Report of Fund Performance 3 ? Interim Financial Statements 7 The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interi |
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May 14, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 6-K ? Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 ? For the month of May 2021 ? Commission File Number: 001-38346 ? ? SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) ? Suite 2600, South Tower, Royal Bank Plaza, 200 |
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May 14, 2021 |
Table of Contents Exhibit 99.1 ? ? ? ? ? ? ? ? Sprott Physical Gold and Silver Trust ? ? ? ? ? Interim Report to Unitholders ? March 31, 2021 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Table of Contents - Table of Contents ? ? I7 ? Interim Management Report of Fund Performance 3 ? ? Interim Financial Statements 7 ? ? The interim management report of fund performance is an analysis and explanation that |
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April 13, 2021 |
Sprott Physical Gold and Silver Trust UPDATES Its "At-The-Market" Equity Program Exhibit 99.1 for immediate release NYSE: CEF tsx: cef and cef.u Sprott Physical Gold and Silver Trust UPDATES Its "At-The-Market" Equity Program TORONTO, ON ?April 13, 2021 ? Sprott Asset Management LP ("Sprott Asset Management"), a subsidiary of Sprott Inc., on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF) (TSX: CEF.U) (the "Trust"), a closed-ended mutual fund trust c |
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April 13, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2021 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toront |
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April 13, 2021 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): RBC Investor Services Trust on Behalf of Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. o an amended filing for the Filer. (2) Check the following box if you |
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April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. o an amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in accor |
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April 8, 2021 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on April 8, 2021 Registration No. |
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March 22, 2021 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 ? CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER ? I, John Ciampaglia, certify that: ? 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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March 22, 2021 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 ? PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ? In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sp |
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March 22, 2021 |
Table of Contents ? Exhibit 99.6 ? ? ? ? ? ? Sprott Physical Gold and Silver Trust ? ? ? ? ? ? ? ? Annual Report ? December 31, 2020 ? ? ? ? ? ? ? ? ? ? ? Table of Contents Table of Contents ? ? Annual Management Report of Fund Performance 3 ? ? Annual Financial Statements 8 ? ? The management report of fund performance is an analysis and explanation that is designed to complement and supplement a |
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March 22, 2021 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 ? CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER ? I, Varinder Bhathal, certify that: ? 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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March 22, 2021 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 40-F ? ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? OR ? ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? ? ? ? For the fiscal year ended December 31, 2020 ? Commission file number 001-38346 ? SPROTT PHYSICAL GOLD AND SILVER TRU |
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March 22, 2021 |
Attestation Report of KPMG LLP. Exhibit 99.8 ? ? ? ? ? ? ? ? ? ? ? ? KPMG LLP ? ? ? Chartered Professional Accountants ? ? ? ? Bay Adelaide Centre ? Telephone: (416) 777-8500 ? ? 333 Bay Street Suite 4600 ? Fax: (416) 777-8818 ? ? Toronto, ON M5H 2S5 ? Internet: www.kpmg.ca ? ? Canada ? ? ? Report of Independent Registered Public Accounting Firm ? To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical |
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March 22, 2021 |
Exhibit 99.7 ? ? MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION ? Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold and Silver Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and m |
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March 22, 2021 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 ? PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ? In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Spr |
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March 22, 2021 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust We consent to the use of our reports, each dated March 22, 2021, with respect to the financial statements and the effectiveness of internal control over financial reporting included in this annual report on Form 40-F. We also consent to the incorpora |
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March 22, 2021 |
Annual Information Form of the Registrant dated March 22, 2021. Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2020 ? SPROTT PHYSICAL GOLD AND SILVER TRUST (the ?Trust?) March 22, 2021 ? ? TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 History and Development of the Trust 1 Investment Objectives of the Trust 3 Investment Strategies of the Trust 3 Borrowing Arrangements 3 INVESTM |
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November 13, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2020 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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November 13, 2020 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements September 30, 2020 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders September 30, 2020 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 8 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report conta |
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November 2, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Filed pursuant to General Instruction II. |
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November 2, 2020 |
Sprott Physical Gold and Silver Trust Expands Its "At-The-Market" Equity Program Exhibit 99.1 for immediate release NYSE: CEF tsx: cef and cef.u Sprott Physical Gold and Silver Trust Expands Its "At-The-Market" Equity Program TORONTO, ON – November 2, 2020 – Sprott Asset Management LP ("Sprott"), on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF) (TSX: CEF.U) (the "Trust"), a closed-ended mutual fund trust created to invest and hold substantially all |
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November 2, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2020 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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November 2, 2020 |
SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales Agreement Exhibit 99.2 SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales Agreement November 2, 2020 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Virtu ITG Canada Corp. 222 Bay Street Suite 2600, P.O. Box 33 Toronto, ON M5K 1B7 Ladies and Gentlemen: Reference is made to the Controlled Equity Offering |
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August 14, 2020 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements June 30, 2020 EX-99.1 2 cef-20200831xex99d1.htm EX-99.1 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders June 30, 2020 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s fi |
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August 14, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2020 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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July 9, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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May 15, 2020 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements March 31, 2020 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders March 31, 2020 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report contains |
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May 15, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2020 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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March 30, 2020 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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March 30, 2020 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold and Silver Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made be |
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March 30, 2020 |
Annual Information Form of the Registrant dated March 30, 2020. Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2019 SPROTT PHYSICAL GOLD AND SILVER TRUST (the ?Trust?) March 30, 2020 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 History and Development of the Trust 1 Investment Objectives of the Trust 3 Investment Strategies of the Trust 3 Borrowing Arrangements 4 INVESTMENT RE |
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March 30, 2020 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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March 30, 2020 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sprott |
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March 30, 2020 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott |
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March 30, 2020 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust We consent to the use of our reports, each dated March 30, 2020, with respect to the financial statements and the effectiveness of internal control over financial reporting incorporated by reference in this annual report on Form 40-F. We also consent |
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March 30, 2020 |
Attestation Report of KPMG LLP. EX-99.8 9 cef-20191231ex998c94eca.htm EX-99.8 Page1 Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold and Silver Trust Opinion on Internal Control Over Financial Reporting We have audited Sprott Physical Gold and Silver Trust’s (the Trust) internal control over financial reporting as of December 31, 2019, |
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March 30, 2020 |
Table of Contents Exhibit 99.6 Sprott Physical Gold and Silver Trust Report to Unitholders December 31, 2019 Table of Contents Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ?REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ?ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registrant |
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January 29, 2020 |
Exhibit 99.1 Execution Version SPROTT PHYSICAL GOLD AND SILVER TRUST Amendment No. 1 to Controlled Equity OfferingSM Sales Agreement January 29, 2020 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Reference is made to the Controlled Equity OfferingSM Sales Agreement, dated March 1, 2019, includin |
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January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2020 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toro |
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January 29, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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November 14, 2019 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements September 30, 2019 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders September 30, 2019 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report conta |
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August 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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August 30, 2019 |
SPROTT PHYSICAL GOLD AND SILVER TRUST EX-99.1 2 a19-181031ex99d1.htm EX-99.1 Exhibit 99.1 SPROTT PHYSICAL GOLD AND SILVER TRUST August 29, 2019 VIA SEDAR Re: Re-Filed Interim Financial Statements (the “Financial Statements”) for the Financial Six Months Ended June 30, 2019 (SEDAR Project Number: 2952055) Sprott Physical Gold and Silver Trust (the “Company”) has re-filed its Financial Statements to address an error at Page 10 - Unaudit |
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August 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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August 14, 2019 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements June 30, 2019 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders June 30, 2019 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains f |
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May 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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May 15, 2019 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements March 31, 2019 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders March 31, 2019 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains |
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May 9, 2019 |
Exhibit 99.1 May 8, 2019 Sprott Physical Gold and Silver Trust Royal Bank Plaza, South Tower 200 Bay Street Suite 2700, P.O. Box 27 Toronto, Ontario M5J 2J1 and RBC Investor Services Trust 155 Wellington Street West, 2nd Floor RBC Centre Toronto, Ontario M5V 3L3 Dear Sirs/Mesdames: Reference is made to Sprott Physical Gold and Silver Trust?s trust agreement dated October 26, 2017 as between the se |
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May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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April 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toront |
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April 12, 2019 |
Exhibit 99.1 April 11, 2019 Sprott Physical Gold and Silver Trust Royal Bank Plaza, South Tower 200 Bay Street Suite 2700, P.O. Box 27 Toronto, Ontario M5J 2J1 and RBC Investor Services Trust 155 Wellington Street West, 2nd Floor RBC Centre Toronto, Ontario M5V 3L3 Dear Sirs/Mesdames: Reference is made to Sprott Physical Gold and Silver Trust?s trust agreement dated October 26, 2017 as between the |
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March 29, 2019 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sprott |
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March 29, 2019 |
Table of Contents Exhibit 99.6 Sprott Physical Gold and Silver Trust Report to Unitholders December 31, 2018 Table of Contents Table of Contents Management Report on Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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March 29, 2019 |
Attestation Report of KPMG LLP. Exhibit 99.8 kpmg LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold and Silver Trust Opinion on Internal Control Over Financial |
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March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ?REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ?ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registrant |
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March 29, 2019 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold and Silver Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made be |
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March 29, 2019 |
Annual Information Form of the Registrant dated March 29, 2019. Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2018 SPROTT PHYSICAL GOLD AND SILVER TRUST (the ?Trust?) March 29, 2019 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 History and Development of the Trust 1 Investment Objectives of the Trust 3 Investment Strategies of the Trust 3 Borrowing Arrangements 3 INVESTMENT RE |
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March 29, 2019 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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March 29, 2019 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust We consent to the use of our reports, each dated March 29, 2019, with respect to the financial statements and the effectiveness of internal control over financial reporting incorporated by reference in this annual report on Form 40-F. We also consent |
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March 29, 2019 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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March 29, 2019 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott |
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March 26, 2019 |
EX-99.1 2 a19-71811ex99d1.htm EX-99.1 Exhibit 99.1 Sprott Asset Management 200 Bay Street, Suite 2600 Toronto, Ontario, Canada M5J 2J1 March 22, 2019 Dear Mr. Ciampaglia, As a precious metal custodian, the RCM regularly reviews its pricing policies in relation to its allocated storage accounts to ensure that RCM is being adequately compensated for services rendered. 320 SUSSEX DRIVE 320, PROMENADE |
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March 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toront |
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March 4, 2019 |
SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Controlled Equity OfferingSM Sales Agreement Exhibit 99.2 SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Controlled Equity OfferingSM Sales Agreement March 1, 2019 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Ladies and Gentlemen: Sprott Physical Gold and Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the ?Trust?) and managed by Sprott Asset Management LP, a limited partnership organize |
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March 4, 2019 |
SPROTT PHYSICAL GOLD AND SILVER TRUST ESTABLISHES ATM PROGRAM EX-99.1 2 a19-45279ex99d1.htm EX-99.1 Exhibit 99.1 SPROTT PHYSICAL GOLD AND SILVER TRUST ESTABLISHES ATM PROGRAM TORONTO, March 1, 2019 — Sprott Asset Management LP (“Sprott” or the “Manager”), on behalf of the Sprott Physical Gold and Silver Trust (NYSE: CEF) (TSX: CEF and CEF.U) (the “Trust”), is pleased to announce that it has entered into a Controlled Equity OfferingSM Sales Agreement (the “Sa |
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March 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2019 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toront |
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March 1, 2019 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED FEBRUARY 25, 2019 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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February 25, 2019 |
As filed with the Securities and Exchange Commission on February 25, 2019 Use these links to rapidly review the document TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 25, 2019 Registration No. |
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February 13, 2019 |
Use these links to rapidly review the document TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2019 Registration No. |
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February 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): RBC Investor Services Trust on Behalf of Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. o an amended filing for the Filer. (2) Check the following box if you |
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February 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sprott Physical Gold and Silver Trust B. (1) This is [check one]: x an original filing for the Filer. o an amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in accor |
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November 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2018 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Tor |
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November 14, 2018 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements September 30, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders September 30, 2018 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report conta |
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September 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2018 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, To |
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September 26, 2018 |
AMENDMENT NO. 1 TO THE TRUST AGREEMENT OF SPROTT PHYSICAL GOLD AND SILVER TRUST Exhibit 99.1 AMENDMENT NO. 1 TO THE TRUST AGREEMENT OF SPROTT PHYSICAL GOLD AND SILVER TRUST WHEREAS Ahsan Ahmed, the original settlor of Sprott Physical Gold and Silver Trust (the ?Trust?), the Manager and the Trustee for the Trust entered into a trust agreement dated October 26, 2017 (the ?Trust Agreement?); AND WHEREAS the Manager, pursuant to Section 21.1(b)(v) of the Trust Agreement, desires |
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August 15, 2018 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements June 30, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders JUNE 30, 2018 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains f |
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August 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2018 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toron |
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May 11, 2018 |
Sprott Physical Gold and Silver Trust Unaudited interim financial statements March 31, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold and Silver Trust Interim Report to Unitholders MARCH 31, 2018 Table of Contents - Table of Contents 7 Management Report of Fund Performance 3 Financial Statements 6 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains |
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May 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2018 Commission File Number: 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, |
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March 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing ("Filer"): RBC Investor Services Trust on Behalf of Sprott Physical Gold and Silver Trust B. (1) This is [check one]: [X] an original filing for the Filer. [ ] an amended filing for the Filer. (2) Check the following box if |
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March 29, 2018 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. EX-99.2 3 cef-20171231ex99275cc09.htm EX-99.2 Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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March 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing ("Filer"): Sprott Physical Gold and Silver Trust B. (1) This is [check one]: [X] an original filing for the Filer. [ ] an amended filing for the Filer. (2) Check the following box if you are filing the Form F-X in paper in a |
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March 29, 2018 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold and Silver Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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March 29, 2018 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. EX-99.4 5 cef-20171231ex994bb1edf.htm EX-99.4 Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the “Trust”) on Form 40-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Kevin Hib |
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March 29, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ?REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ?ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 001-38346 SPROTT PHYSICAL GOLD AND SILVER TRUST (Exact name of Registrant as speci |
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March 29, 2018 |
Attestation Report of KPMG LLP. EX-99.8 9 cef-20171231ex9980caa7a.htm EX-99.8 Exhibit 99.8 kpmg LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold and Silver Tr |
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March 29, 2018 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold and Silver Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott |
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March 29, 2018 |
Consent of KPMG LLP, independent auditors of the Registrant. EX-99.9 10 cef-20171231ex999d6fbb0.htm EX-99.9 Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold and Silver Trust We consent to the incorporation by reference of our reports, each dated March 28, 2018, with respect to the financial statements and the effectiveness of internal control over financial reporting include |
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March 29, 2018 |
Exhibit 99.5 ANNUAL INFORMATION FORM SPROTT PHYSICAL GOLD AND SILVER TRUST (the “Trust”) March 28, 2018 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 History and Development of the Trust 1 Investment Objectives of the Trust 2 Investment Strategies of the Trust 2 Borrowing Arrangements 3 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 3 OVER |
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March 29, 2018 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold and Silver Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made be |
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March 29, 2018 |
Table of Contents Exhibit 99.6 Sprott Physical Gold and Silver Trust Report to Unitholders DECEMBER 31, 2017 Table of Contents Table of Contents Management Report on Fund Performance 3 Financial Statements 4 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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January 16, 2018 |
Exhibit 99.3 MANAGEMENT AGREEMENT THIS AGREEMENT made and entered into as of the 26th day of October, 2017 BETWEEN: SPROTT PHYSICAL GOLD AND SILVER TRUST, a trust established under the laws of the Province of Ontario, by its trustee, RBC INVESTOR SERVICES TRUST, a trust company incorporated under the federal laws of Canada (hereinafter referred to as the “Trust”) OF THE FIRST PART - and - SPROTT A |
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January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Issuer Pursuant to Section 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: January, 2018 Commission File Number: 001-09038 Sprott Physical Gold and Silver Trust (Name of registrant) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, Canada M5J 2J1 ( |
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January 16, 2018 |
SPROTT ASSET MANAGEMENT LP SPROTT PHYSICAL GOLD AND SILVER TRUST Exhibit 99.2 SPROTT ASSET MANAGEMENT LP SPROTT PHYSICAL GOLD AND SILVER TRUST TRUST AGREEMENT Dated as of October 26, 2017 TABLE OF CONTENTS ARTICLE 1 INTERPRETATION 1 1.1 Definitions 1 1.2 Article and Section Headings 9 1.3 Statute References 9 1.4 Business Day 9 1.5 Number, Gender 10 1.6 References to ?Agreement? etc. 10 1.7 Time of Day 10 1.8 Currency 10 1.9 Exercise of Discretion 10 ARTICLE 2 |
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January 16, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Sprott Physical Gold and Silver Trust (Exact name of registrant as specified in its charter) Province of Ontario, Canada 98-1399794 (State of incorporation (IRS Employer or organization) Identification No.) Suit |
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January 16, 2018 |
EX-99.1 2 a18-26913ex99d1.htm EX-99.1 Exhibit 99.1 SPROTT COMPLETES ACQUISITION OF CENTRAL FUND OF CANADA AND SPROTT PHYSICAL GOLD AND SILVER TRUST TO COMMENCE TRADING Expected to Unlock Significant Value For CFCL Shareholders, Now Unitholders of the New Sprott Physical Gold and Silver Trust Storage Costs to Decline by Over 30% TORONTO, January 16, 2018 — Sprott Asset Management (“SAM”), Central F |
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January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Issuer Pursuant to Section 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: January, 2018 Commission File Number: 001-38346 Sprott Physical Gold and Silver Trust (Name of registrant) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, Canada M5J 2J1 ( |
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January 16, 2018 |
[Remainder of page left intentionally blank.] Exhibit 99.4 PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this 16th day of January, 2018. B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the ?Mint?) A N D: SPROTT ASSET MANAGEMENT LP, a limited partnership formed and organized u |
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January 16, 2018 |
Exhibit 99.5 December 20, 2017 IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the Jurisdiction) AND IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS AND IN THE MATTER OF SPROTT ASSET MANAGEMENT LP (the Manager) AND IN THE MATTER OF SPROTT PHYSICAL GOLD AND SILVER TRUST (the Trust) AND IN THE MATTER OF THE ROYAL CANADIAN MINT (the Bullion Custodian) |